Vault-13

NORTHERN LTS FD TR IV SECT

MAIN SECTR ROTN · ETP · CUSIP 66538H591

127 institutional holders +14 vs Q1 2026
37,296,12337.3m shares reported held*
$2.7bnreported value*
21 new 48 added 38 reduced 8 sold out net bought ≈ $54.2m (+752.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($13.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $72.05.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 44Q4 22: 48Q1 23: 53Q2 23: 63Q3 23: 67Q4 23: 69Q1 24: 74Q2 24: 87Q3 24: 87Q4 24: 97Q1 25: 97Q2 25: 103Q3 25: 110Q4 25: 111Q1 26: 113Q2 26: 127127Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 202244
Q4 202248
Q1 202353
Q2 202363
Q3 202367
Q4 202369
Q1 202474
Q2 202487
Q3 202487
Q4 202497
Q1 202597
Q2 2025103
Q3 2025110
Q4 2025111
Q1 2026113
Q2 2026127

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q3 24: 45 bought or addedQ3 24: 36 cut or sold outQ4 24: 53 bought or addedQ4 24: 37 cut or sold outQ4 24Q1 25: 40 bought or addedQ1 25: 51 cut or sold outQ2 25: 40 bought or addedQ2 25: 53 cut or sold outQ2 25Q3 25: 53 bought or addedQ3 25: 50 cut or sold outQ4 25: 54 bought or addedQ4 25: 46 cut or sold outQ4 25Q1 26: 64 bought or addedQ1 26: 46 cut or sold outQ2 26: 69 bought or addedQ2 26: 46 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 20244536
Q4 20245337
Q1 20254051
Q2 20254053
Q3 20255350
Q4 20255446
Q1 20266446
Q2 20266946

Biggest buyers

LPL Financial LLC Added +579,234+579.2k
Copley Financial Group, Inc. Added +140,757+140.8k
Triad Wealth Partners, LLC Added +93,321+93.3k
Cambridge Investment Research Advisors, Inc. Added +84,790+84.8k
GeoWealth Management, LLC Added +74,954+75.0k
ENVESTNET ASSET MANAGEMENT INC Added +44,183+44.2k
Ethos Financial Group, LLC Added +28,379+28.4k
VICTORY FINANCIAL GROUP, LLC Added +21,634+21.6k
Virtue Capital Management, LLC Added +13,465+13.5k
POTOMAC FUND MANAGEMENT INC /ADV Added +12,754+12.8k

Biggest sellers

Sigma Planning Corp Reduced -121,594-121.6k
CreativeOne Wealth, LLC Reduced -79,321-79.3k
Orion Porfolio Solutions, LLC Reduced -57,419-57.4k
Mariner, LLC Reduced -40,636-40.6k
Atria Investments, Inc Reduced -29,079-29.1k
Spire Wealth Management Reduced -24,916-24.9k
FLOW TRADERS U.S. LLC Reduced -20,492-20.5k
HARBOUR INVESTMENTS, INC. Reduced -17,077-17.1k
CITADEL ADVISORS LLC Reduced -15,245-15.2k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -13,731-13.7k

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Orion Porfolio Solutions, LLC 9.60% of their portfolio OMAHA, NE 17,402,70417.4m $1.3bn $1.3bn 9.60% Reduced -57.4k -57,419
2 OSAIC HOLDINGS, INC. 0.52% of their portfolio SCOTTSDALE, AZ 6,193,7036.2m $446.3m $446.3m 0.52% Added +8.1k +8,050
3 LPL Financial LLC 0.09% of their portfolio FORT MILL, SC 5,688,1495.7m $409.9m $409.9m 0.09% Added +579.2k +579,234
4 ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio Berwyn, PA 1,389,2501.4m $100.1m $100.1m 0.02% Added +44.2k +44,183
5 POTOMAC FUND MANAGEMENT INC /ADV 1.53% of their portfolio BETHESDA, MD 845,221845.2k $60.9m $60.9m 1.53% Added +12.8k +12,754
6 CreativeOne Wealth, LLC 1.01% of their portfolio OVERLAND PARK, KS 647,836647.8k $46.7m $46.7m 1.01% Reduced -79.3k -79,321
7 GeoWealth Management, LLC 1.39% of their portfolio CHICAGO, IL 613,483613.5k $44.2m $44.2m 1.39% Added +75.0k +74,954
8 Main Management LLC 1.90% of their portfolio SAN FRANCISCO, CA 392,324392.3k $28.3m $28.3m 1.90% Reduced -4.8k -4,760
9 Copley Financial Group, Inc. 16.78% of their portfolio SAN DIEGO, CA 384,988385.0k $27.7m $27.7m 16.78% Added +140.8k +140,757
10 Cetera Investment Advisers 0.02% of their portfolio SCHAUMBURG, IL 346,474346.5k $25.0m $25.0m 0.02% Reduced -8.2k -8,232
11 Madrona Financial Services, LLC 3.47% of their portfolio EVERETT, WA 261,358261.4k $18.8m $18.8m 3.47% Added +5.8k +5,758
12 Mutual Advisors, LLC 0.34% of their portfolio OMAHA, NE 246,758246.8k $17.8m $17.8m 0.34% Added +12.4k +12,448
13 INTEGRITY ALLIANCE, LLC. 0.49% of their portfolio Urbandale, IA 216,151216.2k $15.6m $15.6m 0.49% Added +5.1k +5,072
14 Encompass More Asset Management 1.86% of their portfolio Danville, CA 176,200176.2k $12.7m $12.7m 1.86% Added +7.4k +7,424
15 Silver Grove Financial Group, Inc. 6.35% of their portfolio ORCHARD PARK, NY 162,820162.8k $11.7m $11.7m 6.35% Added +9.5k +9,549
16 Cambridge Investment Research Advisors, Inc. 0.01% of their portfolio FAIRFIELD, IA 157,306157.3k $11.3m $11.3m 0.01% Added +84.8k +84,790
17 AMG Asset Management Group, Inc. 6.93% of their portfolio CARTERSVILLE, GA 153,480153.5k $11.1m $11.1m 6.93% Reduced -5.4k -5,374
18 Ausdal Financial Partners, Inc. 0.38% of their portfolio Davenport, IA 134,956135.0k $9.7m $9.7m 0.38% Reduced -8.7k -8,733
19 Atria Investments, Inc 0.08% of their portfolio Charlotte, NC 116,376116.4k $8.4m $8.4m 0.08% Reduced -29.1k -29,079
20 HARBOUR INVESTMENTS, INC. 0.11% of their portfolio MADISON, WI 116,026116.0k $8.4m $8.4m 0.11% Reduced -17.1k -17,077
21 Spire Wealth Management 0.23% of their portfolio MCLEAN, VA 106,703106.7k $7.7m $7.7m 0.23% Reduced -24.9k -24,916
22 Triad Wealth Partners, LLC 0.44% of their portfolio LAWRENCE, KS 103,495103.5k $7.4m $7.4m 0.44% Added +93.3k +93,321
23 Envestnet Portfolio Solutions, Inc. 0.03% of their portfolio BERWYN, PA 86,52586.5k $6.2m $6.2m 0.03% Reduced -1.3k -1,311
24 Virtue Capital Management, LLC 0.82% of their portfolio BRENTWOOD, TN 85,72185.7k $6.2m $6.2m 0.82% Added +13.5k +13,465
25 Geneos Wealth Management Inc. 0.11% of their portfolio ENGLEWOOD, CO 77,62977.6k $5.6m $5.6m 0.11% Reduced -1.0k -1,007
26 Echo45 Advisors LLC 2.56% of their portfolio WALNUT CREEK, CA 68,75068.8k $5.0m $5.0m 2.56% Reduced -1.4k -1,382
27 Mariner, LLC 0.01% of their portfolio Overland Park, KS 66,39066.4k $4.8m $4.8m 0.01% Reduced -40.6k -40,636
28 PACIFIC FINANCIAL GROUP INC 2.23% of their portfolio NASHVILLE, TN 64,65864.7k $4.7m $4.7m 2.23% Added +5.5k +5,479
29 Waverly Advisors, LLC 0.02% of their portfolio BIRMINGHAM, AL 48,68448.7k $3.5m $3.5m 0.02% Added +2.5k +2,475
30 GWN SECURITIES INC. 0.58% of their portfolio Palm Beach Gardens, FL 48,01348.0k $3.5m $3.5m 0.58% Added +5.1k +5,145
31 Advantage Trust Co 1.20% of their portfolio SALINA, KS 47,49247.5k $3.4m $3.4m 1.20% Added +777 +777
32 Tactive Advisors, LLC 0.73% of their portfolio Jacksonville, FL 41,30741.3k $3.0m $3.0m 0.73% Reduced -3.8k -3,776
33 Balefire, LLC 0.48% of their portfolio DALLAS, TX 41,18841.2k $3.0m $3.0m 0.48% Reduced -6.8k -6,792
34 CFC Planning Co LLC 1.75% of their portfolio CICERO, IN 41,10041.1k $3.0m $3.0m 1.75% Reduced -648 -648
35 Synergy Investment Management, LLC 0.68% of their portfolio ALTAMONTE SPRINGS, FL 38,78038.8k $2.8m $2.8m 0.68% Reduced -524 -524
36 Lunt Capital Management, Inc. 0.98% of their portfolio HOLLADAY, UT 37,16637.2k $2.7m $2.7m 0.98% Reduced -252 -252
37 Ethos Financial Group, LLC 0.16% of their portfolio KING OF PRUSSIA, PA 34,43734.4k $2.4m $2.4m 0.16% Added +28.4k +28,379
38 VICTORY FINANCIAL GROUP, LLC 0.26% of their portfolio AUSTIN, TX 34,18734.2k $2.5m $2.5m 0.26% Added +21.6k +21,634
39 Signal Advisors Wealth, LLC 0.13% of their portfolio DETROIT, MI 33,18333.2k $2.4m $2.4m 0.13% Added +11.5k +11,546
40 WORLD EQUITY GROUP, INC. 0.53% of their portfolio SCHAUMBURG, IL 33,01833.0k $2.4m $2.4m 0.53% Added +8.6k +8,638
41 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 31,68631.7k $2.3m $2.3m 0.00% Reduced -13.7k -13,731
42 FLORIDA FINANCIAL ADVISORS, LLC 0.36% of their portfolio TAMPA, FL 29,44529.4k $2.1m $2.1m 0.36% Reduced -3.5k -3,510
43 Independent Wealth Network Inc. 0.51% of their portfolio URBANDALE, IA 27,93527.9k $2.0m $2.0m 0.51% Added +3.4k +3,445
44 BAM Wealth Management, LLC 1.21% of their portfolio LAKEWOOD, CO 26,87026.9k $1.9m $1.9m 1.21% Added +5.7k +5,704
45 SILVER OAK SECURITIES, INCORPORATED 0.11% of their portfolio JACKSON, TN 26,27126.3k $1.9m $1.9m 0.11% Added +437 +437
46 Fiduciary Alliance LLC 0.12% of their portfolio GREENVILLE, SC 24,28624.3k $1.8m $1.8m 0.12% Reduced -349 -349
47 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 24,00724.0k $1.7m $1.7m 0.00% Added +1.4k +1,374
48 Simplicity Wealth,LLC 0.05% of their portfolio SUMMIT, NJ 22,08422.1k $1.6m $1.6m 0.05% Added +105 +105
49 Bravias Capital Group, LLC 0.94% of their portfolio ISELIN, NJ 21,97922.0k $1.6m $1.6m 0.94% Unchanged
50 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 21,05021.1k $1.5m $1.5m 0.00% Reduced -15.2k -15,245
51 SMITH, MOORE & CO. 0.10% of their portfolio CLAYTON, MO 21,03421.0k $1.5m $1.5m 0.10% Added +2.2k +2,163
52 COLDSTREAM CAPITAL MANAGEMENT INC 0.02% of their portfolio BELLEVUE, WA 20,88820.9k $1.5m $1.5m 0.02% Added +4 +4
53 Koshinski Asset Management, Inc. 0.08% of their portfolio DECATUR, IL 20,05020.1k $1.4m $1.4m 0.08% Added +461 +461
54 INDEPENDENT FINANCIAL GROUP, LLC 0.02% of their portfolio SAN DIEGO, CA 16,19216.2k $1.2m $1.2m 0.02% Reduced -3.5k -3,548
55 Kestra Advisory Services, LLC 0.00% of their portfolio AUSTIN, TX 15,58915.6k $1.1m $1.1m 0.00% Added +2.2k +2,180
56 NATIXIS ADVISORS, LLC 0.00% of their portfolio Boston, MA 13,81413.8k $995.0k $995.0k 0.00% Reduced -391 -391
57 PFG Investments, LLC 0.04% of their portfolio WOODBURY, NY 12,88512.9k $928.5k $928.5k 0.04% Added +659 +659
58 TCP Asset Management, LLC 0.10% of their portfolio Upper Arlington, OH 12,26612.3k $883.9k $883.9k 0.10% Unchanged
59 Advisory Services Network, LLC 0.01% of their portfolio ATLANTA, GA 12,05812.1k $868.9k $868.9k 0.01% Added +1.1k +1,088
60 Sanctuary Advisors, LLC 0.00% of their portfolio INDIANAPOLIS, IN 11,75811.8k $847.3k $847.3k 0.00% Added +15 +15
61 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 11,66411.7k $840.5k $840.5k 0.00% Reduced -320 -320
62 CIBC Bancorp USA Inc. 0.00% of their portfolio CHICAGO, IL 10,42710.4k $751.4k $751.4k 0.00% Unchanged
63 Foundations Investment Advisors, LLC 0.01% of their portfolio PHOENIX, AZ 10,27810.3k $740.6k $740.6k 0.01% Reduced -12.6k -12,621
64 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 9,6119.6k $692.6k $692.6k 0.02% Reduced -121.6k -121,594
65 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 8,9018.9k $641.4k $641.4k 0.00% Added +1.9k +1,920
66 Barnes Dennig Private Wealth Management LLC 0.44% of their portfolio CINCINNATI, OH 7,7137.7k $555.8k $555.8k 0.44% Unchanged
67 SIGNATUREFD, LLC 0.01% of their portfolio ATLANTA, GA 7,6537.7k $551.5k $551.5k 0.01% Unchanged
68 Farther Finance Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 7,5957.6k $547.3k $547.3k 0.00% Unchanged
69 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 7,2987.3k $525.9k $525.9k 0.00% Added +640 +640
70 Integrity Advisory Solutions, LLC 0.05% of their portfolio DALLAS, TX 6,9356.9k $499.8k $499.8k 0.05% Added +1.6k +1,608
71 Focus Partners Advisor Solutions, LLC 0.00% of their portfolio SAINT LOUIS, MO 6,9166.9k $498.4k $498.4k 0.00% Added +855 +855
72 WIN ADVISORS, INC 0.17% of their portfolio PALM BEACH GARDENS, FL 6,7676.8k $487.6k $487.6k 0.17% New
73 AE Wealth Management LLC 0.00% of their portfolio TOPEKA, KS 6,2706.3k $451.8k $451.8k 0.00% Reduced -1.3k -1,289
74 Sovran Advisors, LLC 0.03% of their portfolio SAN DIEGO, CA 6,2366.2k $434.5k $434.5k 0.03% Unchanged
75 Summit Financial, LLC 0.00% of their portfolio PARSIPPANY, NJ 6,2036.2k $447.0k $447.0k 0.00% Added +2.7k +2,705
76 Western Wealth Management, LLC 0.01% of their portfolio GOLDEN, CO 6,0376.0k $435.1k $435.1k 0.01% Reduced -4 -4
77 J.W. COLE ADVISORS, INC. 0.01% of their portfolio TAMPA, FL 5,8205.8k $419.4k $419.4k 0.01% Added +6 +6
78 Buck Wealth Strategies, LLC 0.04% of their portfolio DENVER, CO 5,4825.5k $395.0k $395.0k 0.04% Added +7 +7
79 FLOW TRADERS U.S. LLC 0.02% of their portfolio NEW YORK, NY 5,4695.5k $394.0k $394.0k 0.02% Reduced -20.5k -20,492
80 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 5,2035.2k $374.9k $374.9k 0.00% Reduced -350 -350
81 Diversify Advisory Services, LLC 0.01% of their portfolio SANDY, UT 5,1545.2k $360.6k $360.6k 0.01% New
82 DIVERSIFY WEALTH MANAGEMENT, LLC 0.01% of their portfolio SANDY, UT 5,1545.2k $360.6k $360.6k 0.01% Reduced -91 -91
83 Meeder Advisory Services, Inc. 0.01% of their portfolio DUBLIN, OH 5,1155.1k $368.6k $368.6k 0.01% Reduced -31 -31
84 ABSOLUTE CAPITAL MANAGEMENT, LLC 0.09% of their portfolio Pittsburgh, PA 5,0025.0k $360.5k $360.5k 0.09% Added +1.1k +1,114
85 UBS Group AG 0.00% of their portfolio ZURICH, V8 4,4044.4k $317.4k $317.4k 0.00% New
86 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 4,3874.4k $316.1k $316.1k 0.00% Added +3.1k +3,079
87 Discipline Wealth Solutions, LLC 0.03% of their portfolio GREENVILLE, SC 4,3754.4k $315.3k $315.3k 0.03% Reduced -228 -228
88 ASSETMARK, INC 0.00% of their portfolio CONCORD, CA 4,3024.3k $310.0k $310.0k 0.00% Added +1.5k +1,495
89 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 4,3014.3k $309.9k $309.9k 0.00% New
90 Keystone Financial Group 0.02% of their portfolio LEXINGTON, KY 4,2724.3k $307.8k $307.8k 0.02% Unchanged
91 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 4,2544.3k $307.0k $307.0k 0.00% Added +2.9k +2,934
92 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 4,1534.2k $299.3k $299.3k 0.00% Unchanged
93 JOHNSON INVESTMENT COUNSEL INC 0.00% of their portfolio Cincinnati, OH 4,0974.1k $295.2k $295.2k 0.00% Unchanged
94 Fourth Dimension Wealth, LLC 0.09% of their portfolio MIDDLEBURG HEIGHTS, OH 3,9023.9k $281.2k $281.2k 0.09% New
95 Arkadios Wealth Advisors 0.00% of their portfolio ATLANTA, GA 3,8073.8k $274.3k $274.3k 0.00% Added +5 +5
96 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 3,6433.6k $262.5k $262.5k 0.00% Reduced -1.2k -1,158
97 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 3,5093.5k $252.9k $252.9k 0.00% Unchanged
98 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 3,4823.5k $248.0k $248.0k 0.00% Unchanged
99 Perigon Wealth Management, LLC 0.00% of their portfolio SAN FRANCISCO, CA 3,3013.3k $237.9k $237.9k 0.00% New
100 Waterfront Wealth Inc. 0.04% of their portfolio OVERLAND PARK, KS 3,3003.3k $236.7k $236.7k 0.04% New