Vault-13

NEXGEL INC NXGLW

*W EXP 12/01/202 · Equity WRT · CUSIP 65344E115

6 institutional holders +1 vs Q1 2026
873,361873.4k shares reported held*
$32.4kreported value*
1 new 1 added 2 reduced 0 sold out net bought ≈ $537 (+20.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.04.

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0510Q3 22: 8Q4 22: 7Q1 23: 8Q2 23: 6Q3 23: 5Q4 23: 4Q1 24: 4Q2 24: 5Q3 24: 4Q4 24: 4Q1 25: 6Q2 25: 5Q3 25: 4Q4 25: 6Q1 26: 5Q2 26: 66Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 20228
Q4 20227
Q1 20238
Q2 20236
Q3 20235
Q4 20234
Q1 20244
Q2 20245
Q3 20244
Q4 20244
Q1 20256
Q2 20255
Q3 20254
Q4 20256
Q1 20265
Q2 20266

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
404Q3 24: 0 bought or addedQ3 24: 2 cut or sold outQ4 24: 1 bought or addedQ4 24: 2 cut or sold outQ4 24Q1 25: 3 bought or addedQ1 25: 0 cut or sold outQ2 25: 0 bought or addedQ2 25: 4 cut or sold outQ2 25Q3 25: 0 bought or addedQ3 25: 2 cut or sold outQ4 25: 2 bought or addedQ4 25: 1 cut or sold outQ4 25Q1 26: 1 bought or addedQ1 26: 2 cut or sold outQ2 26: 2 bought or addedQ2 26: 2 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202402
Q4 202412
Q1 202530
Q2 202504
Q3 202502
Q4 202521
Q1 202612
Q2 202622

Biggest buyers

TWO SIGMA SECURITIES, LLC New +21,875+21.9k
Clear Street Group Inc. Added +200+200

Biggest sellers

UBS Group AG Reduced -1,000-1.0k
Warberg Asset Management LLC Reduced -500-500

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
10010Q4 24: 6 buyingQ4 24: 1 sellingQ1 25: 0 buyingQ1 25: 2 sellingQ1 25Q2 25: 0 buyingQ2 25: 2 sellingQ3 25: 0 buyingQ3 25: 2 sellingQ3 25Q4 25: 0 buyingQ4 25: 2 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 1 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20246—1——
Q1 20250—2——
Q2 20250—2$2.2k—
Q3 20250—2——
Q4 20250—2——
Q1 20260—0——
Q2 20260—1$20.8k—
Q3 20260—0——
DateInsiderTradeSharesPrice ValueTheir holding
2026-06-23 Levy Adam R. Chief Executive Officer, director Sold 5,000 $0.59 $3.0k5.0k shares -2%
2026-06-18 Levy Adam R. Chief Executive Officer, director Sold 6,000 $0.59 $3.5k6.0k shares -2%
2026-06-11 Levy Adam R. Chief Executive Officer, director Sold 3,000 $0.61 $1.8k3.0k shares -1%
2026-06-08 Levy Adam R. Chief Executive Officer, director Sold 3,000 $0.55 $1.7k3.0k shares -1%
2026-06-04 Levy Adam R. Chief Executive Officer, director Sold 3,000 $0.59 $1.8k3.0k shares -1%
2026-06-01 Levy Adam R. Chief Executive Officer, director Sold 2,000 $0.59 $1.2k2.0k shares -1%
2026-05-29 Levy Adam R. Chief Executive Officer, director Sold 3,000 $0.60 $1.8k3.0k shares -1%
2026-05-28 Levy Adam R. Chief Executive Officer, director Sold 7,000 $0.61 $4.3k7.0k shares -2%
2026-05-27 Levy Adam R. Chief Executive Officer, director Sold 3,000 $0.60 $1.8k3.0k shares -1%

Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARMISTICE CAPITAL, LLC 0.00% of their portfolio NEW YORK, NY 550,000550.0k $21.2k $21.2k 0.00% Unchanged
2 Warberg Asset Management LLC 0.00% of their portfolio WINNETKA, IL 145,591145.6k $4.7k $4.7k 0.00% Reduced -500 -500
3 Empery Asset Management, LP 0.00% of their portfolio NEW YORK, NY 90,00090.0k $3.5k $3.5k 0.00% Unchanged
4 Clear Street Group Inc. 0.00% of their portfolio NEW YORK, NY 50,81450.8k $2.0k $2.0k 0.00% Added +200 +200
5 TWO SIGMA SECURITIES, LLC 0.00% of their portfolio NEW YORK, NY 21,87521.9k $584 $584 0.00% New
6 UBS Group AG 0.00% of their portfolio ZURICH, V8 15,08115.1k $407 $407 0.00% Reduced -1.0k -1,000