Vault-13

FIRST TR EXCHANGE-TRADED FD QCLN

NAS CLNEDG GREEN · ETP · CUSIP 33733E500

202 institutional holders -8 vs Q1 2024
5,274,6865.3m shares reported held*
$180.8mreported value*
21 new 41 added 86 reduced 28 sold out net sold ≈ $81.0m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $34.28. Options: 3 managers hold calls ($1.1m notional), 2 hold puts ($214.3k).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 311Q4 22: 289Q1 23: 285Q2 23: 271Q3 23: 258Q4 23: 252Q1 24: 210Q2 24: 202202Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022311
Q4 2022289
Q1 2023285
Q2 2023271
Q3 2023258
Q4 2023252
Q1 2024210
Q2 2024202

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 94 bought or addedQ4 22: 156 cut or sold outQ4 22Q1 23: 104 bought or addedQ1 23: 138 cut or sold outQ2 23: 109 bought or addedQ2 23: 133 cut or sold outQ2 23Q3 23: 96 bought or addedQ3 23: 137 cut or sold outQ4 23: 81 bought or addedQ4 23: 149 cut or sold outQ4 23Q1 24: 59 bought or addedQ1 24: 157 cut or sold outQ2 24: 62 bought or addedQ2 24: 114 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202294156
Q1 2023104138
Q2 2023109133
Q3 202396137
Q4 202381149
Q1 202459157
Q2 202462114

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 23 calls: $4.8mQ3 23 puts: $2.0mQ3 23P/C 0.42Q4 23 calls: $4.7mQ4 23 puts: $1.1mQ4 23P/C 0.25Q1 24 calls: $4.3mQ1 24 puts: $654.0kQ1 24P/C 0.15Q2 24 calls: $1.1mQ2 24 puts: $214.3kQ2 24P/C 0.20
Numbers
QuarterCallsPutsP/C
Q3 2023$4.8m$2.0m0.42
Q4 2023$4.7m$1.1m0.25
Q1 2024$4.3m$654.0k0.15
Q2 2024$1.1m$214.3k0.20

Biggest buyers

CX Institutional Added +51,756+51.8k
GTS SECURITIES LLC New +18,183+18.2k
Tower Research Capital LLC (TRC) Added +16,115+16.1k
Wealthfront Advisers LLC Added +11,056+11.1k
Bigelow Investment Advisors, LLC New +10,542+10.5k
Raymond James Financial Services Advisors, Inc. Added +9,357+9.4k
Atria Investments, Inc New +8,772+8.8k
RAFFA WEALTH MANAGEMENT, LLC New +8,207+8.2k
All Season Financial Advisors, Inc. New +6,884+6.9k
M Holdings Securities, Inc. New +6,841+6.8k

Biggest sellers

MORGAN STANLEY Reduced -1,273,954-1.3m
Rockefeller Capital Management L.P. Reduced -230,100-230.1k
CIBC Private Wealth Group LLC Reduced -135,688-135.7k
LPL Financial LLC Reduced -85,239-85.2k
GOLDMAN SACHS GROUP INC Reduced -63,921-63.9k
AMERIPRISE FINANCIAL INC Reduced -59,097-59.1k
JANE STREET GROUP, LLC Sold out -56,917-56.9k
BNP PARIBAS FINANCIAL MARKETS Reduced -39,316-39.3k
Creative Planning Reduced -37,779-37.8k
ROYAL BANK OF CANADA Reduced -37,121-37.1k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $996.5k29.3k shares
CITADEL ADVISORS LLC Reduced $85.0k2.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CITADEL ADVISORS LLC Reduced $214.3k6.3k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 497,195497.2k $16.9m $16.9m 0.00% Reduced -1.3m -1,273,954
2 LPL Financial LLC 0.01% of their portfolio FORT MILL, SC 387,230387.2k $13.2m $13.2m 0.01% Reduced -85.2k -85,239
3 CIBC Private Wealth Group LLC 0.03% of their portfolio ATLANTA, GA 381,192381.2k $13.8m $13.8m 0.03% Reduced -135.7k -135,688
4 UBS Group AG 0.00% of their portfolio ZURICH, V8 269,137269.1k $9.2m $9.2m 0.00% Reduced -18.0k -17,990
5 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 234,554234.6k $8.0m $8.0m 0.00% Reduced -35.9k -35,914
6 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 233,543233.5k $7.9m $7.9m 0.00% Reduced -22.2k -22,156
7 FIRST TRUST ADVISORS LP 0.01% of their portfolio Wheaton, IL 182,352182.4k $6.2m $6.2m 0.01% Reduced -4.5k -4,456
8 CX Institutional 0.27% of their portfolio AUBURN, IN 171,164171.2k $5.8m $5.8m 0.27% Added +51.8k +51,756
9 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 164,118164.1k $5.6m $5.6m 0.01% Reduced -39.3k -39,316
10 Wealthspire Advisors, LLC 0.07% of their portfolio NEW YORK, NY 161,516161.5k $5.5m $5.5m 0.07% Reduced -21.4k -21,388
11 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 150,537150.5k $5.1m $5.1m 0.01% Added +9.4k +9,357
12 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 148,494148.5k $5.0m $5.0m 0.01% Reduced -6.5k -6,532
13 Cetera Investment Advisers 0.01% of their portfolio SCHAUMBURG, IL 129,596129.6k $4.4m $4.4m 0.01% Added +5.9k +5,851
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 120,594120.6k $4.1m $4.1m 0.00% Reduced -37.1k -37,121
15 Mariner, LLC 0.01% of their portfolio Overland Park, KS 116,209116.2k $4.0m $4.0m 0.01% Reduced -18.4k -18,394
16 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 115,170115.2k $3.9m $3.9m 0.01% Added +6.5k +6,547
17 Money Design Co.,Ltd. 0.20% of their portfolio TOKYO, M0 110,212110.2k $3.7m $3.7m 0.20% Reduced -33.1k -33,085
18 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 83,28583.3k $2.8m $2.8m 0.00% Reduced -59.1k -59,097
19 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 83,27383.3k $2.8m $2.8m 0.01% Reduced -2.5k -2,544
20 Prime Capital Investment Advisors, LLC 0.04% of their portfolio OVERLAND PARK, KS 78,61078.6k $2.7m $2.7m 0.04% Reduced -23.4k -23,431
21 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 76,74576.7k $2.6m $2.6m 0.00% Reduced -14.6k -14,647
22 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 66,36966.4k $2.3m $2.3m 0.00% Reduced -63.9k -63,921
23 PFG Investments, LLC 0.16% of their portfolio WOODBURY, NY 65,07565.1k $2.2m $2.2m 0.16% Added +3.4k +3,409
24 Pathstone Holdings, LLC 0.01% of their portfolio ENGLEWOOD, NJ 50,71350.7k $1.7m $1.7m 0.01% Added +3.8k +3,832
25 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 46,35346.4k $1.6m $1.6m 0.00% Reduced -5.1k -5,128
26 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 45,94145.9k $1.6m $1.6m 0.00% Reduced -414 -414
27 MEITAV INVESTMENT HOUSE LTD 0.03% of their portfolio BENE-BERAQ, L3 42,44342.4k $1.4m $1.4m 0.03% Reduced -4.0k -4,000
28 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 40,79040.8k $1.4m $1.4m 0.00% Reduced -2.9k -2,914
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 40,64840.6k $1.4m $1.4m 0.00% Added +3.2k +3,206
30 Ameritas Advisory Services, LLC 0.05% of their portfolio Lincoln, NE 40,22640.2k $1.4m $1.4m 0.05% Added +2.9k +2,891
31 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 37,02037.0k $1.3m $1.3m 0.00% Reduced -30.2k -30,174
32 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 35,46935.5k $1.2m $1.2m 0.00% Added +11.1k +11,056
33 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 28,39728.4k $965.8k $965.8k 0.01% Reduced -2.9k -2,942
34 SVB WEALTH LLC 0.02% of their portfolio BOSTON, MA 27,02627.0k $919.2k $919.2k 0.02% Reduced -10.5k -10,548
35 Colorado Capital Management, Inc. 0.50% of their portfolio BOULDER, CO 26,58026.6k $904.0k $904.0k 0.50% Reduced -477 -477
36 Milestone Investment Advisors LLC 0.21% of their portfolio MIDDLETON, WI 23,46923.5k $798.2k $798.2k 0.21% Reduced -1.8k -1,832
37 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 21,33421.3k $725.6k $725.6k 0.00% Reduced -8.7k -8,746
38 Walkner Condon Financial Advisors LLC 0.15% of their portfolio MADISON, WI 20,94020.9k $712.2k $712.2k 0.15% Added +862 +862
39 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 20,59720.6k $700.5k $700.5k 0.01% Reduced -1.5k -1,516
40 Veltria Advisors Corp. 0.23% of their portfolio MIAMI, FL 18,73418.7k $637.1k $637.1k 0.23% Unchanged
41 GTS SECURITIES LLC 0.01% of their portfolio NEW YORK, NY 18,18318.2k $618.4k $618.4k 0.01% New
42 CWM, LLC 0.00% of their portfolio OMAHA, NE 17,73817.7k $603.0k $603.0k 0.00% Reduced -562 -562
43 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 17,22717.2k $586.0k $586.0k 0.00% Reduced -6.7k -6,720
44 Tower Research Capital LLC (TRC) 0.01% of their portfolio NEW YORK, NY 16,60916.6k $564.9k $564.9k 0.01% Added +16.1k +16,115
45 PARK NATIONAL CORP /OH/ 0.02% of their portfolio NEWARK, OH 16,23616.2k $552.2k $552.2k 0.02% Reduced -536 -536
46 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 16,14416.1k $549.1k $549.1k 0.00% Reduced -1.3k -1,283
47 HUNTER ASSOCIATES INVESTMENT MANAGEMENT LLC 0.09% of their portfolio PITTSBURGH, PA 16,07316.1k $540.0k $540.0k 0.09% Added +216 +216
48 Arax Advisory Partners 0.05% of their portfolio NEW YORK, NY 15,80415.8k $537.5k $537.5k 0.05% Added +1.5k +1,501
49 Steward Partners Investment Advisory, LLC 0.01% of their portfolio STAMFORD, CT 15,32415.3k $521.2k $521.2k 0.01% Reduced -1.5k -1,487
50 AVANTAX ADVISORY SERVICES, INC. 0.00% of their portfolio DALLAS, TX 14,51114.5k $493.5k $493.5k 0.00% Reduced -2.5k -2,544
51 Gerber Kawasaki Wealth & Investment Management 0.02% of their portfolio SANTA MONICA, CA 14,51014.5k $493.5k $493.5k 0.02% Reduced -10.1k -10,113
52 Onyx Bridge Wealth Group LLC 0.08% of their portfolio TARRYTOWN, NY 14,43414.4k $490.9k $490.9k 0.08% Reduced -22 -22
53 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 14,05914.1k $478.1k $478.1k 0.00% Reduced -37.8k -37,779
54 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 13,87013.9k $472.0k $472.0k 0.00% Added +413 +413
55 Sigma Planning Corp 0.01% of their portfolio ANN ARBOR, MI 13,86413.9k $471.5k $471.5k 0.01% Reduced -1.2k -1,239
56 Rockefeller Capital Management L.P. 0.00% of their portfolio NEW YORK, NY 13,55113.6k $460.9k $460.9k 0.00% Reduced -230.1k -230,100
57 DHK Financial Advisors, Inc. 0.31% of their portfolio PORTSMOUTH, NH 12,85812.9k $437.3k $437.3k 0.31% Unchanged
58 HARBOUR INVESTMENTS, INC. 0.01% of their portfolio MADISON, WI 12,09112.1k $411.2k $411.2k 0.01% Added +657 +657
59 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 11,90011.9k $404.7k $404.7k 0.01% Reduced -258 -258
60 Capital Analysts, LLC 0.02% of their portfolio FORT WASHINGTON, PA 11,25711.3k $383.0k $383.0k 0.02% Added +222 +222
61 Bigelow Investment Advisors, LLC 0.17% of their portfolio Portland, ME 10,54210.5k $358.5k $358.5k 0.17% New
62 CENTRAL VALLEY ADVISORS, LLC 0.37% of their portfolio SACRAMENTO, CA 10,49710.5k $872.7k $872.7k 0.37% Reduced -301 -301
63 Bluesphere Advisors LLC 0.18% of their portfolio EAST NORRITON, PA 10,35510.4k $352.2k $352.2k 0.18% Reduced -2.2k -2,213
64 Private Advisor Group, LLC 0.00% of their portfolio MORRISTOWN, NJ 9,8449.8k $334.8k $334.8k 0.00% Reduced -2.4k -2,374
65 Paragon Private Wealth Management, LLC 0.19% of their portfolio LEXINGTON, KY 9,7259.7k $330.7k $330.7k 0.19% Reduced -713 -713
66 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 9,5259.5k $324.4k $324.4k 0.01% Added +252 +252
67 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 9,1299.1k $310.5k $310.5k 0.00% Added +2.6k +2,609
68 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 8,9228.9k $303.4k $303.4k 0.00% Reduced -10.8k -10,765
69 Atria Investments, Inc 0.00% of their portfolio Charlotte, NC 8,7728.8k $298.3k $298.3k 0.00% New
70 APPLETON PARTNERS INC/MA 0.02% of their portfolio BOSTON, MA 8,7638.8k $298.0k $298.0k 0.02% Reduced -40 -40
71 MMBG INVESTMENT ADVISORS CO. 0.03% of their portfolio MIAMI, FL 8,6008.6k $292.5k $292.5k 0.03% Unchanged
72 Financial Partners Group, Inc 0.05% of their portfolio Overland Park, KS 8,5358.5k $290.3k $290.3k 0.05% Reduced -1.9k -1,924
73 SUMITOMO MITSUI FINANCIAL GROUP, INC. 0.01% of their portfolio TOKYO, M0 8,4678.5k $288.0k $288.0k 0.01% Reduced -8.9k -8,916
74 RAFFA WEALTH MANAGEMENT, LLC 0.08% of their portfolio WASHINGTON, DC 8,2078.2k $279.1k $279.1k 0.08% New
75 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 8,2058.2k $279.1k $279.1k 0.00% Added +60 +60
76 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 7,9497.9k $270.3k $270.3k 0.01% Reduced -4.0k -4,026
77 LIBERTY WEALTH MANAGEMENT LLC 0.31% of their portfolio OAKLAND, CA 7,9417.9k $269.0k $269.0k 0.31% Added +559 +559
78 Moors & Cabot, Inc. 0.01% of their portfolio BOSTON, MA 7,7457.7k $263.4k $263.4k 0.01% Reduced -4.6k -4,639
79 HBK Sorce Advisory LLC 0.01% of their portfolio ERIE, PA 7,6077.6k $258.7k $258.7k 0.01% Added +383 +383
80 Eley Financial Management, Inc 0.11% of their portfolio SOUTH BURLINGTON, VT 7,4367.4k $252.9k $252.9k 0.11% Added +1.3k +1,309
81 KEYBANK NATIONAL ASSOCIATION/OH 0.00% of their portfolio BROOKLYN, OH 7,2117.2k $245.2k $245.2k 0.00% Added +181 +181
82 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 6,9657.0k $236.9k $236.9k 0.02% Reduced -1.5k -1,452
83 CAMDEN NATIONAL BANK 0.04% of their portfolio CAMDEN, ME 6,8866.9k $234.2k $234.2k 0.04% Added +372 +372
84 All Season Financial Advisors, Inc. 0.21% of their portfolio DENVER, CO 6,8846.9k $234.1k $234.1k 0.21% New
85 United Asset Strategies, Inc. 0.02% of their portfolio GARDEN CITY, NY 6,8686.9k $233.6k $233.6k 0.02% Added +5 +5
86 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 6,8456.8k $232.8k $232.8k 0.00% Reduced -2.9k -2,857
87 M Holdings Securities, Inc. 0.03% of their portfolio PORTLAND, OR 6,8416.8k $233.0k $233.0k 0.03% New
88 FLOW TRADERS U.S. LLC 0.01% of their portfolio NEW YORK, NY 6,7746.8k $230.0k $230.0k 0.01% Reduced -24.4k -24,381
89 New England Private Wealth Advisors LLC 0.04% of their portfolio WELLESLEY, MA 6,7656.8k $230.1k $230.1k 0.04% Unchanged
90 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 6,7606.8k $229.9k $229.9k 0.00% Reduced -267 -267
91 CORNERSTONE ADVISORS ASSET MANAGEMENT, LLC 0.06% of their portfolio BETHLEHEM, PA 6,6946.7k $227.7k $227.7k 0.06% Unchanged
92 FLAGSHIP HARBOR ADVISORS, LLC 0.01% of their portfolio BOSTON, MA 6,6366.6k $225.7k $225.7k 0.01% Reduced -2.8k -2,785
93 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 6,4526.5k $219.0k $219.0k 0.01% Added +458 +458
94 PFG Advisors 0.01% of their portfolio Phoenix, AZ 6,3696.4k $216.6k $216.6k 0.01% New
95 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 6,1746.2k $210.0k $210.0k 0.00% Added +4.6k +4,615
96 IHT Wealth Management, LLC 0.01% of their portfolio Chicago, IL 6,0486.0k $204.6k $204.6k 0.01% Reduced -672 -672
97 First PREMIER Bank 0.05% of their portfolio SIOUX FALLS, SD 6,0396.0k $205.0k $205.0k 0.05% Unchanged
98 Clear Creek Financial Management, LLC 0.02% of their portfolio SILVERDALE, WA 5,9375.9k $201.9k $201.9k 0.02% Reduced -113 -113
99 TANDEM CAPITAL MANAGEMENT CORP /ADV 0.12% of their portfolio WOODCLIFF LAKE, NJ 5,9355.9k $211.1k $211.1k 0.12% Reduced -110 -110
100 BENJAMIN F. EDWARDS & COMPANY, INC. 0.00% of their portfolio ST. LOUIS, MO 5,1975.2k $177.0k $177.0k 0.00% Added +124 +124