BLACKROCK ESG CAP ALLC TERM ECAT
SHS BEN INT · Closed-End Fund · CUSIP 09262F100
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $17.53.
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 56 |
| Q4 2022 | 72 |
| Q1 2023 | 67 |
| Q2 2023 | 68 |
| Q3 2023 | 77 |
| Q4 2023 | 75 |
| Q1 2024 | 72 |
| Q2 2024 | 64 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 48 | 17 |
| Q1 2023 | 44 | 23 |
| Q2 2023 | 32 | 32 |
| Q3 2023 | 41 | 28 |
| Q4 2023 | 36 | 41 |
| Q1 2024 | 27 | 43 |
| Q2 2024 | 31 | 36 |
Biggest buyers
| RIVERNORTH CAPITAL MANAGEMENT, LLC | Added | +1.2m |
| ROYAL BANK OF CANADA | Added | +723.9k |
| Almitas Capital LLC | Added | +384.3k |
| OPPENHEIMER & CO INC | Added | +183.9k |
| Atlas Wealth LLC | New | +159.8k |
| Alpine Global Management, LLC | Added | +158.1k |
| Saba Capital Management, L.P. | Added | +56.0k |
| Karpus Management, Inc. | Added | +33.2k |
| COHEN & STEERS, INC. | Added | +27.0k |
| Advisors Asset Management, Inc. | Added | +23.1k |
Biggest sellers
| MORGAN STANLEY | Reduced | -5.6m |
| Relative Value Partners Group, LLC | Sold out | -508.6k |
| Pathstone Holdings, LLC | Reduced | -412.3k |
| SIT INVESTMENT ASSOCIATES INC | Reduced | -377.6k |
| PRIVATE MANAGEMENT GROUP INC | Sold out | -211.6k |
| ICON ADVISERS INC/CO | Reduced | -137.3k |
| Qube Research & Technologies Ltd | Sold out | -122.2k |
| CITY OF LONDON INVESTMENT MANAGEMENT CO LTD | Sold out | -90.0k |
| D. E. Shaw & Co., Inc. | Reduced | -88.4k |
| HBK INVESTMENTS L P | Reduced | -86.8k |
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Saba Capital Management, L.P. 13D · may seek influence -1.0 pts · filed 2026-09-21 | 12.7% |
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-04-01 | Saba Capital Management, L.P. +1 10% owner | Bought | $970.7k56.0k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| Saba Capital Management, L.P. 11.02% of their portfolio | 28.6m $500.8m | Added +56.0k |
| RIVERNORTH CAPITAL MANAGEMENT, LLC 2.98% of their portfolio | 3.6m $63.0m | Added +1.2m |
| MORGAN STANLEY 0.00% of their portfolio | 2.6m $44.8m | Reduced -5.6m |
| SIT INVESTMENT ASSOCIATES INC 0.75% of their portfolio | 1.9m $32.6m | Reduced -377.6k |
| Karpus Management, Inc. 0.82% of their portfolio | 1.7m $29.0m | Added +33.2k |
| Invesco Ltd. 0.00% of their portfolio | 1.2m $21.7m | Reduced -35.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 1.1m $19.2m | Added +723.9k |
| Almitas Capital LLC 6.12% of their portfolio | 839.1k $14.7m | Added +384.3k |
| Pathstone Holdings, LLC 0.06% of their portfolio | 768.6k $13.5m | Reduced -412.3k |
| COHEN & STEERS, INC. 0.03% of their portfolio | 686.9k $12.0m | Added +27.0k |
| UBS Group AG 0.00% of their portfolio | 631.0k $11.1m | Reduced -26.8k |
| Advisors Asset Management, Inc. 0.18% of their portfolio | 538.9k $9.5m | Added +23.1k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 499.1k $8.8m | Added +1.1k |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 480.7k $8.4m | Added +2.6k |
| ICON ADVISERS INC/CO 1.56% of their portfolio | 392.6k $6.9m | Reduced -137.3k |
| Sanctuary Advisors, LLC 0.04% of their portfolio | 362.4k $5.9m | First filing |
| OPPENHEIMER & CO INC 0.08% of their portfolio | 271.7k $4.8m | Added +183.9k |
| Alpine Global Management, LLC 0.60% of their portfolio | 198.1k $3.5m | Added +158.1k |
| Atlas Wealth LLC 0.33% of their portfolio | 159.8k $2.8m | New |
| Americana Partners, LLC 0.19% of their portfolio | 137.1k $2.4m | Reduced -3.2k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 131.6k $2.3m | Reduced -88.4k |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.44% of their portfolio | 120.2k $2.1m | Reduced -4.0k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 119.7k $2.1m | Added +19.6k |
| STIFEL FINANCIAL CORP 0.00% of their portfolio | 110.1k $1.9m | Added +691 |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 89.6k $1.6m | Reduced -28.4k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 85.3k $1.5m | Reduced -2.1k |
| Raymond James Financial Services Advisors, Inc. 0.00% of their portfolio | 84.5k $1.5m | Added +7.0k |
| FLAGSHIP HARBOR ADVISORS, LLC 0.07% of their portfolio | 68.4k $1.2m | Added +4.3k |
| Meteora Capital, LLC 0.22% of their portfolio | 67.8k $1.2m | Added +2.4k |
| RAYMOND JAMES & ASSOCIATES 0.00% of their portfolio | 55.6k $975.1k | Added +18.5k |
| LPL Financial LLC 0.00% of their portfolio | 47.4k $830.5k | Added +6.6k |
| OBSIDIAN CIO, LLC 0.19% of their portfolio | 46.0k $806.3k | Unchanged |
| Dakota Wealth Management 0.02% of their portfolio | 42.9k $751.8k | Added +1.7k |
| PNC Financial Services Group, Inc. 0.00% of their portfolio | 41.8k $733.7k | Unchanged |
| D.A. DAVIDSON & CO. 0.01% of their portfolio | 39.7k $696.6k | Added +1.6k |
| HBK INVESTMENTS L P 0.02% of their portfolio | 37.2k $652.4k | Reduced -86.8k |
| ABSOLUTE INVESTMENT ADVISERS, LLC 0.09% of their portfolio | 35.9k $630.4k | Reduced -64.6k |
| BOOTHBAY FUND MANAGEMENT, LLC 0.02% of their portfolio | 34.8k $609.8k | Reduced -601 |
| WEDBUSH SECURITIES INC 0.02% of their portfolio | 33.3k $584.0k | Reduced -4.6k |
| TRUIST FINANCIAL CORP 0.00% of their portfolio | 27.5k $481.6k | Added +2.5k |
| Quarry LP 0.10% of their portfolio | 26.4k $463.3k | Reduced -10.0k |
| Janney Montgomery Scott LLC 0.00% of their portfolio | 26.2k $459.0k | Reduced -751 |
| HighTower Advisors, LLC 0.00% of their portfolio | 22.5k $395.0k | Unchanged |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 21.8k $383.0k | Reduced -1.0k |
| PFG Investments, LLC 0.02% of their portfolio | 18.2k $319.2k | Added +2.7k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 15.4k $270.1k | Reduced -3.7k |
| CALTON & ASSOCIATES, INC. 0.13% of their portfolio | 15.4k $269.3k | Added +171 |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 14.1k $247.0k | Added +1.8k |
| Tidal Investments LLC 0.00% of their portfolio | 13.6k $238.5k | Reduced -42.6k |
| Arete Wealth Advisors, LLC 0.02% of their portfolio | 13.4k $236.0k | Added +457 |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 13.4k $234.8k | Added +8.0k |
| COMERICA BANK 0.00% of their portfolio | 12.4k $218.3k | Reduced -7.4k |
| Quadrature Capital Ltd 0.00% of their portfolio | 11.2k $197.1k | Reduced -488 |
| &PARTNERS 0.01% of their portfolio | 10.4k $181.6k | New |
| WHITTIER TRUST CO 0.00% of their portfolio | 7.5k $131.5k | New |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 4.0k $70.7k | Reduced -300 |
| ATTICUS WEALTH MANAGEMENT, LLC 0.01% of their portfolio | 1.0k $17.5k | New |
| Colonial Trust Co / SC 0.00% of their portfolio | 900 $15.8k | Unchanged |
| Thomas J. Herzfeld Advisors, Inc. 0.00% of their portfolio | 501 $8.8k | Added +9 |
| ASSETMARK, INC 0.00% of their portfolio | 305 $5.3k | Unchanged |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 200 $3.5k | Unchanged |
| Ancora Advisors LLC 0.00% of their portfolio | 100 $1.8k | Unchanged |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 70 $1.2k | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |