ALLOGENE THERAPEUTICS INC ALLO
COM · Common Stock · CUSIP 019770106 · ISIN US0197701065
- SectorHealth care
- IndustryBiological Products, (No Diagnostic Substances)
- HeadquartersSouth San Francisco, CA
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($15.2k this quarter). Holder counts are more reliable. Shares outstanding: 209.1m as of 2024-08-02, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $2.33. Options: 5 managers hold calls ($391.6k notional), 5 hold puts ($317.2k).
Trends to Q2 2024
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 192 |
| Q4 2022 | 169 |
| Q1 2023 | 176 |
| Q2 2023 | 172 |
| Q3 2023 | 156 |
| Q4 2023 | 171 |
| Q1 2024 | 162 |
| Q2 2024 | 176 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 81 | 96 |
| Q1 2023 | 90 | 69 |
| Q2 2023 | 83 | 77 |
| Q3 2023 | 79 | 66 |
| Q4 2023 | 86 | 74 |
| Q1 2024 | 77 | 76 |
| Q2 2024 | 93 | 58 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2023 | $195.1k | $469.2k | 2.41 |
| Q4 2023 | $96.4k | $451.4k | 4.68 |
| Q1 2024 | $1.3m | $260.1k | 0.20 |
| Q2 2024 | $391.6k | $317.2k | 0.81 |
Biggest buyers
| Capital World Investors | New | +6.9m |
| BlackRock Inc. | Added | +6.8m |
| FMR LLC | Added | +5.9m |
| PERCEPTIVE ADVISORS LLC | New | +2.7m |
| Lynx1 Capital Management LP | New | +2.2m |
| Woodline Partners LP | Added | +1.7m |
| PRICE T ROWE ASSOCIATES INC /MD/ | Added | +1.6m |
| RENAISSANCE TECHNOLOGIES LLC | Added | +1.4m |
| TWO SIGMA INVESTMENTS, LP | Added | +1.0m |
| Wildcat Capital Management, LLC | Added | +1.0m |
Biggest sellers
| MORGAN STANLEY | Reduced | -4.5m |
| JPMORGAN CHASE & CO | Reduced | -2.1m |
| STATE STREET CORP | Reduced | -1.5m |
| Octagon Capital Advisors LP | Sold out | -720.0k |
| CITADEL ADVISORS LLC | Reduced | -666.7k |
| CITIGROUP INC | Reduced | -603.1k |
| ZACKS INVESTMENT MANAGEMENT | Sold out | -459.8k |
| Rafferty Asset Management, LLC | Reduced | -405.9k |
| Mirae Asset Global Investments Co., Ltd. | Reduced | -355.7k |
| UBS Group AG | Reduced | -218.9k |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $187.8k80.6k shares |
| SIMPLEX TRADING, LLC | Reduced | $160.0k68.7k shares |
| CITADEL ADVISORS LLC | Added | $31.9k13.7k shares |
| GROUP ONE TRADING LLC | Reduced | $11.9k5.1k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $161.2k69.2k shares |
| CITADEL ADVISORS LLC | Added | $98.8k42.4k shares |
| GROUP ONE TRADING LLC | Added | $39.1k16.8k shares |
| SIMPLEX TRADING, LLC | Added | $18.0k8.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
PFIZER INC
13D · may seek influence
filed 2026-02-13
Stated purposeNo amendment to this Item is being made. Full filing |
9.0% |
| BlackRock, Inc. 13G · institution +1.4 pts · filed 2026-10-27 | 6.7% |
| Frazier Life Sciences Public Fund, L.P. 13G · passive investor +0.9 pts · filed 2026-08-14 | 5.6% |
| STATE STREET CORP 13G · institution new · filed 2026-08-07 | 5.5% |
Fell to 5% or below in the last year: TPG GP A, LLC (0.0%, 2026-09-30), Belldegrun Arie (3.9%, 2026-08-07), CITADEL ADVISORS LLC (2.8%, 2026-05-15), Lynx1 Capital Management LP (0.0%, 2026-05-15), Chang David D (4.9%, 2026-05-13)
Insider purchases and sales in Q2 2024
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q3 2022 | 0 | — | 2 | $298.1k | — |
| Q4 2022 | 0 | — | 1 | $42.2k | — |
| Q1 2023 | 0 | — | 1 | $41.7k | — |
| Q2 2023 | 0 | — | 0 | — | — |
| Q3 2023 | 0 | — | 1 | $42.9k | — |
| Q4 2023 | 0 | — | 1 | $50.3k | $50.3k |
| Q1 2024 | 1 | $684 | 0 | — | — |
| Q2 2024 | 1 | $5.0m | 2 | $68.7k | $42.5k |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2024-06-18 | MESSEMER DEBORAH M. Director | Sold plan | $42.5k18.6k shares |
| 2024-05-30 | Humer Franz B Director | Sold | $26.2k11.2k shares |
| 2024-05-16 | Belldegrun Arie Director · See footnote | Bought | $5.0m1.7m shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q2 2024
| Manager | Shares | Change |
|---|---|---|
| FMR LLC 0.00% of their portfolio | 31.3m $72.8m | Added +5.9m |
| TPG GP A, LLC 0.68% of their portfolio | 18.7m $43.6m | Unchanged |
| BlackRock Inc. 0.00% of their portfolio | 16.4m $38.3m | Added +6.8m |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 8.2m $19.2m | Reduced -2.1m |
| VANGUARD GROUP INC 0.00% of their portfolio | 8.2m $19.1m | Reduced -11.9k |
| STATE STREET CORP 0.00% of their portfolio | 7.7m $17.9m | Reduced -1.5m |
| Capital World Investors 0.00% of their portfolio | 6.9m $16.1m | New |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio | 5.8m $13.5m | Added +1.6m |
| PRIMECAP MANAGEMENT CO/CA/ 0.01% of their portfolio | 5.7m $13.2m | Added +221.8k |
| Woodline Partners LP 0.10% of their portfolio | 4.4m $10.2m | Added +1.7m |
| Boxer Capital, LLC 0.47% of their portfolio | 3.9m $9.0m | Unchanged |
| TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio | 3.0m $6.9m | Added +1.0m |
| Wildcat Capital Management, LLC 1.67% of their portfolio | 2.9m $6.8m | Added +1.0m |
| Frazier Life Sciences Management, L.P. 0.31% of their portfolio | 2.9m $6.7m | Unchanged |
| GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio | 2.8m $6.6m | Added +448.7k |
| PERCEPTIVE ADVISORS LLC 0.15% of their portfolio | 2.7m $6.3m | New |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 2.6m $5.9m | Added +507.0k |
| CITADEL ADVISORS LLC 0.01% of their portfolio | 2.4m $5.7m | Reduced -666.7k |
| TWO SIGMA ADVISERS, LP 0.01% of their portfolio | 2.2m $5.2m | Added +911.4k |
| Lynx1 Capital Management LP 1.87% of their portfolio | 2.2m $5.2m | New |
| Vestal Point Capital, LP 0.38% of their portfolio | 2.2m $5.1m | Added +850.0k |
| MORGAN STANLEY 0.00% of their portfolio | 2.2m $5.0m | Reduced -4.5m |
| Vida Ventures Advisors, LLC 4.58% of their portfolio | 1.8m $4.2m | Unchanged |
| RENAISSANCE TECHNOLOGIES LLC 0.01% of their portfolio | 1.7m $4.1m | Added +1.4m |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 1.5m $3.6m | Added +235.4k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio | 1.2m $2.7m | Added +319.9k |
| NORTHERN TRUST CORP 0.00% of their portfolio | 1.0m $2.4m | Added +67.0k |
| JACOBS LEVY EQUITY MANAGEMENT, INC 0.01% of their portfolio | 879.0k $2.0m | New |
| GSA CAPITAL PARTNERS LLP 0.14% of their portfolio | 835.3k $1.9m | New |
| TD Asset Management Inc 0.00% of their portfolio | 799.3k $1.9m | Added +361.9k |
| SUPERSTRING CAPITAL MANAGEMENT LP 2.03% of their portfolio | 689.9k $1.6m | Added +168.7k |
| NORDEA INVESTMENT MANAGEMENT AB 0.00% of their portfolio | 634.7k $1.5m | Reduced -107.5k |
| JANE STREET GROUP, LLC 0.00% of their portfolio | 605.1k $1.4m | Added +507.5k |
| DAFNA Capital Management LLC 0.34% of their portfolio | 605.1k $1.4m | New |
| Rafferty Asset Management, LLC 0.01% of their portfolio | 584.8k $1.4m | Reduced -405.9k |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio | 480.4k $1.1m | Added +198.2k |
| CAXTON ASSOCIATES LP 0.04% of their portfolio | 466.1k $1.1m | Added +34.9k |
| PARTNERS CAPITAL INVESTMENT GROUP, LLP 0.02% of their portfolio | 454.8k $1.1m | Added +361.6k |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 432.7k $1.0m | Added +28.3k |
| Cerity Partners LLC 0.00% of their portfolio | 432.1k $1.0m | Added +8.0k |
| SUSQUEHANNA FUNDAMENTAL INVESTMENTS, LLC 0.02% of their portfolio | 418.7k $975.6k | Added +132.3k |
| Coastal Bridge Advisors, LLC 0.24% of their portfolio | 406.8k $948.0k | Unchanged |
| Bank of New York Mellon Corp 0.00% of their portfolio | 362.4k $844.3k | Added +61.8k |
| AMERIPRISE FINANCIAL INC 0.00% of their portfolio | 338.0k $787.6k | Added +149.0k |
| UBS Group AG 0.00% of their portfolio | 300.3k $699.7k | Reduced -218.9k |
| ExodusPoint Capital Management, LP 0.01% of their portfolio | 291.1k $678.0k | Added +128.1k |
| Swiss National Bank 0.00% of their portfolio | 287.0k $668.7k | Added +72.2k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio | 266.8k $621.6k | Added +96.5k |
| MIRAE ASSET GLOBAL ETFS HOLDINGS Ltd. 0.00% of their portfolio | 264.3k $617.6k | First filing |
| Mitsubishi UFJ Asset Management Co., Ltd. 0.00% of their portfolio | 245.9k $573.0k | Added +28.4k |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 240.3k $559.8k | Added +44.5k |
| Nuveen Asset Management, LLC 0.00% of their portfolio | 239.1k $557.0k | Reduced -63.2k |
| Tidal Investments LLC 0.01% of their portfolio | 236.5k $551.1k | New |
| PRUDENTIAL FINANCIAL INC 0.00% of their portfolio | 231.9k $540.3k | Added +33.5k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 210.1k $489.5k | Added +55.3k |
| MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio | 179.6k $418.5k | Reduced -21.8k |
| BARCLAYS PLC 0.00% of their portfolio | 170.2k $396.6k | Added +13.5k |
| Jump Financial, LLC 0.01% of their portfolio | 169.3k $394.6k | Added +155.1k |
| RHUMBLINE ADVISERS 0.00% of their portfolio | 164.5k $383.3k | Added +12.5k |
| AMERICAN CENTURY COMPANIES INC 0.00% of their portfolio | 163.5k $381.0k | Added +39.5k |
| ALPS ADVISORS INC 0.00% of their portfolio | 162.9k $379.5k | Added +44.2k |
| MACQUARIE GROUP LTD 0.00% of their portfolio | 146.8k $342.0k | Unchanged |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio | 140.0k $326.2k | Added +32.2k |
| BOURGEON CAPITAL MANAGEMENT LLC 0.06% of their portfolio | 132.5k $308.6k | Added +75.3k |
| Pennant Investors, LP 0.08% of their portfolio | 128.4k $299.2k | Unchanged |
| Squarepoint Ops LLC 0.00% of their portfolio | 126.6k $295.0k | New |
| LPL Financial LLC 0.00% of their portfolio | 125.6k $292.6k | Added +42.5k |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 125.0k $291.3k | Reduced -35.6k |
| Invesco Ltd. 0.00% of their portfolio | 120.1k $279.9k | Reduced -545 |
| Legal & General Group Plc 0.00% of their portfolio | 110.7k $257.9k | Added +15.8k |
| JANUS HENDERSON GROUP PLC 0.00% of their portfolio | 102.3k $238.0k | Added +65.9k |
| Curi Capital, LLC 0.01% of their portfolio | 101.4k $236.2k | Unchanged |
| EntryPoint Capital, LLC 0.10% of their portfolio | 92.8k $216.1k | Added +62.9k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio | 87.7k $204.4k | Reduced -8.1k |
| PDT Partners, LLC 0.02% of their portfolio | 85.6k $199.5k | Reduced -103.4k |
| Russell Investments Group, Ltd. 0.00% of their portfolio | 80.2k $186.9k | New |
| PROFUND ADVISORS LLC 0.01% of their portfolio | 76.2k $177.5k | Reduced -44.9k |
| Navalign, LLC 0.06% of their portfolio | 75.4k $175.6k | Unchanged |
| CITIGROUP INC 0.00% of their portfolio | 75.2k $175.2k | Reduced -603.1k |
| TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio | 71.3k $166.2k | Reduced -412 |
| WELLS FARGO & COMPANY/MN 0.00% of their portfolio | 67.9k $158.1k | Added +12.7k |
| IEQ CAPITAL, LLC 0.00% of their portfolio | 66.2k $154.2k | Reduced -175 |
| CORNERCAP INVESTMENT COUNSEL INC 0.02% of their portfolio | 63.5k $147.9k | Reduced -633 |
| Brevan Howard Capital Management LP 0.01% of their portfolio | 59.7k $139.1k | Added +27.5k |
| MetLife Investment Management, LLC 0.00% of their portfolio | 59.1k $137.8k | Added +10.1k |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio | 57.3k $133.5k | New |
| Corebridge Financial, Inc. 0.00% of their portfolio | 56.6k $131.8k | First filing |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 53.6k $124.9k | Added +32.3k |
| EXCHANGE TRADED CONCEPTS, LLC 0.00% of their portfolio | 48.3k $112.6k | Reduced -15.0k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 44.7k $103.4k | Reduced -9.5k |
| Callan Capital, LLC 0.00% of their portfolio | 42.2k $98.3k | Unchanged |
| ARIZONA STATE RETIREMENT SYSTEM 0.00% of their portfolio | 40.9k $95.3k | Added +10.9k |
| DEUTSCHE BANK AG\ 0.00% of their portfolio | 38.2k $89.0k | Reduced -6.7k |
| VOYA INVESTMENT MANAGEMENT LLC 0.00% of their portfolio | 35.9k $83.6k | Added +4.5k |
| VIRTUS ADVISERS, LLC 0.04% of their portfolio | 35.6k $83.0k | Added +3.7k |
| Bayesian Capital Management, LP 0.01% of their portfolio | 35.4k $82.5k | New |
| TEACHER RETIREMENT SYSTEM OF TEXAS 0.00% of their portfolio | 32.0k $75.0k | Added +7.7k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 31.6k $73.6k | Added +25.5k |
| Erste Asset Management GmbH 0.00% of their portfolio | 31.4k $76.6k | Unchanged |
| HighTower Advisors, LLC 0.00% of their portfolio | 30.6k $72.0k | Unchanged |