ARK ETF TR ARKX
SPACE & DEFENSE · ETP · CUSIP 00214Q807
85
institutional holders
+10 vs Q1 2025
960.1k
shares reported held*
$23.2mreported value*
22 new
21 added
13 reduced
12 sold out
net sold ≈ $1.4m (-56.6k shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $24.14. Options: 5 managers hold calls ($108.7m notional), 3 hold puts ($202.4m).
Trends to Q2 2025
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 79 |
| Q4 2022 | 73 |
| Q1 2023 | 63 |
| Q2 2023 | 63 |
| Q3 2023 | 69 |
| Q4 2023 | 70 |
| Q1 2024 | 68 |
| Q2 2024 | 65 |
| Q3 2024 | 60 |
| Q4 2024 | 73 |
| Q1 2025 | 75 |
| Q2 2025 | 85 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Bought or addedCut or sold out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q3 2023 | 21 | 19 |
| Q4 2023 | 20 | 27 |
| Q1 2024 | 23 | 24 |
| Q2 2024 | 14 | 25 |
| Q3 2024 | 15 | 22 |
| Q4 2024 | 25 | 17 |
| Q1 2025 | 30 | 22 |
| Q2 2025 | 43 | 25 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2024 | $49.8m | $61.5m | 1.23 |
| Q4 2024 | $105.6m | $118.6m | 1.12 |
| Q1 2025 | $57.3m | $57.6m | 1.01 |
| Q2 2025 | $108.7m | $202.4m | 1.86 |
Biggest buyers
| ROYAL BANK OF CANADA | Added | +27.0k |
| LPL Financial LLC | Added | +21.1k |
| Walleye Capital LLC | New | +20.8k |
| WJ Wealth Management, LLC | New | +18.3k |
| RAYMOND JAMES FINANCIAL INC | Added | +17.7k |
| MML INVESTORS SERVICES, LLC | New | +16.8k |
| Creative Planning | New | +15.1k |
| BANK OF AMERICA CORP /DE/ | Added | +13.8k |
| PVG ASSET MANAGEMENT CORP | New | +13.5k |
| BAROMETER CAPITAL MANAGEMENT INC. | New | +12.1k |
Biggest sellers
| FLOW TRADERS U.S. LLC | Sold out | -232.6k |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Sold out | -29.0k |
| CITADEL ADVISORS LLC | Reduced | -11.3k |
| JANE STREET GROUP, LLC | Sold out | -10.4k |
| LANARK FINANCIAL, INC. | Reduced | -5.0k |
| JPMORGAN CHASE & CO | Reduced | -2.9k |
| PNC Financial Services Group, Inc. | Sold out | -2.7k |
| Quent Capital, LLC | Sold out | -2.5k |
| Capital A Wealth Management, LLC | Reduced | -2.3k |
| BANK OF MONTREAL /CAN/ | Reduced | -1.0k |
Biggest calls
| SIMPLEX TRADING, LLC | Added | $107.2m1.8m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $1.0m42.0k shares |
| JANE STREET GROUP, LLC | Reduced | $309.2k12.8k shares |
| GROUP ONE TRADING LLC | Reduced | $236.8k9.8k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| SIMPLEX TRADING, LLC | Added | $202.4m3.1m shares |
| GROUP ONE TRADING LLC | New | $12.1k500 shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q2 2025
| Manager | Shares | Change |
|---|---|---|
| LPL Financial LLC 0.00% of their portfolio | 198.0k $4.8m | Added +21.1k |
| UBS Group AG 0.00% of their portfolio | 92.0k $2.2m | Added +2.2k |
| Canal Insurance CO 0.43% of their portfolio | 80.0k $1.9m | Unchanged |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 50.8k $1.2m | Added +27.0k |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 45.1k $1.1m | Reduced -11.3k |
| OSAIC HOLDINGS, INC. 0.00% of their portfolio | 33.1k $799.4k | Reduced -906 |
| PFG Investments, LLC 0.04% of their portfolio | 31.5k $761.2k | Unchanged |
| RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio | 28.0k $677.0k | Added +17.7k |
| Brookstone Capital Management 0.01% of their portfolio | 26.2k $633.1k | Added +326 |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 26.0k $627.2k | Reduced -2.9k |
| ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio | 25.0k $604.8k | Added +1.8k |
| SCS Capital Management LLC 0.01% of their portfolio | 23.4k $565.7k | Added +6.8k |
| COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio | 21.5k $518.0k | Added +9.0k |
| Walleye Capital LLC 0.00% of their portfolio | 20.8k $502.7k | New |
| WJ Wealth Management, LLC 0.14% of their portfolio | 18.3k $443.0k | New |
| CWM, LLC 0.00% of their portfolio | 17.4k $419.0k | Added +325 |
| BANK OF AMERICA CORP /DE/ 0.00% of their portfolio | 17.3k $416.8k | Added +13.8k |
| MML INVESTORS SERVICES, LLC 0.00% of their portfolio | 16.8k $405.0k | New |
| KESTRA PRIVATE WEALTH SERVICES, LLC 0.01% of their portfolio | 16.0k $387.7k | Added +602 |
| Creative Planning 0.00% of their portfolio | 15.1k $364.1k | New |
| PVG ASSET MANAGEMENT CORP 1.11% of their portfolio | 13.5k $325.0k | New |
| BAROMETER CAPITAL MANAGEMENT INC. 0.08% of their portfolio | 12.1k $292.3k | New |
| Private Advisor Group, LLC 0.00% of their portfolio | 11.2k $271.7k | New |
| Cambridge Investment Research Advisors, Inc. 0.00% of their portfolio | 10.6k $255.0k | Reduced -431 |
| Gradient Investments LLC 0.00% of their portfolio | 10.2k $245.8k | Reduced -7 |
| SIMPLEX TRADING, LLC 0.01% of their portfolio | 10.1k $243.0k | Added +3.4k |
| Cetera Investment Advisers 0.00% of their portfolio | 9.8k $236.9k | Reduced -885 |
| World Investment Advisors 0.01% of their portfolio | 9.4k $226.7k | New |
| BROWN, LISLE/CUMMINGS, INC. 0.06% of their portfolio | 8.9k $215.0k | Added +550 |
| Simplicity Wealth,LLC 0.01% of their portfolio | 8.6k $207.1k | New |
| Jaffetilchin Investment Partners, LLC 0.01% of their portfolio | 8.3k $200.3k | New |
| MORGAN STANLEY 0.00% of their portfolio | 5.1k $124.3k | Reduced -235 |
| NewEdge Advisors, LLC 0.00% of their portfolio | 4.4k $107.2k | Added +50 |
| LANARK FINANCIAL, INC. 0.01% of their portfolio | 3.6k $86.0k | Reduced -5.0k |
| Advantage Trust Co 0.03% of their portfolio | 2.8k $67.6k | New |
| Financial Management Professionals, Inc. 0.01% of their portfolio | 2.5k $60.4k | Unchanged |
| NBZ Investment Advisors LLC 0.03% of their portfolio | 2.4k $58.9k | Unchanged |
| Global Retirement Partners, LLC 0.00% of their portfolio | 2.1k $50.7k | First filing |
| GPS Wealth Strategies Group, LLC 0.01% of their portfolio | 2.1k $50.1k | Added +500 |
| PRINCIPAL SECURITIES, INC. 0.00% of their portfolio | 2.0k $47.4k | Added +656 |
| TOTH FINANCIAL ADVISORY CORP 0.00% of their portfolio | 1.5k $36.9k | Added +1.4k |
| HARBOUR INVESTMENTS, INC. 0.00% of their portfolio | 1.2k $30.1k | Unchanged |
| Allworth Financial LP 0.00% of their portfolio | 1.1k $26.6k | Added +3 |
| CONSULTIVA WEALTH MANAGEMENT, CORP. 0.07% of their portfolio | 1.0k $24.2k | Unchanged |
| Capital A Wealth Management, LLC 0.17% of their portfolio | 1.0k $15.4k | Reduced -2.3k |
| MassMutual Private Wealth & Trust, FSB 0.00% of their portfolio | 900 $21.7k | New |
| Steward Partners Investment Advisory, LLC 0.00% of their portfolio | 870 $21.0k | Unchanged |
| Qube Research & Technologies Ltd 0.00% of their portfolio | 869 $21.0k | Reduced -405 |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.00% of their portfolio | 790 $19.1k | Added +740 |
| Medallion Wealth Advisors, LLC 0.01% of their portfolio | 776 $18.2k | Reduced -497 |
| AE Wealth Management LLC 0.00% of their portfolio | 712 $17.2k | Unchanged |
| HARBOR INVESTMENT ADVISORY, LLC 0.00% of their portfolio | 500 $12.1k | Unchanged |
| Smallwood Wealth Investment Management, LLC 0.01% of their portfolio | 499 $12.1k | Unchanged |
| CIBC Private Wealth Group LLC 0.00% of their portfolio | 497 $12.0k | Unchanged |
| Private Wealth Asset Management, LLC 0.00% of their portfolio | 480 $11.6k | Unchanged |
| PrairieView Partners, LLC 0.00% of their portfolio | 479 $11.0k | New |
| Sunbelt Securities, Inc. 0.00% of their portfolio | 475 $9.3k | Reduced -200 |
| Costello Asset Management, INC 0.00% of their portfolio | 450 $10.9k | New |
| NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio | 440 $10.6k | New |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 425 $10.3k | Reduced -1.0k |
| Tower Research Capital LLC (TRC) 0.00% of their portfolio | 415 $10.0k | New |
| DHJJ Financial Advisors, Ltd. 0.00% of their portfolio | 380 $9.2k | Unchanged |
| Farther Finance Advisors, LLC 0.00% of their portfolio | 337 $8.1k | Unchanged |
| FIFTH THIRD BANCORP 0.00% of their portfolio | 304 $7.3k | Added +100 |
| Capital Advisors, Ltd. LLC 0.00% of their portfolio | 300 $7.0k | New |
| SIGNATUREFD, LLC 0.00% of their portfolio | 260 $6.3k | Added +30 |
| PITTENGER & ANDERSON INC 0.00% of their portfolio | 218 $5.3k | Unchanged |
| AllSquare Wealth Management LLC 0.00% of their portfolio | 183 $4.4k | Unchanged |
| AdvisorNet Financial, Inc 0.00% of their portfolio | 100 $2.4k | New |
| Stone House Investment Management, LLC 0.00% of their portfolio | 100 $2.4k | New |
| Independence Bank of Kentucky 0.00% of their portfolio | 100 $2.4k | Unchanged |
| Archer Investment Corp 0.00% of their portfolio | 74 $1.8k | Unchanged |
| Activest Wealth Management 0.00% of their portfolio | 64 $1.5k | Unchanged |
| IFP Advisors, Inc 0.00% of their portfolio | 60 $1.4k | Unchanged |
| ALBION FINANCIAL GROUP /UT 0.00% of their portfolio | 56 $1.4k | Unchanged |
| BLUE BELL PRIVATE WEALTH MANAGEMENT, LLC 0.00% of their portfolio | 51 $1.2k | Unchanged |
| Transce3nd, LLC 0.00% of their portfolio | 50 $1.2k | New |
| Fairscale Capital, LLC 0.00% of their portfolio | 50 $1.3k | Unchanged |
| Murphy & Mullick Capital Management Corp 0.00% of their portfolio | 50 $1.2k | Unchanged |
| BESSEMER GROUP INC 0.00% of their portfolio | 49 $1.0k | Unchanged |
| Copia Wealth Management 0.00% of their portfolio | 20 $483 | Unchanged |
| New England Capital Financial Advisors LLC 0.00% of their portfolio | 10 $242 | Unchanged |
| Covestor Ltd 0.00% of their portfolio | 7 $0 | New |
| ASSETMARK, INC 0.00% of their portfolio | 5 $121 | New |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. — of their portfolio | 0 $0 | Unchanged |