Vault-13

FIRST TR EXCH TRADED FD III FPEI

INSTL PFD SECS · ETP · CUSIP 33739P855

154 institutional holders -2 vs Q4 2023
75,607,78275.6m shares reported held*
$1.4bnreported value*
20 new 70 added 47 reduced 20 sold out net bought ≈ $237.6m (+13.1m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($210.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $18.21.

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 110Q4 22: 136Q1 23: 143Q2 23: 138Q3 23: 136Q4 23: 156Q1 24: 154154Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022110
Q4 2022136
Q1 2023143
Q2 2023138
Q3 2023136
Q4 2023156
Q1 2024154

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 86 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 90 bought or addedQ1 23: 54 cut or sold outQ1 23Q2 23: 71 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 74 cut or sold outQ3 23Q4 23: 71 bought or addedQ4 23: 69 cut or sold outQ4 23Q1 24: 90 bought or addedQ1 24: 67 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228649
Q1 20239054
Q2 20237177
Q3 20235774
Q4 20237169
Q1 20249067

Biggest buyers

MORGAN STANLEY Added +11,613,254+11.6m
JPMORGAN CHASE & CO Added +1,715,804+1.7m
UBS Group AG Added +1,036,428+1.0m
ENVESTNET ASSET MANAGEMENT INC Added +426,698+426.7k
Cetera Investment Advisers Added +347,206+347.2k
Baird Financial Group, Inc. Added +263,209+263.2k
BANK OF AMERICA CORP /DE/ Added +239,799+239.8k
Legacy Edge Advisors, LLC Added +239,593+239.6k
TKG Advisors, LLC New +229,174+229.2k
Clark Capital Management Group, Inc. New +228,678+228.7k

Biggest sellers

GUNN & Co INVESTMENT MANAGEMENT, INC. Reduced -1,904,034-1.9m
JANE STREET GROUP, LLC Sold out -1,071,022-1.1m
LPL Financial LLC Reduced -363,940-363.9k
ROYAL BANK OF CANADA Reduced -324,321-324.3k
Composition Wealth, LLC Reduced -203,928-203.9k
RENAISSANCE TECHNOLOGIES LLC Reduced -174,675-174.7k
Avidian Wealth Enterprises, LLC Sold out -120,897-120.9k
Cetera Advisor Networks LLC Sold out -104,598-104.6k
PETERSON WEALTH MANAGEMENT Sold out -92,016-92.0k
Cetera Advisors LLC Sold out -90,820-90.8k

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 35,124,61835.1m $640.0m $640.0m 0.02% Added +11.6m +11,613,254
2 UBS Group AG 0.04% of their portfolio ZURICH, V8 7,460,0047.5m $135.9m $135.9m 0.04% Added +1.0m +1,036,428
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,417,0974.4m $80.5m $80.5m 0.01% Added +239.8k +239,799
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,048,5033.0m $55.5m $55.5m 0.01% Reduced -324.3k -324,321
5 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 2,481,2872.5m $45.2m $45.2m 0.02% Reduced -363.9k -363,940
6 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,340,0162.3m $42.6m $42.6m 0.00% Added +1.7m +1,715,804
7 SMITH CHAS P & ASSOCIATES PA CPAS 2.32% of their portfolio LAKELAND, FL 2,103,8532.1m $38.3m $38.3m 2.32% Added +74.1k +74,147
8 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 1,279,7221.3m $23.3m $23.3m 0.01% Added +426.7k +426,698
9 Citizens Business Bank 3.72% of their portfolio ONTARIO, CA 979,784979.8k $17.9m $17.9m 3.72% Added +7.0k +6,956
10 Essex LLC 3.74% of their portfolio DEER PARK, IL 890,813890.8k $16.2m $16.2m 3.74% Reduced -7.0k -6,976
11 Key Financial Inc 4.10% of their portfolio WEST CHESTER, PA 882,575882.6k $16.1m $16.1m 4.10% Added +49.6k +49,599
12 Composition Wealth, LLC 0.36% of their portfolio LOS ANGELES, CA 787,354787.4k $14.3m $14.3m 0.36% Reduced -203.9k -203,928
13 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 784,596784.6k $14.3m $14.3m 0.02% Added +56.7k +56,730
14 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 733,743733.7k $13.4m $13.4m 0.02% Added +56.3k +56,299
15 FUKOKU MUTUAL LIFE INSURANCE Co 0.89% of their portfolio TOKYO, M0 620,000620.0k $11.3m $11.3m 0.89% Unchanged
16 ADAMSBROWN WEALTH CONSULTANTS LLC 4.55% of their portfolio WICHITA, KS 617,439617.4k $11.2m $11.2m 4.55% Added +31.1k +31,121
17 OSAIC HOLDINGS, INC. 0.02% of their portfolio SCOTTSDALE, AZ 611,561611.6k $11.1m $11.1m 0.02% Added +134.9k +134,933
18 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 592,930592.9k $10.8m $10.8m 0.03% Added +40.0k +39,986
19 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 515,048515.0k $9.4m $9.4m 0.01% Added +19.3k +19,281
20 Legacy Edge Advisors, LLC 1.94% of their portfolio SYOSSET, NY 510,885510.9k $9.3m $9.3m 1.94% Added +239.6k +239,593
21 RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio NEW YORK, NY 470,425470.4k $8.6m $8.6m 0.01% Reduced -174.7k -174,675
22 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 416,000416.0k $7.6m $7.6m 0.02% Added +263.2k +263,209
23 Elevated Capital Advisors, LLC 2.14% of their portfolio SANDY, UT 410,223410.2k $7.5m $7.5m 2.14% Added +20.8k +20,820
24 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 363,963364.0k $6.6m $6.6m 0.02% Added +347.2k +347,206
25 INTEGRAL INVESTMENT ADVISORS, INC. 2.01% of their portfolio TURLOCK, CA 267,417267.4k $4.9m $4.9m 2.01% Added +41.0k +41,022
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 256,368256.4k $4.7m $4.7m 0.01% Added +4.8k +4,788
27 FLAGSTAR SECURITIES, INC 1.25% of their portfolio New York, NY 246,072246.1k $4.5m $4.5m 1.25% Added +26.6k +26,551
28 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 233,164233.2k $4.2m $4.2m 0.00% Reduced -25.7k -25,715
29 TKG Advisors, LLC 2.33% of their portfolio VALPARAISO, IN 229,174229.2k $4.2m $4.2m 2.33% New
30 Clark Capital Management Group, Inc. 0.03% of their portfolio PHILADELPHIA, PA 228,678228.7k $4.2m $4.2m 0.03% New
31 VISTA INVESTMENT MANAGEMENT 1.62% of their portfolio PITTSBURGH, PA 218,026218.0k $4.0m $4.0m 1.62% Added +94.8k +94,770
32 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 200,417200.4k $3.7m $3.7m 0.09% Added +16.7k +16,666
33 SHELTON WEALTH MANAGEMENT, LLC 2.23% of their portfolio FORT WORTH, TX 194,972195.0k $3.6m $3.6m 2.23% Added +23.6k +23,594
34 G&S Capital LLC 1.52% of their portfolio DENVER, CO 186,976187.0k $3.4m $3.4m 1.52% New
35 Welch & Forbes LLC 0.04% of their portfolio Boston, MA 174,836174.8k $3.2m $3.2m 0.04% Reduced -1.6k -1,588
36 1776 Wealth LLC 1.44% of their portfolio ATLANTA, GA 167,061167.1k $3.0m $3.0m 1.44% Added +21 +21
37 BEACON FINANCIAL GROUP 0.35% of their portfolio DALLAS, TX 165,707165.7k $3.0m $3.0m 0.35% Reduced -37.5k -37,538
38 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 150,401150.4k $2.7m $2.7m 0.00% Reduced -89.3k -89,254
39 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 145,831145.8k $2.7m $2.7m 0.01% Reduced -15.2k -15,175
40 ELEVATION WEALTH PARTNERS, LLC 1.25% of their portfolio WALNUT CREEK, CA 137,218137.2k $2.5m $2.5m 1.25% Reduced -18.7k -18,677
41 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 137,189137.2k $2.5m $2.5m 0.02% Added +16.6k +16,624
42 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 133,324133.3k $2.4m $2.4m 0.09% Added +15.6k +15,643
43 GUNN & Co INVESTMENT MANAGEMENT, INC. 1.72% of their portfolio JACKSONVILLE, FL 125,672125.7k $2.3m $2.3m 1.72% Reduced -1.9m -1,904,034
44 SUTTON PLACE INVESTORS LLC 1.01% of their portfolio ARMONK, NY 112,110112.1k $2.0m $2.0m 1.01% Unchanged
45 Summit Wealth Partners, LLC 0.43% of their portfolio Orlando, FL 111,752111.8k $2.0m $2.0m 0.43% Added +68.4k +68,409
46 Financial Advocates Investment Management 0.12% of their portfolio OLYMPIA, WA 111,029111.0k $2.0m $2.0m 0.12% Added +18.1k +18,072
47 Wayfinding Financial, LLC 1.16% of their portfolio LYNNWOOD, WA 109,303109.3k $2.0m $2.0m 1.16% New
48 ICA Group Wealth Management, LLC 0.36% of their portfolio DENVER, CO 98,07798.1k $1.8m $1.8m 0.36% Reduced -8.4k -8,368
49 OLD MISSION CAPITAL LLC 0.04% of their portfolio CHICAGO, IL 94,19694.2k $1.7m $1.7m 0.04% New
50 Walker Asset Management, LLC 1.08% of their portfolio SPRINGFIELD, MO 89,85589.9k $1.6m $1.6m 1.08% Added +1.8k +1,769
51 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 86,87986.9k $1.6m $1.6m 0.05% Added +1.9k +1,876
52 Visionary Wealth Advisors 0.11% of their portfolio O'FALLON, IL 85,71385.7k $1.6m $1.6m 0.11% Reduced -894 -894
53 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 83,80183.8k $1.5m $1.5m 0.00% Reduced -3.8k -3,819
54 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 81,96982.0k $1.5m $1.5m 0.01% Reduced -7.1k -7,125
55 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 79,00479.0k $1.4m $1.4m 0.01% Added +5.6k +5,608
56 Princeton Global Asset Management LLC 0.34% of their portfolio PRINCETON, NJ 78,58778.6k $1.4m $1.4m 0.34% Reduced -5.6k -5,639
57 Wealthcare Advisory Partners LLC 0.05% of their portfolio WEST CHESTER, PA 78,06478.1k $1.4m $1.4m 0.05% Added +28.5k +28,520
58 Sigma Planning Corp 0.04% of their portfolio ANN ARBOR, MI 76,41476.4k $1.4m $1.4m 0.04% Added +37.6k +37,624
59 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.11% of their portfolio CEDAR RAPIDS, IA 73,51073.5k $1.3m $1.3m 0.11% Added +700 +700
60 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 71,39371.4k $1.3m $1.3m 0.01% Added +16.1k +16,137
61 United Capital Management of KS, Inc. 0.29% of their portfolio SALINA, KS 68,49568.5k $1.2m $1.2m 0.29% Reduced -4.0k -3,986
62 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 59,71859.7k $1.1m $1.1m 0.00% New
63 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 57,03157.0k $1.0m $1.0m 0.04% Reduced -1.4k -1,435
64 COMERICA BANK 0.00% of their portfolio DALLAS, TX 56,33656.3k $1.0m $1.0m 0.00% Reduced -6.2k -6,201
65 TWIN PEAKS WEALTH ADVISORS, LLC 0.57% of their portfolio SAN FRANCISCO, CA 56,16756.2k $1.0m $1.0m 0.57% Added +6.8k +6,793
66 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 55,55555.6k $1.0m $1.0m 0.01% Reduced -7.9k -7,948
67 Arkadios Wealth Advisors 0.08% of their portfolio ATLANTA, GA 55,21155.2k $1.0m $1.0m 0.08% Reduced -2.8k -2,760
68 Keebeck Wealth Management 0.15% of their portfolio Chicago, IL 55,20055.2k $1.0m $1.0m 0.15% New
69 Spire Wealth Management 0.02% of their portfolio MCLEAN, VA 54,23754.2k $988.2k $988.2k 0.02% Reduced -2.4k -2,360
70 PRINCIPAL SECURITIES, INC. 0.03% of their portfolio DES MOINES, IA 51,27751.3k $934.3k $934.3k 0.03% Added +50.7k +50,745
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 48,94848.9k $892.0k $892.0k 0.00% Added +14.4k +14,407
72 Jaffetilchin Investment Partners, LLC 0.08% of their portfolio TAMPA, FL 47,46047.5k $864.7k $864.7k 0.08% Reduced -3.4k -3,446
73 PARK AVENUE SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 46,39746.4k $845.0k $845.0k 0.01% Added +34.9k +34,949
74 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 46,39146.4k $845.2k $845.2k 0.05% Added +3.7k +3,707
75 Magnus Financial Group LLC 0.10% of their portfolio NEW YORK, NY 46,21846.2k $842.1k $842.1k 0.10% Reduced -2.9k -2,868
76 Western Wealth Management, LLC 0.06% of their portfolio GOLDEN, CO 41,63841.6k $758.6k $758.6k 0.06% Reduced -722 -722
77 StoneX Group Inc. 0.07% of their portfolio NEW YORK, NY 41,46841.5k $755.5k $755.5k 0.07% Added +14.4k +14,415
78 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 40,91140.9k $745.4k $745.4k 0.03% Added +3.5k +3,459
79 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 40,75440.8k $687.9k $687.9k 0.02% Added +2.4k +2,425
80 KESTRA PRIVATE WEALTH SERVICES, LLC 0.02% of their portfolio AUSTIN, TX 38,92638.9k $709.2k $709.2k 0.02% Added +18.2k +18,197
81 Forum Private Client Group LLC 0.34% of their portfolio FISHERS, IN 38,20638.2k $696.1k $696.1k 0.34% Added +1.1k +1,125
82 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 37,45537.5k $682.4k $682.4k 0.01% Added +1.9k +1,893
83 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 36,12936.1k $658.3k $658.3k 0.02% Added +183 +183
84 Soltis Investment Advisors LLC 0.07% of their portfolio ST. GEORGE, UT 34,25634.3k $593.3k $593.3k 0.07% New
85 Inscription Capital, LLC 0.10% of their portfolio HOUSTON, TX 32,92532.9k $599.9k $599.9k 0.10% New
86 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 30,20930.2k $550.4k $550.4k 0.01% Added +390 +390
87 SlateStone Wealth, LLC 0.05% of their portfolio JUPITER, FL 30,00030.0k $547.0k $547.0k 0.05% Unchanged
88 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 29,97330.0k $546.1k $546.1k 0.02% Reduced -8.4k -8,397
89 Clarus Wealth Advisors 0.30% of their portfolio PEORIA, AZ 29,16529.2k $528.5k $528.5k 0.30% Reduced -732 -732
90 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 28,94328.9k $527.3k $527.3k 0.02% Added +11.9k +11,885
91 TRUSTMARK BANK TRUST DEPARTMENT 0.04% of their portfolio JACKSON, MS 28,25928.3k $514.9k $514.9k 0.04% Added +1.9k +1,950
92 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 27,43527.4k $499.9k $499.9k 0.00% Added +12.3k +12,277
93 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 27,42327.4k $499.6k $499.6k 0.01% Added +8.0k +8,000
94 Global Assets Advisory, LLC 0.06% of their portfolio ORLANDO, FL 27,30027.3k $1.5k $1.5k 0.06% New
95 Virtue Capital Management, LLC 0.08% of their portfolio BRENTWOOD, TN 25,59425.6k $463.9k $463.9k 0.08% Added +5.5k +5,501
96 Plotkin Financial Advisors, LLC 0.30% of their portfolio CHEVY CHASE, MD 24,57324.6k $447.7k $447.7k 0.30% Added +5.7k +5,739
97 LFA - Lugano Financial Advisors SA 0.32% of their portfolio LUGANO, V8 24,00024.0k $437.3k $437.3k 0.32% Unchanged
98 Phocas Financial Corp. 0.05% of their portfolio ALAMEDA, CA 22,05522.1k $401.8k $401.8k 0.05% Unchanged
99 Key Client Fiduciary Advisors, LLC 0.21% of their portfolio Fairfield, NJ 21,92121.9k $399.4k $399.4k 0.21% Added +13 +13
100 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 21,91721.9k $399.3k $399.3k 0.00% New