Vault-13

FIRST TR SML CP CORE ALPHA F FYX

COM SHS · ETP · CUSIP 33734Y109

127 institutional holders +5 vs Q3 2022
6,327,8186.3m shares reported held*
$496.6mreported value*
16 new 51 added 35 reduced 15 sold out net sold ≈ $8.2m (-102.4k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.48. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 122Q4 22: 127127Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022122
Q4 2022127

Biggest buyers

LPL Financial LLC Added +61,776+61.8k
FLOW TRADERS U.S. LLC Added +22,912+22.9k
Belpointe Asset Management LLC New +22,049+22.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +21,049+21.0k
UBS Group AG Added +18,162+18.2k
Cambridge Investment Research Advisors, Inc. Added +17,486+17.5k
Janney Montgomery Scott LLC Added +14,307+14.3k
STIFEL FINANCIAL CORP Added +14,261+14.3k
IFG Advisory, LLC Added +9,881+9.9k
MONEY CONCEPTS CAPITAL CORP Added +7,342+7.3k

Biggest sellers

BANK OF AMERICA CORP /DE/ Reduced -157,511-157.5k
Western Wealth Management, LLC Reduced -75,194-75.2k
OSAIC HOLDINGS, INC. Reduced -21,703-21.7k
RETIREMENT GUYS FORMULA LLC Reduced -18,446-18.4k
ARS Wealth Advisors Group, LLC Reduced -16,654-16.7k
RAYMOND JAMES & ASSOCIATES Reduced -16,374-16.4k
ROYAL BANK OF CANADA Reduced -14,317-14.3k
Tower Research Capital LLC (TRC) Sold out -10,752-10.8k
MORGAN STANLEY Reduced -10,217-10.2k
SILVER OAK SECURITIES, INCORPORATED Reduced -9,703-9.7k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 LPL Financial LLC 0.05% of their portfolio FORT MILL, SC 766,777766.8k $60.2m $60.2m 0.05% Added +61.8k +61,776
2 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 700,353700.4k $54.9m $54.9m 0.01% Reduced -10.2k -10,217
3 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 594,697594.7k $46.7m $46.7m 0.01% Reduced -157.5k -157,511
4 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 571,768571.8k $44.9m $44.9m 0.01% Added +3.7k +3,696
5 ROYAL BANK OF CANADA 0.01% of their portfolio TORONTO, A6 427,855427.9k $33.6m $33.6m 0.01% Reduced -14.3k -14,317
6 UBS Group AG 0.01% of their portfolio ZURICH, V8 252,742252.7k $19.8m $19.8m 0.01% Added +18.2k +18,162
7 Hapanowicz & Associates Financial Services, Inc 12.42% of their portfolio PITTSBURGH, PA 218,077218.1k $17.1m $17.1m 12.42% Added +2.3k +2,329
8 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 185,373185.4k $14.5m $14.5m 0.01% Reduced -16.4k -16,374
9 Janney Montgomery Scott LLC 0.05% of their portfolio PHILADELPHIA, PA 174,949174.9k $13.7m $13.7m 0.05% Added +14.3k +14,307
10 Raymond James Financial Services Advisors, Inc. 0.02% of their portfolio ST. PETERSBURG, FL 133,579133.6k $10.5m $10.5m 0.02% Reduced -5.5k -5,528
11 Wealth Alliance Advisory Group, LLC 3.26% of their portfolio Wichita, KS 108,612108.6k $8.5m $8.5m 3.26% Added +6.9k +6,883
12 Kestra Advisory Services, LLC 0.07% of their portfolio AUSTIN, TX 95,46895.5k $7.5m $7.5m 0.07% Added +6.4k +6,384
13 Cetera Investment Advisers 0.07% of their portfolio SCHAUMBURG, IL 94,83394.8k $7.4m $7.4m 0.07% Added +4.7k +4,683
14 Baird Financial Group, Inc. 0.02% of their portfolio MILWAUKEE, WI 85,32985.3k $6.7m $6.7m 0.02% Reduced -4.5k -4,491
15 WEALTHSOURCE PARTNERS, LLC 0.45% of their portfolio SAN LUIS OBISPO, CA 81,30481.3k $6.4m $6.4m 0.45% Added +1.1k +1,071
16 Western Wealth Management, LLC 0.63% of their portfolio GOLDEN, CO 78,24678.2k $6.1m $6.1m 0.63% Reduced -75.2k -75,194
17 Regal Investment Advisors LLC 0.56% of their portfolio KENTWOOD, MI 74,16274.2k $5.8m $5.8m 0.56% Added +1.6k +1,641
18 Cambridge Investment Research Advisors, Inc. 0.03% of their portfolio FAIRFIELD, IA 71,28671.3k $5.6m $5.6m 0.03% Added +17.5k +17,486
19 Private Advisor Group, LLC 0.16% of their portfolio MORRISTOWN, NJ 70,57970.6k $5.5m $5.5m 0.16% Reduced -2.4k -2,447
20 D.A. DAVIDSON & CO. 0.06% of their portfolio GREAT FALLS, MT 69,61669.6k $5.5m $5.5m 0.06% Added +3.3k +3,252
21 Spectrum Wealth Advisory Group, LLC 7.47% of their portfolio GRANITE BAY, CA 68,38668.4k $5.4m $5.4m 7.47% Reduced -1.9k -1,860
22 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 68,35268.4k $5.4m $5.4m 0.01% Reduced -8.0k -8,035
23 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 67,24267.2k $5.3m $5.3m 0.01% Reduced -21.7k -21,703
24 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 61,87961.9k $4.9m $4.9m 0.01% Added +14.3k +14,261
25 IFG Advisory, LLC 0.45% of their portfolio ATLANTA, GA 58,10358.1k $4.6m $4.6m 0.45% Added +9.9k +9,881
26 PARK NATIONAL CORP /OH/ 0.19% of their portfolio NEWARK, OH 54,60954.6k $4.3m $4.3m 0.19% Reduced -609 -609
27 Chicago Partners Investment Group LLC 0.28% of their portfolio CHICAGO, IL 52,12752.1k $4.6m $4.6m 0.28% Added +142 +142
28 AVAII WEALTH MANAGEMENT, LLC 3.26% of their portfolio APPLETON, WI 46,53446.5k $3.7m $3.7m 3.26% Added +597 +597
29 Per Stirling Capital Management, LLC. 0.61% of their portfolio AUSTIN, TX 42,41342.4k $3.3m $3.3m 0.61% First filing
30 Cetera Advisor Networks LLC 0.03% of their portfolio EL SEGUNDO, CA 39,39339.4k $3.1m $3.1m 0.03% Added +6.4k +6,380
31 MTM Investment Management, LLC 1.54% of their portfolio SPARTANBURG, SC 37,86937.9k $3.0m $3.0m 1.54% Added +908 +908
32 IFP Advisors, Inc 0.06% of their portfolio TAMPA, FL 35,78135.8k $2.3m $2.3m 0.06% Added +1.9k +1,873
33 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 34,65134.7k $2.7m $2.7m 0.01% Reduced -904 -904
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 34,08434.1k $2.7m $2.7m 0.00% Added +277 +277
35 U.S. Capital Wealth Advisors, LLC 0.12% of their portfolio AUSTIN, TX 34,06534.1k $2.7m $2.7m 0.12% Added +3.5k +3,450
36 Mainsail Financial Group, LLC 2.82% of their portfolio BELLEVUE, WA 33,90033.9k $2.8m $2.8m 2.82% First filing
37 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,77831.8k $2.5m $2.5m 0.00% Added +21.0k +21,049
38 RETIREMENT GUYS FORMULA LLC 1.94% of their portfolio MAUMEE, OH 30,21530.2k $2.4m $2.4m 1.94% Reduced -18.4k -18,446
39 FLOW TRADERS U.S. LLC 0.12% of their portfolio NEW YORK, NY 30,18730.2k $2.4m $2.4m 0.12% Added +22.9k +22,912
40 Arkadios Wealth Advisors 0.28% of their portfolio ATLANTA, GA 27,38927.4k $2.1m $2.1m 0.28% Added +4.9k +4,884
41 Atria Wealth Solutions, Inc. 0.03% of their portfolio NEW YORK, NY 26,14426.1k $2.1m $2.1m 0.03% Reduced -9.4k -9,361
42 ARS Wealth Advisors Group, LLC 0.33% of their portfolio St. Petersburg, FL 25,64925.6k $2.0m $2.0m 0.33% Reduced -16.7k -16,654
43 Perennial Investment Advisors, LLC 0.81% of their portfolio Los Angeles, CA 25,34925.3k $2.0m $2.0m 0.81% Reduced -706 -706
44 OneDigital Investment Advisors LLC 0.05% of their portfolio OVERLAND PARK, KS 23,82723.8k $1.9m $1.9m 0.05% Reduced -398 -398
45 LVZ, Inc. 0.29% of their portfolio Holland, MI 23,54423.5k $1.8m $1.8m 0.29% Added +1.6k +1,626
46 Financial Advocates Investment Management 0.13% of their portfolio OLYMPIA, WA 22,71922.7k $1.8m $1.8m 0.13% Added +2.3k +2,326
47 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 22,05022.1k $1.7m $1.7m 0.00% Reduced -2.9k -2,913
48 Belpointe Asset Management LLC 0.10% of their portfolio RENO, NV 22,04922.0k $1.7m $1.7m 0.10% New
49 MONECO ADVISORS, LLC 0.58% of their portfolio FAIRFIELD, CT 20,42520.4k $1.6m $1.6m 0.58% Reduced -1.9k -1,897
50 Cetera Advisors LLC 0.03% of their portfolio DENVER, CO 19,78419.8k $1.6m $1.6m 0.03% Added +4.0k +4,040
51 Coppell Advisory Solutions LLC 0.50% of their portfolio COPPELL, TX 18,62618.6k $1.5m $1.5m 0.50% First filing
52 Coppell Advisory Solutions Corp. 0.50% of their portfolio COPPELL, TX 18,62618.6k $1.5m $1.5m 0.50% First filing
53 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 18,05118.1k $1.4m $1.4m 0.00% Added +1.7k +1,727
54 SILVER OAK SECURITIES, INCORPORATED 0.26% of their portfolio JACKSON, TN 17,53817.5k $1.4m $1.4m 0.26% Reduced -9.7k -9,703
55 CAPTRUST FINANCIAL ADVISORS 0.01% of their portfolio RALEIGH, NC 15,19215.2k $1.2m $1.2m 0.01% Added +1.9k +1,908
56 NATIONS FINANCIAL GROUP INC, /IA/ /ADV 0.13% of their portfolio CEDAR RAPIDS, IA 14,21414.2k $1.1m $1.1m 0.13% Reduced -15 -15
57 Virtue Capital Management, LLC 0.13% of their portfolio BRENTWOOD, TN 11,05811.1k $867.5k $867.5k 0.13% Unchanged
58 COMERICA SECURITIES,INC. 0.05% of their portfolio DETROIT, MI 8,3278.3k $653.3k $653.3k 0.05% Reduced -519 -519
59 INDEPENDENT FINANCIAL GROUP, LLC 0.06% of their portfolio SAN DIEGO, CA 8,1718.2k $641.0k $641.0k 0.06% Reduced -26 -26
60 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 8,1348.1k $638.1k $638.1k 0.00% Added +840 +840
61 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 8,0858.1k $634.0k $634.0k 0.00% Added +1.3k +1,338
62 Keystone Wealth Services, LLC 0.27% of their portfolio PALM DESERT, CA 7,9367.9k $622.6k $622.6k 0.27% Added +125 +125
63 Allworth Financial LP 0.01% of their portfolio FOLSOM, CA 7,3937.4k $580.0k $580.0k 0.01% Reduced -1.9k -1,912
64 MONEY CONCEPTS CAPITAL CORP 0.03% of their portfolio PALM BEACH GARDENS, FL 7,3707.4k $578.2k $578.2k 0.03% Added +7.3k +7,342
65 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 7,1397.1k $560.1k $560.1k 0.00% New
66 HBK Sorce Advisory LLC 0.02% of their portfolio ERIE, PA 7,1107.1k $558.0k $558.0k 0.02% Added +3.0k +2,993
67 OPPENHEIMER & CO INC 0.01% of their portfolio NEW YORK, NY 6,7966.8k $533.1k $533.1k 0.01% Added +102 +102
68 HARBOUR INVESTMENTS, INC. 0.03% of their portfolio MADISON, WI 6,5846.6k $516.5k $516.5k 0.03% Added +3.3k +3,296
69 KESTRA PRIVATE WEALTH SERVICES, LLC 0.03% of their portfolio AUSTIN, TX 6,3866.4k $501.0k $501.0k 0.03% Added +3.4k +3,383
70 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 6,2056.2k $487.0k $487.0k 0.02% Added +1.1k +1,063
71 Cyndeo Wealth Partners, LLC 0.06% of their portfolio ST. PETERSBURG, FL 6,1436.1k $481.9k $481.9k 0.06% First filing
72 Apollon Wealth Management, LLC 0.03% of their portfolio MOUNT PLEASANT, SC 5,7495.7k $451.0k $451.0k 0.03% Unchanged
73 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 5,5005.5k $431.5k $431.5k 0.01% Unchanged
74 SMITH, MOORE & CO. 0.06% of their portfolio CLAYTON, MO 5,3735.4k $421.5k $421.5k 0.06% Added +17 +17
75 Independent Wealth Network Inc. 0.29% of their portfolio URBANDALE, IA 5,3675.4k $421.0k $421.0k 0.29% Added +34 +34
76 DHJJ Financial Advisors, Ltd. 0.24% of their portfolio NAPERVILLE, IL 5,3345.3k $418.4k $418.4k 0.24% Added +1.6k +1,594
77 Snowden Capital Advisors LLC 0.02% of their portfolio New York, NY 5,3125.3k $416.7k $416.7k 0.02% Reduced -177 -177
78 TFG Advisers LLC 0.20% of their portfolio Auburn Hills, MI 5,0285.0k $394.5k $394.5k 0.20% Reduced -91 -91
79 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 4,9735.0k $390.1k $390.1k 0.01% Added +1 +1
80 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 4,8904.9k $383.6k $383.6k 0.00% Added +3.6k +3,568
81 Capital Asset Advisory Services LLC 0.03% of their portfolio Williamston, MI 4,7714.8k $374.3k $374.3k 0.03% Reduced -128 -128
82 Element Wealth, LLC 0.30% of their portfolio RIDGELAND, MS 4,6464.6k $364.5k $364.5k 0.30% Reduced -67 -67
83 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 4,4244.4k $347.1k $347.1k 0.00% Unchanged
84 Northeast Financial Consultants Inc 0.02% of their portfolio WESTPORT, CT 4,4004.4k $345.2k $345.2k 0.02% Unchanged
85 IAMS WEALTH MANAGEMENT, LLC 0.35% of their portfolio OMAHA, NE 4,3384.3k $340.3k $340.3k 0.35% First filing
86 HM PAYSON & CO 0.01% of their portfolio PORTLAND, ME 4,2834.3k $336.0k $336.0k 0.01% Unchanged
87 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 4,1604.2k $326.4k $326.4k 0.01% Added +425 +425
88 Farther Finance Advisors, LLC 0.12% of their portfolio SAN FRANCISCO, CA 3,8523.9k $302.2k $302.2k 0.12% First filing
89 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 3,7503.8k $294.1k $294.1k 0.00% Added +309 +309
90 Quantitative Advantage, LLC 0.04% of their portfolio MINNETONKA, MN 3,4943.5k $274.1k $274.1k 0.04% Added +496 +496
91 GREAT VALLEY ADVISOR GROUP, INC. 0.01% of their portfolio WILMINGTON, DE 3,3413.3k $262.0k $262.0k 0.01% Added +497 +497
92 Ameritas Advisory Services, LLC 0.01% of their portfolio Lincoln, NE 3,3003.3k $258.9k $258.9k 0.01% New
93 PRIVATE TRUST CO NA 0.04% of their portfolio CLEVELAND, OH 3,2403.2k $254.0k $254.0k 0.04% Added +22 +22
94 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 3,2303.2k $253.0k $253.0k 0.00% New
95 Keystone Financial Group 0.05% of their portfolio LEXINGTON, KY 3,1053.1k $243.6k $243.6k 0.05% Reduced -1.0k -1,045
96 FIRST TRUST ADVISORS LP 0.00% of their portfolio Wheaton, IL 3,1003.1k $243.2k $243.2k 0.00% Reduced -1.3k -1,300
97 TOTAL INVESTMENT MANAGEMENT INC 0.06% of their portfolio SCOTTSDALE, AZ 3,0533.1k $239.5k $239.5k 0.06% Reduced -266 -266
98 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 3,0273.0k $237.4k $237.4k 0.02% Reduced -17 -17
99 WEALTH EFFECTS LLC 0.13% of their portfolio BOSTON, MA 2,9553.0k $231.8k $231.8k 0.13% Reduced -101 -101
100 CWM, LLC 0.00% of their portfolio OMAHA, NE 2,9112.9k $228.0k $228.0k 0.00% Unchanged