Vault-13

NERVGEN PHARMA CORP NGEN

COM · Common Stock · CUSIP 64082X203

62 institutional holders +17 vs Q1 2026
11,993,60212.0m shares reported held*
$24.9mreported value*
20 new 20 added 7 reduced 3 sold out net bought ≈ $21.2m (+10.3m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.07. Options: 4 managers hold calls ($776.8k notional), 2 hold puts ($24.5k).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0255075Q3 22: 1Q4 22: 1Q1 23: 1Q2 23: 1Q3 23: 1Q4 23: 1Q1 24: 1Q2 24: 0Q3 24: 0Q4 24: 0Q1 25: 0Q2 25: 0Q3 25: 0Q4 25: 1Q1 26: 45Q2 26: 6262Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20221
Q4 20221
Q1 20231
Q2 20231
Q3 20231
Q4 20231
Q1 20241
Q2 20240
Q3 20240
Q4 20240
Q1 20250
Q2 20250
Q3 20250
Q4 20251
Q1 202645
Q2 202662

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
50050Q1 23: 0 bought or addedQ1 23: 0 cut or sold outQ2 23: 0 bought or addedQ2 23: 0 cut or sold outQ2 23Q3 23: 0 bought or addedQ3 23: 0 cut or sold outQ4 23: 0 bought or addedQ4 23: 0 cut or sold outQ4 23Q1 24: 0 bought or addedQ1 24: 0 cut or sold outQ2 24: 0 bought or addedQ2 24: 1 cut or sold outQ2 24Q1 26: 44 bought or addedQ1 26: 0 cut or sold outQ2 26: 40 bought or addedQ2 26: 10 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q1 202300
Q2 202300
Q3 202300
Q4 202300
Q1 202400
Q2 202401
Q1 2026440
Q2 20264010

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 25 calls: $0Q3 25 puts: $0Q3 25P/C —Q4 25 calls: $0Q4 25 puts: $0Q4 25P/C —Q1 26 calls: $6.8kQ1 26 puts: $0Q1 26P/C 0.00Q2 26 calls: $776.8kQ2 26 puts: $24.5kQ2 26P/C 0.03
Numbers
QuarterCallsPutsP/C
Q3 2025$0$0—
Q4 2025$0$0—
Q1 2026$6.8k$00.00
Q2 2026$776.8k$24.5k0.03

Biggest buyers

Empery Asset Management, LP New +4,000,000+4.0m
Rock Springs Capital Management LP New +1,208,231+1.2m
DAFNA Capital Management LLC New +1,050,000+1.1m
Ghisallo Capital Management LLC New +1,000,000+1.0m
ARMISTICE CAPITAL, LLC New +678,000+678.0k
LMR Partners LLP New +600,000+600.0k
UBS Group AG Added +318,209+318.2k
Stonepine Capital Management, LLC New +271,678+271.7k
JANE STREET GROUP, LLC New +270,750+270.8k
Woodline Partners LP New +250,500+250.5k

Biggest sellers

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $390.2k189.4k shares
SIMPLEX TRADING, LLC Added $326.1k158.3k shares
CITADEL ADVISORS LLC New $57.3k27.8k shares
GROUP ONE TRADING LLC Unchanged $3.3k1.6k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP New $21.4k10.4k shares
SIMPLEX TRADING, LLC New $3.1k1.5k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Empery Asset Management, LP 9.53% of their portfolio NEW YORK, NY 4,000,0004.0m $8.2m $8.2m 9.53% New
2 Rock Springs Capital Management LP 0.12% of their portfolio Baltimore, MD 1,208,2311.2m $2.5m $2.5m 0.12% New
3 DAFNA Capital Management LLC 0.41% of their portfolio LOS ANGELES, CA 1,050,0001.1m $2.2m $2.2m 0.41% New
4 Ghisallo Capital Management LLC 0.04% of their portfolio BOSTON, MA 1,000,0001.0m $2.1m $2.1m 0.04% New
5 ARMISTICE CAPITAL, LLC 0.04% of their portfolio NEW YORK, NY 678,000678.0k $1.4m $1.4m 0.04% New
6 LMR Partners LLP 0.01% of their portfolio LONDON, X0 600,000600.0k $1.2m $1.2m 0.01% New
7 MARSHALL WACE, LLP 0.00% of their portfolio LONDON, X0 435,962436.0k $898.1k $898.1k 0.00% Added +235.6k +235,603
8 UBS Group AG 0.00% of their portfolio ZURICH, V8 379,726379.7k $782.2k $782.2k 0.00% Added +318.2k +318,209
9 Stonepine Capital Management, LLC 0.43% of their portfolio Bend, OR 271,678271.7k $559.7k $559.7k 0.43% New
10 JANE STREET GROUP, LLC 0.00% of their portfolio NEW YORK, NY 270,750270.8k $557.7k $557.7k 0.00% New
11 Woodline Partners LP 0.00% of their portfolio San Francisco, CA 250,500250.5k $516.0k $516.0k 0.00% New
12 PFG Investments, LLC 0.02% of their portfolio WOODBURY, NY 217,500217.5k $448.1k $448.1k 0.02% Added +16.5k +16,500
13 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 186,200186.2k $383.6k $383.6k 0.00% Reduced -14.5k -14,456
14 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 176,075176.1k $363.0k $363.0k 0.00% Added +4.1k +4,114
15 Quadrature Capital Ltd 0.00% of their portfolio LONDON, X0 134,518134.5k $277.1k $277.1k 0.00% New
16 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 78,39478.4k $284.4k $284.4k 0.00% Added +15.5k +15,494
17 Integrated Wealth Concepts LLC 0.00% of their portfolio WALTHAM, MA 74,21574.2k $152.9k $152.9k 0.00% Reduced -12.6k -12,600
18 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 64,42364.4k $132.7k $132.7k 0.00% Added +2.1k +2,056
19 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 58,04058.0k $119.6k $119.6k 0.00% New
20 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 51,09351.1k $105.2k $105.2k 0.00% Added +11.1k +11,102
21 HRT FINANCIAL LP 0.00% of their portfolio NEW YORK, NY 43,85843.9k $90.0k $90.0k 0.00% Added +22.5k +22,492
22 AXQ CAPITAL, LP 0.01% of their portfolio JERSEY CITY, NJ 43,09943.1k $88.8k $88.8k 0.01% New
23 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 39,74039.7k $81.9k $81.9k 0.00% New
24 GREAT VALLEY ADVISOR GROUP, INC. 0.00% of their portfolio WILMINGTON, DE 35,50035.5k $73.1k $73.1k 0.00% Added +14.5k +14,500
25 Virtu Financial LLC 0.00% of their portfolio New York, NY 34,58934.6k $71.0k $71.0k 0.00% New
26 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 33,00033.0k $68.0k $68.0k 0.00% Reduced -350 -350
27 McKinley Carter Wealth Services, Inc. 0.00% of their portfolio WHEELING, WV 32,65332.7k $67.3k $67.3k 0.00% Added +1.8k +1,761
28 Traynor Capital Management, Inc. 0.00% of their portfolio MALVERN, PA 31,50031.5k $64.9k $64.9k 0.00% Added +6.0k +6,000
29 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 31,40031.4k $64.7k $64.7k 0.00% Unchanged
30 Patriot Financial Group Insurance Agency, LLC 0.01% of their portfolio Westborough, MA 28,50028.5k $58.7k $58.7k 0.01% Reduced -8.5k -8,500
31 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 26,71026.7k $55.0k $55.0k 0.00% Added +13.3k +13,310
32 Almanack Investment Partners, LLC. 0.01% of their portfolio WAYNE, PA 25,75025.8k $53.0k $53.0k 0.01% Added +4.8k +4,825
33 Busey Bank 0.00% of their portfolio URBANA, IL 25,00025.0k $51.5k $51.5k 0.00% Unchanged
34 SPROTT INC. 0.00% of their portfolio TORONTO, A6 25,00025.0k $51.5k $51.5k 0.00% Unchanged
35 TD Waterhouse Canada Inc. 0.00% of their portfolio TORONTO, A6 23,80023.8k $49.8k $49.8k 0.00% Unchanged
36 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 22,00022.0k $45.3k $45.3k 0.00% New
37 LIBERTY WEALTH MANAGEMENT LLC 0.01% of their portfolio OAKLAND, CA 22,00022.0k $82.9k $82.9k 0.01% Unchanged
38 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 20,00020.0k $41.2k $41.2k 0.00% Unchanged
39 Arax Advisory Partners 0.00% of their portfolio NEW YORK, NY 19,72719.7k $40.6k $40.6k 0.00% Added +1.7k +1,699
40 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 19,62319.6k $40.4k $40.4k 0.00% New
41 Mariner, LLC 0.00% of their portfolio Overland Park, KS 17,87517.9k $36.8k $36.8k 0.00% Unchanged
42 Moors & Cabot, Inc. 0.00% of their portfolio BOSTON, MA 17,03617.0k $35.1k $35.1k 0.00% New
43 WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 0.00% of their portfolio PLYMOUTH, MN 16,46216.5k $30.9k $30.9k 0.00% New
44 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 15,57515.6k $32.1k $32.1k 0.00% Added +2.6k +2,638
45 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 15,50415.5k $32.0k $32.0k 0.00% Unchanged
46 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 14,71414.7k $28.8k $28.8k 0.00% Added +1.3k +1,252
47 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 12,93912.9k $26.7k $26.7k 0.00% Added +957 +957
48 SCOTIA CAPITAL INC. 0.00% of their portfolio TORONTO, A6 12,74012.7k $26.3k $26.3k 0.00% Reduced -258 -258
49 CIBC WORLD MARKET INC. 0.00% of their portfolio TORONTO, A6 10,96011.0k $22.6k $22.6k 0.00% Added +400 +400
50 Ashton Thomas Private Wealth, LLC 0.00% of their portfolio SCOTTSDALE, AZ 10,70010.7k $22.0k $22.0k 0.00% Unchanged
51 Revisor Wealth Management LLC 0.01% of their portfolio AKRON, OH 10,60010.6k $21.8k $21.8k 0.01% New
52 FLPUTNAM INVESTMENT MANAGEMENT CO 0.00% of their portfolio PORTLAND, ME 10,20010.2k $21.0k $21.0k 0.00% Unchanged
53 VALLEY FORGE INVESTMENT CONSULTANTS INC ADV 0.01% of their portfolio AUDUBON, PA 10,00010.0k $20.6k $20.6k 0.01% Reduced -67.7k -67,698
54 D'Orazio & Associates, Inc. 0.00% of their portfolio VIENNA, VA 10,00010.0k $20.6k $20.6k 0.00% Unchanged
55 Paladin Partners, LLC 0.01% of their portfolio HARTLAND, WI 10,00010.0k $20.6k $20.6k 0.01% Unchanged
56 Aventura Private Wealth, LLC 0.00% of their portfolio AVENTURA, FL 6,7806.8k $14.0k $14.0k 0.00% Reduced -100 -100
57 Allworth Financial LP 0.00% of their portfolio FOLSOM, CA 6,0006.0k $12.4k $12.4k 0.00% Unchanged
58 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 6,0006.0k $12.4k $12.4k 0.00% Added +1.9k +1,897
59 JONES FINANCIAL COMPANIES LLLP 0.00% of their portfolio DES PERES, MO 3,7743.8k $7.1k $7.1k 0.00% Added +2.8k +2,774
60 Smartleaf Asset Management LLC 0.00% of their portfolio BOSTON, MA 3,6563.7k $7.2k $7.2k 0.00% Unchanged
61 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,5002.5k $5.2k $5.2k 0.00% New
62 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 833833 $1.7k $1.7k 0.00% Unchanged