Vault-13

BLACKROCK ESG CAP ALLC TERM ECAT

SHS BEN INT · Closed-End Fund · CUSIP 09262F100

64 institutional holders -8 vs Q1 2024
48,081,88348.1m shares reported held*
$843.0mreported value*
4 new 27 added 23 reduced 13 sold out net sold ≈ $85.2m (-4.9m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.53.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 56Q4 22: 72Q1 23: 67Q2 23: 68Q3 23: 77Q4 23: 75Q1 24: 72Q2 24: 6464Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202256
Q4 202272
Q1 202367
Q2 202368
Q3 202377
Q4 202375
Q1 202472
Q2 202464

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q4 22: 48 bought or addedQ4 22: 17 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 23 cut or sold outQ2 23: 32 bought or addedQ2 23: 32 cut or sold outQ2 23Q3 23: 41 bought or addedQ3 23: 28 cut or sold outQ4 23: 36 bought or addedQ4 23: 41 cut or sold outQ4 23Q1 24: 27 bought or addedQ1 24: 43 cut or sold outQ2 24: 31 bought or addedQ2 24: 36 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20224817
Q1 20234423
Q2 20233232
Q3 20234128
Q4 20233641
Q1 20242743
Q2 20243136

Biggest buyers

RIVERNORTH CAPITAL MANAGEMENT, LLC Added +1,249,217+1.2m
ROYAL BANK OF CANADA Added +723,891+723.9k
Almitas Capital LLC Added +384,277+384.3k
OPPENHEIMER & CO INC Added +183,911+183.9k
Atlas Wealth LLC New +159,770+159.8k
Alpine Global Management, LLC Added +158,100+158.1k
Saba Capital Management, L.P. Added +55,980+56.0k
Karpus Management, Inc. Added +33,218+33.2k
COHEN & STEERS, INC. Added +27,000+27.0k
Advisors Asset Management, Inc. Added +23,078+23.1k

Biggest sellers

MORGAN STANLEY Reduced -5,566,388-5.6m
Relative Value Partners Group, LLC Sold out -508,615-508.6k
Pathstone Holdings, LLC Reduced -412,298-412.3k
SIT INVESTMENT ASSOCIATES INC Reduced -377,585-377.6k
PRIVATE MANAGEMENT GROUP INC Sold out -211,626-211.6k
ICON ADVISERS INC/CO Reduced -137,281-137.3k
Qube Research & Technologies Ltd Sold out -122,155-122.2k
CITY OF LONDON INVESTMENT MANAGEMENT CO LTD Sold out -90,000-90.0k
D. E. Shaw & Co., Inc. Reduced -88,391-88.4k
HBK INVESTMENTS L P Reduced -86,790-86.8k

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Saba Capital Management, L.P. 13D · may seek influence -1.0 pts · filed 2026-09-21 12.7% -1.0 pts 12.6m≈ $197.9m 2026-09-21

Insider purchases and sales in Q2 2024

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

DateInsiderTradeSharesPrice ValueTheir holding
2024-04-01 Saba Capital Management, L.P. +1 10% owner Bought 55,980 $17.34 $970.7k56.0k shares +<1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Saba Capital Management, L.P. 11.02% of their portfolio NEW YORK, NY 28,552,72728.6m $500.8m $500.8m 11.02% Added +56.0k +55,980
2 RIVERNORTH CAPITAL MANAGEMENT, LLC 2.98% of their portfolio WEST PALM BEACH, FL 3,591,8703.6m $63.0m $63.0m 2.98% Added +1.2m +1,249,217
3 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 2,552,5722.6m $44.8m $44.8m 0.00% Reduced -5.6m -5,566,388
4 SIT INVESTMENT ASSOCIATES INC 0.75% of their portfolio Minneapolis, MN 1,860,1161.9m $32.6m $32.6m 0.75% Reduced -377.6k -377,585
5 Karpus Management, Inc. 0.82% of their portfolio Pittsford, NY 1,654,2021.7m $29.0m $29.0m 0.82% Added +33.2k +33,218
6 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,238,8721.2m $21.7m $21.7m 0.00% Reduced -35.8k -35,794
7 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 1,097,4211.1m $19.2m $19.2m 0.00% Added +723.9k +723,891
8 Almitas Capital LLC 6.12% of their portfolio SANTA MONICA, CA 839,103839.1k $14.7m $14.7m 6.12% Added +384.3k +384,277
9 Pathstone Holdings, LLC 0.06% of their portfolio ENGLEWOOD, NJ 768,594768.6k $13.5m $13.5m 0.06% Reduced -412.3k -412,298
10 COHEN & STEERS, INC. 0.03% of their portfolio NEW YORK, NY 686,890686.9k $12.0m $12.0m 0.03% Added +27.0k +27,000
11 UBS Group AG 0.00% of their portfolio ZURICH, V8 630,995631.0k $11.1m $11.1m 0.00% Reduced -26.8k -26,767
12 Advisors Asset Management, Inc. 0.18% of their portfolio Monument, CO 538,863538.9k $9.5m $9.5m 0.18% Added +23.1k +23,078
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 499,132499.1k $8.8m $8.8m 0.00% Added +1.1k +1,064
14 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 480,667480.7k $8.4m $8.4m 0.00% Added +2.6k +2,619
15 ICON ADVISERS INC/CO 1.56% of their portfolio GREENWOOD VILLAGE, CO 392,562392.6k $6.9m $6.9m 1.56% Reduced -137.3k -137,281
16 Sanctuary Advisors, LLC 0.04% of their portfolio INDIANAPOLIS, IN 362,366362.4k $5.9m $5.9m 0.04% First filing
17 OPPENHEIMER & CO INC 0.08% of their portfolio NEW YORK, NY 271,720271.7k $4.8m $4.8m 0.08% Added +183.9k +183,911
18 Alpine Global Management, LLC 0.60% of their portfolio NEW YORK, NY 198,100198.1k $3.5m $3.5m 0.60% Added +158.1k +158,100
19 Atlas Wealth LLC 0.33% of their portfolio CINCINNATI, OH 159,770159.8k $2.8m $2.8m 0.33% New
20 Americana Partners, LLC 0.19% of their portfolio Houston, TX 137,077137.1k $2.4m $2.4m 0.19% Reduced -3.2k -3,210
21 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 131,624131.6k $2.3m $2.3m 0.00% Reduced -88.4k -88,391
22 BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.44% of their portfolio BLUE BELL, PA 120,249120.2k $2.1m $2.1m 0.44% Reduced -4.0k -4,026
23 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 119,683119.7k $2.1m $2.1m 0.00% Added +19.6k +19,575
24 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 110,129110.1k $1.9m $1.9m 0.00% Added +691 +691
25 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 89,61289.6k $1.6m $1.6m 0.00% Reduced -28.4k -28,443
26 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 85,26585.3k $1.5m $1.5m 0.00% Reduced -2.1k -2,134
27 Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio ST. PETERSBURG, FL 84,48984.5k $1.5m $1.5m 0.00% Added +7.0k +7,030
28 FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio BOSTON, MA 68,44668.4k $1.2m $1.2m 0.07% Added +4.3k +4,304
29 Meteora Capital, LLC 0.22% of their portfolio Boca Raton, FL 67,82567.8k $1.2m $1.2m 0.22% Added +2.4k +2,425
30 RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio ST PETERSBURG, FL 55,59155.6k $975.1k $975.1k 0.00% Added +18.5k +18,519
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 47,35147.4k $830.5k $830.5k 0.00% Added +6.6k +6,561
32 OBSIDIAN CIO, LLC 0.19% of their portfolio NEW YORK, NY 45,97246.0k $806.3k $806.3k 0.19% Unchanged
33 Dakota Wealth Management 0.02% of their portfolio PALM BEACH GARDENS, FL 42,86342.9k $751.8k $751.8k 0.02% Added +1.7k +1,735
34 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 41,83041.8k $733.7k $733.7k 0.00% Unchanged
35 D.A. DAVIDSON & CO. 0.01% of their portfolio GREAT FALLS, MT 39,71339.7k $696.6k $696.6k 0.01% Added +1.6k +1,633
36 HBK INVESTMENTS L P 0.02% of their portfolio DALLAS, TX 37,19637.2k $652.4k $652.4k 0.02% Reduced -86.8k -86,790
37 ABSOLUTE INVESTMENT ADVISERS, LLC 0.09% of their portfolio ROSEMARY BEACH, FL 35,94035.9k $630.4k $630.4k 0.09% Reduced -64.6k -64,560
38 BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio NEW YORK, NY 34,76434.8k $609.8k $609.8k 0.02% Reduced -601 -601
39 WEDBUSH SECURITIES INC 0.02% of their portfolio PASADENA, CA 33,27233.3k $584.0k $584.0k 0.02% Reduced -4.6k -4,601
40 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 27,45727.5k $481.6k $481.6k 0.00% Added +2.5k +2,460
41 Quarry LP 0.10% of their portfolio NEW YORK, NY 26,41426.4k $463.3k $463.3k 0.10% Reduced -10.0k -9,986
42 Janney Montgomery Scott LLC 0.00% of their portfolio PHILADELPHIA, PA 26,18426.2k $459.0k $459.0k 0.00% Reduced -751 -751
43 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 22,50022.5k $395.0k $395.0k 0.00% Unchanged
44 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 21,84521.8k $383.0k $383.0k 0.00% Reduced -1.0k -1,016
45 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 18,20018.2k $319.2k $319.2k 0.02% Added +2.7k +2,700
46 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,39915.4k $270.1k $270.1k 0.00% Reduced -3.7k -3,679
47 CALTON & ASSOCIATES, INC. 0.13% of their portfolio Tampa, FL 15,35415.4k $269.3k $269.3k 0.13% Added +171 +171
48 Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio FAIRFIELD, IA 14,06614.1k $247.0k $247.0k 0.00% Added +1.8k +1,804
49 Tidal Investments LLC 0.00% of their portfolio Milwaukee, WI 13,60013.6k $238.5k $238.5k 0.00% Reduced -42.6k -42,605
50 Arete Wealth Advisors, LLC 0.02% of their portfolio CHICAGO, IL 13,44913.4k $236.0k $236.0k 0.02% Added +457 +457
51 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 13,38813.4k $234.8k $234.8k 0.00% Added +8.0k +8,000
52 COMERICA BANK 0.00% of their portfolio DALLAS, TX 12,44712.4k $218.3k $218.3k 0.00% Reduced -7.4k -7,449
53 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 11,21811.2k $197.1k $197.1k 0.00% Reduced -488 -488
54 &PARTNERS 0.01% of their portfolio NASHVILLE, TN 10,35310.4k $181.6k $181.6k 0.01% New
55 WHITTIER TRUST CO 0.00% of their portfolio SOUTH PASADENA, CA 7,5007.5k $131.5k $131.5k 0.00% New
56 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 4,0004.0k $70.7k $70.7k 0.00% Reduced -300 -300
57 ATTICUS WEALTH MANAGEMENT, LLC 0.01% of their portfolio Palm Beach Gardens, FL 1,0001.0k $17.5k $17.5k 0.01% New
58 Colonial Trust Co / SC 0.00% of their portfolio SPARTANBURG, SC 900900 $15.8k $15.8k 0.00% Unchanged
59 Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio MIAMI BEACH, FL 501501 $8.8k $8.8k 0.00% Added +9 +9
60 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 305305 $5.3k $5.3k 0.00% Unchanged
61 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 200200 $3.5k $3.5k 0.00% Unchanged
62 Ancora Advisors LLC 0.00% of their portfolio Cleveland, OH 100100 $1.8k $1.8k 0.00% Unchanged
63 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7070 $1.2k $1.2k 0.00% Unchanged
64 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged