NOVEM GROUP

Rochester, NY · CIK 1926783 · 13F filing filed 2026-07-21

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Others nearbyRochester, NY

$986.1m reported value +13.4% vs Q1 2026

437positions

25.9%in top 10

64 new 181 added 167 reduced 51 sold out vs Q1 2026

Options: 5 call positions ($820.5k notional), 3 put positions ($965.9k notional) – listed below, not included above.

This report includes the holdings of 6 other managers that share the investment decisions:

Morningstar Investment Management LLC – files its own report too; $4.4m of shares are in both
Hilton Capital Management, LLC – files its own report too; $3.1m of shares are in both
ASSETMARK, INC – files its own report too; $962.4k of shares are in both
LADENBURG THALMANN ASSET MANAGEMENT – reports through this filing
MPI Wealth Management – no 13F of its own this quarter
SmartX Technology Solutions Inc. – no 13F of its own this quarter

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	PIMCO ETF TR MULTISECTOR BD PYLD	PYLD	1,573,225	$41.7m4.23%	4.23%	Added +1.3m	+1,289,033 453.6%
2	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	1,192,374	$40.3m4.09%	4.09%	Added +33.0k	+32,994 2.9%
3	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	321,777	$28.3m2.87%	2.87%	Added +6.7k	+6,737 2.1%
4	FIDELITY COVINGTON TRUST FUNDAMENTAL LARG FFLC	FFLC	465,338	$27.4m2.78%	2.78%	Added +10.8k	+10,765 2.4%
5	PIMCO ETF TR ACTIVE BD ETF BOND	BOND	245,552	$22.6m2.30%	2.30%	Added +11.6k	+11,565 4.9%
6	SCHWAB STRATEGIC TR SHT TM US TRES SCHO	SCHO	826,202	$19.9m2.02%	2.02%	Added +35.6k	+35,631 4.5%
7	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	227,982	$19.6m1.99%	1.99%	Added +420	+420 0.2%
8	ISHARES TR FALN ANGLS USD FALN	FALN	687,045	$18.7m1.90%	1.90%	Added +27.9k	+27,868 4.2%
9	VANGUARD INDEX FDS VALUE ETF VTV	VTV	85,113	$18.5m1.88%	1.88%	Reduced -170	-170 -0.2%
10	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	300,595	$18.3m1.85%	1.85%	Reduced -38.7k	-38,651 -11.4%
11	APPLE INC COM AAPL	AAPL	61,894	$17.9m1.82%	1.82%	Added +3.7k	+3,736 6.4%
12	PIMCO ETF TR ENHAN SHRT MA AC MINT	MINT	176,273	$17.8m1.80%	1.80%	Reduced -101.2k	-101,167 -36.5%
13	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	99,238	$15.7m1.59%	1.59%	Reduced -38.1k	-38,055 -27.7%
14	ISHARES TR CORE S&P500 ETF IVV	IVV	20,874	$15.6m1.59%	1.59%	Added +904	+904 4.5%
15	PIMCO ETF TR INV GRD CRP BD CORP	CORP	156,839	$15.2m1.54%	1.54%	Added +6.0k	+6,032 4.0%
16	ISHARES TR IBONDS 27 ETF IBDS	IBDS	588,288	$14.2m1.44%	1.44%	Added +67.8k	+67,811 13.0%
17	ISHARES TR IBDS DEC28 ETF IBDT	IBDT	563,458	$14.2m1.44%	1.44%	Added +64.5k	+64,498 12.9%
18	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	58,462	$13.8m1.40%	1.40%	Reduced -95	-95 -0.2%
19	PGIM ETF TR TOTAL RETURN BON PTRB	PTRB	253,952	$10.5m1.07%	1.07%	Reduced -11.4k	-11,444 -4.3%
20	J P MORGAN EXCHANGE TRADED F EQUITY FOCUS ETF JPEF	JPEF	128,961	$10.4m1.05%	1.05%	Reduced -33.3k	-33,288 -20.5%
21	CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI CGGO	CGGO	233,427	$9.9m1.00%	1.00%	Added +176.4k	+176,364 309.1%
22	BROADCOM INC COM AVGO	AVGO	23,978	$9.1m0.92%	0.92%	Reduced -420	-420 -1.7%
23	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	180,725	$8.9m0.90%	0.90%	Reduced -24.6k	-24,639 -12.0%
24	FIDELITY COVINGTON TRUST FUNDAMENTAL SMAL FFSM	FFSM	227,274	$8.7m0.88%	0.88%	Added +21.7k	+21,681 10.6%
25	SCHWAB STRATEGIC TR FUNDAMENTAL US L FNDX	FNDX	269,946	$8.4m0.85%	0.85%	Added +46.7k	+46,719 20.9%
26	RBB FUND TRUST FIRST EAGLE GBL FEGE	FEGE	167,496	$8.2m0.83%	0.83%	Added +21.6k	+21,564 14.8%
27	ISHARES TR S&P 500 GRWT ETF IVW	IVW	58,379	$8.0m0.81%	0.81%	Added +20.9k	+20,910 55.8%
28	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	153,375	$7.7m0.78%	0.78%	Reduced -13.3k	-13,310 -8.0%
29	WALMART INC COM WMT	WMT	64,091	$7.3m0.74%	0.74%	Reduced -1.0k	-1,039 -1.6%
30	MERCK & CO INC COM MRK	MRK	56,016	$7.2m0.73%	0.73%	Added +7.8k	+7,788 16.1%
31	BLACKROCK ETF TRUST ISHARES US EQUIT DYNF	DYNF	101,472	$6.9m0.70%	0.70%	Added +39.5k	+39,505 63.8%
32	JPMORGAN CHASE & CO COM JPM	JPM	20,907	$6.8m0.69%	0.69%	Added +18	+18 0.1%
33	ISHARES TR RUSSELL 2000 ETF IWM	IWM	22,418	$6.7m0.68%	0.68%	Added +325	+325 1.5%
34	NVIDIA CORPORATION COM NVDA	NVDA	33,419	$6.7m0.68%	0.68%	Reduced -909	-909 -2.6%
35	MICROSOFT CORP COM MSFT	MSFT	17,333	$6.5m0.66%	0.66%	Added +1.4k	+1,429 9.0%
36	ISHARES TR S&P MC 400VL ETF IJJ	IJJ	43,367	$6.4m0.65%	0.65%	Added +1.5k	+1,462 3.5%
37	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	19,552	$5.9m0.60%	0.60%	Added +13.9k	+13,936 248.2%
38	FIRST TR EXCHNG TRADED FD VI VEST US BUFR ETF DLFE	DLFE	179,795	$5.7m0.58%	0.58%	New
39	CONOCOPHILLIPS COM COP	COP	54,032	$5.6m0.57%	0.57%	Reduced -4.9k	-4,851 -8.2%
40	ETF SER SOLUTIONS DEFIANCE QUANTUM QTUM	QTUM	33,808	$5.6m0.57%	0.57%	Reduced -486	-486 -1.4%
41	GLOBAL X FDS ARTIFICIAL ETF AIQ	AIQ	85,194	$5.6m0.57%	0.57%	Added +3.3k	+3,263 4.0%
42	AMGEN INC COM AMGN	AMGN	14,901	$5.4m0.55%	0.55%	Added +284	+284 1.9%
43	ALLSTATE CORP COM ALL	ALL	22,128	$5.3m0.53%	0.53%	Added +28	+28 0.1%
44	ISHARES TR CORE S&P MCP ETF IJH	IJH	64,790	$5.0m0.51%	0.51%	Reduced -709	-709 -1.1%
45	QUALCOMM INC COM QCOM	QCOM	26,820	$5.0m0.50%	0.50%	Reduced -1.5k	-1,516 -5.3%
46	ASTRAZENECA PLC ORD AZN	AZN	24,977	$4.7m0.48%	0.48%	New
47	PROLOGIS INC. COM PLD	PLD	34,872	$4.7m0.48%	0.48%	Reduced -1.3k	-1,346 -3.7%
48	PNC FINL SVCS GROUP INC COM PNC	PNC	18,989	$4.7m0.47%	0.47%	Reduced -904	-904 -4.5%
49	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	9,228	$4.6m0.47%	0.47%	Added +1.1k	+1,091 13.4%
50	FIRST TR EXCHNG TRADED FD VI FT VEST UQ EQT FDEC	FDEC	82,353	$4.5m0.45%	0.45%	Added +1.5k	+1,458 1.8%
51	SPDR INDEX SHS FDS MSCI ACWI EXUS CWI	CWI	109,572	$4.5m0.45%	0.45%	Added +2.9k	+2,916 2.7%
52	SPDR SER TR S&P DIVID ETF SDY	SDY	28,773	$4.4m0.44%	0.44%	Reduced -239	-239 -0.8%
53	NXP SEMICONDUCTORS N V COM NXPI	NXPI	15,526	$4.4m0.44%	0.44%	Reduced -4.7k	-4,665 -23.1%
54	VANGUARD SCOTTSDALE FDS INT-TERM CORP VCIT	VCIT	52,683	$4.4m0.44%	0.44%	Added +1.9k	+1,902 3.8%
55	JOHNSON CTLS INTL PLC SHS JCI	JCI	29,628	$4.3m0.44%	0.44%	Reduced -4.5k	-4,540 -13.3%
56	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	5,646	$4.2m0.43%	0.43%	Reduced -1.3k	-1,318 -18.9%
57	ISHARES TR US SML CAP EQT SMLF	SMLF	46,922	$4.2m0.42%	0.42%	Reduced -253	-253 -0.5%
58	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	76,828	$4.1m0.41%	0.41%	Added +4.6k	+4,602 6.4%
59	CAPITAL GRP FIXED INCM ETF T US MULTI-SECTOR CGMS	CGMS	145,056	$4.0m0.40%	0.40%	Reduced -20.8k	-20,776 -12.5%
60	EMERSON ELEC CO COM EMR	EMR	27,306	$3.9m0.40%	0.40%	Added +10	+10 0.0%
61	FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED BUFR	BUFR	105,778	$3.9m0.39%	0.39%	Added +2.5k	+2,540 2.5%
62	ISHARES TR US TREAS BD ETF GOVT	GOVT	164,220	$3.7m0.38%	0.38%	Added +7.5k	+7,507 4.8%
63	BLACKROCK ETF TRUST ISHA I IN TE ETF BAI	BAI	70,182	$3.7m0.38%	0.38%	Added +30.2k	+30,179 75.4%
64	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	9,997	$3.7m0.38%	0.38%	Added +50	+50 0.5%
65	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	64,002	$3.7m0.37%	0.37%	Added +55.7k	+55,701 671.0%
66	WISDOMTREE TR FLOATNG RAT TREA USFR	USFR	73,091	$3.7m0.37%	0.37%	Added +9.8k	+9,808 15.5%
67	ISHARES TR ISHS 1-5YR INVS IGSB	IGSB	68,581	$3.6m0.36%	0.36%	Added +4.0k	+3,955 6.1%
68	FIRST TR EXCHANGE TRADED FD NASD TECH DIV TDIV	TDIV	31,192	$3.6m0.36%	0.36%	Added +5.6k	+5,644 22.1%
69	APPLIED MATLS INC COM AMAT	AMAT	4,944	$3.6m0.36%	0.36%	Reduced -1.2k	-1,177 -19.2%
70	PEPSICO INC COM PEP	PEP	26,246	$3.6m0.36%	0.36%	Added +1.5k	+1,472 5.9%
71	KLA CORP COM NEW KLAC	KLAC	11,379	$3.4m0.35%	0.35%	Reduced -3.3k	-3,301 -22.5%
72	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	4,938	$3.4m0.34%	0.34%	Added +116	+116 2.4%
73	J P MORGAN EXCHANGE TRADED F US QUALTY FCTR JQUA	JQUA	45,728	$3.3m0.34%	0.34%	Reduced -1.5k	-1,516 -3.2%
74	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	65,016	$3.3m0.33%	0.33%	Reduced -876	-876 -1.3%
75	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	11,644	$3.3m0.33%	0.33%	Added +4.1k	+4,117 54.7%
76	AMAZON COM INC COM AMZN	AMZN	13,624	$3.2m0.33%	0.33%	Added +35	+35 0.3%
77	ISHARES TR MSCI USA MMENTM MTUM	MTUM	9,149	$3.1m0.32%	0.32%	Added +3.2k	+3,192 53.6%
78	BUNGE GLOBAL SA COM SHS BG	BG	28,683	$3.1m0.31%	0.31%	New
79	FIDELITY COVINGTON TRUST SML MID MLTFCT FSMD	FSMD	57,696	$3.0m0.31%	0.31%	Reduced -512	-512 -0.9%
80	ISHARES TR CORE S&P SCP ETF IJR	IJR	20,482	$3.0m0.31%	0.31%	Reduced -97	-97 -0.5%
81	VISA INC COM CL A V	V	8,736	$3.0m0.30%	0.30%	Reduced -50	-50 -0.6%
82	ALPHABET INC CAP STK CL A GOOGL	GOOGL	8,258	$3.0m0.30%	0.30%	Reduced -701	-701 -7.8%
83	INVESCO EXCH TRADED FD TR II NASDAQNXTGEN100 QQQJ	QQQJ	63,650	$2.9m0.29%	0.29%	Added +700	+700 1.1%
84	VANGUARD INDEX FDS REAL ESTATE ETF VNQ	VNQ	29,149	$2.8m0.29%	0.29%	Added +984	+984 3.5%
85	CISCO SYS INC COM CSCO	CSCO	23,800	$2.8m0.28%	0.28%	Reduced -2.8k	-2,783 -10.5%
86	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	3,689	$2.7m0.28%	0.28%	Added +1.9k	+1,864 102.1%
87	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	38,119	$2.7m0.28%	0.28%	Added +8.5k	+8,503 28.7%
88	CAPITAL GRP FIXED INCM ETF T MUNICIPAL INCOME CGMU	CGMU	95,919	$2.6m0.27%	0.27%	Added +26.7k	+26,747 38.7%
89	GE AEROSPACE COM NEW GE	GE	7,049	$2.6m0.27%	0.27%	Added +3.6k	+3,552 101.6%
90	ALPHABET INC CAP STK CL C GOOG	GOOG	7,416	$2.6m0.27%	0.27%	Reduced -316	-316 -4.1%
91	LAM RESEARCH CORP COM NEW LRCX	LRCX	6,029	$2.6m0.26%	0.26%	Reduced -2.3k	-2,265 -27.3%
92	META PLATFORMS INC CL A META	META	4,603	$2.6m0.26%	0.26%	Added +40	+40 0.9%
93	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	5,279	$2.5m0.26%	0.26%	Added +3.0k	+3,019 133.6%
94	MASTERCARD INCORPORATED CL A MA	MA	4,680	$2.4m0.24%	0.24%	Added +19	+19 0.4%
95	VANGUARD SCOTTSDALE FDS VNG RUS2000IDX VTWO	VTWO	18,659	$2.3m0.23%	0.23%	Reduced -3.4k	-3,400 -15.4%
96	ABBVIE INC COM ABBV	ABBV	8,784	$2.2m0.22%	0.22%	Added +33	+33 0.4%
97	FORTINET INC COM FTNT	FTNT	14,174	$2.2m0.22%	0.22%	New
98	EXXON MOBIL CORP COM XOM	XOM	15,898	$2.2m0.22%	0.22%	Added +459	+459 3.0%
99	AMPHENOL CORP CL A APH	APH	11,578	$2.0m0.21%	0.21%	Reduced -130	-130 -1.1%
100	JOHNSON & JOHNSON COM JNJ	JNJ	7,906	$2.0m0.20%	0.20%	Reduced -1.2k	-1,165 -12.8%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
ISHARES TR IBDU	IBDU	551,506	$12.8m551.5k shares
VANGUARD SCOTTSDALE FDS VGSH	VGSH	189,693	$11.1m189.7k shares
CANADIAN NAT RES LTD CNQ	CNQ	38,860	$1.9m38.9k shares
WILLIAMS COS INC WMB	WMB	19,827	$1.4m19.8k shares
EOG RES INC EOG	EOG	9,869	$1.4m9.9k shares
CREDICORP LTD BAP	BAP	4,199	$1.4m4.2k shares
DOVER CORP DOV	DOV	6,408	$1.3m6.4k shares
PERRIGO CO PLC PRGO	PRGO	123,378	$1.3m123.4k shares
FIRST BANCORP P R FBP	FBP	57,261	$1.2m57.3k shares
EAST WEST BANCORP INC EWBC	EWBC	11,426	$1.2m11.4k shares
COMMERCE BANCSHARES INC CBSH	CBSH	22,922	$1.1m22.9k shares
CARLISLE COS INC CSL	CSL	3,311	$1.1m3.3k shares
TANGER INC SKT	SKT	31,869	$1.1m31.9k shares
EQUITY LIFESTYLE PPTYS INC ELS	ELS	17,238	$1.1m17.2k shares
SYNCHRONY FINANCIAL SYF	SYF	15,308	$1.0m15.3k shares
SEI INVTS CO SEIC	SEIC	13,101	$1.0m13.1k shares
PULTE GROUP INC PHM	PHM	8,691	$1.0m8.7k shares
NETAPP INC NTAP	NTAP	9,831	$1.0m9.8k shares
ONEMAIN HLDGS INC OMF	OMF	18,544	$992.0k18.5k shares
ROYAL CARIBBEAN GROUP RCL	RCL	3,543	$975.1k3.5k shares
AUTODESK INC ADSK	ADSK	4,010	$960.0k4.0k shares
COPA HOLDINGS SA CPA	CPA	8,413	$955.8k8.4k shares
VERISK ANALYTICS INC VRSK	VRSK	4,862	$922.6k4.9k shares
AUTOMATIC DATA PROCESSING IN ADP	ADP	4,510	$916.4k4.5k shares
INFOSYS LTD INFY	INFY	67,624	$913.6k67.6k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	600	$448.1k600 shares	Reduced
NVIDIA CORPORATION NVDA · Call	NVDA	Call	2,000	$400.2k2.0k shares	New
ASML HOLDING N V ASML · Put	ASML	Put	200	$397.9k200 shares	New
INTEL CORP INTC · Call	INTC	Call	1,000	$139.6k1.0k shares	New
FORD MTR CO F · Call	F	Call	10,000	$139.0k10.0k shares	New
ELI LILLY & CO LLY · Put	LLY	Put	100	$119.9k100 shares	Unchanged
TESLA INC TSLA · Call	TSLA	Call	200	$84.1k200 shares	Unchanged
BRISTOL-MYERS SQUIBB CO BMY · Call	BMY	Call	1,000	$57.6k1.0k shares	New