Vault-13

FIRST TR EXCH TRADED FD III FSMB

SHRT DUR MNG MUN · ETP · CUSIP 33739P830

133 institutional holders +11 vs Q3 2024
17,219,46717.2m shares reported held*
$341.6mreported value*
16 new 48 added 39 reduced 9 sold out net bought ≈ $16.5m (+830.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $19.84. Options: 0 managers hold calls (— notional), 1 hold puts ($0).

Trends to Q4 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 100Q4 22: 109Q1 23: 108Q2 23: 112Q3 23: 115Q4 23: 124Q1 24: 119Q2 24: 121Q3 24: 122Q4 24: 133133Q3 22Q1 23Q3 23Q1 24Q3 24Q4 24
Numbers
QuarterHolders
Q3 2022100
Q4 2022109
Q1 2023108
Q2 2023112
Q3 2023115
Q4 2023124
Q1 2024119
Q2 2024121
Q3 2024122
Q4 2024133

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q1 23: 54 bought or addedQ1 23: 50 cut or sold outQ2 23: 59 bought or addedQ2 23: 42 cut or sold outQ2 23Q3 23: 45 bought or addedQ3 23: 63 cut or sold outQ4 23: 53 bought or addedQ4 23: 55 cut or sold outQ4 23Q1 24: 59 bought or addedQ1 24: 51 cut or sold outQ2 24: 49 bought or addedQ2 24: 57 cut or sold outQ2 24Q3 24: 55 bought or addedQ3 24: 47 cut or sold outQ4 24: 64 bought or addedQ4 24: 48 cut or sold outQ4 24
Numbers
QuarterBought or addedCut or sold out
Q1 20235450
Q2 20235942
Q3 20234563
Q4 20235355
Q1 20245951
Q2 20244957
Q3 20245547
Q4 20246448

Biggest buyers

MORGAN STANLEY Added +164,898+164.9k
LPL Financial LLC Added +138,848+138.8k
Sowell Financial Services LLC New +116,365+116.4k
PFS Partners, LLC Added +111,034+111.0k
Independent Advisor Alliance New +87,959+88.0k
Per Stirling Capital Management, LLC. Added +78,302+78.3k
GOLDMAN SACHS GROUP INC New +63,429+63.4k
Hedeker Wealth, LLC New +53,390+53.4k
TRUIST FINANCIAL CORP Added +41,448+41.4k
EnRich Financial Partners LLC Added +37,099+37.1k

Biggest sellers

JPMORGAN CHASE & CO Reduced -176,909-176.9k
Cetera Investment Advisers Reduced -37,194-37.2k
Kestra Advisory Services, LLC Reduced -26,668-26.7k
Orion Porfolio Solutions, LLC Reduced -24,864-24.9k
Orion Portfolio Solutions, LLC Reduced -24,864-24.9k
STIFEL FINANCIAL CORP Reduced -23,269-23.3k
D.A. DAVIDSON & CO. Reduced -16,494-16.5k
FLOW TRADERS U.S. LLC Sold out -14,830-14.8k
Pathstone Holdings, LLC Sold out -14,274-14.3k
Simplicity Wealth,LLC Sold out -14,116-14.1k

Biggest calls

None

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FIRST TRUST PORTFOLIOS LP 13G · institution new · filed 2026-01-30 5.6% new 1.4m≈ $28.4m 2026-01-30

Holders, Q4 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 3,541,4353.5m $70.3m $70.3m 0.00% Added +164.9k +164,898
2 RAYMOND JAMES FINANCIAL INC 0.01% of their portfolio ST. PETERSBURG, FL 1,563,8611.6m $31.0m $31.0m 0.01% First filing
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 1,318,3871.3m $26.2m $26.2m 0.01% Added +138.8k +138,848
4 PFS Partners, LLC 8.13% of their portfolio MINE HILL, NJ 752,860752.9k $14.9m $14.9m 8.13% Added +111.0k +111,034
5 HighTower Advisors, LLC 0.02% of their portfolio CHICAGO, IL 732,127732.1k $14.5m $14.5m 0.02% Added +5.5k +5,450
6 RMR Wealth Builders 1.46% of their portfolio Montclair, NJ 712,254712.3k $14.1m $14.1m 1.46% Added +6.1k +6,133
7 UBS Group AG 0.00% of their portfolio ZURICH, V8 580,630580.6k $11.5m $11.5m 0.00% Added +31.5k +31,487
8 TruWealth Advisors, LLC 0.66% of their portfolio Metairie, LA 547,562547.6k $10.9m $10.9m 0.66% Added +3.7k +3,729
9 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 409,841409.8k $8.1m $8.1m 0.00% Reduced -5.7k -5,698
10 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 387,888387.9k $7.7m $7.7m 0.00% Reduced -6.2k -6,162
11 EnRich Financial Partners LLC 2.25% of their portfolio MADISON, WI 341,099341.1k $6.8m $6.8m 2.25% Added +37.1k +37,099
12 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 253,799253.8k $5.0m $5.0m 0.03% Reduced -26.7k -26,668
13 Nilsine Partners, LLC 0.54% of their portfolio GREENWOOD VILLAGE, CO 252,300252.3k $5.0m $5.0m 0.54% Added +13.2k +13,213
14 MML INVESTORS SERVICES, LLC 0.02% of their portfolio SPRINGFIELD, MA 237,619237.6k $4.7m $4.7m 0.02% Added +12.9k +12,870
15 CONDOR CAPITAL MANAGEMENT 0.40% of their portfolio MARTINSVILLE, NJ 227,821227.8k $4.5m $4.5m 0.40% Added +3.8k +3,826
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 222,331222.3k $4.4m $4.4m 0.00% Reduced -23.3k -23,269
17 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 210,015210.0k $4.2m $4.2m 0.00% Added +15.5k +15,494
18 Visionary Wealth Advisors 0.24% of their portfolio O'FALLON, IL 209,205209.2k $4.2m $4.2m 0.24% Added +13.3k +13,334
19 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 193,320193.3k $3.8m $3.8m 0.02% Added +9.3k +9,259
20 Allworth Financial LP 0.02% of their portfolio FOLSOM, CA 183,356183.4k $3.6m $3.6m 0.02% Added +28.6k +28,565
21 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 175,263175.3k $3.5m $3.5m 0.00% Reduced -176.9k -176,909
22 Per Stirling Capital Management, LLC. 0.48% of their portfolio AUSTIN, TX 169,966170.0k $3.4m $3.4m 0.48% Added +78.3k +78,302
23 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 161,483161.5k $3.2m $3.2m 0.01% Reduced -37.2k -37,194
24 Orion Porfolio Solutions, LLC 0.03% of their portfolio OMAHA, NE 150,984151.0k $3.0m $3.0m 0.03% Reduced -24.9k -24,864
25 Orion Portfolio Solutions, LLC 0.03% of their portfolio Omaha, NE 150,984151.0k $3.0m $3.0m 0.03% Reduced -24.9k -24,864
26 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 133,930133.9k $2.7m $2.7m 0.01% Added +5.0k +5,020
27 STEPHENS INC /AR/ 0.03% of their portfolio LITTLE ROCK, AR 116,454116.5k $2.3m $2.3m 0.03% Unchanged
28 Sowell Financial Services LLC 0.12% of their portfolio NORTH LITTLE ROCK, AR 116,365116.4k $2.3m $2.3m 0.12% New
29 Advisory Resource Group 0.48% of their portfolio Tulsa, OK 112,880112.9k $2.2m $2.2m 0.48% Added +2.6k +2,564
30 IFP Advisors, Inc 0.07% of their portfolio TAMPA, FL 103,464103.5k $2.1m $2.1m 0.07% Added +6.3k +6,310
31 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 101,216101.2k $2.0m $2.0m 0.00% Added +7.4k +7,445
32 Envestnet Portfolio Solutions, Inc. 0.01% of their portfolio BERWYN, PA 97,96398.0k $1.9m $1.9m 0.01% Added +11.7k +11,697
33 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 95,60395.6k $1.9m $1.9m 0.01% Reduced -220 -220
34 Insight Inv LLC 1.29% of their portfolio EL SEGUNDO, CA 93,63093.6k $1.9m $1.9m 1.29% Added +24.0k +23,975
35 Vishria Bird Financial Group, LLC 0.63% of their portfolio MEMPHIS, TN 90,87590.9k $1.8m $1.8m 0.63% Reduced -212 -212
36 Francis Financial, Inc. 0.42% of their portfolio NEW YORK, NY 90,83590.8k $1.8m $1.8m 0.42% Added +17.3k +17,270
37 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 88,40788.4k $1.8m $1.8m 0.00% Reduced -204 -204
38 Independent Advisor Alliance 0.02% of their portfolio CHARLOTTE, NC 87,95988.0k $1.7m $1.7m 0.02% New
39 COMERICA BANK 0.01% of their portfolio DALLAS, TX 77,67077.7k $1.5m $1.5m 0.01% Added +35.8k +35,761
40 Mutual Advisors, LLC 0.04% of their portfolio OMAHA, NE 76,48776.5k $1.5m $1.5m 0.04% Reduced -605 -605
41 Hobart Private Capital, LLC 0.35% of their portfolio CHARLOTTE, NC 71,40471.4k $1.4m $1.4m 0.35% Added +291 +291
42 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 64,77664.8k $1.3m $1.3m 0.00% Added +41.4k +41,448
43 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 63,42963.4k $1.3m $1.3m 0.00% New
44 Core Wealth Partners LLC 0.72% of their portfolio SANTA ROSA, CA 63,22763.2k $1.3m $1.3m 0.72% Added +4.4k +4,370
45 Financial Advocates Investment Management 0.07% of their portfolio OLYMPIA, WA 60,19160.2k $1.2m $1.2m 0.07% Added +374 +374
46 Pine Valley Investments Ltd Liability Co 0.07% of their portfolio MARLTON, NJ 56,59456.6k $1.1m $1.1m 0.07% Added +11 +11
47 FSB PREMIER WEALTH MANAGEMENT, INC. 0.43% of their portfolio WATERLOO, IA 54,49254.5k $1.1m $1.1m 0.43% Added +1.7k +1,687
48 GENESIS PRIVATE WEALTH, LLC 0.58% of their portfolio ASHBURN, VA 53,42453.4k $1.1m $1.1m 0.58% First filing
49 Hedeker Wealth, LLC 0.26% of their portfolio Lincolnshire, IL 53,39053.4k $1.1m $1.1m 0.26% New
50 Eldridge Investment Advisors, Inc. 0.24% of their portfolio MANCHESTER, NH 51,10751.1k $1.0m $1.0m 0.24% Reduced -3.6k -3,570
51 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 48,33248.3k $958.9k $958.9k 0.01% Reduced -5.5k -5,517
52 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 45,91145.9k $911.0k $911.0k 0.00% Reduced -2.6k -2,638
53 Concurrent Investment Advisors, LLC 0.02% of their portfolio Tampa, FL 43,46843.5k $862.4k $862.4k 0.02% Added +2.8k +2,752
54 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 43,33243.3k $859.7k $859.7k 0.01% Reduced -16.5k -16,494
55 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 41,80241.8k $829.4k $829.4k 0.01% Reduced -2.5k -2,510
56 StoneX Group Inc. 0.05% of their portfolio NEW YORK, NY 41,71141.7k $827.6k $827.6k 0.05% Added +7.9k +7,913
57 Occidental Asset Management, LLC 0.12% of their portfolio Burlingame, CA 40,13640.1k $796.3k $796.3k 0.12% Added +1.4k +1,350
58 TRUST CO OF OKLAHOMA 0.24% of their portfolio TULSA, OK 37,88437.9k $751.6k $751.6k 0.24% Unchanged
59 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 37,67237.7k $747.4k $747.4k 0.00% Added +3.1k +3,143
60 AVAII WEALTH MANAGEMENT, LLC 0.35% of their portfolio APPLETON, WI 36,10036.1k $716.2k $716.2k 0.35% Added +16.0k +15,965
61 INSPIRION WEALTH ADVISORS, LLC 0.10% of their portfolio LIBERTYVILLE, IL 35,82835.8k $711.5k $711.5k 0.10% Reduced -3.8k -3,802
62 ARBOR CAPITAL MANAGEMENT INC /ADV 0.69% of their portfolio ANCHORAGE, AK 35,42735.4k $704.8k $704.8k 0.69% Added +1.0k +1,001
63 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 35,21635.2k $698.7k $698.7k 0.02% Added +3.0k +3,032
64 Modern Wealth Management, LLC 0.03% of their portfolio KANSAS CITY, MO 34,28434.3k $680.2k $680.2k 0.03% Reduced -14.1k -14,077
65 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.40% of their portfolio JUPITER, FL 33,97634.0k $674.1k $674.1k 0.40% Reduced -600 -600
66 RFG Advisory, LLC 0.02% of their portfolio BIRMINGHAM, AL 33,08833.1k $656.5k $656.5k 0.02% Reduced -112 -112
67 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 32,64032.6k $647.6k $647.6k 0.00% Added +5.1k +5,068
68 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 31,37531.4k $622.5k $622.5k 0.01% Added +4.0k +3,955
69 MAI Capital Management 0.00% of their portfolio INDEPENDENCE, OH 28,90528.9k $573.5k $573.5k 0.00% New
70 Security Financial Services, INC. 0.11% of their portfolio Fort Wayne, IN 28,33128.3k $562.1k $562.1k 0.11% Reduced -3.6k -3,610
71 Foster Victor Wealth Advisors, LLC 0.04% of their portfolio GREENVILLE, SC 27,87027.9k $554.1k $554.1k 0.04% Added +1.8k +1,793
72 Bison Wealth, LLC 0.06% of their portfolio ATLANTA, GA 26,74326.7k $530.6k $530.6k 0.06% First filing
73 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 26,39226.4k $523.6k $523.6k 0.02% Reduced -1.8k -1,804
74 Prime Capital Investment Advisors, LLC 0.01% of their portfolio OVERLAND PARK, KS 25,01325.0k $496.3k $496.3k 0.01% Reduced -11.2k -11,160
75 World Investment Advisors 0.01% of their portfolio LINCROFT, NJ 24,00624.0k $476.3k $476.3k 0.01% New
76 Summit Wealth Partners, LLC 0.09% of their portfolio Orlando, FL 22,82722.8k $452.9k $452.9k 0.09% Added +5.5k +5,496
77 GSG Advisors LLC 0.13% of their portfolio MOUNT LAUREL, NJ 20,72720.7k $411.2k $411.2k 0.13% Added +156 +156
78 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 20,64820.6k $409.7k $409.7k 0.00% New
79 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 20,18120.2k $400.4k $400.4k 0.02% New
80 Golden State Wealth Management, LLC 0.06% of their portfolio SANTA ANA, CA 19,61319.6k $389.1k $389.1k 0.06% First filing
81 SILVER OAK SECURITIES, INCORPORATED 0.04% of their portfolio JACKSON, TN 19,45519.5k $385.8k $385.8k 0.04% Unchanged
82 Lunt Capital Management, Inc. 0.15% of their portfolio HOLLADAY, UT 19,45519.5k $386.0k $386.0k 0.15% Unchanged
83 TCFG WEALTH MANAGEMENT, LLC 0.18% of their portfolio LAGUNA NIGUEL, CA 18,46518.5k $366.3k $366.3k 0.18% Added +2.1k +2,138
84 Principle Wealth Partners LLC 0.03% of their portfolio MADISON, CT 17,97918.0k $356.7k $356.7k 0.03% Reduced -188 -188
85 Norris Financial Group, LLC 0.16% of their portfolio GREENVILLE, SC 17,69217.7k $351.0k $351.0k 0.16% Added +3.6k +3,614
86 Capital Investment Advisory Services, LLC 0.03% of their portfolio RALEIGH, NC 16,63216.6k $330.0k $330.0k 0.03% Added +1.6k +1,561
87 JOURNEY STRATEGIC WEALTH LLC 0.01% of their portfolio SUMMIT, NJ 16,54616.5k $328.3k $328.3k 0.01% Reduced -114 -114
88 Dynamic Advisor Solutions LLC 0.01% of their portfolio PHOENIX, AZ 15,89315.9k $315.3k $315.3k 0.01% New
89 Ashton Thomas Private Wealth, LLC 0.01% of their portfolio SCOTTSDALE, AZ 15,31215.3k $303.8k $303.8k 0.01% Unchanged
90 Clearwater Capital Advisors, LLC 0.03% of their portfolio HOFFMAN ESTATES, IL 15,00015.0k $297.6k $297.6k 0.03% Unchanged
91 Walkner Condon Financial Advisors LLC 0.06% of their portfolio MADISON, WI 14,85514.9k $294.7k $294.7k 0.06% Reduced -6.4k -6,379
92 Rooted Wealth Advisors, Inc. 0.11% of their portfolio BOURBONNAIS, IL 14,68814.7k $292.0k $292.0k 0.11% Reduced -21 -21
93 INTEGRITY WEALTH ADVISORS, INC. 0.21% of their portfolio Ventura, CA 14,32514.3k $284.2k $284.2k 0.21% First filing
94 Naviter Wealth, LLC 0.03% of their portfolio LITTLE ROCK, AR 13,86513.9k $275.1k $275.1k 0.03% Reduced -1.4k -1,375
95 NAPLES GLOBAL ADVISORS, LLC 0.03% of their portfolio NAPLES, FL 13,50013.5k $267.8k $267.8k 0.03% Unchanged
96 NOVEM GROUP 0.04% of their portfolio Rochester, NY 13,00013.0k $257.9k $257.9k 0.04% First filing
97 CHILTON CAPITAL MANAGEMENT LLC 0.01% of their portfolio HOUSTON, TX 12,45312.5k $247.1k $247.1k 0.01% Unchanged
98 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 12,31412.3k $244.0k $244.0k 0.00% Reduced -2.4k -2,400
99 Coppell Advisory Solutions LLC 0.03% of their portfolio COPPELL, TX 12,02612.0k $238.5k $238.5k 0.03% Added +9.5k +9,500
100 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 11,77611.8k $233.6k $233.6k 0.00% Reduced -1.9k -1,921