Vault-13

EXCHANGE TRADED CONCEPTS TRU EMQQ

EMQQ EM INTERN · ETP · CUSIP 301505889

115 institutional holders +3 vs Q4 2023
5,600,3375.6m shares reported held*
$175.5mreported value*
18 new 14 added 54 reduced 13 sold out net bought ≈ $3.0m (+96.8k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $31.34. Options: 3 managers hold calls ($1.4m notional), 1 hold puts ($78.3k).

Trends to Q1 2024

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 126Q4 22: 135Q1 23: 127Q2 23: 118Q3 23: 112Q4 23: 112Q1 24: 115115Q3 22Q1 23Q3 23Q1 24
Numbers
QuarterHolders
Q3 2022126
Q4 2022135
Q1 2023127
Q2 2023118
Q3 2023112
Q4 2023112
Q1 2024115

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 47 bought or addedQ4 22: 76 cut or sold outQ4 22Q1 23: 48 bought or addedQ1 23: 62 cut or sold outQ1 23Q2 23: 34 bought or addedQ2 23: 68 cut or sold outQ2 23Q3 23: 26 bought or addedQ3 23: 66 cut or sold outQ3 23Q4 23: 36 bought or addedQ4 23: 68 cut or sold outQ4 23Q1 24: 32 bought or addedQ1 24: 67 cut or sold outQ1 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224776
Q1 20234862
Q2 20233468
Q3 20232666
Q4 20233668
Q1 20243267

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$500k$1m$1.5m$2mQ2 23 calls: $1.6mQ2 23 puts: $11.7kQ2 23P/C 0.01Q3 23 calls: $1.2mQ3 23 puts: $23.5kQ3 23P/C 0.02Q4 23 calls: $1.1mQ4 23 puts: $24.6kQ4 23P/C 0.02Q1 24 calls: $1.4mQ1 24 puts: $78.3kQ1 24P/C 0.06
Numbers
QuarterCallsPutsP/C
Q2 2023$1.6m$11.7k0.01
Q3 2023$1.2m$23.5k0.02
Q4 2023$1.1m$24.6k0.02
Q1 2024$1.4m$78.3k0.06

Biggest buyers

MORGAN STANLEY Added +541,812+541.8k
JANE STREET GROUP, LLC Added +169,683+169.7k
Susquehanna International Group Ltd. New +139,623+139.6k
Cetera Investment Advisers New +18,274+18.3k
HRT FINANCIAL LP New +11,507+11.5k
INDEPENDENT FINANCIAL GROUP, LLC New +8,893+8.9k
D. E. Shaw & Co., Inc. New +8,457+8.5k
Prospect Financial Services LLC New +7,195+7.2k
RAYMOND JAMES & ASSOCIATES Added +7,043+7.0k
Prospera Financial Services Inc New +6,815+6.8k

Biggest sellers

OLD MISSION CAPITAL LLC Reduced -203,333-203.3k
CITADEL ADVISORS LLC Reduced -86,949-86.9k
SOL Capital Management CO Reduced -71,676-71.7k
FLOW TRADERS U.S. LLC Reduced -71,350-71.3k
STIFEL FINANCIAL CORP Reduced -59,763-59.8k
NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO Reduced -52,695-52.7k
Sowell Financial Services LLC Sold out -48,871-48.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -45,056-45.1k
Crestone Asset Management LLC Reduced -32,117-32.1k
Garden State Investment Advisory Services LLC Sold out -18,249-18.2k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $980.0k31.3k shares
WOLVERINE TRADING, LLC New $369.5k11.8k shares
CITADEL ADVISORS LLC Reduced $40.7k1.3k shares

Biggest puts

CITADEL ADVISORS LLC Added $78.3k2.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q1 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,046,0482.0m $64.1m $64.1m 0.00% Added +541.8k +541,812
2 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 495,163495.2k $15.5m $15.5m 0.02% Added +169.7k +169,683
3 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 217,317217.3k $6.8m $6.8m 0.00% Reduced -7.8k -7,827
4 COMMONWEALTH EQUITY SERVICES, LLC 0.01% of their portfolio WALTHAM, MA 207,286207.3k $6.5m $6.5m 0.01% Reduced -13.3k -13,305
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 203,167203.2k $6.4m $6.4m 0.00% Reduced -15.1k -15,130
6 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 201,430201.4k $6.3m $6.3m 0.00% Reduced -9.9k -9,908
7 NewEdge Advisors, LLC 0.05% of their portfolio NEW ORLEANS, LA 186,020186.0k $5.8m $5.8m 0.05% Added +1.7k +1,678
8 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 144,406144.4k $4.5m $4.5m 0.00% Added +7.0k +7,043
9 Susquehanna International Group Ltd. 1.03% of their portfolio DUBLIN, L2 139,623139.6k $4.4m $4.4m 1.03% New
10 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio BALA CYNWYD, PA 131,242131.2k $4.1m $4.1m 0.01% Reduced -45.1k -45,056
11 SOL Capital Management CO 0.47% of their portfolio ROCKVILLE, MD 120,404120.4k $3.8m $3.8m 0.47% Reduced -71.7k -71,676
12 OLD MISSION CAPITAL LLC 0.08% of their portfolio CHICAGO, IL 106,680106.7k $3.3m $3.3m 0.08% Reduced -203.3k -203,333
13 NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio MILWAUKEE, WI 102,751102.8k $3.2m $3.2m 0.00% Reduced -52.7k -52,695
14 Crestone Asset Management LLC 0.54% of their portfolio BOULDER, CO 86,17286.2k $2.7m $2.7m 0.54% Reduced -32.1k -32,117
15 AXXCESS WEALTH MANAGEMENT, LLC 0.07% of their portfolio CARLSBAD, CA 74,75774.8k $2.3m $2.3m 0.07% Unchanged
16 Corient Private Wealth LP 0.00% of their portfolio MIAMI, FL 71,97072.0k $2.3m $2.3m 0.00% Reduced -7.7k -7,681
17 J.W. COLE ADVISORS, INC. 0.09% of their portfolio TAMPA, FL 59,91659.9k $1.9m $1.9m 0.09% Reduced -729 -729
18 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 51,63851.6k $1.6m $1.6m 0.00% Reduced -86.9k -86,949
19 RPg Family Wealth Advisory, LLC 0.46% of their portfolio BURLINGTON, MA 46,51446.5k $1.5m $1.5m 0.46% Reduced -314 -314
20 Smart Portfolios, LLC 1.47% of their portfolio LAKE FOREST PARK, WA 44,61844.6k $1.4m $1.4m 1.47% Reduced -475 -475
21 Twelve Points Wealth Management LLC 0.50% of their portfolio CONCORD, MA 43,35443.4k $1.4m $1.4m 0.50% Reduced -580 -580
22 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 40,40340.4k $1.3m $1.3m 0.00% Reduced -18.1k -18,069
23 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 39,48339.5k $1.2m $1.2m 0.00% Reduced -9.4k -9,415
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 35,04335.0k $1.1m $1.1m 0.00% Reduced -59.8k -59,763
25 Ellis Investment Partners, LLC 0.23% of their portfolio Berwyn, PA 33,83733.8k $1.1m $1.1m 0.23% Reduced -924 -924
26 FLOW TRADERS U.S. LLC 0.06% of their portfolio NEW YORK, NY 33,78133.8k $1.1m $1.1m 0.06% Reduced -71.3k -71,350
27 White Knight Strategic Wealth Advisors, LLC 1.10% of their portfolio PRINCETON, NJ 33,72533.7k $1.1m $1.1m 1.10% Reduced -2.3k -2,259
28 HBW ADVISORY SERVICES LLC 0.19% of their portfolio SIMI VALLEY, CA 32,89932.9k $1.0m $1.0m 0.19% Unchanged
29 Fernwood Investment Management, LLC 0.30% of their portfolio QUINCY, MA 32,89032.9k $1.0m $1.0m 0.30% Reduced -1.3k -1,271
30 Private Advisor Group, LLC 0.01% of their portfolio MORRISTOWN, NJ 30,63530.6k $959.2k $959.2k 0.01% Reduced -5.3k -5,261
31 U.S. Capital Wealth Advisors, LLC 0.04% of their portfolio AUSTIN, TX 29,47629.5k $922.9k $922.9k 0.04% Reduced -599 -599
32 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 28,90828.9k $905.1k $905.1k 0.00% Reduced -7.3k -7,273
33 Aveo Capital Partners, LLC 0.08% of their portfolio ENGLEWOOD, CO 21,57521.6k $755.8k $755.8k 0.08% Unchanged
34 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 21,22821.2k $664.7k $664.7k 0.00% Reduced -2.1k -2,130
35 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 18,27418.3k $572.2k $572.2k 0.00% New
36 Wealthfront Advisers LLC 0.00% of their portfolio Palo Alto, CA 17,97118.0k $562.7k $562.7k 0.00% Added +5.9k +5,920
37 Robertson Stephens Wealth Management, LLC 0.03% of their portfolio San Francisco, CA 17,64817.6k $552.6k $552.6k 0.03% Reduced -600 -600
38 Goldstein Advisors, LLC 0.09% of their portfolio Madison, WI 17,60117.6k $551.1k $551.1k 0.09% Reduced -559 -559
39 AMG National Trust Bank 0.02% of their portfolio GREENWOOD VILLAGE, CO 16,68116.7k $522.3k $522.3k 0.02% Unchanged
40 Austin Wealth Management, LLC 0.14% of their portfolio Austin, TX 16,48616.5k $581.9k $581.9k 0.14% Reduced -43 -43
41 Sanctuary Wealth Management, L.L.C. 0.38% of their portfolio POCATELLO, ID 14,78314.8k $462.9k $462.9k 0.38% Reduced -5.4k -5,378
42 Rothschild Wealth LLC 0.15% of their portfolio OAK BROOK, IL 13,95314.0k $436.9k $436.9k 0.15% First filing
43 OneDigital Investment Advisors LLC 0.01% of their portfolio OVERLAND PARK, KS 13,67513.7k $428.1k $428.1k 0.01% Reduced -641 -641
44 MML INVESTORS SERVICES, LLC 0.00% of their portfolio SPRINGFIELD, MA 13,15113.2k $412.0k $412.0k 0.00% Reduced -1.6k -1,644
45 Spire Wealth Management 0.01% of their portfolio MCLEAN, VA 12,66412.7k $396.5k $396.5k 0.01% Reduced -101 -101
46 Centurion Wealth Management LLC 0.16% of their portfolio Mclean, VA 12,66412.7k $396.5k $396.5k 0.16% Added +571 +571
47 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 11,50711.5k $360.0k $360.0k 0.00% New
48 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 11,31011.3k $354.1k $354.1k 0.00% Reduced -430 -430
49 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 11,00011.0k $344.4k $344.4k 0.00% Unchanged
50 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 10,52510.5k $329.5k $329.5k 0.00% Reduced -400 -400
51 Arete Wealth Advisors, LLC 0.03% of their portfolio CHICAGO, IL 10,34910.3k $324.0k $324.0k 0.03% Reduced -719 -719
52 B&D White Capital Company, LLC 0.07% of their portfolio Lakeway, TX 9,9329.9k $311.0k $311.0k 0.07% Reduced -250 -250
53 Glen Eagle Advisors, LLC 0.05% of their portfolio KINGSTON, NJ 9,1189.1k $285.5k $285.5k 0.05% Reduced -295 -295
54 INDEPENDENT FINANCIAL GROUP, LLC 0.01% of their portfolio SAN DIEGO, CA 8,8938.9k $278.4k $278.4k 0.01% New
55 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 8,7648.8k $274.4k $274.4k 0.00% Reduced -1.2k -1,239
56 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 8,4578.5k $264.8k $264.8k 0.00% New
57 Heritage Wealth Management, Inc. /CA/ 0.26% of their portfolio SAN DIEGO, CA 8,4078.4k $263.2k $263.2k 0.26% Added +380 +380
58 Versant Capital Management, Inc 0.07% of their portfolio PHOENIX, AZ 7,8287.8k $245.1k $245.1k 0.07% Added +63 +63
59 NWAM LLC 0.02% of their portfolio MERCER ISLAND, WA 7,8277.8k $269.2k $269.2k 0.02% Reduced -7.6k -7,556
60 Vontobel Holding Ltd. 0.00% of their portfolio ZURICH, V8 7,7407.7k $242.3k $242.3k 0.00% Reduced -3.0k -2,978
61 Summit Asset Management, LLC 0.05% of their portfolio MEMPHIS, TN 7,2077.2k $225.7k $225.7k 0.05% Unchanged
62 Prospect Financial Services LLC 0.19% of their portfolio MELVILLE, NY 7,1957.2k $225.3k $225.3k 0.19% New
63 CONCENTRIC WEALTH MANAGEMENT, LLC 0.06% of their portfolio LAFAYETTE, CA 7,0177.0k $219.7k $219.7k 0.06% Unchanged
64 Prospera Financial Services Inc 0.01% of their portfolio Dallas, TX 6,8156.8k $213.4k $213.4k 0.01% New
65 Western Wealth Management, LLC 0.02% of their portfolio GOLDEN, CO 6,8156.8k $213.4k $213.4k 0.02% Reduced -149 -149
66 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 6,7746.8k $212.1k $212.1k 0.00% New
67 Wealthgate Family Office, LLC 0.52% of their portfolio BOULDER, CO 6,4146.4k $200.8k $200.8k 0.52% New
68 Future Financial Wealth Managment LLC 0.14% of their portfolio CINCINNATI, OH 5,8355.8k $182.7k $182.7k 0.14% New
69 JTC Employer Solutions Trustee Ltd 0.01% of their portfolio ST HELIER, Y9 5,1405.1k $160.0k $160.0k 0.01% Unchanged
70 SALEM INVESTMENT COUNSELORS INC 0.00% of their portfolio WINSTON-SALEM, NC 3,4603.5k $108.3k $108.3k 0.00% Reduced -790 -790
71 COMERICA BANK 0.00% of their portfolio DALLAS, TX 3,2953.3k $103.2k $103.2k 0.00% Reduced -122 -122
72 Aptus Capital Advisors, LLC 0.00% of their portfolio FAIRHOPE, AL 3,0763.1k $96.3k $96.3k 0.00% New
73 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 2,5202.5k $79.7k $79.7k 0.00% Reduced -2.9k -2,858
74 Hanson & Doremus Investment Management 0.01% of their portfolio BURLINGTON, VT 2,4492.4k $77.0k $77.0k 0.01% Unchanged
75 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,3302.3k $73.0k $73.0k 0.00% Reduced -560 -560
76 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 1,7131.7k $53.6k $53.6k 0.00% Unchanged
77 Capital Analysts, LLC 0.00% of their portfolio FORT WASHINGTON, PA 1,1601.2k $36.0k $36.0k 0.00% Added +48 +48
78 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 1,1371.1k $35.6k $35.6k 0.00% New
79 Crewe Advisors LLC 0.00% of their portfolio SALT LAKE CITY, UT 1,0001.0k $31.3k $31.3k 0.00% New
80 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 777777 $24.0k $24.0k 0.00% Added +547 +547
81 CWM, LLC 0.00% of their portfolio OMAHA, NE 702702 $22.0k $22.0k 0.00% Reduced -58 -58
82 Geneos Wealth Management Inc. 0.00% of their portfolio ENGLEWOOD, CO 702702 $22.0k $22.0k 0.00% Reduced -27 -27
83 PRINCIPAL SECURITIES, INC. 0.00% of their portfolio DES MOINES, IA 526526 $16.5k $16.5k 0.00% Added +161 +161
84 OPTIMUM INVESTMENT ADVISORS 0.01% of their portfolio Chicago, IL 400400 $12.5k $12.5k 0.01% Unchanged
85 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 357357 $11.2k $11.2k 0.00% Added +252 +252
86 Continuum Advisory, LLC 0.00% of their portfolio EAGLE, ID 352352 $12.1k $12.1k 0.00% New
87 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 350350 $11.0k $11.0k 0.00% Unchanged
88 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 336336 $10.5k $10.5k 0.00% Reduced -54 -54
89 Naples Money Management LLC 0.01% of their portfolio NAPLES, FL 300300 $9.4k $9.4k 0.01% Unchanged
90 CoreCap Advisors, LLC 0.00% of their portfolio SOUTHFIELD, MI 295295 $9.2k $9.2k 0.00% New
91 Financial Perspectives, Inc 0.00% of their portfolio MINNEAPOLIS, MN 284284 $8.9k $8.9k 0.00% Unchanged
92 WR Wealth Planners, LLC 0.00% of their portfolio COLUMBIA, MO 240240 $7.5k $7.5k 0.00% New
93 ICA Group Wealth Management, LLC 0.00% of their portfolio DENVER, CO 239239 $7.5k $7.5k 0.00% Unchanged
94 Global Retirement Partners, LLC 0.00% of their portfolio San Rafael, CA 163163 $5.1k $5.1k 0.00% Unchanged
95 PENSION & WEALTH MANAGEMENT ADVISORS, INC. 0.00% of their portfolio WALTHAM, MA 156156 $4.9k $4.9k 0.00% Reduced -1 -1
96 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 150150 $4.7k $4.7k 0.00% Unchanged
97 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 119119 $3.7k $3.7k 0.00% Reduced -411 -411
98 Impact Partnership Wealth, LLC 0.00% of their portfolio MARIETTA, GA 110110 $3.4k $3.4k 0.00% Unchanged
99 HARBOUR INVESTMENTS, INC. 0.00% of their portfolio MADISON, WI 107107 $3.4k $3.4k 0.00% Unchanged
100 FSA Wealth Management LLC 0.00% of their portfolio Needham, MA 101101 $3.2k $3.2k 0.00% Added +1 +1