Vault-13

FIRST TR EXCH TRADED FD III FPEI

INSTL PFD SECS · ETP · CUSIP 33739P855

156 institutional holders +20 vs Q3 2023
62,682,93862.7m shares reported held*
$1.1bnreported value*
23 new 48 added 61 reduced 8 sold out net bought ≈ $343.1m (+19.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($368.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $17.83.

Trends to Q4 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 110Q4 22: 136Q1 23: 143Q2 23: 138Q3 23: 136Q4 23: 156156Q3 22Q4 22Q1 23Q2 23Q3 23Q4 23
Numbers
QuarterHolders
Q3 2022110
Q4 2022136
Q1 2023143
Q2 2023138
Q3 2023136
Q4 2023156

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 86 bought or addedQ4 22: 49 cut or sold outQ4 22Q1 23: 90 bought or addedQ1 23: 54 cut or sold outQ1 23Q2 23: 71 bought or addedQ2 23: 77 cut or sold outQ2 23Q3 23: 57 bought or addedQ3 23: 74 cut or sold outQ3 23Q4 23: 71 bought or addedQ4 23: 69 cut or sold outQ4 23
Numbers
QuarterBought or addedCut or sold out
Q4 20228649
Q1 20239054
Q2 20237177
Q3 20235774
Q4 20237169

Biggest buyers

MORGAN STANLEY Added +12,430,117+12.4m
SMITH CHAS P & ASSOCIATES PA CPAS New +2,029,706+2.0m
GUNN & Co INVESTMENT MANAGEMENT, INC. Added +1,906,834+1.9m
BANK OF AMERICA CORP /DE/ Added +1,647,671+1.6m
JANE STREET GROUP, LLC Added +1,033,203+1.0m
JPMORGAN CHASE & CO New +624,212+624.2k
RENAISSANCE TECHNOLOGIES LLC Added +555,562+555.6k
LPL Financial LLC Added +420,310+420.3k
Key Financial Inc Added +404,949+404.9k
TRUIST FINANCIAL CORP Added +241,941+241.9k

Biggest sellers

Composition Wealth, LLC Reduced -599,481-599.5k
STONEBRIDGE ADVISORS LLC Reduced -567,918-567.9k
Cherry Creek Investment Advisors, Inc. Sold out -345,586-345.6k
Magnus Financial Group LLC Reduced -330,132-330.1k
Baird Financial Group, Inc. Reduced -226,025-226.0k
Marshall Financial Group, LLC Reduced -212,606-212.6k
OSAIC HOLDINGS, INC. Reduced -179,190-179.2k
Phocas Financial Corp. Reduced -151,865-151.9k
Cambridge Investment Research Advisors, Inc. Reduced -111,877-111.9k
PETERSON WEALTH MANAGEMENT Reduced -111,314-111.3k

Holders, Q4 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.02% of their portfolio NEW YORK, NY 23,511,36423.5m $419.2m $419.2m 0.02% Added +12.4m +12,430,117
2 UBS Group AG 0.05% of their portfolio ZURICH, V8 6,423,5766.4m $114.5m $114.5m 0.05% Added +59.7k +59,700
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 4,177,2984.2m $74.5m $74.5m 0.01% Added +1.6m +1,647,671
4 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 3,372,8243.4m $60.1m $60.1m 0.01% Added +23.9k +23,903
5 LPL Financial LLC 0.03% of their portfolio FORT MILL, SC 2,845,2272.8m $50.7m $50.7m 0.03% Added +420.3k +420,310
6 SMITH CHAS P & ASSOCIATES PA CPAS 2.39% of their portfolio LAKELAND, FL 2,029,7062.0m $36.2m $36.2m 2.39% New
7 GUNN & Co INVESTMENT MANAGEMENT, INC. 2.39% of their portfolio JACKSONVILLE, FL 2,029,7062.0m $36.2m $36.2m 2.39% Added +1.9m +1,906,834
8 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 1,071,0221.1m $19.1m $19.1m 0.02% Added +1.0m +1,033,203
9 Composition Wealth, LLC 0.48% of their portfolio LOS ANGELES, CA 991,282991.3k $17.7m $17.7m 0.48% Reduced -599.5k -599,481
10 Citizens Business Bank 3.82% of their portfolio ONTARIO, CA 972,828972.8k $17.3m $17.3m 3.82% Reduced -38.7k -38,744
11 Essex LLC 3.98% of their portfolio DEER PARK, IL 897,789897.8k $16.0m $16.0m 3.98% Added +34.9k +34,875
12 ENVESTNET ASSET MANAGEMENT INC 0.01% of their portfolio Berwyn, PA 853,024853.0k $15.2m $15.2m 0.01% Added +228.5k +228,513
13 Key Financial Inc 4.06% of their portfolio WEST CHESTER, PA 832,976833.0k $14.9m $14.9m 4.06% Added +404.9k +404,949
14 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 727,866727.9k $13.0m $13.0m 0.02% Added +115.7k +115,730
15 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 677,444677.4k $12.1m $12.1m 0.02% Added +241.9k +241,941
16 RENAISSANCE TECHNOLOGIES LLC 0.02% of their portfolio NEW YORK, NY 645,100645.1k $11.5m $11.5m 0.02% Added +555.6k +555,562
17 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 624,212624.2k $11.1m $11.1m 0.00% New
18 FUKOKU MUTUAL LIFE INSURANCE Co 0.92% of their portfolio TOKYO, M0 620,000620.0k $11.1m $11.1m 0.92% Unchanged
19 ADAMSBROWN WEALTH CONSULTANTS LLC 4.55% of their portfolio WICHITA, KS 586,318586.3k $10.5m $10.5m 4.55% Added +22.0k +21,996
20 Janney Montgomery Scott LLC 0.03% of their portfolio PHILADELPHIA, PA 552,944552.9k $9.9m $9.9m 0.03% Reduced -5.9k -5,880
21 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 495,767495.8k $8.8m $8.8m 0.01% Reduced -30.8k -30,766
22 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 476,628476.6k $8.5m $8.5m 0.01% Reduced -179.2k -179,190
23 Elevated Capital Advisors, LLC 2.17% of their portfolio SANDY, UT 389,403389.4k $6.9m $6.9m 2.17% Reduced -776 -776
24 Legacy Edge Advisors, LLC 1.11% of their portfolio SYOSSET, NY 271,292271.3k $4.8m $4.8m 1.11% First filing
25 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 258,879258.9k $4.6m $4.6m 0.01% Reduced -20.6k -20,640
26 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 251,580251.6k $4.5m $4.5m 0.01% Reduced -248 -248
27 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 239,655239.7k $4.3m $4.3m 0.00% Reduced -10.3k -10,323
28 INTEGRAL INVESTMENT ADVISORS, INC. 2.57% of their portfolio TURLOCK, CA 226,395226.4k $4.0m $4.0m 2.57% Added +15.2k +15,228
29 FLAGSTAR SECURITIES, INC 1.24% of their portfolio New York, NY 219,521219.5k $3.9m $3.9m 1.24% New
30 BEACON FINANCIAL GROUP 0.44% of their portfolio DALLAS, TX 203,245203.2k $3.6m $3.6m 0.44% Added +1.5k +1,456
31 Kingsview Wealth Management, LLC 0.10% of their portfolio GRANTS PASS, OR 183,751183.8k $3.3m $3.3m 0.10% New
32 Welch & Forbes LLC 0.05% of their portfolio Boston, MA 176,424176.4k $3.1m $3.1m 0.05% Reduced -4.2k -4,200
33 SHELTON WEALTH MANAGEMENT, LLC 2.17% of their portfolio FORT WORTH, TX 171,378171.4k $3.1m $3.1m 2.17% Reduced -107.0k -106,994
34 1776 Wealth LLC 1.48% of their portfolio ATLANTA, GA 167,040167.0k $3.0m $3.0m 1.48% Reduced -457 -457
35 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 161,006161.0k $2.9m $2.9m 0.01% Reduced -63.0k -63,006
36 ELEVATION WEALTH PARTNERS, LLC 1.58% of their portfolio WALNUT CREEK, CA 155,895155.9k $2.6m $2.6m 1.58% New
37 Baird Financial Group, Inc. 0.01% of their portfolio MILWAUKEE, WI 152,791152.8k $2.7m $2.7m 0.01% Reduced -226.0k -226,025
38 VISTA INVESTMENT MANAGEMENT 1.02% of their portfolio PITTSBURGH, PA 123,256123.3k $2.2m $2.2m 1.02% Reduced -11.3k -11,263
39 Avidian Wealth Enterprises, LLC 0.13% of their portfolio Houston, TX 120,897120.9k $2.2m $2.2m 0.13% New
40 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 120,565120.6k $2.1m $2.1m 0.02% Added +5.3k +5,277
41 WEDBUSH SECURITIES INC 0.09% of their portfolio PASADENA, CA 117,681117.7k $2.1m $2.1m 0.09% Added +10.6k +10,602
42 SUTTON PLACE INVESTORS LLC 1.45% of their portfolio ARMONK, NY 112,110112.1k $2.0m $2.0m 1.45% Added +1.5k +1,500
43 Platform Technology Partners 0.76% of their portfolio NEW YORK, NY 107,968108.0k $1.9m $1.9m 0.76% Reduced -22.8k -22,772
44 ICA Group Wealth Management, LLC 0.42% of their portfolio DENVER, CO 106,445106.4k $1.9m $1.9m 0.42% Added +1.9k +1,887
45 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 104,598104.6k $1.9m $1.9m 0.01% Added +9.3k +9,300
46 Financial Advocates Investment Management 0.11% of their portfolio OLYMPIA, WA 92,95793.0k $1.7m $1.7m 0.11% Added +14.4k +14,444
47 PETERSON WEALTH MANAGEMENT 1.48% of their portfolio SPARKS, NV 92,01692.0k $1.6m $1.6m 1.48% Reduced -111.3k -111,314
48 Cetera Advisors LLC 0.02% of their portfolio DENVER, CO 90,82090.8k $1.6m $1.6m 0.02% Added +6.1k +6,079
49 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 89,09489.1k $1.6m $1.6m 0.01% Reduced -111.9k -111,877
50 Walker Asset Management, LLC 1.13% of their portfolio SPRINGFIELD, MO 88,08688.1k $1.6m $1.6m 1.13% Reduced -250 -250
51 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 87,62087.6k $1.6m $1.6m 0.00% Reduced -39.1k -39,137
52 Visionary Wealth Advisors 0.11% of their portfolio O'FALLON, IL 86,60786.6k $1.5m $1.5m 0.11% New
53 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.05% of their portfolio Seattle, WA 85,00385.0k $1.5m $1.5m 0.05% Reduced -1.0k -1,030
54 Princeton Global Asset Management LLC 0.38% of their portfolio PRINCETON, NJ 84,22684.2k $1.5m $1.5m 0.38% Reduced -5.7k -5,748
55 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 73,39673.4k $1.3m $1.3m 0.01% Added +12.9k +12,901
56 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.12% of their portfolio CEDAR RAPIDS, IA 72,81072.8k $1.3m $1.3m 0.12% Reduced -2.1k -2,070
57 United Capital Management of KS, Inc. 0.39% of their portfolio SALINA, KS 72,48172.5k $1.3m $1.3m 0.39% Reduced -19.2k -19,175
58 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 63,50363.5k $1.1m $1.1m 0.01% Reduced -15.7k -15,717
59 COMERICA BANK 0.01% of their portfolio DALLAS, TX 62,53762.5k $1.1m $1.1m 0.01% Added +12.4k +12,441
60 RFG Advisory, LLC 0.04% of their portfolio BIRMINGHAM, AL 58,46658.5k $1.0m $1.0m 0.04% Added +2.2k +2,226
61 Arkadios Wealth Advisors 0.09% of their portfolio ATLANTA, GA 57,97158.0k $1.0m $1.0m 0.09% Reduced -27.7k -27,737
62 Gladstone Institutional Advisory LLC 0.06% of their portfolio Bedminster, NJ 57,32257.3k $1.0m $1.0m 0.06% Reduced -16.1k -16,143
63 Spire Wealth Management 0.03% of their portfolio MCLEAN, VA 56,59756.6k $1.0m $1.0m 0.03% Reduced -2.2k -2,188
64 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 55,25655.3k $985.2k $985.2k 0.01% Added +13.1k +13,136
65 Jaffetilchin Investment Partners, LLC 0.09% of their portfolio TAMPA, FL 50,90650.9k $907.7k $907.7k 0.09% Added +23.5k +23,477
66 Wealthcare Advisory Partners LLC 0.04% of their portfolio WEST CHESTER, PA 49,54449.5k $883.4k $883.4k 0.04% Added +9.0k +8,971
67 TWIN PEAKS WEALTH ADVISORS, LLC 0.56% of their portfolio SAN FRANCISCO, CA 49,37449.4k $880.3k $880.3k 0.56% First filing
68 Magnus Financial Group LLC 0.11% of their portfolio NEW YORK, NY 49,08649.1k $875.2k $875.2k 0.11% Reduced -330.1k -330,132
69 Maia Wealth LLC 0.32% of their portfolio DENVER, CO 44,93844.9k $801.2k $801.2k 0.32% First filing
70 Summit Wealth Partners, LLC 0.18% of their portfolio Orlando, FL 43,34343.3k $772.8k $772.8k 0.18% Added +12.4k +12,387
71 Global Retirement Partners, LLC 0.03% of their portfolio San Rafael, CA 43,13543.1k $768.2k $768.2k 0.03% Reduced -64.8k -64,801
72 Ashton Thomas Private Wealth, LLC 0.05% of their portfolio SCOTTSDALE, AZ 42,68442.7k $761.0k $761.0k 0.05% Reduced -301 -301
73 Western Wealth Management, LLC 0.05% of their portfolio GOLDEN, CO 42,36042.4k $755.3k $755.3k 0.05% Added +6.6k +6,631
74 Kovack Advisors, Inc. 0.09% of their portfolio FT. LAUDERDALE, FL 41,74041.7k $744.2k $744.2k 0.09% Reduced -15 -15
75 Sigma Planning Corp 0.05% of their portfolio ANN ARBOR, MI 38,79038.8k $691.6k $691.6k 0.05% Reduced -38.4k -38,373
76 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 38,37038.4k $684.1k $684.1k 0.03% Reduced -5.7k -5,665
77 B. Riley Wealth Advisors, Inc. 0.02% of their portfolio MEMPHIS, TN 38,32938.3k $683.4k $683.4k 0.02% Reduced -2.4k -2,425
78 IFP Advisors, Inc 0.03% of their portfolio TAMPA, FL 37,45237.5k $667.8k $667.8k 0.03% Reduced -14.8k -14,818
79 Forum Private Client Group LLC 0.35% of their portfolio FISHERS, IN 37,08137.1k $661.2k $661.2k 0.35% New
80 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 35,94635.9k $640.9k $640.9k 0.02% Added +2.1k +2,082
81 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 35,56235.6k $634.1k $634.1k 0.01% Reduced -12.2k -12,186
82 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 34,96135.0k $623.4k $623.4k 0.01% Reduced -351 -351
83 CWM, LLC 0.00% of their portfolio OMAHA, NE 34,54134.5k $616.0k $616.0k 0.00% Added +14.2k +14,247
84 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 34,01634.0k $607.0k $607.0k 0.00% Reduced -62.3k -62,261
85 GeoWealth Management, LLC 0.05% of their portfolio CHICAGO, IL 32,98033.0k $587.0k $587.0k 0.05% Reduced -4.4k -4,392
86 SlateStone Wealth, LLC 0.07% of their portfolio JUPITER, FL 30,00030.0k $535.0k $535.0k 0.07% Unchanged
87 Clarus Wealth Advisors 0.32% of their portfolio PEORIA, AZ 29,89729.9k $534.3k $534.3k 0.32% First filing
88 LINCOLN NATIONAL CORP 0.01% of their portfolio RADNOR, PA 29,81929.8k $531.7k $531.7k 0.01% Added +402 +402
89 MGO ONE SEVEN LLC 0.03% of their portfolio Beachwood, OH 28,44328.4k $507.1k $507.1k 0.03% New
90 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 27,05327.1k $482.4k $482.4k 0.05% Added +1.3k +1,348
91 TRUSTMARK BANK TRUST DEPARTMENT 0.04% of their portfolio JACKSON, MS 26,30926.3k $469.1k $469.1k 0.04% Added +9 +9
92 LFA - Lugano Financial Advisors SA 0.34% of their portfolio LUGANO, V8 24,00024.0k $427.9k $427.9k 0.34% Unchanged
93 Koshinski Asset Management, Inc. 0.06% of their portfolio DECATUR, IL 23,68723.7k $422.3k $422.3k 0.06% Added +4.9k +4,895
94 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 22,05622.1k $393.3k $393.3k 0.00% Added +1.8k +1,761
95 Phocas Financial Corp. 0.05% of their portfolio ALAMEDA, CA 22,05522.1k $393.2k $393.2k 0.05% Reduced -151.9k -151,865
96 Key Client Fiduciary Advisors, LLC 0.23% of their portfolio Fairfield, NJ 21,90821.9k $390.6k $390.6k 0.23% Added +11 +11
97 AFT, FORSYTH & COMPANY, INC. 0.25% of their portfolio JUPITER, FL 21,87221.9k $390.0k $390.0k 0.25% Reduced -4.7k -4,732
98 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 20,72920.7k $369.6k $369.6k 0.01% Added +1.2k +1,218
99 Virtue Capital Management, LLC 0.07% of their portfolio BRENTWOOD, TN 20,09320.1k $355.6k $355.6k 0.07% Added +2.1k +2,145
100 Equitable Holdings, Inc. 0.00% of their portfolio NEW YORK, NY 19,42319.4k $346.3k $346.3k 0.00% Reduced -11.6k -11,568