Vault-13

FIRST TR SML CP CORE ALPHA F FYX

COM SHS · ETP · CUSIP 33734Y109

141 institutional holders -4 vs Q1 2024
5,990,4846.0m shares reported held*
$542.7mreported value*
11 new 42 added 58 reduced 17 sold out net sold ≈ $154.3m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $90.59. Options: 2 managers hold calls ($289.5k notional), 1 hold puts ($0).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 122Q4 22: 127Q1 23: 126Q2 23: 125Q3 23: 134Q4 23: 146Q1 24: 145Q2 24: 141141Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022122
Q4 2022127
Q1 2023126
Q2 2023125
Q3 2023134
Q4 2023146
Q1 2024145
Q2 2024141

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 67 bought or addedQ4 22: 50 cut or sold outQ4 22Q1 23: 56 bought or addedQ1 23: 61 cut or sold outQ2 23: 47 bought or addedQ2 23: 69 cut or sold outQ2 23Q3 23: 59 bought or addedQ3 23: 58 cut or sold outQ4 23: 59 bought or addedQ4 23: 68 cut or sold outQ4 23Q1 24: 67 bought or addedQ1 24: 60 cut or sold outQ2 24: 53 bought or addedQ2 24: 75 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20226750
Q1 20235661
Q2 20234769
Q3 20235958
Q4 20235968
Q1 20246760
Q2 20245375

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100k$200k$300kQ3 23 calls: $0Q3 23 puts: $0Q3 23P/C —Q4 23 calls: $0Q4 23 puts: $0Q4 23P/C —Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $289.5kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$0$0—
Q4 2023$0$0—
Q1 2024$0$0—
Q2 2024$289.5k$00.00

Biggest buyers

Genesee Capital Advisors, LLC New +59,957+60.0k
CITADEL ADVISORS LLC New +19,420+19.4k
ROYAL BANK OF CANADA Added +13,511+13.5k
B. Riley Wealth Advisors, Inc. New +11,055+11.1k
JANE STREET GROUP, LLC Added +10,455+10.5k
OLD MISSION CAPITAL LLC New +10,046+10.0k
Raymond James Financial Services Advisors, Inc. Added +8,110+8.1k
Mainsail Financial Group, LLC Added +6,722+6.7k
Hapanowicz & Associates Financial Services, Inc Added +6,180+6.2k
COMMONWEALTH EQUITY SERVICES, LLC Added +6,160+6.2k

Biggest sellers

MORGAN STANLEY Reduced -1,400,769-1.4m
JPMORGAN CHASE & CO Reduced -135,804-135.8k
Cambridge Investment Research Advisors, Inc. Reduced -56,047-56.0k
Cetera Investment Advisers Reduced -48,858-48.9k
PARK NATIONAL CORP /OH/ Reduced -35,779-35.8k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Sold out -35,577-35.6k
LPL Financial LLC Reduced -32,376-32.4k
Kestra Advisory Services, LLC Reduced -24,508-24.5k
RETIREMENT GUYS FORMULA LLC Sold out -22,687-22.7k
G&S Capital LLC Sold out -12,259-12.3k

Biggest calls

Belvedere Trading LLC New $289.5k3.2k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 705,222705.2k $63.8m $63.8m 0.00% Reduced -1.4m -1,400,769
2 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 579,532579.5k $52.4m $52.4m 0.01% Reduced -2.3k -2,269
3 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 504,230504.2k $45.6m $45.6m 0.02% Reduced -32.4k -32,376
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 451,213451.2k $40.8m $40.8m 0.00% Reduced -1.7k -1,682
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 398,139398.1k $36.0m $36.0m 0.01% Added +13.5k +13,511
6 Janney Montgomery Scott LLC 0.08% of their portfolio PHILADELPHIA, PA 291,881291.9k $26.4m $26.4m 0.08% Added +3.7k +3,664
7 Hapanowicz & Associates Financial Services, Inc 12.41% of their portfolio PITTSBURGH, PA 240,291240.3k $21.7m $21.7m 12.41% Added +6.2k +6,180
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 210,877210.9k $19.1m $19.1m 0.01% Added +4.3k +4,348
9 UBS Group AG 0.01% of their portfolio ZURICH, V8 205,703205.7k $18.6m $18.6m 0.01% Reduced -8.8k -8,827
10 Raymond James Financial Services Advisors, Inc. 0.03% of their portfolio ST. PETERSBURG, FL 197,170197.2k $17.8m $17.8m 0.03% Added +8.1k +8,110
11 Cetera Investment Advisers 0.03% of their portfolio SCHAUMBURG, IL 151,632151.6k $13.7m $13.7m 0.03% Reduced -48.9k -48,858
12 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 130,472130.5k $11.8m $11.8m 0.00% Reduced -135.8k -135,804
13 Wealth Alliance Advisory Group, LLC 2.51% of their portfolio Wichita, KS 123,010123.0k $11.1m $11.1m 2.51% Added +2.4k +2,380
14 Main Line Retirement Advisors, LLC 7.72% of their portfolio WHITEFISH, MT 111,516111.5k $10.1m $10.1m 7.72% Added +4.4k +4,429
15 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 80,79680.8k $7.3m $7.3m 0.03% Reduced -56.0k -56,047
16 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 80,53080.5k $7.3m $7.3m 0.02% Reduced -1.8k -1,804
17 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 79,84579.8k $7.2m $7.2m 0.05% Added +1.2k +1,245
18 Kestra Advisory Services, LLC 0.04% of their portfolio AUSTIN, TX 73,45273.5k $6.6m $6.6m 0.04% Reduced -24.5k -24,508
19 Chicago Partners Investment Group LLC 0.26% of their portfolio CHICAGO, IL 67,81967.8k $6.8m $6.8m 0.26% Added +1.6k +1,607
20 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 65,74165.7k $5.9m $5.9m 0.01% Added +6.2k +6,160
21 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 63,01763.0k $5.7m $5.7m 0.01% Reduced -2.4k -2,383
22 Genesee Capital Advisors, LLC 2.66% of their portfolio AUBURN, NY 59,95760.0k $5.4m $5.4m 2.66% New
23 Vestmark Advisory Solutions, Inc. 0.22% of their portfolio Wakefield, MA 59,14659.1k $5.4m $5.4m 0.22% Added +881 +881
24 Western Wealth Management, LLC 0.39% of their portfolio GOLDEN, CO 57,38257.4k $5.2m $5.2m 0.39% Reduced -1.7k -1,696
25 IFG Advisory, LLC 0.30% of their portfolio ATLANTA, GA 52,05352.1k $4.7m $4.7m 0.30% Reduced -2.1k -2,119
26 PARK NATIONAL CORP /OH/ 0.17% of their portfolio NEWARK, OH 50,28650.3k $4.5m $4.5m 0.17% Reduced -35.8k -35,779
27 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 45,17545.2k $4.1m $4.1m 0.00% Reduced -7.1k -7,058
28 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 44,68344.7k $4.0m $4.0m 0.04% Reduced -2.2k -2,224
29 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 40,47840.5k $3.7m $3.7m 0.00% Reduced -1.0k -1,021
30 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 39,92339.9k $3.6m $3.6m 0.01% Added +887 +887
31 Mainsail Financial Group, LLC 2.08% of their portfolio BELLEVUE, WA 39,15039.1k $3.5m $3.5m 2.08% Added +6.7k +6,722
32 Sweet Financial Partners, LLC 0.81% of their portfolio FAIRMONT, MN 39,05039.0k $3.5m $3.5m 0.81% Unchanged
33 MTM Investment Management, LLC 1.19% of their portfolio SPARTANBURG, SC 32,16432.2k $2.9m $2.9m 1.19% Reduced -3.9k -3,865
34 SILVER OAK SECURITIES, INCORPORATED 0.42% of their portfolio JACKSON, TN 30,70730.7k $2.8m $2.8m 0.42% Added +527 +527
35 Regal Investment Advisors LLC 0.18% of their portfolio KENTWOOD, MI 30,08130.1k $2.7m $2.7m 0.18% Reduced -173 -173
36 Per Stirling Capital Management, LLC. 0.39% of their portfolio AUSTIN, TX 26,49426.5k $2.4m $2.4m 0.39% Reduced -3.0k -3,008
37 Perennial Investment Advisors, LLC 0.33% of their portfolio Los Angeles, CA 25,31725.3k $2.3m $2.3m 0.33% Added +1.9k +1,931
38 COMERICA BANK 0.01% of their portfolio DALLAS, TX 23,53023.5k $2.1m $2.1m 0.01% Added +1.2k +1,179
39 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 19,48319.5k $1.8m $1.8m 0.00% Added +2.7k +2,742
40 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 19,42019.4k $1.8m $1.8m 0.00% New
41 OneDigital Investment Advisors LLC 0.02% of their portfolio OVERLAND PARK, KS 18,65418.7k $1.7m $1.7m 0.02% Reduced -5.7k -5,701
42 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,38918.4k $1.7m $1.7m 0.00% Reduced -872 -872
43 Three Seasons Wealth, LLC 0.89% of their portfolio SALT LAKE CITY, UT 17,74717.7k $1.6m $1.6m 0.89% Reduced -20 -20
44 Sanctuary Advisors, LLC 0.01% of their portfolio INDIANAPOLIS, IN 16,96917.0k $1.5m $1.5m 0.01% First filing
45 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 16,31616.3k $1.5m $1.5m 0.00% Added +134 +134
46 Coppell Advisory Solutions LLC 0.24% of their portfolio COPPELL, TX 15,89615.9k $1.4m $1.4m 0.24% First filing
47 MML INVESTORS SERVICES, LLC 0.01% of their portfolio SPRINGFIELD, MA 14,52914.5k $1.3m $1.3m 0.01% Reduced -411 -411
48 ARS Wealth Advisors Group, LLC 0.16% of their portfolio St. Petersburg, FL 13,98614.0k $1.3m $1.3m 0.16% Added +4 +4
49 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 13,84513.8k $1.3m $1.3m 0.00% Added +10.5k +10,455
50 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 13,58513.6k $1.2m $1.2m 0.01% Reduced -4.6k -4,574
51 Virtu Financial LLC 0.08% of their portfolio New York, NY 11,98512.0k $1.1m $1.1m 0.08% Added +633 +633
52 LVZ, Inc. 0.14% of their portfolio Holland, MI 11,53211.5k $1.0m $1.0m 0.14% Reduced -181 -181
53 Virtue Capital Management, LLC 0.19% of their portfolio BRENTWOOD, TN 11,08711.1k $1.1m $1.1m 0.19% Unchanged
54 CITY HOLDING CO 0.15% of their portfolio CHARLESTON, WV 11,06311.1k $1.0m $1.0m 0.15% Added +3.1k +3,058
55 B. Riley Wealth Advisors, Inc. 0.03% of their portfolio MEMPHIS, TN 11,05511.1k $1.0m $1.0m 0.03% New
56 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 10,71810.7k $970.0k $970.0k 0.02% Added +106 +106
57 Lakeridge Wealth Management LLC 0.58% of their portfolio MENTOR, OH 10,62410.6k $961.0k $961.0k 0.58% Added +313 +313
58 OLD MISSION CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 10,04610.0k $908.8k $908.8k 0.02% New
59 Root Financial Partners, LLC 0.20% of their portfolio ENCINITAS, CA 9,3619.4k $846.8k $846.8k 0.20% Reduced -487 -487
60 Bison Wealth, LLC 0.13% of their portfolio Atlanta, GA 8,7778.8k $818.4k $818.4k 0.13% Unchanged
61 Cyndeo Wealth Partners, LLC 0.06% of their portfolio ST. PETERSBURG, FL 8,5948.6k $777.4k $777.4k 0.06% Reduced -293 -293
62 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 8,1338.1k $735.7k $735.7k 0.00% Reduced -89 -89
63 DAYMARK WEALTH PARTNERS, LLC 0.03% of their portfolio CINCINNATI, OH 8,1158.1k $734.1k $734.1k 0.03% Reduced -254 -254
64 MONECO ADVISORS, LLC 0.10% of their portfolio FAIRFIELD, CT 7,6667.7k $693.5k $693.5k 0.10% Added +763 +763
65 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 7,4607.5k $674.8k $674.8k 0.00% Reduced -849 -849
66 INDEPENDENT FINANCIAL GROUP, LLC 0.03% of their portfolio SAN DIEGO, CA 7,4137.4k $670.6k $670.6k 0.03% Added +56 +56
67 SMITH, MOORE & CO. 0.07% of their portfolio CLAYTON, MO 7,1627.2k $647.9k $647.9k 0.07% Reduced -14 -14
68 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.05% of their portfolio CEDAR RAPIDS, IA 6,7136.7k $607.3k $607.3k 0.05% Reduced -89 -89
69 PRINCIPAL SECURITIES, INC. 0.02% of their portfolio DES MOINES, IA 6,4106.4k $579.8k $579.8k 0.02% Added +146 +146
70 Keystone Wealth Services, LLC 0.18% of their portfolio PALM DESERT, CA 6,3356.3k $573.1k $573.1k 0.18% Reduced -100 -100
71 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,7075.7k $516.0k $516.0k 0.00% Added +1.3k +1,258
72 KPP Advisory Services LLC 0.14% of their portfolio Louisville, KY 5,6215.6k $508.4k $508.4k 0.14% Reduced -56 -56
73 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,5005.5k $497.5k $497.5k 0.01% Unchanged
74 Belpointe Asset Management LLC 0.03% of their portfolio RENO, NV 5,3155.3k $480.8k $480.8k 0.03% Reduced -1.5k -1,513
75 DHJJ Financial Advisors, Ltd. 0.20% of their portfolio NAPERVILLE, IL 5,3055.3k $479.9k $479.9k 0.20% Reduced -49 -49
76 PCA Investment Advisory Services Inc. 0.25% of their portfolio CINCINNATI, OH 5,2415.2k $474.1k $474.1k 0.25% Reduced -3.9k -3,875
77 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 5,1445.1k $465.3k $465.3k 0.00% Added +50 +50
78 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,9194.9k $445.0k $445.0k 0.00% Added +531 +531
79 Independent Wealth Network Inc. 0.20% of their portfolio URBANDALE, IA 4,6374.6k $419.5k $419.5k 0.20% Added +6 +6
80 Solano Wealth Management, Inc. 0.23% of their portfolio Fairfield, CA 4,6204.6k $417.9k $417.9k 0.23% Unchanged
81 Envestnet Portfolio Solutions, Inc. 0.00% of their portfolio BERWYN, PA 4,4924.5k $406.3k $406.3k 0.00% Added +285 +285
82 Snowden Capital Advisors LLC 0.01% of their portfolio New York, NY 4,4364.4k $401.2k $401.2k 0.01% Reduced -423 -423
83 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,4244.4k $400.2k $400.2k 0.00% Unchanged
84 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 4,4004.4k $398.0k $398.0k 0.02% Unchanged
85 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,1864.2k $378.7k $378.7k 0.00% Added +405 +405
86 American Institute for Advanced Investment Management, LLP 0.28% of their portfolio Scottsdale, AZ 4,0604.1k $367.3k $367.3k 0.28% Reduced -155 -155
87 Tidemark, LLC 0.16% of their portfolio SAN DIEGO, CA 3,8693.9k $350.0k $350.0k 0.16% Reduced -4.0k -4,019
88 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 3,6893.7k $333.7k $333.7k 0.01% Reduced -79 -79
89 Element Wealth, LLC 0.19% of their portfolio RIDGELAND, MS 3,6653.7k $331.5k $331.5k 0.19% Reduced -254 -254
90 HM PAYSON & CO 0.01% of their portfolio PORTLAND, ME 3,5403.5k $320.2k $320.2k 0.01% Unchanged
91 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 3,5003.5k $316.6k $316.6k 0.00% New
92 TFG Advisers LLC 0.12% of their portfolio Auburn Hills, MI 3,4093.4k $308.4k $308.4k 0.12% Reduced -641 -641
93 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,3483.3k $303.0k $303.0k 0.01% Reduced -7 -7
94 Trueblood Wealth Management, LLC 0.17% of their portfolio LIMA, OH 3,3303.3k $301.2k $301.2k 0.17% Added +74 +74
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio AUSTIN, TX 3,0993.1k $280.4k $280.4k 0.01% Reduced -188 -188
96 PERSONAL CFO SOLUTIONS, LLC 0.04% of their portfolio CHESTER, NJ 3,0643.1k $277.2k $277.2k 0.04% Added +3 +3
97 WEALTH EFFECTS LLC 0.10% of their portfolio BOSTON, MA 2,9583.0k $267.6k $267.6k 0.10% Added +1 +1
98 Gateway Wealth Partners, LLC 0.08% of their portfolio APPLETON, WI 2,8132.8k $254.5k $254.5k 0.08% New
99 Farther Finance Advisors, LLC 0.01% of their portfolio SAN FRANCISCO, CA 2,7742.8k $249.3k $249.3k 0.01% Reduced -78 -78
100 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 2,5952.6k $234.7k $234.7k 0.01% Reduced -26 -26