Vault-13

FIRST TR EXCHANGE-TRADED ALP FYT

SML CAP VAL ALPH · ETP · CUSIP 33737M409

70 institutional holders -3 vs Q1 2024
2,646,4522.6m shares reported held*
$137.0mreported value*
5 new 18 added 24 reduced 8 sold out net sold ≈ $36.1m (-697.5k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($79.0k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $51.77. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 68Q4 22: 63Q1 23: 67Q2 23: 58Q3 23: 60Q4 23: 69Q1 24: 73Q2 24: 7070Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202268
Q4 202263
Q1 202367
Q2 202358
Q3 202360
Q4 202369
Q1 202473
Q2 202470

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 26 bought or addedQ4 22: 36 cut or sold outQ4 22Q1 23: 36 bought or addedQ1 23: 20 cut or sold outQ2 23: 21 bought or addedQ2 23: 34 cut or sold outQ2 23Q3 23: 16 bought or addedQ3 23: 32 cut or sold outQ4 23: 29 bought or addedQ4 23: 24 cut or sold outQ4 23Q1 24: 33 bought or addedQ1 24: 23 cut or sold outQ2 24: 23 bought or addedQ2 24: 32 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20222636
Q1 20233620
Q2 20232134
Q3 20231632
Q4 20232924
Q1 20243323
Q2 20242332

Biggest buyers

ROYAL BANK OF CANADA Added +13,668+13.7k
CITADEL ADVISORS LLC Added +12,277+12.3k
Gateway Wealth Partners, LLC New +11,866+11.9k
Tower Research Capital LLC (TRC) Added +10,349+10.3k
Simplicity Wealth,LLC Added +9,757+9.8k
Regal Investment Advisors LLC Added +5,791+5.8k
LPL Financial LLC Added +4,828+4.8k
STIFEL FINANCIAL CORP Added +4,678+4.7k
HARBOUR INVESTMENTS, INC. Added +4,452+4.5k
AVANTAX ADVISORY SERVICES, INC. Added +4,387+4.4k

Biggest sellers

MORGAN STANLEY Reduced -596,456-596.5k
Baird Financial Group, Inc. Sold out -39,152-39.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -27,803-27.8k
WELLS FARGO & COMPANY/MN Reduced -21,757-21.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -19,242-19.2k
Atria Wealth Solutions, Inc. Reduced -12,963-13.0k
GTS SECURITIES LLC Sold out -12,818-12.8k
Private Advisor Group, LLC Reduced -11,047-11.0k
RAYMOND JAMES & ASSOCIATES Reduced -8,220-8.2k
Blueprint Investment Partners LLC Reduced -7,727-7.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 290,798290.8k $15.0m $15.0m 0.00% Reduced -21.8k -21,757
2 Simplicity Wealth,LLC 0.33% of their portfolio SUMMIT, NJ 284,978285.0k $14.7m $14.7m 0.33% Added +9.8k +9,757
3 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 265,655265.7k $13.7m $13.7m 0.01% Added +4.8k +4,828
4 Blueprint Investment Partners LLC 2.82% of their portfolio GREENSBORO, NC 251,562251.6k $13.0m $13.0m 2.82% Reduced -7.7k -7,727
5 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 183,889183.9k $9.5m $9.5m 0.00% Reduced -596.5k -596,456
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 169,142169.1k $8.8m $8.8m 0.00% Added +13.7k +13,668
7 Regal Investment Advisors LLC 0.46% of their portfolio KENTWOOD, MI 133,414133.4k $6.9m $6.9m 0.46% Added +5.8k +5,791
8 BENJAMIN F. EDWARDS & COMPANY, INC. 0.08% of their portfolio ST. LOUIS, MO 87,03087.0k $4.5m $4.5m 0.08% Added +3.9k +3,897
9 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 85,26685.3k $4.4m $4.4m 0.03% Reduced -11.0k -11,047
10 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 79,66279.7k $4.1m $4.1m 0.00% Reduced -8.2k -8,220
11 Kingsview Wealth Management, LLC 0.09% of their portfolio GRANTS PASS, OR 75,32575.3k $3.9m $3.9m 0.09% Added +1.3k +1,342
12 HARBOUR INVESTMENTS, INC. 0.12% of their portfolio MADISON, WI 67,63467.6k $3.5m $3.5m 0.12% Added +4.5k +4,452
13 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 63,40863.4k $3.3m $3.3m 0.00% Reduced -2.8k -2,759
14 UBS Group AG 0.00% of their portfolio ZURICH, V8 54,55754.6k $2.8m $2.8m 0.00% Reduced -286 -286
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 53,98354.0k $2.8m $2.8m 0.00% Reduced -19.2k -19,242
16 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 53,40553.4k $2.8m $2.8m 0.00% Added +4.7k +4,678
17 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 51,28551.3k $2.7m $2.7m 0.00% Reduced -1.6k -1,590
18 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 40,22840.2k $2.1m $2.1m 0.00% Reduced -2.2k -2,171
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 38,85138.9k $2.0m $2.0m 0.00% Added +12.3k +12,277
20 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 30,81830.8k $1.6m $1.6m 0.01% Added +857 +857
21 Tower Research Capital LLC (TRC) 0.02% of their portfolio NEW YORK, NY 27,75527.8k $1.4m $1.4m 0.02% Added +10.3k +10,349
22 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 25,56625.6k $1.3m $1.3m 0.00% Added +409 +409
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 25,35325.4k $1.3m $1.3m 0.00% Reduced -3.5k -3,537
24 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 17,09117.1k $886.4k $886.4k 0.01% First filing
25 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 16,82116.8k $870.5k $870.5k 0.01% Reduced -13.0k -12,963
26 Belpointe Asset Management LLC 0.06% of their portfolio RENO, NV 16,24416.2k $840.6k $840.6k 0.06% Reduced -5.6k -5,647
27 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 14,34714.3k $742.5k $742.5k 0.01% Added +4.4k +4,387
28 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 13,18913.2k $682.5k $682.5k 0.00% Reduced -27.8k -27,803
29 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 13,08913.1k $677.0k $677.0k 0.00% Added +10 +10
30 Gateway Wealth Partners, LLC 0.19% of their portfolio APPLETON, WI 11,86611.9k $614.1k $614.1k 0.19% New
31 Pinnacle Bancorp, Inc. 0.17% of their portfolio BEATRICE, NE 11,41311.4k $590.6k $590.6k 0.17% Unchanged
32 Chicago Partners Investment Group LLC 0.02% of their portfolio CHICAGO, IL 9,1579.2k $535.1k $535.1k 0.02% Added +614 +614
33 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 9,0219.0k $466.8k $466.8k 0.00% Unchanged
34 M&R CAPITAL MANAGEMENT INC 0.10% of their portfolio SUMMIT, NJ 7,7207.7k $399.5k $399.5k 0.10% Reduced -600 -600
35 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 7,6087.6k $394.0k $394.0k 0.00% Reduced -313 -313
36 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 7,1817.2k $371.6k $371.6k 0.01% Unchanged
37 SMITH, MOORE & CO. 0.04% of their portfolio CLAYTON, MO 7,0717.1k $365.9k $365.9k 0.04% Added +32 +32
38 Cornerstone Wealth Management, LLC 0.02% of their portfolio ST. PETERS, MO 5,8105.8k $300.7k $300.7k 0.02% Unchanged
39 Koshinski Asset Management, Inc. 0.02% of their portfolio DECATUR, IL 4,7514.8k $240.8k $240.8k 0.02% Added +290 +290
40 D.A. DAVIDSON & CO. 0.00% of their portfolio GREAT FALLS, MT 4,6254.6k $239.3k $239.3k 0.00% Reduced -2 -2
41 9258 Wealth Management, LLC 0.03% of their portfolio BLUE ASH, OH 4,1044.1k $212.4k $212.4k 0.03% Added +340 +340
42 Wagner Wealth Management, LLC 0.06% of their portfolio GREENVILLE, SC 3,6283.6k $187.8k $187.8k 0.06% Reduced -213 -213
43 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 3,5613.6k $184.3k $184.3k 0.02% New
44 Gilliland Jeter Wealth Management LLC 0.05% of their portfolio LITTLE ROCK, AR 3,0003.0k $155.3k $155.3k 0.05% Unchanged
45 Founders Financial Alliance, LLC 0.04% of their portfolio RALEIGH, NC 2,7912.8k $144.4k $144.4k 0.04% Unchanged
46 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 2,1842.2k $113.0k $113.0k 0.00% Reduced -245 -245
47 CREATIVE FINANCIAL DESIGNS INC /ADV 0.01% of their portfolio KOKOMO, IN 1,9872.0k $102.8k $102.8k 0.01% Reduced -196 -196
48 Cranbrook Wealth Management, LLC 0.02% of their portfolio Bloomfield Hills, MI 1,8201.8k $94.2k $94.2k 0.02% Unchanged
49 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,6981.7k $88.0k $88.0k 0.00% Unchanged
50 GAMMA Investing LLC 0.01% of their portfolio FOSTER CITY, CA 1,2591.3k $65.2k $65.2k 0.01% New
51 Accordant Advisory Group Inc 0.05% of their portfolio ANNAPOLIS, MD 1,0001.0k $51.8k $51.8k 0.05% Unchanged
52 MTM Investment Management, LLC 0.01% of their portfolio SPARTANBURG, SC 605605 $31.3k $31.3k 0.01% Unchanged
53 CWM, LLC 0.00% of their portfolio OMAHA, NE 524524 $27.0k $27.0k 0.00% Unchanged
54 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 500500 $25.0k $25.0k 0.00% Reduced -101 -101
55 FMR LLC 0.00% of their portfolio BOSTON, MA 468468 $24.2k $24.2k 0.00% Unchanged
56 COMERICA BANK 0.00% of their portfolio DALLAS, TX 428428 $22.1k $22.1k 0.00% Reduced -2 -2
57 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 300300 $15.5k $15.5k 0.00% Unchanged
58 Sunbelt Securities, Inc. 0.00% of their portfolio HOUSTON, TX 250250 $12.9k $12.9k 0.00% Unchanged
59 Hilltop National Bank 0.00% of their portfolio CASPER, WY 236236 $12.2k $12.2k 0.00% New
60 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 228228 $11.8k $11.8k 0.00% Unchanged
61 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 195195 $10.0k $10.0k 0.00% Unchanged
62 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 175175 $9.1k $9.1k 0.00% Unchanged
63 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 9595 $4.9k $4.9k 0.00% Unchanged
64 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 8585 $4.4k $4.4k 0.00% Unchanged
65 Spire Wealth Management 0.00% of their portfolio MCLEAN, VA 7777 $4.0k $4.0k 0.00% Unchanged
66 Transamerica Financial Advisors, LLC 0.00% of their portfolio CEDAR RAPIDS, IA 6969 $4.0k $4.0k 0.00% Unchanged
67 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6565 $3.4k $3.4k 0.00% New
68 Creekmur Asset Management LLC 0.00% of their portfolio MORTON, IL 4747 $2.4k $2.4k 0.00% Unchanged
69 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 3131 $1.6k $1.6k 0.00% Reduced -192 -192
70 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Reduced -200 -200