Vault-13

FIRST TR EXCHANGE-TRADED FD FCG

NAT GAS ETF · ETP · CUSIP 33733E807

130 institutional holders +15 vs Q2 2023
9,131,1569.1m shares reported held*
$237.1mreported value*
22 new 30 added 41 reduced 8 sold out net sold ≈ $12.5m (-479.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $25.97. Options: 5 managers hold calls ($2.6m notional), 3 hold puts ($603.0k).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 139Q4 22: 147Q1 23: 124Q2 23: 115Q3 23: 130130Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022139
Q4 2022147
Q1 2023124
Q2 2023115
Q3 2023130

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 75 bought or addedQ4 22: 63 cut or sold outQ4 22Q1 23: 42 bought or addedQ1 23: 93 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 78 cut or sold outQ2 23Q3 23: 52 bought or addedQ3 23: 49 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20227563
Q1 20234293
Q2 20233478
Q3 20235249

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ4 22 calls: $3.9mQ4 22 puts: $5.5mQ4 22P/C 1.40Q1 23 calls: $3.4mQ1 23 puts: $2.4mQ1 23P/C 0.69Q2 23 calls: $2.5mQ2 23 puts: $1.5mQ2 23P/C 0.59Q3 23 calls: $2.6mQ3 23 puts: $603.0kQ3 23P/C 0.23
Numbers
QuarterCallsPutsP/C
Q4 2022$3.9m$5.5m1.40
Q1 2023$3.4m$2.4m0.69
Q2 2023$2.5m$1.5m0.59
Q3 2023$2.6m$603.0k0.23

Biggest buyers

AMERIPRISE FINANCIAL INC Added +155,102+155.1k
Qube Research & Technologies Ltd Added +118,410+118.4k
MONEY CONCEPTS CAPITAL CORP New +70,151+70.2k
CITADEL ADVISORS LLC Added +64,801+64.8k
Baker Avenue Asset Management, LP New +51,174+51.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP New +47,227+47.2k
BANK OF AMERICA CORP /DE/ Added +47,093+47.1k
Prospera Financial Services Inc Added +34,907+34.9k
ROYAL BANK OF CANADA Added +30,609+30.6k
OSAIC HOLDINGS, INC. Added +28,764+28.8k

Biggest sellers

COMMONWEALTH EQUITY SERVICES, LLC Reduced -585,803-585.8k
MORGAN STANLEY Reduced -203,427-203.4k
WELLS FARGO & COMPANY/MN Reduced -165,820-165.8k
Madison Asset Management, LLC Sold out -148,837-148.8k
PCG Wealth Advisors, LLC Reduced -48,993-49.0k
UBS Group AG Reduced -41,794-41.8k
GOLDMAN SACHS GROUP INC Reduced -29,459-29.5k
GREAT VALLEY ADVISOR GROUP, INC. Reduced -14,834-14.8k
LPL Financial LLC Reduced -14,795-14.8k
Bulltick Wealth Management, LLC Reduced -12,230-12.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $1.7m64.2k shares
CITADEL ADVISORS LLC Reduced $613.4k23.6k shares
JANE STREET GROUP, LLC New $283.3k10.9k shares
Cutler Group LLC / CA Reduced $1.0k1.9k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $473.0k18.2k shares
CITADEL ADVISORS LLC Added $129.9k5.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 AMERIPRISE FINANCIAL INC 0.01% of their portfolio MINNEAPOLIS, MN 1,242,6331.2m $32.3m $32.3m 0.01% Added +155.1k +155,102
2 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,176,6721.2m $30.6m $30.6m 0.00% Reduced -203.4k -203,427
3 UBS Group AG 0.01% of their portfolio ZURICH, V8 940,549940.5k $24.4m $24.4m 0.01% Reduced -41.8k -41,794
4 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 582,975583.0k $15.2m $15.2m 0.00% Added +47.1k +47,093
5 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 512,532512.5k $13.3m $13.3m 0.01% Reduced -14.8k -14,795
6 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 460,394460.4k $12.0m $12.0m 0.01% Added +2.1k +2,064
7 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 369,004369.0k $9.6m $9.6m 0.00% Reduced -165.8k -165,820
8 Bulltick Wealth Management, LLC 2.03% of their portfolio Miami, FL 313,770313.8k $8.2m $8.2m 2.03% Reduced -12.2k -12,230
9 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 225,541225.5k $5.9m $5.9m 0.01% Added +4.3k +4,327
10 STIFEL FINANCIAL CORP 0.01% of their portfolio ST. LOUIS, MO 223,480223.5k $5.8m $5.8m 0.01% Added +2.3k +2,323
11 Cambridge Investment Research Advisors, Inc. 0.02% of their portfolio FAIRFIELD, IA 190,205190.2k $4.9m $4.9m 0.02% Reduced -8.1k -8,059
12 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 176,824176.8k $4.6m $4.6m 0.01% Added +28.8k +28,764
13 Anfield Capital Management, LLC 2.02% of their portfolio IRVINE, CA 163,325163.3k $4.2m $4.2m 2.02% Reduced -1.7k -1,692
14 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 144,929144.9k $3.8m $3.8m 0.01% Reduced -8.9k -8,865
15 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 132,692132.7k $3.4m $3.4m 0.01% Added +118.4k +118,410
16 Davis Investment Partners, LLC 1.54% of their portfolio CHARLOTTE, NC 119,174119.2k $2.9m $2.9m 1.54% Added +515 +515
17 Financial Sense Advisors, Inc. 1.29% of their portfolio SAN DIEGO, CA 116,087116.1k $3.0m $3.0m 1.29% Unchanged
18 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 111,835111.8k $2.9m $2.9m 0.00% Added +30.6k +30,609
19 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 103,105103.1k $2.7m $2.7m 0.00% Added +64.8k +64,801
20 Stratos Wealth Advisors, LLC 0.17% of their portfolio BEACHWOOD, OH 100,471100.5k $2.6m $2.6m 0.17% Reduced -199 -199
21 Prospera Financial Services Inc 0.09% of their portfolio Dallas, TX 89,07889.1k $2.3m $2.3m 0.09% Added +34.9k +34,907
22 MONEY CONCEPTS CAPITAL CORP 0.19% of their portfolio PALM BEACH GARDENS, FL 70,15170.2k $1.8m $1.8m 0.19% New
23 CIBC WORLD MARKET INC. 0.01% of their portfolio TORONTO, A6 59,02159.0k $1.5m $1.5m 0.01% Reduced -66 -66
24 GREENLIGHT CAPITAL INC 0.09% of their portfolio New York, NY 58,54058.5k $1.5m $1.5m 0.09% Unchanged
25 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 58,06158.1k $1.5m $1.5m 0.00% Added +7.3k +7,297
26 PCG Wealth Advisors, LLC 0.95% of their portfolio OVERLAND PARK, KS 55,97656.0k $1.5m $1.5m 0.95% Reduced -49.0k -48,993
27 BENJAMIN F. EDWARDS & COMPANY, INC. 0.05% of their portfolio ST. LOUIS, MO 54,38454.4k $1.4m $1.4m 0.05% Added +281 +281
28 Baker Avenue Asset Management, LP 0.07% of their portfolio SAN FRANCISCO, CA 51,17451.2k $1.3m $1.3m 0.07% New
29 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 50,72950.7k $1.3m $1.3m 0.01% Added +13.2k +13,156
30 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 48,96749.0k $1.3m $1.3m 0.00% Added +17.9k +17,871
31 Tower Research Capital LLC (TRC) 0.04% of their portfolio NEW YORK, NY 47,95748.0k $1.2m $1.2m 0.04% Added +7.1k +7,092
32 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 47,22747.2k $1.2m $1.2m 0.00% New
33 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 46,66546.7k $1.2m $1.2m 0.00% Reduced -5.6k -5,581
34 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 45,34345.3k $1.2m $1.2m 0.00% Reduced -585.8k -585,803
35 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 44,18544.2k $1.1m $1.1m 0.00% Added +920 +920
36 SFG Wealth Management, LLC. 0.78% of their portfolio TOWSON, MD 37,91337.9k $985.4k $985.4k 0.78% Added +2.1k +2,140
37 Parallel Advisors, LLC 0.03% of their portfolio SAN FRANCISCO, CA 35,15835.2k $913.8k $913.8k 0.03% Added +300 +300
38 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 32,78432.8k $852.1k $852.1k 0.00% Reduced -3.7k -3,652
39 BAROMETER CAPITAL MANAGEMENT INC. 0.27% of their portfolio TORONTO, A6 32,50032.5k $844.7k $844.7k 0.27% Reduced -4.8k -4,800
40 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 31,89431.9k $828.9k $828.9k 0.00% Reduced -1.3k -1,313
41 Atria Wealth Solutions, Inc. 0.01% of their portfolio NEW YORK, NY 31,74631.7k $825.1k $825.1k 0.01% Added +8.8k +8,845
42 Kesler, Norman & Wride, LLC 0.20% of their portfolio OGDEN, UT 30,81230.8k $800.8k $800.8k 0.20% Unchanged
43 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 28,75128.8k $747.0k $747.0k 0.04% Reduced -2.4k -2,437
44 NTV Asset Management LLC 0.14% of their portfolio Charleston, WV 28,75028.8k $747.2k $747.2k 0.14% Unchanged
45 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 28,25028.2k $734.2k $734.2k 0.00% Unchanged
46 ONE PLUS ONE WEALTH MANAGEMENT, LLC 0.47% of their portfolio JUPITER, FL 27,82727.8k $723.2k $723.2k 0.47% New
47 COMERICA BANK 0.00% of their portfolio DALLAS, TX 27,04827.0k $703.0k $703.0k 0.00% New
48 Moors & Cabot, Inc. 0.04% of their portfolio BOSTON, MA 22,55022.6k $586.1k $586.1k 0.04% Reduced -3.6k -3,610
49 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 21,04221.0k $547.0k $547.0k 0.00% Reduced -520 -520
50 Main Street Financial Solutions, LLC 0.08% of their portfolio NEWTOWN, PA 20,94420.9k $544.3k $544.3k 0.08% Reduced -1.3k -1,315
51 Proficio Capital Partners LLC 0.07% of their portfolio NEWTON, MA 20,81520.8k $541.0k $541.0k 0.07% Unchanged
52 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 20,20020.2k $525.0k $525.0k 0.00% Unchanged
53 Cetera Advisor Networks LLC 0.00% of their portfolio EL SEGUNDO, CA 19,12619.1k $497.1k $497.1k 0.00% Reduced -3.9k -3,902
54 Integrated Wealth Concepts LLC 0.01% of their portfolio WALTHAM, MA 19,06219.1k $495.4k $495.4k 0.01% New
55 Per Stirling Capital Management, LLC. 0.10% of their portfolio AUSTIN, TX 18,07418.1k $469.7k $469.7k 0.10% Unchanged
56 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 17,36117.4k $451.2k $451.2k 0.02% Reduced -6.2k -6,195
57 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 17,34417.3k $450.8k $450.8k 0.00% Reduced -9.4k -9,411
58 GREAT VALLEY ADVISOR GROUP, INC. 0.02% of their portfolio WILMINGTON, DE 15,58315.6k $405.0k $405.0k 0.02% Reduced -14.8k -14,834
59 RAYMOND JAMES TRUST N.A. 0.01% of their portfolio ST. PETERSBURG, FL 15,28815.3k $397.3k $397.3k 0.01% Reduced -3.6k -3,619
60 TWO SIGMA SECURITIES, LLC 0.02% of their portfolio NEW YORK, NY 14,35714.4k $373.1k $373.1k 0.02% New
61 Intrepid Financial Planning Group LLC 0.19% of their portfolio CARMEL, IN 14,18814.2k $368.7k $368.7k 0.19% Reduced -120 -120
62 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.03% of their portfolio BIRMINGHAM, AL 13,99214.0k $363.7k $363.7k 0.03% Reduced -1.3k -1,328
63 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 13,97514.0k $369.1k $369.1k 0.00% New
64 TOWNSQUARE CAPITAL LLC 0.01% of their portfolio Lehi, UT 13,68513.7k $355.7k $355.7k 0.01% New
65 CW Advisors, LLC 0.01% of their portfolio BOSTON, MA 13,34613.3k $346.9k $346.9k 0.01% New
66 Paragon Private Wealth Management, LLC 0.28% of their portfolio LEXINGTON, KY 13,20013.2k $343.1k $343.1k 0.28% Reduced -7.0k -6,984
67 Cetera Advisors LLC 0.00% of their portfolio DENVER, CO 11,73011.7k $304.9k $304.9k 0.00% Reduced -125 -125
68 Csenge Advisory Group 0.02% of their portfolio CLEARWATER, FL 11,21311.2k $291.4k $291.4k 0.02% Reduced -1.4k -1,406
69 J.P. Morgan Private Wealth Advisors LLC 0.00% of their portfolio SAN FRANCISCO, CA 11,10511.1k $288.6k $288.6k 0.00% New
70 American Institute for Advanced Investment Management, LLP 0.29% of their portfolio Scottsdale, AZ 11,09011.1k $308.4k $308.4k 0.29% Reduced -1.3k -1,322
71 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 10,95311.0k $284.7k $284.7k 0.00% Reduced -29.5k -29,459
72 Consolidated Portfolio Review Corp 0.07% of their portfolio WOODBURY, NY 10,70110.7k $278.1k $278.1k 0.07% Reduced -2.3k -2,333
73 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 10,36710.4k $269.4k $269.4k 0.00% Reduced -2.1k -2,150
74 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 10,18510.2k $264.7k $264.7k 0.01% New
75 MGO ONE SEVEN LLC 0.02% of their portfolio Beachwood, OH 9,8339.8k $255.6k $255.6k 0.02% Added +200 +200
76 TOMPKINS FINANCIAL CORP 0.04% of their portfolio ITHACA, NY 9,7609.8k $253.7k $253.7k 0.04% Reduced -4.2k -4,200
77 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 9,4759.5k $246.3k $246.3k 0.01% Added +5 +5
78 Financial Partners Group, Inc 0.04% of their portfolio Overland Park, KS 8,7368.7k $213.2k $213.2k 0.04% New
79 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 8,6708.7k $225.3k $225.3k 0.00% Reduced -1.8k -1,815
80 Barnett & Company, Inc. 0.17% of their portfolio CHATTANOOGA, TN 8,3608.4k $217.3k $217.3k 0.17% New
81 WMG Financial Advisors, LLC 0.18% of their portfolio Knoxville, TN 8,0318.0k $208.7k $208.7k 0.18% New
82 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 7,9477.9k $206.5k $206.5k 0.00% New
83 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 6,7006.7k $174.0k $174.0k 0.00% Unchanged
84 Geneos Wealth Management Inc. 0.01% of their portfolio ENGLEWOOD, CO 4,8504.8k $126.1k $126.1k 0.01% Unchanged
85 PSI Advisors, LLC 0.03% of their portfolio TAMPA, FL 2,2502.2k $58.5k $58.5k 0.03% Added +2.1k +2,150
86 Avior Wealth Management, LLC 0.00% of their portfolio OMAHA, NE 1,9081.9k $49.6k $49.6k 0.00% Unchanged
87 Founders Financial Alliance, LLC 0.02% of their portfolio RALEIGH, NC 1,7501.8k $45.5k $45.5k 0.02% Unchanged
88 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 1,6751.7k $43.5k $43.5k 0.00% Unchanged
89 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.03% of their portfolio WALTHAM, MA 1,5921.6k $41.4k $41.4k 0.03% Added +1.6k +1,592
90 IFP Advisors, Inc 0.00% of their portfolio TAMPA, FL 1,5751.6k $40.9k $40.9k 0.00% Reduced -3.7k -3,685
91 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1,3561.4k $35.2k $35.2k 0.00% Added +8 +8
92 HighMark Wealth Management LLC 0.03% of their portfolio ST. PAUL, MN 1,2501.2k $32.5k $32.5k 0.03% Unchanged
93 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 1,1931.2k $28.8k $28.8k 0.00% Added +6 +6
94 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 1,1501.1k $29.9k $29.9k 0.00% Unchanged
95 FWL INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio Dallas, TX 1,0241.0k $26.6k $26.6k 0.02% New
96 Cutler Group LLC / CA 0.00% of their portfolio SAN FRANCISCO, CA 1,0001.0k $25.0k $25.0k 0.00% Added +900 +900
97 Lindbrook Capital, LLC 0.00% of their portfolio CALABASAS, CA 1,0001.0k $26.0k $26.0k 0.00% Unchanged
98 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 926926 $24.1k $24.1k 0.00% Reduced -1.0k -1,031
99 LANARK FINANCIAL, INC. 0.00% of their portfolio BIRMINGHAM, AL 912912 $23.0k $23.0k 0.00% First filing
100 Bartlett & Co. LLC 0.00% of their portfolio CINCINNATI, OH 900900 $23.0k $23.0k 0.00% New