Vault-13

FIRST FNDTN INC FFWM

COM · Common Stock · CUSIP 32026V104

156 institutional holders +0 vs Q1 2024
44,863,13644.9m shares reported held*
$294.4mreported value*
21 new 64 added 37 reduced 24 sold out net sold ≈ $4.6m (-695.0k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($327.4k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $6.56. Options: 4 managers hold calls ($108.3k notional), 6 hold puts ($2.2m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 163Q4 22: 170Q1 23: 153Q2 23: 143Q3 23: 146Q4 23: 147Q1 24: 156Q2 24: 156156Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022163
Q4 2022170
Q1 2023153
Q2 2023143
Q3 2023146
Q4 2023147
Q1 2024156
Q2 2024156

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 98 bought or addedQ4 22: 64 cut or sold outQ4 22Q1 23: 87 bought or addedQ1 23: 95 cut or sold outQ2 23: 82 bought or addedQ2 23: 82 cut or sold outQ2 23Q3 23: 77 bought or addedQ3 23: 60 cut or sold outQ4 23: 61 bought or addedQ4 23: 69 cut or sold outQ4 23Q1 24: 85 bought or addedQ1 24: 67 cut or sold outQ2 24: 85 bought or addedQ2 24: 61 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20229864
Q1 20238795
Q2 20238282
Q3 20237760
Q4 20236169
Q1 20248567
Q2 20248561

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$1m$2m$3m$4mQ3 23 calls: $160.3kQ3 23 puts: $901.6kQ3 23P/C 5.62Q4 23 calls: $395.0kQ4 23 puts: $989.3kQ4 23P/C 2.50Q1 24 calls: $173.9kQ1 24 puts: $3.1mQ1 24P/C 17.87Q2 24 calls: $108.3kQ2 24 puts: $2.2mQ2 24P/C 20.04
Numbers
QuarterCallsPutsP/C
Q3 2023$160.3k$901.6k5.62
Q4 2023$395.0k$989.3k2.50
Q1 2024$173.9k$3.1m17.87
Q2 2024$108.3k$2.2m20.04

Biggest buyers

MENDON CAPITAL ADVISORS CORP Added +381,946+381.9k
Curi Capital, LLC Added +381,946+381.9k
BOOTHBAY FUND MANAGEMENT, LLC New +354,097+354.1k
ROYCE & ASSOCIATES LP New +352,814+352.8k
HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC Added +307,600+307.6k
JACOBS ASSET MANAGEMENT, LLC New +300,000+300.0k
INTRINSIC EDGE CAPITAL MANAGEMENT LLC Added +300,000+300.0k
Modera Wealth Management, LLC New +285,499+285.5k
KENNEDY CAPITAL MANAGEMENT LLC Added +273,688+273.7k
CITADEL ADVISORS LLC Added +269,936+269.9k

Biggest sellers

MORGAN STANLEY Reduced -1,773,575-1.8m
Philadelphia Financial Management of San Francisco, LLC Sold out -1,297,387-1.3m
BHZ CAPITAL MANAGEMENT, LP Sold out -627,068-627.1k
JPMORGAN CHASE & CO Reduced -414,954-415.0k
Rhino Investment Partners, Inc Reduced -279,858-279.9k
STATE STREET CORP Reduced -275,631-275.6k
EMERALD MUTUAL FUND ADVISERS TRUST Sold out -201,068-201.1k
Invesco Ltd. Reduced -155,032-155.0k
BARCLAYS PLC Reduced -116,326-116.3k
TWO SIGMA ADVISERS, LP Reduced -89,900-89.9k

Biggest calls

CITADEL ADVISORS LLC Added $55.0k8.4k shares
SIMPLEX TRADING, LLC Added $52.0k8.0k shares
GROUP ONE TRADING LLC Unchanged $1.3k200 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Biggest puts

SIMPLEX TRADING, LLC Reduced $882.0k134.7k shares
CITADEL ADVISORS LLC Reduced $641.2k97.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $331.4k50.6k shares
WOLVERINE TRADING, LLC Added $211.6k32.3k shares
Crawford Fund Management, LLC Reduced $104.8k16.0k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. Unchanged $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Strategic Value Investors LP 13G · institution filed 2025-02-12 8.2% 6.8m 2025-02-12
BlackRock, Inc. 13G · institution filed 2025-02-05 6.2% 5.1m 2025-02-05

Fell to 5% or below in the last year: North Reef Capital Management LP (0.0%, 2026-08-14), CANYON CAPITAL ADVISORS LLC (0.0%, 2026-04-03), VANGUARD GROUP INC (0.0%, 2026-03-26)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 FMR LLC 0.00% of their portfolio BOSTON, MA 5,080,4165.1m $33.3m $33.3m 0.00% Added +4.0k +3,977
2 BlackRock Inc. 0.00% of their portfolio New York, NY 3,932,4613.9m $25.8m $25.8m 0.00% Reduced -89.8k -89,844
3 Azora Capital LP 1.40% of their portfolio MIAMI, FL 3,758,0443.8m $24.6m $24.6m 1.40% Added +262.2k +262,205
4 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 2,976,8313.0m $19.5m $19.5m 0.00% Added +117.0k +116,961
5 Rhino Investment Partners, Inc 2.29% of their portfolio WEST CONSHOHOCKEN, PA 1,951,7722.0m $12.8m $12.8m 2.29% Reduced -279.9k -279,858
6 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 1,877,0961.9m $12.3m $12.3m 0.00% Added +24.4k +24,440
7 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,827,0311.8m $12.0m $12.0m 0.00% Reduced -275.6k -275,631
8 BANC FUNDS CO LLC 1.05% of their portfolio CHICAGO, IL 1,353,0541.4m $8.9m $8.9m 1.05% Unchanged
9 STRATEGIC VALUE BANK PARTNERS LLC 5.84% of their portfolio CLEVELAND, OH 1,346,4821.3m $8.8m $8.8m 5.84% Unchanged
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,167,7261.2m $7.7m $7.7m 0.00% Added +51.8k +51,816
11 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 1,067,7801.1m $7.0m $7.0m 0.00% Added +140.9k +140,941
12 HOTCHKIS & WILEY CAPITAL MANAGEMENT LLC 0.02% of their portfolio Los Angeles, CA 1,045,1901.0m $6.8m $6.8m 0.02% Added +307.6k +307,600
13 LORD, ABBETT & CO. LLC 0.01% of their portfolio JERSEY CITY, NJ 1,007,4761.0m $6.6m $6.6m 0.01% Reduced -4.2k -4,154
14 JACOBS LEVY EQUITY MANAGEMENT, INC 0.03% of their portfolio FLORHAM PARK, NJ 1,006,8721.0m $6.6m $6.6m 0.03% Added +124.5k +124,482
15 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 961,204961.2k $6.3m $6.3m 0.00% Added +73.9k +73,896
16 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 752,041752.0k $4.9m $4.9m 0.00% Reduced -1.8m -1,773,575
17 MENDON CAPITAL ADVISORS CORP 2.98% of their portfolio KEY LARGO, FL 646,691646.7k $4.8m $4.8m 2.98% Added +381.9k +381,946
18 Curi Capital, LLC 0.10% of their portfolio CHICAGO, IL 646,691646.7k $4.2m $4.2m 0.10% Added +381.9k +381,946
19 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 603,407603.4k $4.0m $4.0m 0.01% Added +33.5k +33,508
20 KENNEDY CAPITAL MANAGEMENT LLC 0.07% of their portfolio ST LOUIS, MO 502,940502.9k $3.3m $3.3m 0.07% Added +273.7k +273,688
21 AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio KANSAS CITY, MO 500,490500.5k $3.3m $3.3m 0.00% Added +7.3k +7,302
22 Elizabeth Park Capital Advisors, Ltd. 2.63% of their portfolio PEPPER PIKE, OH 463,953464.0k $3.0m $3.0m 2.63% Added +97.7k +97,732
23 FEDERATED HERMES, INC. 0.01% of their portfolio PITTSBURGH, PA 463,541463.5k $3.0m $3.0m 0.01% Unchanged
24 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 454,749454.7k $3.0m $3.0m 0.00% Reduced -11.3k -11,280
25 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 442,600442.6k $2.9m $2.9m 0.00% Added +19.3k +19,327
26 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 413,212413.2k $2.7m $2.7m 0.00% Added +8.8k +8,827
27 INTRINSIC EDGE CAPITAL MANAGEMENT LLC 0.25% of their portfolio CHICAGO, IL 400,000400.0k $2.6m $2.6m 0.25% Added +300.0k +300,000
28 NAPLES GLOBAL ADVISORS, LLC 0.24% of their portfolio NAPLES, FL 358,038358.0k $2.3m $2.3m 0.24% Unchanged
29 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 354,830354.8k $2.3m $2.3m 0.00% Added +269.9k +269,936
30 BOOTHBAY FUND MANAGEMENT, LLC 0.07% of their portfolio NEW YORK, NY 354,097354.1k $2.3m $2.3m 0.07% New
31 ROYCE & ASSOCIATES LP 0.02% of their portfolio New York, NY 352,814352.8k $2.3m $2.3m 0.02% New
32 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 316,425316.4k $2.1m $2.1m 0.00% Added +37.5k +37,539
33 JACOBS ASSET MANAGEMENT, LLC 1.25% of their portfolio NEW YORK, NY 300,000300.0k $2.0m $2.0m 1.25% New
34 Modera Wealth Management, LLC 0.03% of their portfolio WESTWOOD, NJ 285,499285.5k $1.9m $1.9m 0.03% New
35 PRUDENTIAL FINANCIAL INC 0.00% of their portfolio NEWARK, NJ 278,102278.1k $1.8m $1.8m 0.00% Reduced -27.6k -27,600
36 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 253,119253.1k $1.7m $1.7m 0.00% Added +100.1k +100,070
37 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 236,748236.7k $1.6m $1.6m 0.00% Added +213.6k +213,556
38 PANAGORA ASSET MANAGEMENT INC 0.01% of their portfolio BOSTON, MA 217,224217.2k $1.4m $1.4m 0.01% Reduced -71.5k -71,474
39 PMC FIG Opportunities LLC 2.14% of their portfolio JERUSALEM, L3 215,903215.9k $1.4m $1.4m 2.14% New
40 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 213,681213.7k $1.4m $1.4m 0.00% Reduced -155.0k -155,032
41 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 211,670211.7k $1.4m $1.4m 0.00% Unchanged
42 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 209,300209.3k $1.4m $1.4m 0.00% Reduced -89.9k -89,900
43 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 188,112188.1k $1.2m $1.2m 0.00% Added +15.2k +15,190
44 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 177,622177.6k $1.2m $1.2m 0.00% Added +3.7k +3,711
45 Rafferty Asset Management, LLC 0.00% of their portfolio New York, NY 163,970164.0k $1.1m $1.1m 0.00% Reduced -10.0k -9,997
46 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 130,218130.2k $852.9k $852.9k 0.00% Reduced -12.7k -12,682
47 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 127,987128.0k $838.0k $838.0k 0.00% New
48 FLC Capital Advisors 0.20% of their portfolio PALM DESERT, CA 126,997127.0k $831.8k $831.8k 0.20% Unchanged
49 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 126,055126.1k $825.7k $825.7k 0.00% Added +11.2k +11,206
50 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 117,711117.7k $771.0k $771.0k 0.00% Added +35.0k +35,005
51 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 112,266112.3k $735.3k $735.3k 0.00% Reduced -116.3k -116,326
52 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 110,341110.3k $722.7k $722.7k 0.00% Reduced -26.4k -26,431
53 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 99,14799.1k $649.4k $649.4k 0.00% Reduced -6.0k -5,999
54 ALGERT GLOBAL LLC 0.02% of their portfolio SAN FRANCISCO, CA 98,79898.8k $647.1k $647.1k 0.02% Reduced -10.0k -9,962
55 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 96,53596.5k $632.3k $632.3k 0.00% Added +30.8k +30,750
56 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 89,89389.9k $588.8k $588.8k 0.00% Reduced -54.2k -54,186
57 TUDOR INVESTMENT CORP ET AL 0.01% of their portfolio STAMFORD, CT 88,52388.5k $579.8k $579.8k 0.01% New
58 Cubist Systematic Strategies, LLC 0.01% of their portfolio STAMFORD, CT 86,02186.0k $563.4k $563.4k 0.01% New
59 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 81,57381.6k $534.3k $534.3k 0.00% Reduced -440 -440
60 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 81,42981.4k $533.4k $533.4k 0.00% Reduced -8.6k -8,564
61 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 81,42281.4k $533.3k $533.3k 0.01% Added +44.2k +44,187
62 Verdad Advisers, LP 0.61% of their portfolio BOSTON, MA 80,00080.0k $524.0k $524.0k 0.61% Reduced -52.6k -52,600
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 75,24875.2k $492.9k $492.9k 0.00% Reduced -415.0k -414,954
64 CORNERCAP INVESTMENT COUNSEL INC 0.08% of their portfolio Atlanta, GA 74,13974.1k $485.6k $485.6k 0.08% Unchanged
65 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 70,74170.7k $463.4k $463.4k 0.00% Added +18.5k +18,504
66 Trexquant Investment LP 0.01% of their portfolio STAMFORD, CT 70,53770.5k $462.0k $462.0k 0.01% Reduced -17.4k -17,439
67 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 70,00070.0k $458.5k $458.5k 0.01% Unchanged
68 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 67,79267.8k $444.0k $444.0k 0.00% Reduced -23.5k -23,493
69 UBS Group AG 0.00% of their portfolio ZURICH, V8 67,60267.6k $442.8k $442.8k 0.00% Added +2.2k +2,223
70 GSA CAPITAL PARTNERS LLP 0.03% of their portfolio LONDON, X0 66,02066.0k $432.0k $432.0k 0.03% Added +2.6k +2,643
71 Jump Financial, LLC 0.01% of their portfolio Chicago, IL 57,36157.4k $375.7k $375.7k 0.01% Reduced -10.9k -10,881
72 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.01% of their portfolio HOUSTON, TX 49,98050.0k $327.4k $327.4k 0.01% Added +3.6k +3,600
73 Empowered Funds, LLC 0.01% of their portfolio NEWTOWN SQUARE, PA 49,98050.0k $327.4k $327.4k 0.01% Reduced -42.8k -42,780
74 ELCO Management Co., LLC 0.18% of their portfolio New York, NY 48,34448.3k $316.7k $316.7k 0.18% New
75 Aviance Capital Partners, LLC 0.04% of their portfolio NAPLES, FL 45,68045.7k $299.2k $299.2k 0.04% Unchanged
76 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 44,24644.2k $289.8k $289.8k 0.00% Added +10.3k +10,350
77 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 40,50040.5k $265.3k $265.3k 0.00% Unchanged
78 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 38,61738.6k $252.0k $252.0k 0.00% Added +3.8k +3,767
79 Verition Fund Management LLC 0.00% of their portfolio GREENWICH, CT 36,60436.6k $239.8k $239.8k 0.00% Added +5.4k +5,354
80 Boston Partners 0.00% of their portfolio BOSTON, MA 36,11036.1k $236.5k $236.5k 0.00% Added +19.2k +19,187
81 Simplicity Wealth,LLC 0.00% of their portfolio SUMMIT, NJ 29,93429.9k $196.1k $196.1k 0.00% New
82 Bleakley Financial Group, LLC 0.01% of their portfolio PARSIPPANY, NJ 29,93429.9k $196.1k $196.1k 0.01% New
83 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 29,35229.4k $192.0k $192.0k 0.00% Added +6.2k +6,233
84 MetLife Investment Management, LLC 0.00% of their portfolio Whippany, NJ 28,52428.5k $186.8k $186.8k 0.00% Added +7.5k +7,526
85 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 28,14928.1k $184.4k $184.4k 0.00% First filing
86 Vanguard Personalized Indexing Management, LLC 0.00% of their portfolio OAKLAND, CA 26,42526.4k $173.1k $173.1k 0.00% Added +5.8k +5,790
87 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 26,41326.4k $173.0k $173.0k 0.00% Reduced -3.6k -3,565
88 MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio CAUSEWAY BAY, K3 26,03226.0k $170.5k $170.5k 0.00% First filing
89 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 26,00926.0k $170.4k $170.4k 0.00% Added +885 +885
90 Quantbot Technologies LP 0.01% of their portfolio NEW YORK, NY 25,30525.3k $165.7k $165.7k 0.01% Reduced -1.1k -1,053
91 Mariner, LLC 0.00% of their portfolio Overland Park, KS 25,19125.2k $165.0k $165.0k 0.00% Reduced -24.0k -24,014
92 SG Americas Securities, LLC 0.00% of their portfolio NEW YORK, NY 24,68624.7k $162.0k $162.0k 0.00% New
93 CALDWELL SUTTER CAPITAL, INC. 0.08% of their portfolio SAUSALITO, CA 23,97124.0k $157.0k $157.0k 0.08% Unchanged
94 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 21,96522.0k $143.9k $143.9k 0.00% Added +3.1k +3,106
95 KESTRA PRIVATE WEALTH SERVICES, LLC 0.00% of their portfolio AUSTIN, TX 21,83421.8k $143.0k $143.0k 0.00% Added +9.5k +9,455
96 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 20,75920.8k $136.0k $136.0k 0.00% Added +1.6k +1,632
97 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 20,29020.3k $132.9k $132.9k 0.00% Added +1 +1
98 Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.00% of their portfolio Seattle, WA 19,76219.8k $129.4k $129.4k 0.00% Unchanged
99 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 18,34518.3k $126.2k $126.2k 0.00% Reduced -2.2k -2,239
100 VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio ATLANTA, GA 17,80417.8k $116.6k $116.6k 0.00% Added +1.2k +1,163