Compound Planning, Inc.

NEW YORK, NY · CIK 1978879 · 13F filing filed 2026-08-04

SEC-registered investment adviser since 2022 · corporation

Assets managed$4.8bn
Staff119 · 76 in investment roles
Main clients (by assets)High net worth individuals 31%, Individuals 31%, Pension plans 3%
Websitecompoundplanning.com
Form ADV · 2026-07-06SEC adviser record

Others nearbyNew York, NY, Beverly Hills, CA

As an employer

Offices in1 country

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

City	Country	People
New York, NY (main office)United States	United States	about 75
Beverly Hills, CAUnited States	United States	1

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.

$3.8bn reported value +17.9% vs Q1 2026

1,248positions

22.1%in top 10

132 new 696 added 394 reduced 82 sold out vs Q1 2026

Options: 5 call positions ($1.5m notional), 7 put positions ($14.8m notional) – listed below, not included above.

Also in the report of:

AQR CAPITAL MANAGEMENT LLC – $5.6m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	503,054	$145.6m3.81%	3.81%	Added +34.7k	+34,703 7.4%
2	ISHARES TR CORE S&P500 ETF IVV	IVV	157,511	$118.0m3.09%	3.09%	Added +13.0k	+13,044 9.0%
3	ISHARES TR INTL EQTY FACTOR INTF	INTF	2,013,674	$82.5m2.16%	2.16%	Added +77.4k	+77,412 4.0%
4	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	1,134,424	$80.8m2.11%	2.11%	Added +45.4k	+45,403 4.2%
5	ALPHABET INC CAP STK CL C GOOG	GOOG	224,304	$79.3m2.07%	2.07%	Added +4.5k	+4,518 2.1%
6	NVIDIA CORPORATION COM NVDA	NVDA	369,170	$73.9m1.93%	1.93%	Added +22.7k	+22,683 6.5%
7	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	2,094,006	$70.9m1.85%	1.85%	Added +69.1k	+69,142 3.4%
8	SCHWAB STRATEGIC TR US LCAP VA ETF SCHV	SCHV	2,011,430	$70.0m1.83%	1.83%	Added +37.0k	+36,988 1.9%
9	BROADCOM INC COM AVGO	AVGO	167,775	$63.4m1.66%	1.66%	Added +34.5k	+34,514 25.9%
10	ISHARES TR U S EQUITY FACTR LRGF	LRGF	781,052	$59.1m1.55%	1.55%	Added +3.0k	+2,996 0.4%
11	ALPHABET INC CAP STK CL A GOOGL	GOOGL	161,566	$57.7m1.51%	1.51%	Added +4.7k	+4,656 3.0%
12	AMAZON COM INC COM AMZN	AMZN	220,556	$52.6m1.38%	1.38%	Added +2.5k	+2,458 1.1%
13	MICROSOFT CORP COM MSFT	MSFT	135,077	$50.4m1.32%	1.32%	Added +19.1k	+19,076 16.4%
14	ROBINHOOD MKTS INC COM CL A HOOD	HOOD	480,021	$48.1m1.26%	1.26%	Added +1.6k	+1,557 0.3%
15	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	641,444	$47.1m1.23%	1.23%	Reduced -30.1k	-30,074 -4.5%
16	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	544,731	$46.9m1.23%	1.23%	Added +16.1k	+16,071 3.0%
17	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	752,006	$44.9m1.17%	1.17%	Added +9.0k	+8,998 1.2%
18	VANGUARD INDEX FDS SMALL CP ETF VB	VB	137,539	$41.7m1.09%	1.09%	Added +402	+402 0.3%
19	META PLATFORMS INC CL A META	META	69,044	$38.9m1.02%	1.02%	Reduced -13	-13 -0.0%
20	ETFIS SER TR I VIRTUS NEWFLEET NFLT	NFLT	1,637,454	$37.6m0.98%	0.98%	Added +162.2k	+162,232 11.0%
21	VANGUARD INDEX FDS VALUE ETF VTV	VTV	166,114	$36.2m0.95%	0.95%	Added +13.0k	+12,999 8.5%
22	COINBASE GLOBAL INC COM CL A COIN	COIN	244,939	$35.8m0.94%	0.94%	Reduced -2.0k	-2,028 -0.8%
23	AMERICAN CENTY ETF TR AVANTIS EMGMKT AVEM	AVEM	353,788	$34.1m0.89%	0.89%	Reduced -14.5k	-14,520 -3.9%
24	ISHARES TR CORE TOTAL USD IUSB	IUSB	720,843	$33.3m0.87%	0.87%	Added +87.4k	+87,391 13.8%
25	ISHARES TR U.S. TECH ETF IYW	IYW	128,742	$32.5m0.85%	0.85%	Reduced -10.1k	-10,141 -7.3%
26	ABBVIE INC COM ABBV	ABBV	124,737	$31.4m0.82%	0.82%	Added +81.1k	+81,138 186.1%
27	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	61,254	$30.7m0.80%	0.80%	Reduced -975	-975 -1.6%
28	BLACKROCK ETF TRUST II ISHARES FLEXIBLE BINC	BINC	581,064	$30.4m0.80%	0.80%	Added +97.5k	+97,548 20.2%
29	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	77,507	$28.7m0.75%	0.75%	Added +565	+565 0.7%
30	JPMORGAN CHASE & CO COM JPM	JPM	77,143	$25.3m0.66%	0.66%	Added +1.3k	+1,312 1.7%
31	ISHARES TR CORE US AGGBD ET AGG	AGG	248,550	$24.6m0.64%	0.64%	Reduced -50.6k	-50,561 -16.9%
32	COHEN & STEERS ETF TRUST REAL EST ACT ETF CSRE	CSRE	852,343	$24.2m0.63%	0.63%	Added +78.3k	+78,312 10.1%
33	ISHARES TR CORE MSCI EAFE IEFA	IEFA	249,619	$24.1m0.63%	0.63%	Added +2.5k	+2,492 1.0%
34	ISHARES TR US INFRASTRUC IFRA	IFRA	377,211	$23.8m0.62%	0.62%	Added +45.4k	+45,405 13.7%
35	ISHARES TR RUS 1000 GRW ETF IWF	IWF	177,468	$22.0m0.58%	0.58%	Added +24.5k	+24,516 16.0%
36	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	214,644	$21.6m0.57%	0.57%	Added +121.1k	+121,057 129.3%
37	MICRON TECHNOLOGY INC COM MU	MU	18,602	$21.5m0.56%	0.56%	Added +3.8k	+3,803 25.7%
38	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	44,754	$21.4m0.56%	0.56%	Added +942	+942 2.1%
39	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	28,922	$21.3m0.56%	0.56%	Reduced -932	-932 -3.1%
40	CATERPILLAR INC COM CAT	CAT	18,879	$20.1m0.53%	0.53%	Added +837	+837 4.6%
41	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	26,020	$19.4m0.51%	0.51%	Reduced -552	-552 -2.1%
42	SCHWAB STRATEGIC TR US BRD MKT ETF SCHB	SCHB	670,509	$19.4m0.51%	0.51%	Added +12.2k	+12,191 1.9%
43	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	28,084	$19.3m0.50%	0.50%	Reduced -5	-5 -0.0%
44	THOR FINL TECHNOLOGIES TR EQUAL WEIGHT LOW THLV	THLV	576,834	$19.2m0.50%	0.50%	Added +46.5k	+46,479 8.8%
45	SCHWAB STRATEGIC TR INTL EQTY ETF SCHF	SCHF	680,467	$18.8m0.49%	0.49%	Reduced -1.3k	-1,298 -0.2%
46	VANGUARD MUN BD FDS TAX EXEMPT BD VTEB	VTEB	354,852	$17.9m0.47%	0.47%	Added +43.1k	+43,088 13.8%
47	TESLA INC COM TSLA	TSLA	42,245	$17.8m0.46%	0.46%	Reduced -879	-879 -2.0%
48	PACER FDS TR US CASH COWS 100 COWZ	COWZ	279,729	$17.4m0.46%	0.46%	Added +23.0k	+22,980 8.9%
49	CAMBRIA ETF TR SHSHLD YIELD ETF SYLD	SYLD	216,923	$17.2m0.45%	0.45%	Added +15.5k	+15,539 7.7%
50	JOHNSON & JOHNSON COM JNJ	JNJ	65,795	$16.7m0.44%	0.44%	Added +4.4k	+4,405 7.2%
51	AMERICAN CENTY ETF TR US SML CP VALU AVUV	AVUV	128,848	$16.1m0.42%	0.42%	Added +8.5k	+8,499 7.1%
52	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	65,686	$16.0m0.42%	0.42%	Added +5.1k	+5,128 8.5%
53	VANGUARD INDEX FDS SML CP GRW ETF VBK	VBK	42,841	$15.7m0.41%	0.41%	Added +5.0k	+4,953 13.1%
54	HARBOR ETF TRUST HARBOR COMMODITY HGER	HGER	524,162	$15.4m0.40%	0.40%	Added +144.2k	+144,204 38.0%
55	FIGMA INC CLASS A COM STK FIG	FIG	809,025	$14.6m0.38%	0.38%	Reduced -70.2k	-70,191 -8.0%
56	ISHARES TR CORE S&P SCP ETF IJR	IJR	97,283	$14.4m0.38%	0.38%	Added +6.2k	+6,234 6.8%
57	DOUBLELINE ETF TRUST MORTGAGE ETF DMBS	DMBS	282,956	$13.9m0.36%	0.36%	Added +43.5k	+43,471 18.1%
58	ELI LILLY & CO COM LLY	LLY	10,900	$13.1m0.34%	0.34%	Added +963	+963 9.7%
59	MERCK & CO INC COM MRK	MRK	101,296	$13.0m0.34%	0.34%	Added +7.7k	+7,734 8.3%
60	ISHARES TR RUSSELL 2000 ETF IWM	IWM	42,212	$12.7m0.33%	0.33%	Reduced -238	-238 -0.6%
61	ADVANCED MICRO DEVICES INC COM AMD	AMD	21,524	$12.5m0.33%	0.33%	Reduced -1.8k	-1,774 -7.6%
62	DIMENSIONAL ETF TRUST US MKTWIDE VALUE DFUV	DFUV	223,958	$12.3m0.32%	0.32%	Added +15.6k	+15,639 7.5%
63	INTEL CORP COM INTC	INTC	87,311	$12.2m0.32%	0.32%	Reduced -37.8k	-37,778 -30.2%
64	SIMPLIFY EXCHANGE TRADED FUN MANAGED FUTURES CTA	CTA	463,212	$12.0m0.31%	0.31%	Added +91.6k	+91,579 24.6%
65	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	42,292	$11.9m0.31%	0.31%	Added +8.1k	+8,054 23.5%
66	LAM RESEARCH CORP COM NEW LRCX	LRCX	26,945	$11.7m0.31%	0.31%	Added +9.8k	+9,792 57.1%
67	CISCO SYS INC COM CSCO	CSCO	99,224	$11.7m0.30%	0.30%	Added +31.5k	+31,484 46.5%
68	ETF OPPORTUNITIES TRUST IDX DYNAMIC FIXE DYFI	DYFI	496,108	$11.3m0.30%	0.30%	Added +69.2k	+69,159 16.2%
69	ISHARES TR NATIONAL MUN ETF MUB	MUB	104,620	$11.3m0.29%	0.29%	Reduced -28.7k	-28,737 -21.6%
70	DIMENSIONAL ETF TRUST INTERNATNAL VAL DFIV	DFIV	206,170	$11.1m0.29%	0.29%	Added +12.8k	+12,764 6.6%
71	EXXON MOBIL CORP COM XOM	XOM	81,382	$11.1m0.29%	0.29%	Reduced -22.5k	-22,460 -21.6%
72	WALMART INC COM WMT	WMT	96,289	$10.9m0.29%	0.29%	Added +6.5k	+6,459 7.2%
73	ABBOTT LABS COM ABT	ABT	119,850	$10.9m0.28%	0.28%	Added +87.0k	+86,955 264.3%
74	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	55,362	$10.5m0.28%	0.28%	Added +7.2k	+7,237 15.0%
75	COSTCO WHSL CORP NEW COM COST	COST	11,265	$10.5m0.28%	0.28%	Reduced -498	-498 -4.2%
76	ASML HOLDING N V N Y REGISTRY SHS ASML	ASML	5,261	$10.5m0.27%	0.27%	Reduced -12	-12 -0.2%
77	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	116,373	$10.2m0.27%	0.27%	Added +29.5k	+29,519 34.0%
78	PROCTER AND GAMBLE CO COM PG	PG	69,303	$10.2m0.27%	0.27%	Added +31.8k	+31,831 85.0%
79	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	306,159	$9.7m0.25%	0.25%	Added +3.6k	+3,614 1.2%
80	BANK AMERICA CORP COM BAC	BAC	169,796	$9.7m0.25%	0.25%	Added +6.8k	+6,766 4.2%
81	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	95,900	$9.7m0.25%	0.25%	Added +32.3k	+32,298 50.8%
82	ISHARES TR S&P SML 600 GWT IJT	IJT	53,150	$9.5m0.25%	0.25%	Added +486	+486 0.9%
83	COREWEAVE INC COM CL A CRWV	CRWV	94,752	$9.4m0.25%	0.25%	Added +6.7k	+6,651 7.5%
84	APPLIED MATLS INC COM AMAT	AMAT	12,906	$9.3m0.24%	0.24%	Added +709	+709 5.8%
85	MARVELL TECHNOLOGY INC COM MRVL	MRVL	30,838	$9.2m0.24%	0.24%	Reduced -6.8k	-6,761 -18.0%
86	ISHARES TR CRE U S REIT ETF USRT	USRT	137,999	$9.2m0.24%	0.24%	Reduced -3.7k	-3,709 -2.6%
87	ISHARES TR ISHS 5-10YR INVT IGIB	IGIB	168,033	$8.9m0.23%	0.23%	Reduced -832	-832 -0.5%
88	GOLDMAN SACHS GROUP INC COM GS	GS	8,829	$8.9m0.23%	0.23%	Added +662	+662 8.1%
89	GE VERNOVA INC COM GEV	GEV	7,471	$8.8m0.23%	0.23%	Added +3.6k	+3,618 93.9%
90	VISA INC COM CL A V	V	25,346	$8.7m0.23%	0.23%	Added +4.8k	+4,819 23.5%
91	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	73,535	$8.6m0.22%	0.22%	Added +599	+599 0.8%
92	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	160,754	$8.4m0.22%	0.22%	Reduced -3.5k	-3,545 -2.2%
93	ISHARES GOLD TR ISHARES NEW IAU	IAU	111,023	$8.4m0.22%	0.22%	Reduced -9.1k	-9,071 -7.5%
94	VANGUARD BD INDEX FDS SHORT TRM BOND BSV	BSV	102,436	$8.0m0.21%	0.21%	Added +2.6k	+2,582 2.6%
95	SANDISK CORP COM SNDK	SNDK	3,477	$7.9m0.21%	0.21%	Added +555	+555 19.0%
96	WISDOMTREE TR INTL SMCAP DIV DLS	DLS	90,795	$7.6m0.20%	0.20%	Added +7.6k	+7,648 9.2%
97	ISHARES INC CORE MSCI EMKT IEMG	IEMG	91,492	$7.6m0.20%	0.20%	Reduced -420	-420 -0.5%
98	ISHARES INC MSCI EMRG CHN EMXC	EMXC	73,777	$7.5m0.20%	0.20%	Added +35	+35 0.1%
99	CHEVRON CORP NEW COM CVX	CVX	45,520	$7.5m0.20%	0.20%	Added +524	+524 1.2%
100	HSBC HLDGS PLC SPON ADR NEW HSBC	HSBC	79,278	$7.5m0.20%	0.20%	Added +3.4k	+3,403 4.5%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		4,267	$1.9m4.3k shares
SPDR SERIES TRUST XME	XME	10,475	$1.1m10.5k shares
FIDELITY COVINGTON TRUST FIDU	FIDU	12,853	$1.1m12.9k shares
SPDR INDEX SHS FDS FEZ	FEZ	16,985	$1.1m17.0k shares
LYONDELLBASELL INDUSTRIES N LYB	LYB	11,632	$937.1k11.6k shares
CHORD ENERGY CORPORATION CHRD	CHRD	6,437	$915.2k6.4k shares
COMPANIA DE MINAS BUENAVENTU BVN	BVN	24,500	$883.0k24.5k shares
USCF ETF TR USG	USG	22,831	$843.4k22.8k shares
GAMCO GLOBAL GOLD NAT RES & GGN	GGN	140,125	$745.5k140.1k shares
ISHARES TR IAGG	IAGG	13,929	$697.0k13.9k shares
FIRST TR EXCHANGE-TRADED FD IGLD	IGLD	27,174	$693.8k27.2k shares
CARNIVAL CORP		26,315	$681.0k26.3k shares
ALPS ETF TR OUSA	OUSA	12,146	$676.1k12.1k shares
HASHDEX NASDAQ CME CRYPTO NCIQ	NCIQ	38,881	$669.9k38.9k shares
ECOPETROL S A EC	EC	44,341	$664.7k44.3k shares
NOBLE CORP PLC NE	NE	13,432	$659.1k13.4k shares
TEMPLETON EMERGING MKTS INCO TEI	TEI	109,127	$655.9k109.1k shares
DUPONT DE NEMOURS INC DWDP	DWDP	4,708	$646.9k4.7k shares
VALARIS LTD VAL	VAL	6,507	$638.0k6.5k shares
SM ENERGY CO SM	SM	19,746	$615.7k19.7k shares
VERMILION ENERGY INC VET	VET	41,231	$568.2k41.2k shares
LIBERTY ENERGY INC LBRT	LBRT	18,999	$547.2k19.0k shares
J P MORGAN EXCHANGE TRADED F JBND	JBND	7,427	$399.4k7.4k shares
FRANKLIN TEMPLETON ETF TR FLCB	FLCB	17,414	$374.2k17.4k shares
GRACO INC GGG	GGG	4,188	$354.5k4.2k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
ALPHABET INC GOOG · Put	GOOG	Put	21,000	$7.4m21.0k shares	Reduced
META PLATFORMS INC META · Put	META	Put	5,000	$2.8m5.0k shares	New
ALPHABET INC GOOGL · Put	GOOGL	Put	4,800	$1.7m4.8k shares	Reduced
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	2,100	$1.6m2.1k shares	Reduced
APPLE INC AAPL · Put	AAPL	Put	3,100	$897.0k3.1k shares	Reduced
GRAB HOLDINGS LIMITED GRAB · Call	GRAB	Call	150,000	$565.5k150.0k shares	Unchanged
SYNOPSYS INC SNPS · Call	SNPS	Call	1,000	$446.1k1.0k shares	Unchanged
TESLA INC TSLA · Call	TSLA	Call	1,000	$420.6k1.0k shares	New
NETAPP INC NTAP · Put	NTAP	Put	2,000	$309.5k2.0k shares	Unchanged
INVESCO QQQ TR QQQ · Put	QQQ	Put	100	$73.6k100 shares	New
OSCAR HEALTH INC OSCR · Call	OSCR	Call	2,500	$71.3k2.5k shares	Reduced
NUSCALE PWR CORP SMR · Call	SMR	Call	2,000	$20.1k2.0k shares	New