Vault-13

FIRST TR EXCH TRD ALPHDX FD FEMS

EM SML CP ALPH · ETP · CUSIP 33737J307

76 institutional holders +4 vs Q1 2024
5,180,5495.2m shares reported held*
$209.7mreported value*
9 new 26 added 31 reduced 5 sold out net sold ≈ $76.5m (-1.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $40.47. Options: 1 managers hold calls ($0 notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 48Q4 22: 59Q1 23: 74Q2 23: 70Q3 23: 72Q4 23: 78Q1 24: 72Q2 24: 7676Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202248
Q4 202259
Q1 202374
Q2 202370
Q3 202372
Q4 202378
Q1 202472
Q2 202476

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 33 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 52 bought or addedQ1 23: 20 cut or sold outQ2 23: 42 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 30 cut or sold outQ4 23: 35 bought or addedQ4 23: 38 cut or sold outQ4 23Q1 24: 35 bought or addedQ1 24: 41 cut or sold outQ2 24: 35 bought or addedQ2 24: 36 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20223317
Q1 20235220
Q2 20234232
Q3 20233930
Q4 20233538
Q1 20243541
Q2 20243536

Biggest buyers

Integrated Wealth Concepts LLC Added +25,798+25.8k
WELLS FARGO & COMPANY/MN Added +20,779+20.8k
LPL Financial LLC Added +19,318+19.3k
Cornerstone Planning Group LLC Added +16,960+17.0k
Cetera Investment Advisers Added +14,804+14.8k
JONES FINANCIAL COMPANIES LLLP New +13,080+13.1k
MML INVESTORS SERVICES, LLC Added +11,998+12.0k
ENVESTNET ASSET MANAGEMENT INC Added +10,090+10.1k
AVANTAX ADVISORY SERVICES, INC. New +7,830+7.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Added +7,256+7.3k

Biggest sellers

MORGAN STANLEY Reduced -1,604,075-1.6m
JANE STREET GROUP, LLC Reduced -153,581-153.6k
CITADEL ADVISORS LLC Sold out -104,370-104.4k
Private Advisor Group, LLC Reduced -64,091-64.1k
TOWNSQUARE CAPITAL LLC Reduced -33,155-33.2k
OLD MISSION CAPITAL LLC Reduced -17,068-17.1k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -14,567-14.6k
Raymond James Financial Services Advisors, Inc. Reduced -12,960-13.0k
UBS Group AG Reduced -12,069-12.1k
GOLDMAN SACHS GROUP INC Sold out -7,183-7.2k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 886,936886.9k $36.0m $36.0m 0.01% Added +20.8k +20,779
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 762,370762.4k $30.9m $30.9m 0.00% Reduced -1.6m -1,604,075
3 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 534,904534.9k $21.7m $21.7m 0.03% Reduced -13.0k -12,960
4 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 406,404406.4k $16.5m $16.5m 0.01% Added +19.3k +19,318
5 Cornerstone Planning Group LLC 2.78% of their portfolio FAIRFIELD, NJ 253,537253.5k $9.7m $9.7m 2.78% Added +17.0k +16,960
6 Steward Partners Investment Advisory, LLC 0.11% of their portfolio STAMFORD, CT 248,677248.7k $10.1m $10.1m 0.11% Added +3.5k +3,534
7 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 188,414188.4k $7.6m $7.6m 0.02% Added +14.8k +14,804
8 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 154,393154.4k $6.3m $6.3m 0.00% Added +5.3k +5,296
9 626 Financial, LLC 3.54% of their portfolio PORTAGE, MI 150,092150.1k $6.1m $6.1m 3.54% Reduced -183 -183
10 UBS Group AG 0.00% of their portfolio ZURICH, V8 135,517135.5k $5.5m $5.5m 0.00% Reduced -12.1k -12,069
11 Integrated Wealth Concepts LLC 0.07% of their portfolio WALTHAM, MA 127,222127.2k $5.2m $5.2m 0.07% Added +25.8k +25,798
12 Private Advisor Group, LLC 0.03% of their portfolio MORRISTOWN, NJ 120,769120.8k $4.9m $4.9m 0.03% Reduced -64.1k -64,091
13 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 86,18986.2k $3.5m $3.5m 0.01% Reduced -6.7k -6,724
14 NewEdge Advisors, LLC 0.02% of their portfolio NEW ORLEANS, LA 75,04975.0k $3.0m $3.0m 0.02% Reduced -3.2k -3,172
15 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 71,78471.8k $2.9m $2.9m 0.00% Reduced -14.6k -14,567
16 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 68,63168.6k $2.8m $2.8m 0.00% Reduced -4.0k -3,972
17 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 67,24567.2k $2.7m $2.7m 0.01% Added +523 +523
18 Archer Investment Corp 0.78% of their portfolio Carmel, IN 65,91465.9k $2.7m $2.7m 0.78% Added +544 +544
19 AllGen Financial Advisors, Inc. 0.98% of their portfolio ORLANDO, FL 63,51063.5k $2.6m $2.6m 0.98% Added +4.6k +4,620
20 Cedrus LLC 1.11% of their portfolio Littleton, CO 54,51554.5k $2.2m $2.2m 1.11% Added +2.8k +2,846
21 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 42,78642.8k $1.7m $1.7m 0.00% Reduced -153.6k -153,581
22 Quad-Cities Investment Group, LLC 0.94% of their portfolio DAVENPORT, IA 41,89841.9k $1.7m $1.7m 0.94% Added +330 +330
23 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 38,08538.1k $1.5m $1.5m 0.00% Reduced -3.4k -3,381
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 37,64137.6k $1.5m $1.5m 0.00% Reduced -5.6k -5,629
25 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 37,56937.6k $1.5m $1.5m 0.01% Added +12.0k +11,998
26 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 36,65436.7k $1.5m $1.5m 0.00% Added +10.1k +10,090
27 RVW Wealth, LLC 0.14% of their portfolio LOS ANGELES, CA 35,73635.7k $1.5m $1.5m 0.14% Reduced -3.6k -3,589
28 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 29,87229.9k $1.2m $1.2m 0.06% Added +4.3k +4,314
29 HBW ADVISORY SERVICES LLC 0.19% of their portfolio SIMI VALLEY, CA 28,60028.6k $1.2m $1.2m 0.19% Added +3.9k +3,927
30 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 28,02328.0k $1.1m $1.1m 0.00% Reduced -155 -155
31 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 27,06027.1k $1.1m $1.1m 0.00% Added +7.3k +7,256
32 SFI Advisors, LLC 0.71% of their portfolio Montclair, NJ 22,83622.8k $926.9k $926.9k 0.71% Reduced -202 -202
33 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 22,72122.7k $922.2k $922.2k 0.01% Reduced -506 -506
34 Sweet Financial Partners, LLC 0.18% of their portfolio FAIRMONT, MN 19,23319.2k $780.7k $780.7k 0.18% Unchanged
35 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 18,87218.9k $766.0k $766.0k 0.01% Added +565 +565
36 WORLD EQUITY GROUP, INC. 0.22% of their portfolio SCHAUMBURG, IL 18,24518.2k $740.6k $740.6k 0.22% Added +230 +230
37 Bridge Advisory, LLC 0.36% of their portfolio PASADENA, CA 17,78417.8k $721.9k $721.9k 0.36% Reduced -5.9k -5,898
38 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 14,09914.1k $572.0k $572.0k 0.00% Reduced -3 -3
39 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 13,08013.1k $530.9k $530.9k 0.00% New
40 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 10,99211.0k $446.2k $446.2k 0.01% Reduced -17.1k -17,068
41 Mutual Advisors, LLC 0.01% of their portfolio OMAHA, NE 10,17710.2k $409.3k $409.3k 0.01% Reduced -196 -196
42 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.03% of their portfolio CEDAR RAPIDS, IA 10,09710.1k $409.9k $409.9k 0.03% Reduced -1.4k -1,387
43 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 7,8307.8k $317.8k $317.8k 0.00% New
44 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 7,5207.5k $305.2k $305.2k 0.02% Reduced -1.6k -1,581
45 PRIVATE TRUST CO NA 0.03% of their portfolio CLEVELAND, OH 7,2107.2k $292.7k $292.7k 0.03% Added +224 +224
46 TOWNSQUARE CAPITAL LLC 0.00% of their portfolio Lehi, UT 6,6846.7k $271.3k $271.3k 0.00% Reduced -33.2k -33,155
47 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 6,5656.6k $266.5k $266.5k 0.00% Reduced -69 -69
48 WINTRUST INVESTMENTS LLC 0.02% of their portfolio CHICAGO, IL 6,1646.2k $250.0k $250.0k 0.02% New
49 Advisory Services Network, LLC 0.00% of their portfolio ATLANTA, GA 5,8205.8k $236.2k $236.2k 0.00% Added +198 +198
50 American Financial Advisors, LLC 0.03% of their portfolio Marietta, GA 5,6575.7k $229.6k $229.6k 0.03% Reduced -1.8k -1,769
51 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 5,6035.6k $227.4k $227.4k 0.02% Added +13 +13
52 LEVEL FOUR ADVISORY SERVICES, LLC 0.01% of their portfolio DALLAS, TX 5,1005.1k $207.0k $207.0k 0.01% Reduced -961 -961
53 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 4,9454.9k $200.7k $200.7k 0.01% Added +82 +82
54 Pinnacle Bancorp, Inc. 0.06% of their portfolio BEATRICE, NE 4,8804.9k $198.1k $198.1k 0.06% Unchanged
55 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 4,3984.4k $178.6k $178.6k 0.00% Reduced -14 -14
56 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 4,2624.3k $173.0k $173.0k 0.00% Reduced -120 -120
57 M&R CAPITAL MANAGEMENT INC 0.03% of their portfolio SUMMIT, NJ 3,4453.4k $139.8k $139.8k 0.03% Unchanged
58 COMERICA BANK 0.00% of their portfolio DALLAS, TX 2,1752.2k $88.3k $88.3k 0.00% Reduced -825 -825
59 ICA Group Wealth Management, LLC 0.04% of their portfolio DENVER, CO 1,6061.6k $65.2k $65.2k 0.04% Added +20 +20
60 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,5111.5k $61.3k $61.3k 0.00% Unchanged
61 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 1,2871.3k $53.1k $53.1k 0.00% New
62 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.00% of their portfolio ORLANDO, FL 1,1161.1k $45.3k $45.3k 0.00% New
63 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 614614 $24.9k $24.9k 0.00% Added +394 +394
64 Opal Wealth Advisors, LLC 0.01% of their portfolio JERICHO, NY 530530 $21.5k $21.5k 0.01% New
65 Hexagon Capital Partners LLC 0.00% of their portfolio ROGERS, AR 416416 $16.9k $16.9k 0.00% Unchanged
66 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 373373 $15.0k $15.0k 0.00% Reduced -127 -127
67 Clear Point Advisors Inc. 0.01% of their portfolio MELVILLE, NY 212212 $8.6k $8.6k 0.01% Added +2 +2
68 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 135135 $5.6k $5.6k 0.00% Unchanged
69 POM Investment Strategies, LLC 0.00% of their portfolio RALEIGH, NC 104104 $4.2k $4.2k 0.00% Reduced -648 -648
70 Blue Trust, Inc. 0.00% of their portfolio BRENTWOOD, TN 8484 $3.3k $3.3k 0.00% Unchanged
71 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 7575 $3.0k $3.0k 0.00% New
72 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 6060 $2.4k $2.4k 0.00% Unchanged
73 Davis Capital Management 0.00% of their portfolio JACKSONVILLE, FL 3434 $1.4k $1.4k 0.00% New
74 FMR LLC 0.00% of their portfolio BOSTON, MA 11 $41 $41 0.00% New
75 JFS WEALTH ADVISORS, LLC 0.00% of their portfolio HERMITAGE, PA 11 $42 $42 0.00% Unchanged
76 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged