Empery Asset Management, LP

NEW YORK, NY · CIK 1469336 · 13F filing filed 2026-08-11

SEC-registered investment adviser since 2021 · limited partnership

Assets managed$262.5m
Staff6 · 3 in investment roles
Main clients (by assets)Private funds 100%
Private funds4 (4 hedge) · $262.5m gross assets
Main officeNew York City, NY
Form ADV · 2026-03-31SEC adviser record

Legal entityEMPERY ASSET MANAGEMENT, LP (US)

$86.5m reported value +4.2% vs Q1 2026

32positions

90.7%in top 10

12 new 0 added 7 reduced 12 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	X4 PHARMACEUTICALS INC COM NEW XFOR	XFOR	6,930,591	$32.4m37.43%	37.43%	Reduced -2.0m	-2,013,527 -22.5%
2	EMPERY DIGITAL INC COM NEW EMPD	EMPD	2,930,345	$10.4m12.06%	12.06%	Unchanged
3	NERVGEN PHARMA CORP COM NGEN	NGEN	4,000,000	$8.2m9.53%	9.53%	New
4	PRECISION BIOSCIENCES INC COM NEW DTIL	DTIL	776,093	$6.1m7.05%	7.05%	Reduced -1.2m	-1,192,786 -60.6%
5	CLENE INC COM NEW CLNN	CLNN	916,532	$5.6m6.52%	6.52%	New
6	ANNOVIS BIO INC COM ANVS	ANVS	2,401,476	$4.5m5.17%	5.17%	New
7	LANTERN PHARMA INC COM LTRN	LTRN	842,669	$3.5m4.06%	4.06%	New
8	AMC ENTMT HLDGS INC CL A NEW AMC	AMC	1,714,043	$3.3m3.77%	3.77%	New
9	TENAYA THERAPEUTICS INC COM TNYA	TNYA	3,863,115	$2.9m3.30%	3.30%	Reduced -423.8k	-423,818 -9.9%
10	ONE AND ONE GREEN TECHNOLOGI USD CL A ORD SHS YDDL	YDDL	761,706	$1.5m1.78%	1.78%	New
11	CYNGN INC COM CYN	CYN	927,059	$1.3m1.49%	1.49%	Reduced -30.7k	-30,725 -3.2%
12	VENU HLDG CORP COM VENU	VENU	512,818	$1.2m1.35%	1.35%	Reduced -494.9k	-494,911 -49.1%
13	GREENLAND ENERGY CO *W EXP 04/21/203 GLNDW	GLNDW	1,000,000	$850.0k0.98%	0.98%	New
14	UR-ENERGY INC COM URG	URG	620,136	$843.4k0.98%	0.98%	Unchanged
15	SATELLOS BIOSCIENCE INC COM MSLE	MSLE	107,100	$832.7k0.96%	0.96%	Reduced -123.0k	-123,000 -53.5%
16	JAGUAR URANIUM CORP CL A COM SHS JAGU	JAGU	487,500	$814.1k0.94%	0.94%	Unchanged
17	CELLECTAR BIOSCIENCES INC COM NEW CLRB	CLRB	189,605	$527.1k0.61%	0.61%	New
18	SCYNEXIS INC COM SCYX	SCYX	126,451	$514.7k0.60%	0.60%	New
19	REIN THERAPEUTICS INC COM NEW RNTX	RNTX	370,834	$385.7k0.45%	0.45%	New
20	BTC DIGITAL LTD SHS NEW BTCT	BTCT	350,877	$288.9k0.33%	0.33%	New
21	BRIACELL THERAPEUTICS CORP *W EXP 01/15/203 BCTXL	BCTXL	300,000	$267.0k0.31%	0.31%	Unchanged
22	MARIS TECH LTD *W EXP 02/04/202 MTEKW	MTEKW	297,600	$58.0k0.07%	0.07%	Unchanged
23	PARAZERO TECHNOLOGIES LTD SHS PRZO	PRZO	113,771	$55.3k0.06%	0.06%	Reduced -168.4k	-168,428 -59.7%
24	DUKE ROBOTICS CORP *W EXP 05/06/203 DUKRW	DUKRW	35,000	$45.1k0.05%	0.05%	New
25	NUTRIBAND INC W EXP 99/99/999 W EXP 99/99/999		40,218	$40.2k0.05%	0.05%	Unchanged
26	RENATUS TACTICAL ACQUIS *W EXP 05/15/203 RTACW	RTACW	50,000	$38.0k0.04%	0.04%	Unchanged
27	SPECTRAL AI INC *W EXP 99/99/999 MDAIW	MDAIW	33,336	$18.5k0.02%	0.02%	Unchanged
28	JEFFS BRANDS LTD *W EXP 08/26/202 NEXRW	NEXRW	360,577	$10.4k0.01%	0.01%	Unchanged
29	CEA INDUSTRIES INC *W EXP 02/11/202 BNCWW	BNCWW	500,000	$9.2k0.01%	0.01%	Unchanged
30	FGI INDUSTRIES LTD *W EXP 01/21/202 FGIWW	FGIWW	83,928	$8.0k0.01%	0.01%	Unchanged
31	NEUROSENSE THERAPEUTICS LTD *W EXP 11/10/202 NRSNW	NRSNW	100,402	$6.3k0.01%	0.01%	Unchanged
32	NEXGEL INC *W EXP 12/01/202 NXGLW	NXGLW	90,000	$3.5k0.00%	0.00%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
IMPERIAL PETE INC IMPP	IMPP	877,645	$3.8m877.6k shares
U S ENERGY CORP DEL BSIN	BSIN	1,917,844	$1.7m1.9m shares
SCYNEXIS INC		1,847,826	$1.7m1.8m shares
CRITICAL METALS CORP CRML	CRML	132,039	$1.0m132.0k shares
PROMIS NEUROSCIENCES INC PMN	PMN	60,353	$766.5k60.4k shares
SUPER LEAGUE ENTERPRISE INC SLE	SLE	132,917	$491.8k132.9k shares
TALPHERA INC TLPH	TLPH	590,481	$441.0k590.5k shares
BENITEC BIOPHARMA INC BNTC	BNTC	30,440	$324.2k30.4k shares
ABITS GROUP INC ABTS	ABTS	172,761	$266.1k172.8k shares
NASUS PHARMA LTD NSRX	NSRX	45,803	$101.7k45.8k shares
BRIACELL THERAPEUTICS CORP BCTXZ	BCTXZ	666,600	$93.3k666.6k shares
MEDICUS PHARMA LTD MDCXW	MDCXW	12,100	$11.5k12.1k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
EMPERY DIGITAL INC EMPD · 13D · filed 2026-09-03	EMPD	17.5%≈ $17.6m	+1.8 pts	13D	2026-09-03
CELLECTAR BIOSCIENCES INC CLRB · 13G · filed 2026-08-04	CLRB	10.0%≈ $2.4m	new	13G	2026-08-04
CYNGN INC CYN · 13G · filed 2026-04-22	CYN	10.0%≈ $2.0m	+10.0 pts	13G	2026-04-22
SUPER LEAGUE ENTERPRISE INC 13G · filed 2026-01-22		10.0%	new	13G	2026-01-22
X4 PHARMACEUTICALS INC XFOR · 13G · filed 2026-01-15	XFOR	10.0%≈ $42.2m	no change	13G	2026-01-15
VOLCON INC 13G · filed 2025-05-07		10.0%	new	13G	2025-05-07
SOBR SAFE INC 13G · filed 2025-01-16		10.0%	new	13G	2025-01-16
GREENLANE HLDGS INC 13G · filed 2025-01-15		10.0%		13G	2025-01-15
OUTLOOK THERAPEUTICS INC OTLK · 13G · filed 2026-10-13	OTLK	8.7%≈ $33.8m	+3.7 pts	13G	2026-10-13
DYADIC INTL INC DEL DYAI · 13G · filed 2026-10-15	DYAI	8.3%≈ $3.0m	new	13G	2026-10-15
JIUZI HOLDINGS INC JZXN · 13G · filed 2025-10-21	JZXN	7.5%	new	13G	2025-10-21
FEMASYS INC FEMY · 13G · filed 2026-10-15	FEMY	5.6%≈ $2.0m	new	13G	2026-10-15

Trades reported as a company insider since 1 Apr 2026

Owning 10% or more of a company, or having someone on its board, makes this manager an insider there: it reports its trades in that company's shares on Form 4 within two business days. Open-market and private purchases and sales only.

Date	Company	Ticker	Trade	Shares	Value	Their holding
2026-09-01	EMPERY DIGITAL INC Co-Chief Executive Officer · See footnote	EMPD	Bought	500,000	$1.8m500.0k shares	+11%
2026-08-13	EMPERY DIGITAL INC Co-Chief Executive Officer · See footnote	EMPD	Bought	750,000	$2.2m750.0k shares	+20%
2026-08-12	EMPERY DIGITAL INC Co-Chief Executive Officer · See footnote	EMPD	Bought	650,000	$1.8m650.0k shares	+21%