Sovereign Investment Advisors, LLC

PHOENIX, AZ · CIK 1908165 · 13F filing filed 2026-08-14

SEC-registered investment adviser since 2015 · limited liability company

Assets managed$3.3bn
Staff8 · 6 in investment roles
Main clients (by assets)Pension plans 2%
Websitesovereigninvestmentadvisors.com
Form ADV · 2026-06-04SEC adviser record

Others nearbyPhoenix, AZ

$532.7m reported value +12.8% vs Q1 2026

109positions

58.7%in top 10

12 new 36 added 13 reduced 9 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	ISHARES TR CORE S&P500 ETF IVV	IVV	91,398	$68.4m12.85%	12.85%	Added +235	+235 0.3%
2	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	51,500	$38.0m7.13%	7.13%	Reduced -866	-866 -1.6%
3	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	49,146	$36.8m6.91%	6.91%	Added +7.9k	+7,949 19.3%
4	ISHARES TR CORE MSCI EAFE IEFA	IEFA	326,439	$31.5m5.92%	5.92%	Added +5.2k	+5,211 1.6%
5	BNY MELLON ETF TRUST GLOBAL INFRASCTR BKGI	BKGI	696,182	$31.3m5.88%	5.88%	Reduced -50.5k	-50,550 -6.8%
6	JANUS DETROIT STR TR HENDRSN SHRT ETF VNLA	VNLA	545,365	$26.8m5.02%	5.02%	Added +3.1k	+3,144 0.6%
7	VANGUARD SCOTTSDALE FDS VNG RUS3000IDX VTHR	VTHR	67,720	$22.4m4.21%	4.21%	Added +65.5k	+65,492 2939.5%
8	ISHARES TR CORE MSCI INTL IDEV	IDEV	245,035	$21.8m4.09%	4.09%	Added +85.5k	+85,480 53.6%
9	MPLX LP COM UNIT REP LTD MPLX	MPLX	373,955	$21.1m3.95%	3.95%	Unchanged
10	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	198,831	$14.6m2.74%	2.74%	Added +24.4k	+24,419 14.0%
11	ISHARES TR MSCI USA MIN VOL USMV	USMV	149,994	$14.5m2.72%	2.72%	Reduced -10.6k	-10,636 -6.6%
12	ISHARES INC CORE MSCI EMKT IEMG	IEMG	167,158	$13.8m2.60%	2.60%	Reduced -26.3k	-26,297 -13.6%
13	ENTERPRISE PRODS PARTNERS L COM EPD	EPD	332,382	$12.2m2.29%	2.29%	Unchanged
14	WESTERN MIDSTREAM PARTNERS L COM UNIT LP INT WES	WES	274,479	$12.0m2.25%	2.25%	Unchanged
15	PLAINS ALL AMERN PIPELINE L UNIT LTD PARTN PAA	PAA	528,931	$11.8m2.21%	2.21%	Unchanged
16	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	31,078	$11.5m2.16%	2.16%	Added +87	+87 0.3%
17	ALPS ETF TR SMITH CORE PLUS SMTH	SMTH	373,742	$9.6m1.81%	1.81%	Unchanged
18	JANUS DETROIT STR TR HENDRSON AAA CL JAAA	JAAA	181,410	$9.2m1.73%	1.73%	Reduced -2.5k	-2,461 -1.3%
19	ONEOK INC NEW COM OKE	OKE	95,849	$8.3m1.56%	1.56%	Unchanged
20	VANGUARD SCOTTSDALE FDS MTG-BKD SECS ETF VMBS	VMBS	173,909	$8.1m1.53%	1.53%	Added +1.8k	+1,796 1.0%
21	ISHARES INC MSCI EMRG CHN EMXC	EMXC	72,632	$7.4m1.39%	1.39%	Reduced -2.8k	-2,800 -3.7%
22	ISHARES TR CORE S&P MCP ETF IJH	IJH	93,739	$7.2m1.36%	1.36%	Reduced -479	-479 -0.5%
23	PHILLIPS 66 COM PSX	PSX	42,129	$7.1m1.34%	1.34%	Unchanged
24	ISHARES TR CORE US AGGBD ET AGG	AGG	70,318	$7.0m1.31%	1.31%	Added +700	+700 1.0%
25	LEGG MASON ETF INVT FRANKLIN US LOW LVHD	LVHD	154,793	$6.8m1.28%	1.28%	Added +1.2k	+1,171 0.8%
26	VANGUARD BD INDEX FDS INTERMED TERM BIV	BIV	87,243	$6.7m1.26%	1.26%	Added +944	+944 1.1%
27	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	58,855	$5.4m1.01%	1.01%	Reduced -5.9k	-5,920 -9.1%
28	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	60,482	$5.2m0.97%	0.97%	Added +214	+214 0.4%
29	SPDR SER TR BLOOMBERG HIGH Y JNK	JNK	50,383	$4.9m0.91%	0.91%	Added +816	+816 1.6%
30	TC ENERGY CORP COM TRP	TRP	55,254	$3.7m0.69%	0.69%	Unchanged
31	INVESCO EXCH TRADED FD TR II S&P500 LOW VOL SPLV	SPLV	40,458	$3.0m0.57%	0.57%	Added +220	+220 0.6%
32	SUNOCO LP/SUNOCO FIN CORP COM UT REP LP SUN	SUN	43,522	$2.9m0.55%	0.55%	Unchanged
33	ISHARES TR MBS ETF MBB	MBB	24,800	$2.3m0.44%	0.44%	Added +4.5k	+4,500 22.2%
34	ISHARES TR S&P SML 600 GWT IJT	IJT	11,684	$2.1m0.39%	0.39%	Added +17	+17 0.1%
35	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	28,704	$1.7m0.32%	0.32%	Added +34	+34 0.1%
36	VANGUARD SCOTTSDALE FDS SHRT TRM CORP BD VCSH	VCSH	19,667	$1.6m0.29%	0.29%	Unchanged
37	ISHARES TR MSCI EMG MKT ETF EEM	EEM	20,337	$1.4m0.26%	0.26%	Added +13.2k	+13,225 185.9%
38	JANUS DETROIT STR TR HEND EQ HIGH ETF JELH	JELH	48,422	$1.2m0.23%	0.23%	New
39	ISHARES TR CORE TOTAL USD IUSB	IUSB	22,236	$1.0m0.19%	0.19%	Unchanged
40	BROADCOM INC COM AVGO	AVGO	2,676	$1.0m0.19%	0.19%	Added +50	+50 1.9%
41	JPMORGAN CHASE & CO COM JPM	JPM	2,790	$913.3k0.17%	0.17%	Unchanged
42	ALPHABET INC CAP STK CL A GOOGL	GOOGL	2,499	$893.1k0.17%	0.17%	Reduced -250	-250 -9.1%
43	NVIDIA CORPORATION COM NVDA	NVDA	3,971	$794.6k0.15%	0.15%	Added +300	+300 8.2%
44	VANGUARD ADMIRAL FDS INC MIDCP 400 IDX IVOO	IVOO	5,934	$773.8k0.15%	0.15%	Unchanged
45	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	8,880	$764.9k0.14%	0.14%	Unchanged
46	AMERICAN ELEC PWR CO INC COM AEP	AEP	5,549	$759.2k0.14%	0.14%	Added +150	+150 2.8%
47	RTX CORPORATION COM RTX	RTX	3,985	$756.1k0.14%	0.14%	Added +100	+100 2.6%
48	ADVANCED MICRO DEVICES INC COM AMD	AMD	1,250	$726.1k0.14%	0.14%	Reduced -275	-275 -18.0%
49	MICROSOFT CORP COM MSFT	MSFT	1,870	$697.5k0.13%	0.13%	Unchanged
50	ABBVIE INC COM ABBV	ABBV	2,760	$694.5k0.13%	0.13%	Added +820	+820 42.3%
51	EMERSON ELEC CO COM EMR	EMR	4,661	$667.2k0.13%	0.13%	Unchanged
52	APPLE INC COM AAPL	AAPL	2,289	$662.3k0.12%	0.12%	Added +558	+558 32.2%
53	INTEL CORP COM INTC	INTC	4,547	$634.9k0.12%	0.12%	Reduced -400	-400 -8.1%
54	ISHARES TR 20 YR TR BD ETF TLT	TLT	7,050	$609.3k0.11%	0.11%	Unchanged
55	WALMART INC COM WMT	WMT	5,197	$588.6k0.11%	0.11%	Added +100	+100 2.0%
56	DIMENSIONAL ETF TRUST US SMALL CAP ETF DFAS	DFAS	6,862	$565.0k0.11%	0.11%	Unchanged
57	ANALOG DEVICES INC COM ADI	ADI	1,368	$543.3k0.10%	0.10%	Unchanged
58	AMAZON COM INC COM AMZN	AMZN	2,244	$534.8k0.10%	0.10%	Reduced -3.6k	-3,642 -61.9%
59	GE AEROSPACE COM NEW GE	GE	1,414	$528.5k0.10%	0.10%	Unchanged
60	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	9,327	$526.8k0.10%	0.10%	Added +2.2k	+2,246 31.7%
61	CORNING INC COM GLW	GLW	2,040	$521.1k0.10%	0.10%	Unchanged
62	LINDE PLC SHS LIN	LIN	1,003	$520.5k0.10%	0.10%	Unchanged
63	PALO ALTO NETWORKS INC COM PANW	PANW	1,508	$514.3k0.10%	0.10%	Added +125	+125 9.0%
64	META PLATFORMS INC CL A META	META	879	$495.1k0.09%	0.09%	Added +50	+50 6.0%
65	MORGAN STANLEY COM NEW MS	MS	2,350	$491.2k0.09%	0.09%	New
66	ISHARES TR IBOXX HI YD ETF HYG	HYG	6,053	$484.1k0.09%	0.09%	Added +56	+56 0.9%
67	CATERPILLAR INC COM CAT	CAT	452	$481.3k0.09%	0.09%	Reduced -50	-50 -10.0%
68	ROCKWELL AUTOMATION INC COM ROK	ROK	883	$437.2k0.08%	0.08%	Unchanged
69	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	875	$418.7k0.08%	0.08%	Unchanged
70	GOLDMAN SACHS GROUP INC COM GS	GS	410	$414.7k0.08%	0.08%	Unchanged
71	SPDR SER TR S&P REGL BKG KRE	KRE	5,424	$406.0k0.08%	0.08%	Unchanged
72	JOHNSON & JOHNSON COM JNJ	JNJ	1,587	$403.1k0.08%	0.08%	Unchanged
73	SOUTH BOW CORP COM SOBO	SOBO	11,049	$394.6k0.07%	0.07%	Unchanged
74	NEXTERA ENERGY INC COM NEE	NEE	4,411	$387.2k0.07%	0.07%	Unchanged
75	PARKER-HANNIFIN CORP COM PH	PH	376	$367.8k0.07%	0.07%	Unchanged
76	COSTCO WHSL CORP NEW COM COST	COST	383	$358.3k0.07%	0.07%	Added +100	+100 35.3%
77	REALTY INCOME CORP COM O	O	5,732	$356.7k0.07%	0.07%	Unchanged
78	ATMOS ENERGY CORP COM ATO	ATO	2,006	$345.6k0.06%	0.06%	Unchanged
79	WEC ENERGY GROUP INC COM WEC	WEC	2,937	$343.0k0.06%	0.06%	Unchanged
80	SOUTHERN CO COM SO	SO	3,277	$313.6k0.06%	0.06%	Unchanged
81	CHUBB LIMITED COM CB	CB	907	$310.0k0.06%	0.06%	Added +100	+100 12.4%
82	ELI LILLY & CO COM LLY	LLY	257	$308.3k0.06%	0.06%	Added +15	+15 6.2%
83	MCDONALDS CORP COM MCD	MCD	1,120	$302.7k0.06%	0.06%	Unchanged
84	DUKE ENERGY CORP NEW COM NEW DUK	DUK	2,268	$287.1k0.05%	0.05%	Unchanged
85	MERCK & CO INC COM MRK	MRK	2,200	$284.6k0.05%	0.05%	Unchanged
86	TEXAS INSTRS INC COM TXN	TXN	925	$275.7k0.05%	0.05%	New
87	AFLAC INC COM AFL	AFL	2,305	$270.3k0.05%	0.05%	Unchanged
88	VISA INC COM CL A V	V	777	$266.6k0.05%	0.05%	New
89	PROSHARES TR ULTRAPRO QQQ TQQQ	TQQQ	3,232	$261.8k0.05%	0.05%	New
90	TARGET CORP COM TGT	TGT	2,000	$261.2k0.05%	0.05%	New
91	COCA COLA CO COM KO	KO	3,141	$256.9k0.05%	0.05%	Unchanged
92	OREILLY AUTOMOTIVE INC COM ORLY	ORLY	2,790	$256.9k0.05%	0.05%	Unchanged
93	PHILIP MORRIS INTL INC COM PM	PM	1,350	$246.2k0.05%	0.05%	Unchanged
94	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	1,143	$243.2k0.05%	0.05%	Unchanged
95	VERIZON COMMUNICATIONS INC COM VZ	VZ	5,528	$234.1k0.04%	0.04%	Unchanged
96	M & T BK CORP COM MTB	MTB	982	$233.7k0.04%	0.04%	Unchanged
97	TJX COS INC NEW COM TJX	TJX	1,519	$230.1k0.04%	0.04%	Added +100	+100 7.0%
98	NETFLIX INC COM NFLX	NFLX	3,220	$229.9k0.04%	0.04%	Added +250	+250 8.4%
99	ILLINOIS TOOL WKS INC COM ITW	ITW	843	$229.4k0.04%	0.04%	Unchanged
100	VANGUARD INDEX FDS SMALL CP ETF VB	VB	742	$224.9k0.04%	0.04%	New

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
ISHARES TR IVW	IVW	83,805	$9.5m83.8k shares
EXXON MOBIL CORP XOM	XOM	3,807	$645.9k3.8k shares
LOCKHEED MARTIN CORP LMT	LMT	388	$234.5k388 shares
BERKSHIRE HATHAWAY INC DEL BRK.B	BRK.B	476	$228.1k476 shares
QUALCOMM INC QCOM	QCOM	1,677	$216.0k1.7k shares
INTERNATIONAL BUSINESS MACHS IBM	IBM	886	$214.8k886 shares
PEPSICO INC PEP	PEP	1,381	$214.5k1.4k shares
SCHLUMBERGER LTD SLB	SLB	4,100	$210.7k4.1k shares
STRYKER CORPORATION SYK	SYK	626	$206.2k626 shares