Vault-13

FIRST TR EXCHANGE TRADED FD FTXL

NASDQ SEMCNDTR · ETP · CUSIP 33738R811

125 institutional holders +18 vs Q1 2024
14,092,44014.1m shares reported held*
$1.4bnreported value*
18 new 39 added 45 reduced 1 sold out net sold ≈ $154.7m (-1.5m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($127.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $99.65.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 43Q4 22: 43Q1 23: 79Q2 23: 92Q3 23: 97Q4 23: 110Q1 24: 107Q2 24: 125125Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202243
Q4 202243
Q1 202379
Q2 202392
Q3 202397
Q4 2023110
Q1 2024107
Q2 2024125

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 24 bought or addedQ4 22: 18 cut or sold outQ4 22Q1 23: 60 bought or addedQ1 23: 13 cut or sold outQ2 23: 57 bought or addedQ2 23: 27 cut or sold outQ2 23Q3 23: 55 bought or addedQ3 23: 35 cut or sold outQ4 23: 52 bought or addedQ4 23: 46 cut or sold outQ4 23Q1 24: 62 bought or addedQ1 24: 42 cut or sold outQ2 24: 57 bought or addedQ2 24: 46 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222418
Q1 20236013
Q2 20235727
Q3 20235535
Q4 20235246
Q1 20246242
Q2 20245746

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $260.9kQ4 23 puts: $8.2kQ4 23P/C 0.03Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$260.9k$8.2k0.03
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

JANE STREET GROUP, LLC Added +35,798+35.8k
WELLS FARGO & COMPANY/MN Added +29,530+29.5k
Independent Advisor Alliance New +28,477+28.5k
LPL Financial LLC Added +21,227+21.2k
MAI Capital Management New +14,187+14.2k
GOLDMAN SACHS GROUP INC New +11,595+11.6k
Secure Asset Management, LLC New +10,443+10.4k
ENVESTNET ASSET MANAGEMENT INC Added +7,846+7.8k
Private Advisor Group, LLC Added +7,470+7.5k
GTS SECURITIES LLC New +7,442+7.4k

Biggest sellers

MORGAN STANLEY Reduced -1,569,565-1.6m
Raymond James Financial Services Advisors, Inc. Reduced -67,186-67.2k
OSAIC HOLDINGS, INC. Reduced -24,497-24.5k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -24,410-24.4k
FIRST TRUST ADVISORS LP Reduced -23,666-23.7k
BENJAMIN F. EDWARDS & COMPANY, INC. Reduced -19,360-19.4k
Kestra Advisory Services, LLC Reduced -11,261-11.3k
RAYMOND JAMES & ASSOCIATES Reduced -7,329-7.3k
CWM, LLC Reduced -6,692-6.7k
CITADEL ADVISORS LLC Reduced -6,268-6.3k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

No one currently above 5% in the filings since 19 Dec 2024.

Fell to 5% or below in the last year: FIRST TRUST PORTFOLIOS LP (0.0%, 2026-09-04)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FIRST TRUST ADVISORS LP 0.92% of their portfolio Wheaton, IL 9,016,4759.0m $900.4m $900.4m 0.92% Reduced -23.7k -23,666
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 775,847775.8k $77.5m $77.5m 0.01% Reduced -1.6m -1,569,565
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 400,785400.8k $40.0m $40.0m 0.01% Added +29.5k +29,530
4 O'Dell Group, LLC 6.32% of their portfolio CINCINNATI, OH 284,816284.8k $25.8m $25.8m 6.32% Unchanged
5 Raymond James Financial Services Advisors, Inc. 0.04% of their portfolio ST. PETERSBURG, FL 284,255284.3k $28.4m $28.4m 0.04% Reduced -67.2k -67,186
6 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 273,671273.7k $27.3m $27.3m 0.01% Added +21.2k +21,227
7 NewSquare Capital LLC 1.94% of their portfolio NEWTOWN SQUARE, PA 225,150225.2k $22.5m $22.5m 1.94% Reduced -5.8k -5,850
8 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 223,989224.0k $22.4m $22.4m 0.01% Added +1.8k +1,755
9 Advisory Services Network, LLC 0.43% of their portfolio ATLANTA, GA 209,173209.2k $20.9m $20.9m 0.43% Added +7.0k +6,994
10 NewEdge Advisors, LLC 0.15% of their portfolio NEW ORLEANS, LA 208,066208.1k $20.8m $20.8m 0.15% Added +1.2k +1,227
11 Nilsine Partners, LLC 2.48% of their portfolio GREENWOOD VILLAGE, CO 185,029185.0k $18.5m $18.5m 2.48% Added +3.2k +3,203
12 BENJAMIN F. EDWARDS & COMPANY, INC. 0.30% of their portfolio ST. LOUIS, MO 168,259168.3k $16.8m $16.8m 0.30% Reduced -19.4k -19,360
13 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 115,664115.7k $11.6m $11.6m 0.01% Reduced -7.3k -7,329
14 TRUIST FINANCIAL CORP 0.02% of their portfolio CHARLOTTE, NC 108,540108.5k $10.8m $10.8m 0.02% Added +1.3k +1,301
15 WCG Wealth Advisors LLC 0.63% of their portfolio LAS VEGAS, NV 85,11385.1k $8.5m $8.5m 0.63% Reduced -6.1k -6,085
16 OPPENHEIMER & CO INC 0.12% of their portfolio NEW YORK, NY 77,28077.3k $7.7m $7.7m 0.12% Added +888 +888
17 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 75,24975.2k $7.5m $7.5m 0.02% Reduced -1.4k -1,377
18 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 72,84272.8k $7.3m $7.3m 0.02% Reduced -2.2k -2,170
19 Gateway Advisory, LLC 1.09% of their portfolio WESTFIELD, NJ 64,35764.4k $6.4m $6.4m 1.09% Added +238 +238
20 CWM, LLC 0.03% of their portfolio OMAHA, NE 63,88163.9k $6.4m $6.4m 0.03% Reduced -6.7k -6,692
21 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 59,49859.5k $5.9m $5.9m 0.01% Added +4.2k +4,188
22 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 55,58455.6k $5.6m $5.6m 0.02% Added +3.4k +3,429
23 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 53,07853.1k $5.3m $5.3m 0.01% Reduced -1.6k -1,650
24 Paragon Private Wealth Management, LLC 2.86% of their portfolio LEXINGTON, KY 50,72750.7k $5.1m $5.1m 2.86% Added +347 +347
25 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 50,00050.0k $5.0m $5.0m 0.01% Unchanged
26 AVANTAX ADVISORY SERVICES, INC. 0.03% of their portfolio DALLAS, TX 42,33742.3k $4.2m $4.2m 0.03% Added +3.5k +3,528
27 Kestra Advisory Services, LLC 0.02% of their portfolio AUSTIN, TX 40,76040.8k $4.1m $4.1m 0.02% Reduced -11.3k -11,261
28 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 38,10138.1k $3.8m $3.8m 0.00% Added +35.8k +35,798
29 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 36,16436.2k $3.6m $3.6m 0.01% Added +6.5k +6,490
30 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 33,87133.9k $3.4m $3.4m 0.01% Reduced -24.5k -24,497
31 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 32,69532.7k $3.3m $3.3m 0.00% Reduced -6.3k -6,268
32 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 31,72231.7k $3.2m $3.2m 0.01% Added +5.2k +5,250
33 Transamerica Financial Advisors, LLC 0.33% of their portfolio CEDAR RAPIDS, IA 31,29031.3k $3.1m $3.1m 0.33% Unchanged
34 Rockefeller Capital Management L.P. 0.01% of their portfolio NEW YORK, NY 31,11831.1k $3.1m $3.1m 0.01% Added +801 +801
35 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 30,13330.1k $3.0m $3.0m 0.00% Added +7.8k +7,846
36 TriaGen Wealth Management LLC 1.10% of their portfolio Calabasas, CA 28,59428.6k $2.9m $2.9m 1.10% Reduced -155 -155
37 Independent Advisor Alliance 0.10% of their portfolio CHARLOTTE, NC 28,47728.5k $2.8m $2.8m 0.10% New
38 Adams Wealth Management 0.65% of their portfolio LOGAN, UT 28,09828.1k $2.8m $2.8m 0.65% Added +1.8k +1,797
39 CacheTech Inc. 0.65% of their portfolio LOGAN, UT 28,09828.1k $2.8m $2.8m 0.65% First filing
40 HARMONY ASSET MANAGEMENT LLC 1.13% of their portfolio SCOTTSDALE, AZ 26,94226.9k $2.7m $2.7m 1.13% Reduced -48 -48
41 HARBOUR INVESTMENTS, INC. 0.09% of their portfolio MADISON, WI 26,94026.9k $2.7m $2.7m 0.09% Reduced -1.1k -1,098
42 Thrivent Financial for Lutherans 0.01% of their portfolio Minneapolis, MN 25,70825.7k $2.6m $2.6m 0.01% Reduced -243 -243
43 Cyndeo Wealth Partners, LLC 0.18% of their portfolio ST. PETERSBURG, FL 23,52723.5k $2.3m $2.3m 0.18% Reduced -5.4k -5,430
44 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,25322.3k $2.2m $2.2m 0.00% Reduced -1.6k -1,577
45 Stegent Equity Advisors, Inc. 2.15% of their portfolio HOUSTON, TX 20,66620.7k $2.1m $2.1m 2.15% Added +237 +237
46 StoneX Group Inc. 0.16% of their portfolio NEW YORK, NY 19,96120.0k $2.0m $2.0m 0.16% Added +99 +99
47 Outlook Wealth Advisors, LLC 0.37% of their portfolio SHENANDOAH, TX 14,50314.5k $1.2m $1.2m 0.37% Added +5.6k +5,553
48 MAI Capital Management 0.01% of their portfolio INDEPENDENCE, OH 14,18714.2k $1.4m $1.4m 0.01% New
49 WMG Financial Advisors, LLC 0.75% of their portfolio Knoxville, TN 14,09914.1k $1.4m $1.4m 0.75% Added +644 +644
50 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,59511.6k $1.2m $1.2m 0.00% New
51 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 11,35911.4k $1.1m $1.1m 0.01% Added +7.5k +7,470
52 TRUST CO OF OKLAHOMA 0.38% of their portfolio TULSA, OK 10,71110.7k $1.1m $1.1m 0.38% Unchanged
53 Concentrum Wealth Management 0.45% of their portfolio SAN JOSE, CA 10,68710.7k $1.1m $1.1m 0.45% Reduced -441 -441
54 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 10,60910.6k $1.1m $1.1m 0.00% Reduced -24.4k -24,410
55 Secure Asset Management, LLC 0.20% of their portfolio Troy, MI 10,44310.4k $1.0m $1.0m 0.20% New
56 Western Wealth Management, LLC 0.07% of their portfolio GOLDEN, CO 9,1939.2k $918.1k $918.1k 0.07% Reduced -146 -146
57 HFG Advisors, Inc. 0.84% of their portfolio CINCINATTI, OH 9,0479.0k $903.4k $903.4k 0.84% Reduced -316 -316
58 MinichMacGregor Wealth Management, LLC 0.20% of their portfolio Saratoga Springs, NY 8,0658.1k $805.4k $805.4k 0.20% Reduced -115 -115
59 Prospera Financial Services Inc 0.02% of their portfolio Dallas, TX 7,8887.9k $788.2k $788.2k 0.02% Added +291 +291
60 Kovack Advisors, Inc. 0.08% of their portfolio FT. LAUDERDALE, FL 7,6287.6k $761.7k $761.7k 0.08% Reduced -497 -497
61 GTS SECURITIES LLC 0.02% of their portfolio NEW YORK, NY 7,4427.4k $743.2k $743.2k 0.02% New
62 GREAT LAKES ADVISORS, LLC 0.01% of their portfolio CHICAGO, IL 7,4377.4k $742.6k $742.6k 0.01% Reduced -540 -540
63 Realta Investment Advisors 0.13% of their portfolio WILMINGTON, DE 6,4116.4k $640.2k $640.2k 0.13% Reduced -1.2k -1,162
64 PRIVATE TRUST CO NA 0.07% of their portfolio CLEVELAND, OH 6,3306.3k $632.1k $632.1k 0.07% Reduced -28 -28
65 Apeiron RIA LLC 0.19% of their portfolio Dallas, TX 6,0566.1k $604.8k $604.8k 0.19% Added +1.5k +1,457
66 Compound Planning, Inc. 0.04% of their portfolio NEW YORK, NY 5,9616.0k $595.3k $595.3k 0.04% Reduced -323 -323
67 Ballew Advisors, Inc 0.38% of their portfolio Jackson, MS 5,3745.4k $567.3k $567.3k 0.38% Unchanged
68 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 5,3455.3k $533.8k $533.8k 0.00% Added +114 +114
69 L.M. KOHN & COMPANY 0.14% of their portfolio CINCINNATI, OH 5,2105.2k $520.2k $520.2k 0.14% New
70 Mariner, LLC 0.00% of their portfolio Overland Park, KS 5,1045.1k $509.7k $509.7k 0.00% Reduced -848 -848
71 TWIN PEAKS WEALTH ADVISORS, LLC 0.20% of their portfolio SAN FRANCISCO, CA 4,1004.1k $409.4k $409.4k 0.20% Unchanged
72 Peak Planning Group, LLC 0.20% of their portfolio CENTENNIAL, CO 4,0984.1k $409.2k $409.2k 0.20% Added +1.6k +1,580
73 UBS Group AG 0.00% of their portfolio ZURICH, V8 3,9203.9k $391.5k $391.5k 0.00% Added +2.6k +2,630
74 Kesler, Norman & Wride, LLC 0.08% of their portfolio OGDEN, UT 3,8953.9k $389.0k $389.0k 0.08% Added +111 +111
75 Private Advisory Group LLC 0.05% of their portfolio REDMOND, WA 3,7663.8k $376.1k $376.1k 0.05% New
76 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,6043.6k $359.9k $359.9k 0.01% Added +350 +350
77 Regal Investment Advisors LLC 0.02% of their portfolio KENTWOOD, MI 3,5533.6k $354.8k $354.8k 0.02% Added +4 +4
78 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 3,3253.3k $332.0k $332.0k 0.02% New
79 Bright Futures Wealth Management, LLC. 0.15% of their portfolio WEBSTER, NY 14580, NY 3,2153.2k $269.8k $269.8k 0.15% Unchanged
80 Claro Advisors Inc. 0.05% of their portfolio BOSTON, MA 3,2053.2k $320.1k $320.1k 0.05% Added +77 +77
81 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 2,8312.8k $282.7k $282.7k 0.01% New
82 Brookstone Capital Management 0.00% of their portfolio WHEATON, IL 2,6892.7k $268.7k $268.7k 0.00% New
83 Baker Avenue Asset Management, LP 0.01% of their portfolio SAN FRANCISCO, CA 2,6622.7k $265.8k $265.8k 0.01% Unchanged
84 Harvest Investment Services, LLC 0.11% of their portfolio Oakbrook Terrace, IL 2,6602.7k $265.6k $265.6k 0.11% Reduced -261 -261
85 LANARK FINANCIAL, INC. 0.02% of their portfolio BIRMINGHAM, AL 2,2492.2k $224.0k $224.0k 0.02% Reduced -49 -49
86 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 2,1562.2k $215.3k $215.3k 0.00% Reduced -105 -105
87 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 2,0992.1k $209.6k $209.6k 0.01% Added +40 +40
88 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 1,8041.8k $180.3k $180.3k 0.00% Reduced -110 -110
89 COMERICA BANK 0.00% of their portfolio DALLAS, TX 1,6481.6k $164.6k $164.6k 0.00% Reduced -106 -106
90 Founders Financial Alliance, LLC 0.04% of their portfolio RALEIGH, NC 1,3081.3k $130.7k $130.7k 0.04% Reduced -615 -615
91 BENJAMIN EDWARDS INC 0.02% of their portfolio Clayton, MO 1,2701.3k $127.0k $127.0k 0.02% Added +58 +58
92 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.01% of their portfolio BIRMINGHAM, AL 1,1781.2k $117.6k $117.6k 0.01% Unchanged
93 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,0761.1k $107.5k $107.5k 0.00% Unchanged
94 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 940940 $93.9k $93.9k 0.00% Added +185 +185
95 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 530530 $55.4k $55.4k 0.00% Reduced -405 -405
96 WFA Asset Management Corp 0.03% of their portfolio WHITEFISH BAY, WI 528528 $52.8k $52.8k 0.03% Unchanged
97 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 512512 $51.1k $51.1k 0.00% New
98 Clear Point Advisors Inc. 0.03% of their portfolio MELVILLE, NY 414414 $41.3k $41.3k 0.03% Added +1 +1
99 Tyler-Stone Wealth Management 0.01% of their portfolio Beachwood, OH 316316 $31.6k $31.6k 0.01% Unchanged
100 Capital Investment Advisory Services, LLC 0.00% of their portfolio RALEIGH, NC 260260 $26.0k $26.0k 0.00% Added +2 +2