Dougherty & Associates, LLC

Spring Hill, FL · CIK 2109295 · 13F filing filed 2026-07-16

SEC-registered investment adviser since 2025 · limited liability company

Assets managed$141.1m
Staff4 · 4 in investment roles
Main clients (by assets)Individuals 55%, High net worth individuals 44%
Websitedoughertyinvestments.com
Form ADV · 2026-04-10SEC adviser record

$125.0m reported value +14.8% vs Q1 2026

52positions

61.4%in top 10

1 new 30 added 15 reduced 1 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	68,937	$13.8m11.04%	11.04%	Reduced -2.6k	-2,638 -3.7%
2	ROYAL CARIBBEAN GROUP COM RCL	RCL	36,985	$11.7m9.40%	9.40%	Added +36	+36 0.1%
3	VANGUARD WORLD FD INF TECH ETF VGT	VGT	83,721	$10.0m8.01%	8.01%	Added +2.0k	+2,033 2.5%
4	VANECK ETF TRUST PREFERRED SECURT PFXF	PFXF	509,426	$9.1m7.27%	7.27%	Reduced -3.1k	-3,052 -0.6%
5	ALPHABET INC CAP STK CL A GOOGL	GOOGL	21,852	$7.8m6.25%	6.25%	Added +57	+57 0.3%
6	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	11,246	$7.7m6.18%	6.18%	Added +93	+93 0.8%
7	PALO ALTO NETWORKS INC COM PANW	PANW	14,255	$4.9m3.89%	3.89%	Added +52	+52 0.4%
8	APPLE INC COM AAPL	AAPL	15,666	$4.5m3.63%	3.63%	Added +39	+39 0.2%
9	AMAZON COM INC COM AMZN	AMZN	16,815	$4.0m3.21%	3.21%	Added +176	+176 1.1%
10	MICROSOFT CORP COM MSFT	MSFT	8,365	$3.1m2.50%	2.50%	Reduced -860	-860 -9.3%
11	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	9,814	$3.0m2.38%	2.38%	Reduced -415	-415 -4.1%
12	GE AEROSPACE COM NEW GE	GE	7,810	$2.9m2.34%	2.34%	Added +84	+84 1.1%
13	VANGUARD WORLD FD UTILITIES ETF VPU	VPU	14,896	$2.9m2.33%	2.33%	Added +630	+630 4.4%
14	PROGRESSIVE CORP COM PGR	PGR	12,444	$2.7m2.18%	2.18%	Added +9	+9 0.1%
15	VANECK ETF TRUST FALLEN ANGEL HG ANGL	ANGL	92,266	$2.7m2.16%	2.16%	Added +3.6k	+3,552 4.0%
16	MARRIOTT INTL INC NEW CL A MAR	MAR	6,680	$2.5m1.98%	1.98%	Reduced -56	-56 -0.8%
17	DUKE ENERGY CORP NEW COM NEW DUK	DUK	19,358	$2.5m1.96%	1.96%	Added +407	+407 2.1%
18	META PLATFORMS INC CL A META	META	4,303	$2.4m1.94%	1.94%	Added +484	+484 12.7%
19	CONSOLIDATED EDISON INC COM ED	ED	20,312	$2.2m1.80%	1.80%	Added +381	+381 1.9%
20	BOOKING HOLDINGS INC COM BKNG	BKNG	11,156	$2.0m1.59%	1.59%	Added +881	+881 8.6%
21	ALPHABET INC CAP STK CL C GOOG	GOOG	4,926	$1.7m1.39%	1.39%	Reduced -79	-79 -1.6%
22	NVENT ELECTRIC PLC SHS NVT	NVT	9,316	$1.6m1.26%	1.26%	Reduced -84	-84 -0.9%
23	VISA INC COM CL A V	V	4,504	$1.5m1.24%	1.24%	Reduced -89	-89 -1.9%
24	SOUTHERN CO COM SO	SO	13,312	$1.3m1.02%	1.02%	Added +699	+699 5.5%
25	VIKING HOLDINGS LTD ORD SHS VIK	VIK	11,066	$1.2m0.93%	0.93%	Added +1.2k	+1,152 11.6%
26	GENERAL DYNAMICS CORP COM GD	GD	2,991	$1.1m0.85%	0.85%	Unchanged
27	HAWAIIAN ELEC INDUSTRIES COM HE	HE	71,855	$972.2k0.78%	0.78%	Added +5.9k	+5,935 9.0%
28	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	1,935	$970.2k0.78%	0.78%	Reduced -94	-94 -4.6%
29	WASTE MGMT INC DEL COM WM	WM	4,302	$959.0k0.77%	0.77%	Added +17	+17 0.4%
30	HOME DEPOT INC COM HD	HD	2,588	$913.0k0.73%	0.73%	Reduced -143	-143 -5.2%
31	UBER TECHNOLOGIES INC COM UBER	UBER	11,747	$847.7k0.68%	0.68%	Added +1.4k	+1,362 13.1%
32	VANGUARD WORLD FD HEALTH CAR ETF VHT	VHT	2,442	$730.5k0.58%	0.58%	Reduced -225	-225 -8.4%
33	3M CO COM MMM	MMM	4,197	$679.5k0.54%	0.54%	Unchanged
34	WALMART INC COM WMT	WMT	5,371	$608.4k0.49%	0.49%	Reduced -147	-147 -2.7%
35	WEC ENERGY GROUP INC COM WEC	WEC	5,032	$587.7k0.47%	0.47%	Reduced -130	-130 -2.5%
36	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	1,582	$585.6k0.47%	0.47%	Reduced -195	-195 -11.0%
37	EDISON INTL COM EIX	EIX	7,460	$555.5k0.44%	0.44%	Added +612	+612 8.9%
38	HCA HEALTHCARE INC COM HCA	HCA	1,411	$550.2k0.44%	0.44%	Added +244	+244 20.9%
39	APPLE HOSPITALITY REIT INC COM NEW APLE	APLE	32,370	$544.1k0.44%	0.44%	Added +101	+101 0.3%
40	DTE ENERGY CO COM DTE	DTE	3,276	$499.2k0.40%	0.40%	Added +25	+25 0.8%
41	ENTERGY CORP NEW COM ETR	ETR	4,220	$484.7k0.39%	0.39%	Added +4	+4 0.1%
42	BOEING CO COM BA	BA	2,199	$476.0k0.38%	0.38%	Unchanged
43	DT MIDSTREAM INC COMMON STOCK DTM	DTM	3,161	$463.9k0.37%	0.37%	Added +21	+21 0.7%
44	ELI LILLY & CO COM LLY	LLY	323	$387.4k0.31%	0.31%	Reduced -20	-20 -5.8%
45	NEXTERA ENERGY INC COM NEE	NEE	4,412	$387.3k0.31%	0.31%	Added +1	+1 0.0%
46	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	480	$358.4k0.29%	0.29%	Unchanged
47	EXXON MOBIL CORP COM XOM	XOM	2,344	$320.5k0.26%	0.26%	Unchanged
48	AMERICAN ELEC PWR CO INC COM AEP	AEP	2,115	$289.4k0.23%	0.23%	Added +2	+2 0.1%
49	VANGUARD SCOTTSDALE FDS LG-TERM COR BD VCLT	VCLT	3,622	$272.6k0.22%	0.22%	Added +5	+5 0.1%
50	FIRSTENERGY CORP COM FE	FE	5,221	$248.2k0.20%	0.20%	Added +5	+5 0.1%
51	XCEL ENERGY INC COM XEL	XEL	2,817	$226.2k0.18%	0.18%	Unchanged
52	SPDR DOW JONES INDL AVERAGE UT SER 1 DIA	DIA	388	$203.0k0.16%	0.16%	New

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
SPDR GOLD TR GLD	GLD	672	$289.2k672 shares