Sargent Investment Group, LLC

BETHESDA, MD · CIK 1766157 · 13F filing filed 2026-08-11

SEC-registered investment adviser since 2018 · limited liability company

Assets managed$1.5bn
Staff18 · 13 in investment roles
Main clients (by assets)High net worth individuals 90%, Charities 4%, Individuals 4%
Private funds1 · $9.8m gross assets
Form ADV · 2026-05-26SEC adviser record

$831.6m reported value +9.6% vs Q1 2026

279positions

37.3%in top 10

25 new 132 added 81 reduced 12 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	SPDR SER TR BLOOMBERG 3-12 M BILS	BILS	648,966	$64.5m7.76%	7.76%	Added +98.6k	+98,573 17.9%
2	APPLE INC COM AAPL	AAPL	181,413	$52.5m6.31%	6.31%	Added +4.9k	+4,902 2.8%
3	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	383,906	$44.8m5.39%	5.39%	Reduced -31.1k	-31,083 -7.5%
4	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	286,828	$34.1m4.10%	4.10%	Reduced -8.3k	-8,336 -2.8%
5	MICROSOFT CORP COM MSFT	MSFT	60,572	$22.6m2.72%	2.72%	Added +511	+511 0.8%
6	ALPHABET INC CAP STK CL A GOOGL	GOOGL	58,741	$21.0m2.52%	2.52%	Added +904	+904 1.6%
7	VICTORY PORTFOLIOS II CORE INTERMEDIAT UITB	UITB	405,609	$19.0m2.28%	2.28%	Added +344	+344 0.1%
8	AMAZON COM INC COM AMZN	AMZN	75,602	$18.0m2.17%	2.17%	Added +352	+352 0.5%
9	NVIDIA CORPORATION COM NVDA	NVDA	83,744	$16.8m2.01%	2.01%	Added +697	+697 0.8%
10	IRON MTN INC DEL COM IRM	IRM	131,883	$16.7m2.00%	2.00%	Reduced -2.7k	-2,704 -2.0%
11	FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF CIBR	CIBR	179,786	$16.2m1.94%	1.94%	Reduced -5.5k	-5,480 -3.0%
12	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	250,608	$15.2m1.83%	1.83%	Reduced -4.3k	-4,324 -1.7%
13	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	53,572	$15.1m1.81%	1.81%	Reduced -653	-653 -1.2%
14	JPMORGAN CHASE & CO COM JPM	JPM	39,208	$12.8m1.54%	1.54%	Added +444	+444 1.1%
15	CARLYLE GROUP INC COM CG	CG	300,821	$12.7m1.52%	1.52%	Reduced -2.9k	-2,862 -0.9%
16	FIRST TR EXCHANGE-TRADED FD CAP STRENGTH ETF FTCS	FTCS	132,106	$12.4m1.49%	1.49%	Reduced -5.0k	-5,045 -3.7%
17	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	24,739	$12.4m1.49%	1.49%	Reduced -220	-220 -0.9%
18	ABBVIE INC COM ABBV	ABBV	46,728	$11.8m1.41%	1.41%	Added +1.4k	+1,380 3.0%
19	WALMART INC COM WMT	WMT	102,699	$11.6m1.40%	1.40%	Added +1.8k	+1,774 1.8%
20	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	123,834	$11.3m1.36%	1.36%	Added +35.9k	+35,905 40.8%
21	BLACKSTONE INC COM BX	BX	90,638	$10.7m1.28%	1.28%	Reduced -277	-277 -0.3%
22	ALPHABET INC CAP STK CL C GOOG	GOOG	28,275	$10.0m1.20%	1.20%	Reduced -92	-92 -0.3%
23	EXELIXIS INC COM EXEL	EXEL	182,055	$9.9m1.19%	1.19%	Added +3.0k	+3,030 1.7%
24	JOHNSON & JOHNSON COM JNJ	JNJ	33,156	$8.4m1.01%	1.01%	Added +25	+25 0.1%
25	MASTERCARD INCORPORATED CL A MA	MA	16,172	$8.3m1.00%	1.00%	Added +194	+194 1.2%
26	CATERPILLAR INC COM CAT	CAT	7,004	$7.5m0.90%	0.90%	Added +316	+316 4.7%
27	ELI LILLY & CO COM LLY	LLY	5,913	$7.1m0.85%	0.85%	Reduced -153	-153 -2.5%
28	TESLA INC COM TSLA	TSLA	15,903	$6.7m0.80%	0.80%	Added +1.3k	+1,274 8.7%
29	VERTIV HOLDINGS CO COM CL A VRT	VRT	19,911	$6.7m0.80%	0.80%	Reduced -4.8k	-4,847 -19.6%
30	BANK AMERICA CORP COM BAC	BAC	115,727	$6.6m0.79%	0.79%	Added +3.5k	+3,470 3.1%
31	BROADCOM INC COM AVGO	AVGO	16,529	$6.2m0.75%	0.75%	Added +541	+541 3.4%
32	QUALCOMM INC COM QCOM	QCOM	33,204	$6.1m0.74%	0.74%	Reduced -648	-648 -1.9%
33	COSTCO WHSL CORP NEW COM COST	COST	6,427	$6.0m0.72%	0.72%	Added +52	+52 0.8%
34	GE AEROSPACE COM NEW GE	GE	14,982	$5.6m0.67%	0.67%	Added +61	+61 0.4%
35	ARES CAPITAL CORP COM ARCC	ARCC	301,155	$5.6m0.67%	0.67%	Added +11.9k	+11,943 4.1%
36	DUKE ENERGY CORP NEW COM NEW DUK	DUK	43,832	$5.5m0.67%	0.67%	Added +6.8k	+6,821 18.4%
37	CHEVRON CORP NEW COM CVX	CVX	33,273	$5.5m0.66%	0.66%	Added +1.3k	+1,266 4.0%
38	MICRON TECHNOLOGY INC COM MU	MU	4,536	$5.2m0.63%	0.63%	Reduced -926	-926 -16.9%
39	STARWOOD PPTY TR INC COM STWD	STWD	291,220	$4.8m0.57%	0.57%	Reduced -1.4k	-1,353 -0.5%
40	UNIVERSAL DISPLAY CORP COM OLED	OLED	52,589	$4.6m0.55%	0.55%	Reduced -4.5k	-4,491 -7.9%
41	TEVA PHARMACEUTICAL INDS LTD SPONSORED ADS SPONSORED ADS		134,330	$4.6m0.55%	0.55%	Added +4.0k	+4,000 3.1%
42	ADVANCED MICRO DEVICES INC COM AMD	AMD	7,775	$4.5m0.54%	0.54%	Reduced -3.8k	-3,781 -32.7%
43	MITEK SYS INC COM NEW MITK	MITK	224,165	$4.5m0.54%	0.54%	Added +6.7k	+6,690 3.1%
44	COCA COLA CO COM KO	KO	53,743	$4.4m0.53%	0.53%	Added +123	+123 0.2%
45	GE VERNOVA INC COM GEV	GEV	3,707	$4.4m0.52%	0.52%	Reduced -25	-25 -0.7%
46	META PLATFORMS INC CL A META	META	7,609	$4.3m0.52%	0.52%	Reduced -698	-698 -8.4%
47	AMERICAN EXPRESS CO COM AXP	AXP	12,645	$4.3m0.51%	0.51%	Added +403	+403 3.3%
48	VANGUARD MUN BD FDS TAX EXEMPT BD VTEB	VTEB	82,463	$4.2m0.50%	0.50%	Reduced -13.5k	-13,535 -14.1%
49	PROFESIONALLY MANAGED PORTFO AKRE FOCUS ETF AKRE	AKRE	77,159	$4.1m0.49%	0.49%	Reduced -5.1k	-5,123 -6.2%
50	KINDER MORGAN INC DEL COM KMI	KMI	124,895	$4.0m0.48%	0.48%	Added +1.1k	+1,054 0.8%
51	HOME DEPOT INC COM HD	HD	10,899	$3.8m0.46%	0.46%	Reduced -8	-8 -0.1%
52	CARRIER GLOBAL CORPORATION COM CARR	CARR	48,575	$3.6m0.43%	0.43%	Reduced -420	-420 -0.9%
53	J P MORGAN EXCHANGE TRADED F ULTRA SHRT ETF JPST	JPST	69,604	$3.5m0.42%	0.42%	Added +5.2k	+5,228 8.1%
54	UNITEDHEALTH GROUP INC COM UNH	UNH	8,294	$3.4m0.41%	0.41%	Added +2.9k	+2,906 53.9%
55	MARVELL TECHNOLOGY INC COM MRVL	MRVL	11,554	$3.4m0.41%	0.41%	Reduced -3.5k	-3,502 -23.3%
56	UBER TECHNOLOGIES INC COM UBER	UBER	46,363	$3.3m0.40%	0.40%	Added +3.6k	+3,556 8.3%
57	MERCK & CO INC COM MRK	MRK	25,863	$3.3m0.40%	0.40%	Added +264	+264 1.0%
58	ISHARES TR MSCI ACWI EX US ACWX	ACWX	42,124	$3.2m0.39%	0.39%	Added +36.2k	+36,187 609.5%
59	ROLLINS INC COM ROL	ROL	75,385	$3.1m0.38%	0.38%	Added +978	+978 1.3%
60	CORNING INC COM GLW	GLW	12,303	$3.1m0.38%	0.38%	Reduced -233	-233 -1.9%
61	CONOCOPHILLIPS COM COP	COP	29,886	$3.1m0.37%	0.37%	Reduced -249	-249 -0.8%
62	XPO INC COM XPO	XPO	14,509	$3.0m0.36%	0.36%	Reduced -2.4k	-2,445 -14.4%
63	DANAHER CORPORATION COM DHR	DHR	15,562	$3.0m0.36%	0.36%	Added +30	+30 0.2%
64	ABBOTT LABS COM ABT	ABT	30,380	$2.8m0.33%	0.33%	Added +103	+103 0.3%
65	PROCTER AND GAMBLE CO COM PG	PG	18,222	$2.7m0.32%	0.32%	Added +4.6k	+4,617 33.9%
66	SCHLUMBERGER LTD COM STK SLB	SLB	53,985	$2.5m0.30%	0.30%	Reduced -8.4k	-8,378 -13.4%
67	FIRST TR MORNINGSTAR DIVID L SHS FDL	FDL	50,077	$2.4m0.29%	0.29%	Added +505	+505 1.0%
68	EXXON MOBIL CORP COM XOM	XOM	17,734	$2.4m0.29%	0.29%	Reduced -4	-4 -0.0%
69	LINDE PLC SHS LIN	LIN	4,585	$2.4m0.29%	0.29%	Added +6	+6 0.1%
70	J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL JMST	JMST	46,511	$2.4m0.29%	0.29%	Reduced -7.8k	-7,775 -14.3%
71	MARRIOTT INTL INC NEW CL A MAR	MAR	5,989	$2.2m0.27%	0.27%	Added +7	+7 0.1%
72	ISHARES TR ISHARES SEMICDTR SOXX	SOXX	3,450	$2.2m0.27%	0.27%	Unchanged
73	CITIGROUP INC COM NEW C	C	15,354	$2.1m0.26%	0.26%	Added +222	+222 1.5%
74	BXP INC COM BXP	BXP	32,348	$2.1m0.26%	0.26%	Added +22.2k	+22,213 219.2%
75	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	36,270	$2.1m0.25%	0.25%	Added +340	+340 0.9%
76	CUMMINS INC COM CMI	CMI	2,900	$2.1m0.25%	0.25%	Added +38	+38 1.3%
77	INTEL CORP COM INTC	INTC	14,798	$2.1m0.25%	0.25%	Added +9.9k	+9,918 203.2%
78	FEDEX CORP COM FDX	FDX	6,525	$2.0m0.25%	0.25%	Added +82	+82 1.3%
79	EMERSON ELEC CO COM EMR	EMR	14,192	$2.0m0.24%	0.24%	Added +320	+320 2.3%
80	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	4,227	$2.0m0.24%	0.24%	Reduced -306	-306 -6.8%
81	SERVICENOW INC COM NOW	NOW	20,135	$2.0m0.24%	0.24%	Added +4.6k	+4,577 29.4%
82	FIRSTSERVICE CORP NEW COM FSV	FSV	13,724	$2.0m0.23%	0.23%	Reduced -440	-440 -3.1%
83	WORLD GOLD TR SPDR GLD MINIS GLDM	GLDM	24,507	$1.9m0.23%	0.23%	Added +882	+882 3.7%
84	PGIM ETF TR PGIM ULTRA SH BD PULS	PULS	37,300	$1.8m0.22%	0.22%	Reduced -200	-200 -0.5%
85	VISA INC COM CL A V	V	5,323	$1.8m0.22%	0.22%	Reduced -271	-271 -4.8%
86	EXELON CORP COM EXC	EXC	37,484	$1.7m0.21%	0.21%	Added +1.3k	+1,283 3.5%
87	ALTRIA GROUP INC COM MO	MO	24,207	$1.7m0.21%	0.21%	Added +455	+455 1.9%
88	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	24,268	$1.7m0.21%	0.21%	Added +3.9k	+3,859 18.9%
89	VULCAN MATLS CO COM VMC	VMC	5,856	$1.7m0.21%	0.21%	Added +18	+18 0.3%
90	EVERCORE INC CLASS A EVR	EVR	4,991	$1.7m0.20%	0.20%	Reduced -1.2k	-1,189 -19.2%
91	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	2,409	$1.7m0.20%	0.20%	Added +7	+7 0.3%
92	ORACLE CORP COM ORCL	ORCL	11,216	$1.6m0.20%	0.20%	Reduced -1.5k	-1,534 -12.0%
93	PEPSICO INC COM PEP	PEP	12,069	$1.6m0.20%	0.20%	Added +324	+324 2.8%
94	MCDONALDS CORP COM MCD	MCD	5,919	$1.6m0.19%	0.19%	Added +82	+82 1.4%
95	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	19,013	$1.6m0.19%	0.19%	Unchanged
96	COHEN & STEERS QUALITY INCOM COM RQI	RQI	129,280	$1.6m0.19%	0.19%	Unchanged
97	NORFOLK SOUTHN CORP COM NSC	NSC	4,938	$1.6m0.19%	0.19%	Reduced -27	-27 -0.5%
98	NORTHROP GRUMMAN CORP COM NOC	NOC	3,025	$1.5m0.19%	0.19%	Reduced -1	-1 -0.0%
99	ATOMERA INC COM ATOM	ATOM	175,900	$1.5m0.18%	0.18%	Unchanged
100	SOUTHERN CO COM SO	SO	15,822	$1.5m0.18%	0.18%	Reduced -12.3k	-12,349 -43.8%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
CANTALOUPE INC USAT	USAT	443,025	$4.8m443.0k shares
HONEYWELL INTL INC		5,303	$2.4m5.3k shares
APA CORPORATION APA	APA	18,990	$805.9k19.0k shares
CARNIVAL CORP		21,894	$566.6k21.9k shares
FIREFLY AEROSPACE INC FLY	FLY	15,387	$438.1k15.4k shares
VANGUARD INDEX FDS VTV	VTV	1,292	$253.5k1.3k shares
NIKE INC NKE	NKE	4,251	$224.5k4.3k shares
EQUINIX INC EQIX	EQIX	215	$210.8k215 shares
SERVICE CORP INTL SCI	SCI	2,523	$208.2k2.5k shares
ALLISON TRANSMISSION HLDGS I ALSN	ALSN	1,753	$205.2k1.8k shares
MATTEL INC MAT	MAT	11,225	$163.1k11.2k shares
OCEAN PWR TECHNOLOGIES INC		45,000	$15.8k45.0k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
PAVMED INC 13G · filed 2025-08-14		5.8%	new	13G	2025-08-14