Vault-13

FIRST TR EXCHANGE-TRADED FD FPX

US EQTY OPPT ETF · ETP · CUSIP 336920103

152 institutional holders -8 vs Q2 2023
4,043,0894.0m shares reported held*
$330.5mreported value*
15 new 24 added 68 reduced 22 sold out net sold ≈ $10.6m (-22.2k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $81.75. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 172Q4 22: 167Q1 23: 162Q2 23: 160Q3 23: 152152Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022172
Q4 2022167
Q1 2023162
Q2 2023160
Q3 2023152

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 37 bought or addedQ4 22: 108 cut or sold outQ4 22Q1 23: 53 bought or addedQ1 23: 91 cut or sold outQ1 23Q2 23: 46 bought or addedQ2 23: 83 cut or sold outQ2 23Q3 23: 39 bought or addedQ3 23: 90 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 202237108
Q1 20235391
Q2 20234683
Q3 20233990

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10k$20k$30kQ4 22 calls: $0Q4 22 puts: $0Q4 22P/C —Q1 23 calls: $25.0kQ1 23 puts: $0Q1 23P/C 0.00Q2 23 calls: $0Q2 23 puts: $0Q2 23P/C —Q3 23 calls: $0Q3 23 puts: $0Q3 23P/C —
Numbers
QuarterCallsPutsP/C
Q4 2022$0$0—
Q1 2023$25.0k$00.00
Q2 2023$0$0—
Q3 2023$0$0—

Biggest buyers

INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC New +169,028+169.0k
Ethos Financial Group, LLC New +75,624+75.6k
WEALTH ENHANCEMENT ADVISORY SERVICES, LLC New +60,263+60.3k
TMD Wealth Management, LLC New +47,705+47.7k
GeoWealth Management, LLC Added +21,377+21.4k
Impact Partnership Wealth, LLC New +15,898+15.9k
Cambridge Investment Research Advisors, Inc. Added +11,690+11.7k
OSAIC HOLDINGS, INC. Added +8,745+8.7k
CITADEL ADVISORS LLC Added +7,952+8.0k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +7,338+7.3k

Biggest sellers

MORGAN STANLEY Reduced -100,445-100.4k
Kestra Advisory Services, LLC Reduced -79,014-79.0k
Prime Capital Investment Advisors, LLC Sold out -67,152-67.2k
ENVESTNET ASSET MANAGEMENT INC Reduced -27,448-27.4k
PNC Financial Services Group, Inc. Reduced -24,998-25.0k
ROYAL BANK OF CANADA Reduced -17,811-17.8k
WELLS FARGO & COMPANY/MN Reduced -16,002-16.0k
CALTON & ASSOCIATES, INC. Sold out -15,768-15.8k
COMMONWEALTH EQUITY SERVICES, LLC Reduced -10,048-10.0k
BANK OF AMERICA CORP /DE/ Reduced -10,038-10.0k

Biggest calls

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.01% of their portfolio NEW YORK, NY 655,976656.0k $55.1m $55.1m 0.01% Reduced -100.4k -100,445
2 LPL Financial LLC 0.02% of their portfolio FORT MILL, SC 357,740357.7k $30.0m $30.0m 0.02% Reduced -9.1k -9,086
3 WELLS FARGO & COMPANY/MN 0.01% of their portfolio SAN FRANCISCO, CA 268,894268.9k $22.6m $22.6m 0.01% Reduced -16.0k -16,002
4 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.74% of their portfolio ORLANDO, FL 169,028169.0k $5.4m $5.4m 0.74% New
5 Cetera Investment Advisers 0.11% of their portfolio SCHAUMBURG, IL 145,856145.9k $12.2m $12.2m 0.11% Reduced -597 -597
6 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 144,393144.4k $12.1m $12.1m 0.00% Reduced -10.0k -10,038
7 COMMONWEALTH EQUITY SERVICES, LLC 0.02% of their portfolio WALTHAM, MA 129,822129.8k $10.9m $10.9m 0.02% Reduced -10.0k -10,048
8 Cambridge Investment Research Advisors, Inc. 0.04% of their portfolio FAIRFIELD, IA 112,844112.8k $9.5m $9.5m 0.04% Added +11.7k +11,690
9 RAYMOND JAMES & ASSOCIATES 0.01% of their portfolio ST PETERSBURG, FL 92,78492.8k $7.8m $7.8m 0.01% Added +4.5k +4,535
10 Arax Advisory Partners 0.97% of their portfolio NEW YORK, NY 92,46992.5k $7.8m $7.8m 0.97% Added +3.5k +3,452
11 OSAIC HOLDINGS, INC. 0.01% of their portfolio SCOTTSDALE, AZ 90,99891.0k $7.6m $7.6m 0.01% Added +8.7k +8,745
12 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 87,16387.2k $7.3m $7.3m 0.00% Reduced -27.4k -27,448
13 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 84,67184.7k $7.1m $7.1m 0.00% Reduced -1.7k -1,698
14 Ethos Financial Group, LLC 1.64% of their portfolio KING OF PRUSSIA, PA 75,62475.6k $6.4m $6.4m 1.64% New
15 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 70,12870.1k $5.9m $5.9m 0.00% Reduced -17.8k -17,811
16 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.02% of their portfolio PLYMOUTH, MN 60,26360.3k $5.1m $5.1m 0.02% New
17 Janney Montgomery Scott LLC 0.02% of their portfolio PHILADELPHIA, PA 58,27658.3k $4.9m $4.9m 0.02% Reduced -2.0k -1,974
18 Good Life Advisors, LLC 0.53% of their portfolio READING, PA 55,57855.6k $4.7m $4.7m 0.53% Reduced -645 -645
19 GeoWealth Management, LLC 0.53% of their portfolio CHICAGO, IL 55,16155.2k $4.6m $4.6m 0.53% Added +21.4k +21,377
20 Raymond James Financial Services Advisors, Inc. 0.01% of their portfolio ST. PETERSBURG, FL 53,20253.2k $4.5m $4.5m 0.01% Reduced -4.0k -3,966
21 UBS Group AG 0.00% of their portfolio ZURICH, V8 51,62851.6k $4.3m $4.3m 0.00% Added +2.6k +2,569
22 Cassia Capital Partners, LLC 3.30% of their portfolio WINSTON SALEM, NC 47,94847.9k $4.0m $4.0m 3.30% Reduced -1.2k -1,234
23 TMD Wealth Management, LLC 1.14% of their portfolio SCOTTSDALE, AZ 47,70547.7k $4.0m $4.0m 1.14% New
24 Ascension Capital Advisors, Inc. 2.18% of their portfolio Houston, TX 45,17245.2k $3.8m $3.8m 2.18% Reduced -281 -281
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 41,34841.3k $3.5m $3.5m 0.00% Added +8.0k +7,952
26 TRUIST FINANCIAL CORP 0.01% of their portfolio CHARLOTTE, NC 41,25041.2k $3.5m $3.5m 0.01% Reduced -2.3k -2,331
27 D.A. DAVIDSON & CO. 0.04% of their portfolio GREAT FALLS, MT 40,06840.1k $3.4m $3.4m 0.04% Reduced -1.5k -1,523
28 Prospera Financial Services Inc 0.12% of their portfolio Dallas, TX 37,64437.6k $3.2m $3.2m 0.12% Reduced -2.5k -2,488
29 HighTower Advisors, LLC 0.01% of their portfolio CHICAGO, IL 36,69336.7k $3.1m $3.1m 0.01% Reduced -835 -835
30 Cetera Advisors LLC 0.04% of their portfolio DENVER, CO 34,05834.1k $2.9m $2.9m 0.04% Reduced -3.1k -3,102
31 Kestra Advisory Services, LLC 0.03% of their portfolio AUSTIN, TX 33,42533.4k $2.8m $2.8m 0.03% Reduced -79.0k -79,014
32 HARBOUR INVESTMENTS, INC. 0.14% of their portfolio MADISON, WI 33,09833.1k $2.8m $2.8m 0.14% Reduced -2.2k -2,241
33 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 29,89629.9k $2.5m $2.5m 0.00% Added +612 +612
34 Onyx Bridge Wealth Group LLC 0.51% of their portfolio TARRYTOWN, NY 26,22026.2k $2.2m $2.2m 0.51% Reduced -5.2k -5,222
35 Western Wealth Management, LLC 0.18% of their portfolio GOLDEN, CO 24,96025.0k $2.1m $2.1m 0.18% Reduced -69 -69
36 AE Wealth Management LLC 0.01% of their portfolio TOPEKA, KS 24,09824.1k $2.0m $2.0m 0.01% Added +5.5k +5,466
37 Advisory Alpha, LLC 0.10% of their portfolio HOLLAND, MI 23,40023.4k $2.0m $2.0m 0.10% Reduced -1.8k -1,840
38 Cetera Advisor Networks LLC 0.01% of their portfolio EL SEGUNDO, CA 22,39422.4k $1.9m $1.9m 0.01% Added +878 +878
39 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 22,23522.2k $1.9m $1.9m 0.00% Added +7.3k +7,338
40 Private Advisor Group, LLC 0.02% of their portfolio MORRISTOWN, NJ 21,08621.1k $1.8m $1.8m 0.02% Reduced -40 -40
41 Cedar Brook Financial Partners, LLC 0.45% of their portfolio CLEVELAND, OH 20,43720.4k $1.7m $1.7m 0.45% Added +4 +4
42 Chicago Partners Investment Group LLC 0.09% of their portfolio CHICAGO, IL 20,06720.1k $1.6m $1.6m 0.09% Reduced -584 -584
43 Kraft, Davis & Associates, LLC 0.55% of their portfolio St. Louis, MO 18,07318.1k $1.5m $1.5m 0.55% Reduced -2.6k -2,637
44 Impact Partnership Wealth, LLC 0.42% of their portfolio MARIETTA, GA 15,89815.9k $1.3m $1.3m 0.42% New
45 NewEdge Advisors, LLC 0.01% of their portfolio NEW ORLEANS, LA 15,79015.8k $1.3m $1.3m 0.01% Reduced -2.1k -2,125
46 Fernwood Investment Management, LLC 0.47% of their portfolio QUINCY, MA 15,67215.7k $1.3m $1.3m 0.47% Added +40 +40
47 AVANTAX ADVISORY SERVICES, INC. 0.01% of their portfolio DALLAS, TX 13,61713.6k $1.1m $1.1m 0.01% Reduced -521 -521
48 Mariner, LLC 0.00% of their portfolio Overland Park, KS 12,96013.0k $1.1m $1.1m 0.00% Reduced -1.9k -1,912
49 Spectrum Wealth Advisory Group, LLC 1.47% of their portfolio GRANITE BAY, CA 12,65112.7k $1.1m $1.1m 1.47% Reduced -379 -379
50 Steward Partners Investment Advisory, LLC 0.02% of their portfolio STAMFORD, CT 12,29112.3k $1.0m $1.0m 0.02% Reduced -38 -38
51 Atria Investments, Inc 0.02% of their portfolio Charlotte, NC 12,21912.2k $1.0m $1.0m 0.02% Reduced -2.1k -2,072
52 Householder Group Estate & Retirement Specialist, LLC 0.33% of their portfolio SCOTTSDALE, AZ 11,06611.1k $929.4k $929.4k 0.33% First filing
53 Cornerstone Wealth Management, LLC 0.08% of their portfolio ST. PETERS, MO 10,19510.2k $856.3k $856.3k 0.08% Reduced -829 -829
54 Hibernia Wealth Partners, LLC 0.65% of their portfolio BATON ROUGE, LA 9,9339.9k $834.2k $834.2k 0.65% First filing
55 PCG Wealth Advisors, LLC 0.54% of their portfolio OVERLAND PARK, KS 9,8769.9k $829.4k $829.4k 0.54% Reduced -485 -485
56 INSIGNEO ADVISORY SERVICES, LLC 0.17% of their portfolio MIAMI, FL 9,7039.7k $814.8k $814.8k 0.17% Reduced -58 -58
57 Pacific Sun Financial Corp 0.56% of their portfolio LOS ANGELES, CA 9,6049.6k $806.5k $806.5k 0.56% Reduced -1.2k -1,210
58 Ancora Advisors LLC 0.02% of their portfolio Cleveland, OH 9,3259.3k $783.1k $783.1k 0.02% Unchanged
59 WEDBUSH SECURITIES INC 0.04% of their portfolio PASADENA, CA 9,1989.2k $772.0k $772.0k 0.04% Reduced -1.3k -1,260
60 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 8,1128.1k $681.2k $681.2k 0.00% Reduced -25.0k -24,998
61 Atlas Private Wealth Advisors 0.13% of their portfolio RED BANK, NJ 7,9497.9k $667.5k $667.5k 0.13% Reduced -333 -333
62 NTV Asset Management LLC 0.12% of their portfolio Charleston, WV 7,5797.6k $636.5k $636.5k 0.12% Reduced -25 -25
63 Concentrum Wealth Management 0.37% of their portfolio SAN JOSE, CA 7,1877.2k $603.5k $603.5k 0.37% Unchanged
64 IHT Wealth Management, LLC 0.03% of their portfolio Chicago, IL 7,1717.2k $602.2k $602.2k 0.03% Reduced -264 -264
65 IFG Advisory, LLC 0.05% of their portfolio ATLANTA, GA 7,1497.1k $600.4k $600.4k 0.05% New
66 BENJAMIN F. EDWARDS & COMPANY, INC. 0.02% of their portfolio ST. LOUIS, MO 7,0457.0k $592.0k $592.0k 0.02% Reduced -326 -326
67 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 6,6656.7k $559.7k $559.7k 0.00% New
68 Equitable Holdings, Inc. 0.01% of their portfolio NEW YORK, NY 6,6646.7k $559.6k $559.6k 0.01% Reduced -110 -110
69 CAPITAL ADVISORY GROUP ADVISORY SERVICES, LLC 0.32% of their portfolio Phoenix, AZ 6,6576.7k $559.0k $559.0k 0.32% New
70 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 6,5386.5k $549.0k $549.0k 0.01% Added +88 +88
71 DFPG INVESTMENTS, LLC 0.05% of their portfolio SANDY, UT 6,4826.5k $521.6k $521.6k 0.05% Unchanged
72 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 6,4066.4k $538.0k $538.0k 0.00% Added +668 +668
73 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 6,2156.2k $521.9k $521.9k 0.01% Reduced -235 -235
74 Kovack Advisors, Inc. 0.07% of their portfolio FT. LAUDERDALE, FL 6,0696.1k $509.6k $509.6k 0.07% Reduced -2.1k -2,136
75 Cascade Investment Advisors, Inc. 0.38% of their portfolio Oregon City, OR 5,6815.7k $477.1k $477.1k 0.38% Reduced -15 -15
76 RDA Financial Network 0.21% of their portfolio AKRON, IA 5,6505.7k $474.5k $474.5k 0.21% Reduced -280 -280
77 Investors Research Corp 0.11% of their portfolio ATLANTA, GA 5,1725.2k $434.3k $434.3k 0.11% Added +124 +124
78 CWM, LLC 0.00% of their portfolio OMAHA, NE 5,1415.1k $432.0k $432.0k 0.00% Reduced -124 -124
79 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 4,8974.9k $411.2k $411.2k 0.01% Reduced -120 -120
80 Moloney Securities Asset Management, LLC 0.07% of their portfolio MANCHESTER, MO 4,7584.8k $399.6k $399.6k 0.07% Added +136 +136
81 ICA Group Wealth Management, LLC 0.11% of their portfolio DENVER, CO 4,5604.6k $379.5k $379.5k 0.11% New
82 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 4,5374.5k $381.0k $381.0k 0.00% Reduced -699 -699
83 Accel Wealth Management 0.21% of their portfolio WAVERLY, IA 4,4854.5k $376.7k $376.7k 0.21% Reduced -1.2k -1,166
84 Jaffetilchin Investment Partners, LLC 0.04% of their portfolio TAMPA, FL 4,1904.2k $351.9k $351.9k 0.04% Added +1 +1
85 Gladstone Institutional Advisory LLC 0.02% of their portfolio Bedminster, NJ 4,1464.1k $348.1k $348.1k 0.02% Added +1 +1
86 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 4,1194.1k $345.9k $345.9k 0.00% Reduced -420 -420
87 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 4,0964.1k $344.0k $344.0k 0.00% Reduced -174 -174
88 InterOcean Capital Group, LLC 0.01% of their portfolio NASHVILLE, TN 3,8903.9k $326.7k $326.7k 0.01% Unchanged
89 Intrua Financial, LLC 0.06% of their portfolio Houston, TX 3,7583.8k $315.6k $315.6k 0.06% Reduced -99 -99
90 Boyce & Associates Wealth Consulting, Inc. 0.50% of their portfolio CEDAR PARK, TX 3,5643.6k $299.3k $299.3k 0.50% Unchanged
91 FMR LLC 0.00% of their portfolio BOSTON, MA 3,4413.4k $289.0k $289.0k 0.00% Added +14 +14
92 Legacy Trust 0.08% of their portfolio GRAND RAPIDS, MI 3,3293.3k $279.6k $279.6k 0.08% Unchanged
93 Patten Group, Inc. 0.08% of their portfolio CHATTANOOGA, TN 3,0423.0k $255.5k $255.5k 0.08% Reduced -35 -35
94 RFG Advisory, LLC 0.01% of their portfolio BIRMINGHAM, AL 2,9973.0k $251.7k $251.7k 0.01% New
95 TWO SIGMA SECURITIES, LLC 0.01% of their portfolio NEW YORK, NY 2,9783.0k $250.1k $250.1k 0.01% New
96 Purus Wealth Management, LLC 0.16% of their portfolio Newport Beach, CA 2,8422.8k $238.7k $238.7k 0.16% Unchanged
97 Family Capital Management, Inc. 0.16% of their portfolio GRAND RAPIDS, MI 2,8012.8k $235.2k $235.2k 0.16% Reduced -435 -435
98 MONEY CONCEPTS CAPITAL CORP 0.02% of their portfolio PALM BEACH GARDENS, FL 2,7952.8k $234.7k $234.7k 0.02% Unchanged
99 OPPENHEIMER & CO INC 0.00% of their portfolio NEW YORK, NY 2,7522.8k $231.1k $231.1k 0.00% Added +37 +37
100 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 2,7492.7k $230.9k $230.9k 0.00% Unchanged