OSAIC HOLDINGS, INC.

SCOTTSDALE, AZ · CIK 1677044 · 13F filing filed 2026-08-14

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Kindprivate equity, wealth
Others nearbyBoston, MA, New York, NY, Meriden, CT, Scottsdale, AZ, Atlanta, GA, Cleveland, OH
FamilyOSAIC HOLDINGS, INC. · 6 related pages

$85.1bn reported value +24.6% vs Q1 2026

7,705positions

15.7%in top 10

448 new 4,537 added 1,969 reduced 282 sold out vs Q1 2026

Options: 259 call positions ($19.7m notional), 39 put positions ($16.4m notional) – listed below, not included above.

This report includes the holdings of 5 other managers that share the investment decisions:

CW Advisors, LLC – reports through this filing
LADENBURG THALMANN ASSET MANAGEMENT – reports through this filing
OSAIC INSTITUTIONS, INC. – reports through this filing
OSAIC WEALTH, INC. – reports through this filing
Osaic Advisory Services, LLC – reports through this filing

Shares in two reports are counted once in each security's totals.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	8,726,238	$2.5bn2.97%	2.97%	Added +650.5k	+650,547 8.1%
2	NVIDIA CORPORATION COM NVDA	NVDA	9,198,621	$1.8bn2.16%	2.16%	Added +572.4k	+572,407 6.6%
3	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	2,022,603	$1.5bn1.75%	1.75%	Added +172.0k	+171,975 9.3%
4	ISHARES TR CORE S&P500 ETF IVV	IVV	1,915,267	$1.4bn1.69%	1.69%	Added +273.6k	+273,626 16.7%
5	MICROSOFT CORP COM MSFT	MSFT	3,090,156	$1.2bn1.36%	1.36%	Added +339.5k	+339,498 12.3%
6	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	1,522,632	$1.1bn1.34%	1.34%	Added +227.7k	+227,742 17.6%
7	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	2,839,392	$1.1bn1.24%	1.24%	Added +215.8k	+215,754 8.2%
8	VANGUARD INDEX FDS S&P 500 ETF SHS VOO	VOO	1,500,334	$1.0bn1.21%	1.21%	Added +263.1k	+263,057 21.3%
9	AMAZON COM INC COM AMZN	AMZN	3,953,747	$942.3m1.11%	1.11%	Added +263.0k	+262,979 7.1%
10	ALPHABET INC CAP STK CL A GOOGL	GOOGL	2,086,559	$745.9m0.88%	0.88%	Added +165.5k	+165,458 8.6%
11	SELECT SECTOR SPDR TR TECHNOLOGY XLK	XLK	3,700,027	$705.0m0.83%	0.83%	Reduced -70.1k	-70,141 -1.9%
12	VANGUARD INDEX FDS GROWTH ETF VUG	VUG	7,959,331	$685.7m0.81%	0.81%	Added +603.3k	+603,307 8.2%
13	SPDR SERIES TRUST PORTFOLIO S&P500 SPYM	SPYM	7,781,306	$683.9m0.80%	0.80%	Added +642.5k	+642,527 9.0%
14	SCHWAB STRATEGIC TR US LCAP GR ETF SCHG	SCHG	18,396,878	$622.6m0.73%	0.73%	Added +195.0k	+194,976 1.1%
15	VANGUARD INDEX FDS VALUE ETF VTV	VTV	2,853,732	$622.1m0.73%	0.73%	Added +290.2k	+290,202 11.3%
16	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	1,219,086	$610.0m0.72%	0.72%	Added +83.3k	+83,276 7.3%
17	ALPHABET INC CAP STK CL C GOOG	GOOG	1,690,618	$597.5m0.70%	0.70%	Added +135.9k	+135,911 8.7%
18	CAPITAL GROUP DIVIDEND VALUE SHS CREATION UNI CGDV	CGDV	11,545,200	$569.0m0.67%	0.67%	Added +2.2m	+2,239,681 24.1%
19	BROADCOM INC COM AVGO	AVGO	1,449,822	$547.8m0.64%	0.64%	Added +46.6k	+46,639 3.3%
20	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	2,237,985	$529.8m0.62%	0.62%	Added +283.7k	+283,673 14.5%
21	JPMORGAN CHASE & CO COM JPM	JPM	1,421,239	$465.6m0.55%	0.55%	Added +86.1k	+86,083 6.5%
22	NORTHERN LTS FD TR IV MAIN SECTR ROTN SECT	SECT	6,193,703	$446.3m0.52%	0.52%	Added +8.1k	+8,050 0.1%
23	INVESCO EXCH TRADED FD TR II NASDAQ 100 ETF QQQM	QQQM	1,469,858	$445.4m0.52%	0.52%	Added +462.6k	+462,591 45.9%
24	CAPITAL GROUP GROWTH ETF SHS CREATION UNI CGGR	CGGR	9,164,905	$432.6m0.51%	0.51%	Added +1.5m	+1,455,967 18.9%
25	ELI LILLY & CO COM LLY	LLY	359,552	$431.6m0.51%	0.51%	Added +46.8k	+46,791 15.0%
26	ISHARES TR RUS 1000 GRW ETF IWF	IWF	3,418,519	$424.5m0.50%	0.50%	Added +163.8k	+163,847 5.0%
27	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	5,925,426	$422.3m0.50%	0.50%	Added +949.7k	+949,687 19.1%
28	META PLATFORMS INC CL A META	META	727,305	$409.9m0.48%	0.48%	Added +39.1k	+39,087 5.7%
29	MICRON TECHNOLOGY INC COM MU	MU	347,050	$400.7m0.47%	0.47%	Reduced -20.1k	-20,100 -5.5%
30	FIRST TR EXCHANGE TRADED FD RISNG DIVD ACHIV RDVY	RDVY	4,633,995	$375.7m0.44%	0.44%	Added +221.3k	+221,277 5.0%
31	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	10,869,562	$344.7m0.41%	0.41%	Added +1.3m	+1,315,834 13.8%
32	TESLA INC COM TSLA	TSLA	806,491	$339.2m0.40%	0.40%	Added +102.2k	+102,225 14.5%
33	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	1,555,472	$331.1m0.39%	0.39%	Added +238.1k	+238,051 18.1%
34	CATERPILLAR INC COM CAT	CAT	310,135	$330.6m0.39%	0.39%	Added +15.0k	+14,969 5.1%
35	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	5,792,995	$327.3m0.38%	0.38%	Added +373.8k	+373,774 6.9%
36	SPDR GOLD TR GOLD SHS GLD	GLD	883,441	$325.5m0.38%	0.38%	Added +49.8k	+49,846 6.0%
37	VANGUARD INDEX FDS SMALL CP ETF VB	VB	1,065,927	$323.4m0.38%	0.38%	Added +158.1k	+158,101 17.4%
38	FIDELITY COVINGTON TRUST ENHANCED INTL FENI	FENI	7,943,791	$318.8m0.37%	0.37%	Added +3.5m	+3,455,260 77.0%
39	SCHWAB STRATEGIC TR US LCAP VA ETF SCHV	SCHV	8,912,979	$310.3m0.36%	0.36%	Reduced -2.4m	-2,367,233 -21.0%
40	SPDR SERIES TRUST PRTFLO S&P500 GW SPYG	SPYG	2,587,784	$307.9m0.36%	0.36%	Added +266.5k	+266,501 11.5%
41	ISHARES INC CORE MSCI EMKT IEMG	IEMG	3,641,116	$301.8m0.35%	0.35%	Added +69.1k	+69,114 1.9%
42	FIRST TR EXCHNG TRADED FD VI FT VEST LADDERED BUFR	BUFR	8,180,750	$298.8m0.35%	0.35%	Added +461.8k	+461,809 6.0%
43	ISHARES TR 0-3 MNTH TREASRY SGOV	SGOV	2,905,328	$292.5m0.34%	0.34%	Added +205.6k	+205,645 7.6%
44	COSTCO WHSL CORP NEW COM COST	COST	305,164	$285.9m0.34%	0.34%	Added +14.8k	+14,751 5.1%
45	EXXON MOBIL CORP COM XOM	XOM	2,051,832	$280.6m0.33%	0.33%	Reduced -204.9k	-204,915 -9.1%
46	VANGUARD INDEX FDS MID CAP ETF VO	VO	3,445,858	$277.7m0.33%	0.33%	Added +514.4k	+514,422 17.6%
47	ISHARES TR S&P 500 GRWT ETF IVW	IVW	2,013,076	$277.0m0.33%	0.33%	Added +47.4k	+47,373 2.4%
48	J P MORGAN EXCHANGE TRADED F NASDAQ EQT PREM JEPQ	JEPQ	4,365,130	$268.3m0.32%	0.32%	Added +631.2k	+631,198 16.9%
49	ISHARES TR CORE S&P MCP ETF IJH	IJH	3,440,498	$265.3m0.31%	0.31%	Added +321.2k	+321,228 10.3%
50	BLACKROCK ETF TRUST ISHARES US EQUIT DYNF	DYNF	3,872,962	$263.5m0.31%	0.31%	Added +428.6k	+428,570 12.4%
51	VANGUARD WORLD FD INF TECH ETF VGT	VGT	2,190,521	$261.9m0.31%	0.31%	Added +91.5k	+91,465 4.4%
52	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	1,623,862	$256.7m0.30%	0.30%	Added +239.0k	+239,020 17.3%
53	ADVANCED MICRO DEVICES INC COM AMD	AMD	441,188	$256.3m0.30%	0.30%	Added +18.2k	+18,243 4.3%
54	ISHARES TR CORE S&P TTL STK ITOT	ITOT	1,555,858	$255.6m0.30%	0.30%	Added +73.2k	+73,205 4.9%
55	WALMART INC COM WMT	WMT	2,238,944	$253.7m0.30%	0.30%	Added +157.1k	+157,126 7.5%
56	ISHARES TR CORE S&P SCP ETF IJR	IJR	1,701,962	$252.5m0.30%	0.30%	Added +115.1k	+115,064 7.2%
57	PACER FDS TR US CASH COWS 100 COWZ	COWZ	4,018,479	$250.0m0.29%	0.29%	Added +313.5k	+313,548 8.5%
58	FIDELITY MERRIMACK STR TR TOTAL BD ETF FBND	FBND	5,491,783	$249.9m0.29%	0.29%	Added +884.7k	+884,737 19.2%
59	INVESCO EXCHANGE TRADED FD T S&P500 QUALITY SPHQ	SPHQ	2,703,877	$243.7m0.29%	0.29%	Added +208.0k	+208,031 8.3%
60	JOHNSON & JOHNSON COM JNJ	JNJ	958,469	$243.6m0.29%	0.29%	Added +121.2k	+121,155 14.5%
61	VISA INC COM CL A V	V	707,677	$243.0m0.29%	0.29%	Added +20.7k	+20,661 3.0%
62	COCA COLA CO COM KO	KO	2,919,879	$237.3m0.28%	0.28%	Added +419.6k	+419,557 16.8%
63	SPDR INDEX SHS FDS PORTFOLIO DEVLPD SPDW	SPDW	4,686,255	$236.2m0.28%	0.28%	Added +279.2k	+279,200 6.3%
64	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	491,974	$235.1m0.28%	0.28%	Added +45.2k	+45,231 10.1%
65	ISHARES TR CORE US AGGBD ET AGG	AGG	2,372,924	$234.9m0.28%	0.28%	Added +203.5k	+203,482 9.4%
66	VANECK ETF TRUST SEMICONDUCTR ETF SMH	SMH	357,849	$234.9m0.28%	0.28%	Added +39.6k	+39,583 12.4%
67	SELECT SECTOR SPDR TR SBI HEALTHCARE XLV	XLV	1,465,522	$232.6m0.27%	0.27%	Reduced -76.2k	-76,222 -4.9%
68	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	2,449,046	$224.5m0.26%	0.26%	Added +50.8k	+50,768 2.1%
69	ISHARES TR CORE MSCI EAFE IEFA	IEFA	2,316,888	$223.8m0.26%	0.26%	Added +110.3k	+110,332 5.0%
70	ABBVIE INC COM ABBV	ABBV	855,570	$215.5m0.25%	0.25%	Added +128.6k	+128,649 17.7%
71	VANGUARD STAR FDS VG TL INTL STK F VXUS	VXUS	2,512,181	$214.8m0.25%	0.25%	Added +203.4k	+203,446 8.8%
72	SELECT SECTOR SPDR TR ENERGY XLE	XLE	4,027,798	$213.9m0.25%	0.25%	Added +405.5k	+405,472 11.2%
73	SELECT SECTOR SPDR TR FINANCIAL XLF	XLF	3,961,786	$212.4m0.25%	0.25%	Added +120.9k	+120,948 3.1%
74	AMERICAN CENTY ETF TR AVANTIS EMGMKT AVEM	AVEM	2,188,324	$211.2m0.25%	0.25%	Added +252.1k	+252,072 13.0%
75	ISHARES TR RUSSELL 2000 ETF IWM	IWM	699,431	$210.3m0.25%	0.25%	Added +101.0k	+100,951 16.9%
76	VANGUARD INDEX FDS SM CP VAL ETF VBR	VBR	854,208	$207.8m0.24%	0.24%	Added +45.0k	+44,950 5.5%
77	CAPITAL GROUP GBL GROWTH EQT SHS CREATION UNI CGGO	CGGO	4,782,747	$202.5m0.24%	0.24%	Added +982.5k	+982,516 25.9%
78	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	2,692,692	$197.7m0.23%	0.23%	Added +333.1k	+333,083 14.1%
79	VANGUARD INTL EQUITY INDEX F FTSE EMR MKT ETF VWO	VWO	3,268,636	$195.2m0.23%	0.23%	Added +370.2k	+370,198 12.8%
80	INVESCO EXCHANGE TRADED FD T S&P SMLCP MOMENT XSMO	XSMO	2,064,849	$193.4m0.23%	0.23%	Added +184.1k	+184,078 9.8%
81	CISCO SYS INC COM CSCO	CSCO	1,631,910	$191.8m0.23%	0.23%	Added +144.5k	+144,460 9.7%
82	DIMENSIONAL ETF TRUST US CORE EQUITY 2 DFAC	DFAC	4,319,715	$191.6m0.23%	0.23%	Added +2.0m	+2,047,997 90.2%
83	SELECT SECTOR SPDR TR SBI INT-UTILS XLU	XLU	4,206,517	$190.7m0.22%	0.22%	Added +371.7k	+371,734 9.7%
84	ISHARES TR RUS 1000 VAL ETF IWD	IWD	785,470	$190.4m0.22%	0.22%	Added +72.2k	+72,157 10.1%
85	ISHARES TR RUS MD CP GR ETF IWP	IWP	1,270,561	$186.1m0.22%	0.22%	Added +99.1k	+99,111 8.5%
86	VANGUARD SCOTTSDALE FDS VNG RUS1000GRW VONG	VONG	1,455,258	$186.0m0.22%	0.22%	Added +73.2k	+73,168 5.3%
87	CHEVRON CORP NEW COM CVX	CVX	1,097,170	$182.0m0.21%	0.21%	Added +53.5k	+53,517 5.1%
88	ISHARES TR RUS TP200 GR ETF IWY	IWY	622,017	$180.9m0.21%	0.21%	Added +54.0k	+53,978 9.5%
89	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	2,959,304	$179.9m0.21%	0.21%	Added +237.4k	+237,380 8.7%
90	APPLIED MATLS INC COM AMAT	AMAT	246,766	$178.5m0.21%	0.21%	Added +8.9k	+8,936 3.8%
91	ISHARES TR MSCI EAFE ETF EFA	EFA	1,679,951	$174.5m0.21%	0.21%	Added +176.2k	+176,226 11.7%
92	GE VERNOVA INC COM GEV	GEV	146,184	$171.8m0.20%	0.20%	Added +6.4k	+6,369 4.6%
93	PALANTIR TECHNOLOGIES INC CL A PLTR	PLTR	1,469,440	$171.4m0.20%	0.20%	Added +15.3k	+15,293 1.1%
94	INVESCO EXCH TRADED FD TR II S&P 500 MOMNTM SPMO	SPMO	1,049,639	$169.6m0.20%	0.20%	Added +234.6k	+234,635 28.8%
95	ISHARES TR S&P 500 VAL ETF IVE	IVE	731,726	$166.3m0.20%	0.20%	Added +45.1k	+45,113 6.6%
96	PIMCO ETF TR ACTIVE BD ETF BOND	BOND	1,796,810	$165.7m0.19%	0.19%	Added +98.6k	+98,644 5.8%
97	VANGUARD BD INDEX FDS SHORT TRM BOND BSV	BSV	2,090,052	$162.9m0.19%	0.19%	Added +267.5k	+267,459 14.7%
98	HOME DEPOT INC COM HD	HD	460,034	$162.5m0.19%	0.19%	Added +13.3k	+13,346 3.0%
99	AMERICAN CENTY ETF TR US SML CP VALU AVUV	AVUV	1,300,542	$162.3m0.19%	0.19%	Reduced -65.5k	-65,547 -4.8%
100	ISHARES TR CORE DIV GRWTH DGRO	DGRO	2,140,640	$162.3m0.19%	0.19%	Added +389.6k	+389,586 22.2%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		128,884	$58.3m128.9k shares
CARNIVAL CORP		367,648	$9.5m367.6k shares
DUPONT DE NEMOURS INC DWDP	DWDP	60,397	$8.3m60.4k shares
COTERRA ENERGY INC CTRA	CTRA	105,998	$3.7m106.0k shares
SEALED AIR CORP NEW		34,310	$1.4m34.3k shares
PEAKSTONE REALTY TRUST PKST	PKST	66,207	$1.4m66.2k shares
SEABRIDGE GOLD INC		46,497	$1.3m46.5k shares
DIREXION SHS ETF TR FAS	FAS	7,493	$887.9k7.5k shares
THOMSON REUTERS CORP		9,335	$840.5k9.3k shares
HOLOGIC INC HOLX	HOLX	10,631	$803.8k10.6k shares
AIR LEASE CORP AL	AL	12,101	$785.9k12.1k shares
NUVEEN NEW JERSEY QULT MUN F XNXJX	XNXJX	55,274	$679.9k55.3k shares
THERMON GROUP HLDGS INC		11,730	$591.2k11.7k shares
MFS CHARTER INCOME TR XMCRX	XMCRX	85,892	$520.5k85.9k shares
NUVEEN PENNSYLVANIA QLT MUN XNQPX	XNQPX	36,037	$430.0k36.0k shares
PROSHARES TR EFO	EFO	5,872	$373.5k5.9k shares
PROSHARES TR LTL	LTL	14,132	$349.1k14.1k shares
GREAT LAKES DREDGE & DOCK CO GLDD	GLDD	20,269	$344.6k20.3k shares
DIREXION SHS ETF TR WANT	WANT	9,414	$341.4k9.4k shares
DIREXION SHS ETF TR DUSL	DUSL	4,144	$303.6k4.1k shares
PROSHARES TR UCC	UCC	6,724	$285.5k6.7k shares
MFS INVT GRADE MUN TR		32,138	$256.8k32.1k shares
LINKBANCORP INC LNKB	LNKB	28,448	$237.3k28.4k shares
CLEARWAY ENERGY INC		4,843	$189.8k4.8k shares
DIGIMARC CORP NEW		35,560	$174.6k35.6k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	8,601	$6.4m8.6k shares	Added
MICRON TECHNOLOGY INC MU · Call	MU	Call	50	$5.3m50 shares	Reduced
APPLE INC AAPL · Put	AAPL	Put	9,909	$2.9m9.9k shares	Reduced
BROADCOM INC AVGO · Put	AVGO	Put	4,223	$1.7m4.2k shares	Reduced
MICROSOFT CORP MSFT · Put	MSFT	Put	3,200	$1.2m3.2k shares	Unchanged
STARBUCKS CORP SBUX · Put	SBUX	Put	11,600	$1.2m11.6k shares	New
INVESCO QQQ TR QQQ · Put	QQQ	Put	1,137	$945.1k1.1k shares	Added
COCA COLA CO KO · Put	KO	Put	11,400	$926.5k11.4k shares	New
NVIDIA CORPORATION NVDA · Call	NVDA	Call	790	$911.5k790 shares	Reduced
CATERPILLAR INC CAT · Put	CAT	Put	703	$760.6k703 shares	Added
AMAZON COM INC AMZN · Call	AMZN	Call	186	$722.4k186 shares	Added
BROADCOM INC AVGO · Call	AVGO	Call	46	$719.8k46 shares	Added
ADVANCED MICRO DEVICES INC AMD · Call	AMD	Call	15	$668.4k15 shares	Reduced
MICROSOFT CORP MSFT · Call	MSFT	Call	1,078	$664.3k1.1k shares	Added
TAIWAN SEMICONDUCTOR MFG LTD TSM · Call	TSM	Call	22	$663.3k22 shares	Reduced
APPLE INC AAPL · Call	AAPL	Call	351	$650.3k351 shares	Added
UNITEDHEALTH GROUP INC UNH · Call	UNH	Call	232	$623.8k232 shares	Reduced
ALPHABET INC GOOG · Call	GOOG	Call	32	$529.0k32 shares	Added
ELI LILLY & CO LLY · Call	LLY	Call	205	$404.6k205 shares	Reduced
SANDISK CORP SNDK · Call	SNDK	Call	2	$316.8k2 shares	Unchanged
CROWDSTRIKE HLDGS INC CRWD · Call	CRWD	Call	8	$289.9k8 shares	Unchanged
AMPLIFY ETF TR DIVO · Call	DIVO	Call	478	$279.9k478 shares	Unchanged
BROWN FORMAN CORP BF.B · Call	BF.B	Call	10,000	$266.5k10.0k shares	Unchanged
HOME DEPOT INC HD · Call	HD	Call	462	$262.8k462 shares	Reduced
META PLATFORMS INC META · Call	META	Call	208	$222.7k208 shares	Added