Occidental Asset Management, LLC

Burlingame, CA · CIK 1770994 · 13F filing filed 2026-01-08

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

$832.2m reported value +4.5% vs Q3 2025

292positions

34.7%in top 10

43 new 159 added 69 reduced 23 sold out vs Q3 2025

Options: 2 call positions ($19.5k notional), 1 put positions ($304 notional) – listed below, not included above.

Also in the report of:

Brooklyn Investment Group – $339.4m of shares are in both reports

Shares in two reports are counted once in each security's totals.

Holdings, Q4 2025

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	NVIDIA CORPORATION COM NVDA	NVDA	316,812	$59.1m7.10%	7.10%	Reduced -16.7k	-16,715 -5.0%
2	APPLE INC COM AAPL	AAPL	178,223	$48.5m5.82%	5.82%	Added +14.6k	+14,623 8.9%
3	ISHARES TR FLTG RATE NT ETF FLOT	FLOT	556,476	$28.3m3.40%	3.40%	Reduced -40.2k	-40,213 -6.7%
4	MICROSOFT CORP COM MSFT	MSFT	56,889	$27.5m3.31%	3.31%	Added +415	+415 0.7%
5	SPDR SER TR PORTFOLIO INTRMD SPIB	SPIB	782,226	$26.4m3.18%	3.18%	Added +10.1k	+10,124 1.3%
6	SPDR SER TR PORTFOLIO SHORT SPSB	SPSB	801,642	$24.2m2.91%	2.91%	Added +2.6k	+2,626 0.3%
7	ISHARES TR RUS 1000 GRW ETF IWF	IWF	42,443	$20.1m2.41%	2.41%	Reduced -56	-56 -0.1%
8	FLEXSHARES TR CRE SLCT BD FD BNDC	BNDC	835,577	$18.7m2.25%	2.25%	Added +29.4k	+29,436 3.6%
9	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	395,034	$18.2m2.19%	2.19%	Added +13.2k	+13,210 3.5%
10	ALPHABET INC CAP STK CL C GOOG	GOOG	56,669	$17.8m2.14%	2.14%	Added +250	+250 0.4%
11	META PLATFORMS INC CL A META	META	22,816	$15.1m1.81%	1.81%	Reduced -642	-642 -2.7%
12	ISHARES TR 20 YR TR BD ETF TLT	TLT	171,875	$15.0m1.80%	1.80%	Added +7.1k	+7,111 4.3%
13	ISHARES TR S&P 500 VAL ETF IVE	IVE	67,465	$14.3m1.72%	1.72%	Reduced -19	-19 -0.0%
14	ISHARES TR RUS MDCP VAL ETF IWS	IWS	91,287	$12.9m1.55%	1.55%	Added +413	+413 0.5%
15	ISHARES TR RUS MD CP GR ETF IWP	IWP	89,735	$12.3m1.48%	1.48%	Added +719	+719 0.8%
16	ISHARES TR CORE INTL AGGR IAGG	IAGG	225,619	$11.3m1.36%	1.36%	Added +13.6k	+13,637 6.4%
17	ISHARES TR JPMORGAN USD EMG EMB	EMB	113,537	$10.9m1.31%	1.31%	Added +7.0k	+6,991 6.6%
18	JPMORGAN CHASE & CO COM JPM	JPM	32,887	$10.6m1.27%	1.27%	Added +2.2k	+2,177 7.1%
19	ISHARES TR IBOXX HI YD ETF HYG	HYG	119,626	$9.6m1.16%	1.16%	Added +9.1k	+9,097 8.2%
20	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	64,752	$9.3m1.12%	1.12%	Added +41.4k	+41,446 177.8%
21	WISDOMTREE TR WSDM EMKTBD FD EMCB	EMCB	138,615	$9.2m1.11%	1.11%	Added +9.9k	+9,903 7.7%
22	WALMART INC COM WMT	WMT	74,771	$8.3m1.00%	1.00%	Added +670	+670 0.9%
23	SELECT SECTOR SPDR TR COMMUNICATION XLC	XLC	70,454	$8.3m1.00%	1.00%	Reduced -1.7k	-1,709 -2.4%
24	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	76,063	$8.1m0.98%	0.98%	Reduced -3.9k	-3,887 -4.9%
25	AMAZON COM INC COM AMZN	AMZN	34,412	$7.9m0.95%	0.95%	Reduced -2.0k	-2,015 -5.5%
26	MORGAN STANLEY COM NEW MS	MS	43,610	$7.7m0.93%	0.93%	Added +812	+812 1.9%
27	CUMMINS INC COM CMI	CMI	15,034	$7.7m0.92%	0.92%	Added +228	+228 1.5%
28	CARDINAL HEALTH INC COM CAH	CAH	36,169	$7.4m0.89%	0.89%	Added +304	+304 0.8%
29	CATERPILLAR INC COM CAT	CAT	12,881	$7.4m0.89%	0.89%	Added +129	+129 1.0%
30	SALESFORCE INC COM CRM	CRM	27,192	$7.2m0.87%	0.87%	Added +1.5k	+1,484 5.8%
31	ISHARES TR SP SMCP600VL ETF IJS	IJS	62,535	$7.1m0.85%	0.85%	Added +843	+843 1.4%
32	ISHARES TR RUS 2000 GRW ETF IWO	IWO	21,858	$7.1m0.85%	0.85%	Added +393	+393 1.8%
33	SOUTHERN COPPER CORP COM SCCO	SCCO	46,490	$6.7m0.80%	0.80%	Added +653	+653 1.4%
34	APPLIED MATLS INC COM AMAT	AMAT	25,923	$6.7m0.80%	0.80%	Added +364	+364 1.4%
35	VISA INC COM CL A V	V	18,566	$6.5m0.78%	0.78%	Added +508	+508 2.8%
36	CENCORA INC COM COR	COR	19,072	$6.4m0.77%	0.77%	Added +313	+313 1.7%
37	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	108,031	$6.1m0.74%	0.74%	Reduced -3.0k	-3,032 -2.7%
38	ALBEMARLE CORP COM ALB	ALB	42,502	$6.0m0.72%	0.72%	Added +1.6k	+1,641 4.0%
39	QUALCOMM INC COM QCOM	QCOM	34,480	$5.9m0.71%	0.71%	Added +2.1k	+2,121 6.5%
40	HUBBELL INC COM HUBB	HUBB	12,707	$5.6m0.68%	0.68%	Added +482	+482 3.9%
41	MERCK & CO INC COM MRK	MRK	52,729	$5.6m0.67%	0.67%	Added +2.8k	+2,817 5.6%
42	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	121,246	$5.4m0.65%	0.65%	Reduced -3.4k	-3,397 -2.7%
43	RELIANCE INC COM RS	RS	18,462	$5.3m0.64%	0.64%	Added +740	+740 4.2%
44	EMERSON ELEC CO COM EMR	EMR	40,020	$5.3m0.64%	0.64%	Added +1.5k	+1,481 3.8%
45	HOME DEPOT INC COM HD	HD	15,307	$5.3m0.63%	0.63%	Added +169	+169 1.1%
46	AMGEN INC COM AMGN	AMGN	15,990	$5.2m0.63%	0.63%	Added +491	+491 3.2%
47	NETAPP INC COM NTAP	NTAP	48,836	$5.2m0.63%	0.63%	Added +1.5k	+1,480 3.1%
48	DOMINION ENERGY INC COM D	D	88,357	$5.2m0.62%	0.62%	Added +2.5k	+2,511 2.9%
49	SCHWAB STRATEGIC TR FUNDAMENTAL INTL FNDF	FNDF	113,598	$5.1m0.62%	0.62%	Added +1.5k	+1,495 1.3%
50	GILEAD SCIENCES INC COM GILD	GILD	41,776	$5.1m0.62%	0.62%	Added +658	+658 1.6%
51	ADVANCED MICRO DEVICES INC COM AMD	AMD	23,389	$5.0m0.60%	0.60%	Added +19.6k	+19,550 509.2%
52	DUKE ENERGY CORP NEW COM NEW DUK	DUK	41,610	$4.9m0.59%	0.59%	Added +1.6k	+1,559 3.9%
53	BROADRIDGE FINL SOLUTIONS IN COM BR	BR	21,793	$4.9m0.58%	0.58%	Added +911	+911 4.4%
54	CHUBB LIMITED COM CB	CB	15,256	$4.8m0.57%	0.57%	Added +700	+700 4.8%
55	DELL TECHNOLOGIES INC CL C DELL	DELL	37,634	$4.7m0.57%	0.57%	Added +882	+882 2.4%
56	QUEST DIAGNOSTICS INC COM DGX	DGX	26,921	$4.7m0.56%	0.56%	Added +881	+881 3.4%
57	BAKER HUGHES COMPANY CL A BKR	BKR	102,267	$4.7m0.56%	0.56%	Added +5.3k	+5,313 5.5%
58	AT&T INC COM T	T	186,403	$4.6m0.56%	0.56%	Added +9.8k	+9,755 5.5%
59	ISHARES TR MSCI INTL MOMENT IMTM	IMTM	94,133	$4.5m0.54%	0.54%	Added +2.1k	+2,095 2.3%
60	ALPHABET INC CAP STK CL A GOOGL	GOOGL	14,059	$4.4m0.53%	0.53%	Added +1.6k	+1,592 12.8%
61	WISDOMTREE TR DYNAMIC INTL EQT DDWM	DDWM	99,945	$4.4m0.52%	0.52%	Added +278	+278 0.3%
62	MARSH & MCLENNAN COS INC COM MRSH	MRSH	23,178	$4.3m0.52%	0.52%	Added +1.6k	+1,572 7.3%
63	ILLINOIS TOOL WKS INC COM ITW	ITW	17,203	$4.2m0.51%	0.51%	Added +904	+904 5.5%
64	JACOBS SOLUTIONS INC COM J	J	30,738	$4.1m0.49%	0.49%	Added +1.4k	+1,419 4.8%
65	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	12,986	$3.8m0.46%	0.46%	Added +382	+382 3.0%
66	TESLA INC COM TSLA	TSLA	7,891	$3.5m0.43%	0.43%	Added +468	+468 6.3%
67	HERSHEY CO COM HSY	HSY	19,387	$3.5m0.42%	0.42%	Added +1.2k	+1,234 6.8%
68	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	4	$3.0m0.36%	0.36%	Unchanged
69	SPDR SER TR S&P 400 MDCP VAL MDYV	MDYV	34,509	$2.9m0.35%	0.35%	Reduced -779	-779 -2.2%
70	SPDR SER TR S&P 400 MDCP GRW MDYG	MDYG	31,416	$2.9m0.35%	0.35%	Reduced -868	-868 -2.7%
71	OKTA INC CL A OKTA	OKTA	33,110	$2.9m0.34%	0.34%	Added +2	+2 0.0%
72	DICKS SPORTING GOODS INC COM DKS	DKS	13,342	$2.6m0.32%	0.32%	Added +730	+730 5.8%
73	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	4,149	$2.6m0.31%	0.31%	Added +347	+347 9.1%
74	WISDOMTREE TR EM MKTS QTLY DIV DGRE	DGRE	82,464	$2.6m0.31%	0.31%	Added +477	+477 0.6%
75	SPDR INDEX SHS FDS PORTFOLIO EMG MK SPEM	SPEM	54,946	$2.6m0.31%	0.31%	Reduced -1.5k	-1,542 -2.7%
76	DIGITAL RLTY TR INC COM DLR	DLR	16,562	$2.6m0.31%	0.31%	Added +1.3k	+1,340 8.8%
77	ISHARES TR CORE US AGGBD ET AGG	AGG	25,407	$2.5m0.30%	0.30%	Reduced -1.1k	-1,100 -4.2%
78	CISCO SYS INC COM CSCO	CSCO	32,834	$2.5m0.30%	0.30%	Added +211	+211 0.7%
79	ABBVIE INC COM ABBV	ABBV	10,527	$2.4m0.29%	0.29%	Added +983	+983 10.3%
80	WISDOMTREE TR EMG MKTS SMCAP DGS	DGS	41,874	$2.4m0.29%	0.29%	Added +436	+436 1.1%
81	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	4,804	$2.3m0.28%	0.28%	Added +670	+670 16.2%
82	ELI LILLY & CO COM LLY	LLY	2,114	$2.3m0.27%	0.27%	Added +83	+83 4.1%
83	SPDR SER TR S&P DIVID ETF SDY	SDY	16,227	$2.3m0.27%	0.27%	Unchanged
84	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	4,204	$2.1m0.25%	0.25%	Added +13	+13 0.3%
85	ISHARES TR CORE S&P US VLU IUSV	IUSV	19,362	$2.0m0.24%	0.24%	Added +10.7k	+10,693 123.3%
86	CLOROX CO DEL COM CLX	CLX	19,474	$2.0m0.24%	0.24%	Added +2.3k	+2,319 13.5%
87	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2,726	$1.9m0.22%	0.22%	Added +62	+62 2.3%
88	MICRON TECHNOLOGY INC COM MU	MU	6,473	$1.8m0.22%	0.22%	Added +79	+79 1.2%
89	SCHWAB STRATEGIC TR FUNDAMENTAL EMER FNDE	FNDE	49,643	$1.8m0.22%	0.22%	Reduced -198	-198 -0.4%
90	KIMBERLY-CLARK CORP COM KMB	KMB	17,718	$1.8m0.21%	0.21%	Added +2.0k	+2,043 13.0%
91	ISHARES INC CORE MSCI EMKT IEMG	IEMG	26,572	$1.8m0.21%	0.21%	Reduced -1.3k	-1,278 -4.6%
92	EXXON MOBIL CORP COM XOM	XOM	12,936	$1.6m0.19%	0.19%	Reduced -959	-959 -6.9%
93	BROADCOM INC COM AVGO	AVGO	4,271	$1.5m0.18%	0.18%	Added +979	+979 29.7%
94	ISHARES TR CORE DIV GRWTH DGRO	DGRO	20,888	$1.5m0.17%	0.17%	Reduced -78	-78 -0.4%
95	ISHARES TR SELECT DIVID ETF DVY	DVY	9,395	$1.3m0.16%	0.16%	Unchanged
96	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	8,364	$1.3m0.16%	0.16%	Added +331	+331 4.1%
97	ISHARES TR RUS MID CAP ETF IWR	IWR	12,961	$1.2m0.15%	0.15%	Unchanged
98	NETFLIX INC COM NFLX	NFLX	12,762	$1.2m0.14%	0.14%	Added +1.5k	+1,542 13.7%
99	ORACLE CORP COM ORCL	ORCL	6,059	$1.2m0.14%	0.14%	Reduced -472	-472 -7.2%
100	VANGUARD WHITEHALL FDS INTL DVD ETF VIGI	VIGI	12,132	$1.1m0.13%	0.13%	Added +4.2k	+4,190 52.8%

Sold out since Q3 2025

Security	Ticker	Shares held before	Value then
FORTINET INC FTNT	FTNT	8,389	$705.3k8.4k shares
VANGUARD CHARLOTTE FDS BNDX	BNDX	13,657	$675.5k13.7k shares
MERCADOLIBRE INC MELI	MELI	218	$509.5k218 shares
NUTANIX INC NTNX	NTNX	6,784	$504.7k6.8k shares
AIRBNB INC ABNB	ABNB	3,889	$472.2k3.9k shares
CADENCE DESIGN SYSTEM INC CDNS	CDNS	1,321	$464.0k1.3k shares
CHEWY INC CHWY	CHWY	11,355	$459.3k11.4k shares
HIMS & HERS HEALTH INC HIMS	HIMS	7,975	$452.3k8.0k shares
GARTNER INC IT	IT	1,658	$435.8k1.7k shares
COMMVAULT SYS INC CVLT	CVLT	2,218	$418.7k2.2k shares
CINTAS CORP CTAS	CTAS	1,667	$342.2k1.7k shares
GODADDY INC GDDY	GDDY	2,174	$297.5k2.2k shares
MAPLEBEAR INC CART	CART	7,957	$292.5k8.0k shares
SHIFT4 PMTS INC FOUR	FOUR	3,658	$283.1k3.7k shares
LULULEMON ATHLETICA INC LULU	LULU	1,503	$267.4k1.5k shares
ROYAL CARIBBEAN GROUP RCL	RCL	811	$262.3k811 shares
ISHARES TR PFF	PFF	7,663	$242.3k7.7k shares
CHENIERE ENERGY INC LNG	LNG	969	$227.7k969 shares
UNITEDHEALTH GROUP INC UNH	UNH	652	$225.0k652 shares
CHIPOTLE MEXICAN GRILL INC CMG	CMG	5,739	$224.9k5.7k shares
VERISK ANALYTICS INC VRSK	VRSK	825	$207.5k825 shares
EOG RES INC EOG	EOG	1,830	$205.2k1.8k shares
NVR INC NVR	NVR	25	$200.9k25 shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
WILLIAMS COS INC WMB · Call	WMB	Call	1,500	$13.5k1.5k shares	Unchanged
CHENIERE ENERGY INC LNG · Call	LNG	Call	400	$6.0k400 shares	Unchanged
NVIDIA CORPORATION NVDA · Put	NVDA	Put	800	$304800 shares	Unchanged