CASTLEKEEP INVESTMENT ADVISORS LLC

WESTPORT, CT · CIK 1404780 · 13F filing filed 2026-08-14

SEC-registered investment adviser since 2001 · limited liability company

Assets managed$920.8m
Staff5 · 2 in investment roles
Main clients (by assets)Companies 51%, High net worth individuals 47%, Individuals 2%
Form ADV · 2026-03-18SEC adviser record

Kindinstitutions
Others nearbyWestport, CT

$199.6m reported value +8.3% vs Q1 2026

76positions

54.9%in top 10

11 new 19 added 29 reduced 1 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VANGUARD INTL EQUITY INDEX F FTSE EUROPE ETF VGK	VGK	230,380	$20.4m10.22%	10.22%	Added +43.1k	+43,098 23.0%
2	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	32,987	$16.5m8.27%	8.27%	Added +3.8k	+3,794 13.0%
3	SPDR SER TR S&P BK ETF KBE	KBE	211,894	$14.5m7.24%	7.24%	Added +2.4k	+2,411 1.1%
4	VANGUARD SPECIALIZED FUNDS DIV APP ETF VIG	VIG	51,673	$12.2m6.12%	6.12%	Added +2.6k	+2,591 5.3%
5	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	45,823	$9.7m4.88%	4.88%	Added +201	+201 0.4%
6	ISHARES TR SP SMCP600VL ETF IJS	IJS	67,838	$9.3m4.64%	4.64%	Reduced -393	-393 -0.6%
7	TORTOISE CAPITAL SERIES TRUS NORTH AMRCN PIPE TPYP	TPYP	211,148	$8.9m4.43%	4.43%	Added +2.7k	+2,746 1.3%
8	HARRIS OAKMARK ETF TRUST OAKMARK U S LRG OAKM	OAKM	225,564	$6.4m3.18%	3.18%	Added +40.5k	+40,481 21.9%
9	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	8	$6.0m3.00%	3.00%	Unchanged
10	SPDR SER TR BLOOMBERG 3-12 M BILS	BILS	58,289	$5.8m2.90%	2.90%	Reduced -65.9k	-65,907 -53.1%
11	WISDOMTREE TR EM EX ST-OWNED XSOE	XSOE	102,226	$5.0m2.52%	2.52%	Added +6.5k	+6,509 6.8%
12	CITIGROUP INC COM NEW C	C	35,579	$5.0m2.49%	2.49%	Added +130	+130 0.4%
13	SSGA ACTIVE ETF TR SPDR TR TACTIC TOTL	TOTL	123,744	$4.9m2.45%	2.45%	Added +54.1k	+54,099 77.7%
14	BOEING CO COM BA	BA	22,103	$4.8m2.40%	2.40%	Added +267	+267 1.2%
15	GOLUB CAP BDC INC COM GBDC	GBDC	366,121	$4.7m2.36%	2.36%	Added +19.4k	+19,448 5.6%
16	MICROSOFT CORP COM MSFT	MSFT	12,454	$4.6m2.33%	2.33%	Added +8.8k	+8,843 244.9%
17	GOLDMAN SACHS GROUP INC COM GS	GS	4,137	$4.2m2.10%	2.10%	Added +29	+29 0.7%
18	MIDCAP FINANCIAL INVSTMNT CO COM NEW MFIC	MFIC	414,657	$4.2m2.09%	2.09%	Added +18.5k	+18,484 4.7%
19	OAKTREE SPECIALTY LENDING CO COM OCSL	OCSL	289,711	$3.5m1.73%	1.73%	Reduced -46.9k	-46,875 -13.9%
20	VANGUARD SCOTTSDALE FDS VNG RUS1000GRW VONG	VONG	21,126	$2.7m1.35%	1.35%	Added +948	+948 4.7%
21	VANECK ETF TRUST PREFERRED SECURT PFXF	PFXF	136,655	$2.4m1.22%	1.22%	Added +2.1k	+2,127 1.6%
22	J P MORGAN EXCHANGE TRADED F ULTRA SHT MUNCPL JMST	JMST	45,617	$2.3m1.17%	1.17%	Reduced -3.1k	-3,112 -6.4%
23	DISNEY WALT CO COM DIS	DIS	21,806	$2.1m1.05%	1.05%	Added +133	+133 0.6%
24	INVESCO EXCH TRADED FD TR II SR LN ETF BKLN	BKLN	102,771	$2.1m1.05%	1.05%	Reduced -11.6k	-11,612 -10.2%
25	ISHARES INC MSCI JPN ETF NEW EWJ	EWJ	21,822	$2.0m1.02%	1.02%	Unchanged
26	ISHARES TR DEVSMCP EXNA ETF IEUS	IEUS	18,886	$1.3m0.65%	0.65%	Added +248	+248 1.3%
27	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	4,472	$1.3m0.63%	0.63%	Reduced -288	-288 -6.0%
28	ELLINGTON FINANCIAL INC COM EFC	EFC	88,884	$1.2m0.61%	0.61%	Unchanged
29	JPMORGAN CHASE & CO COM JPM	JPM	3,676	$1.2m0.60%	0.60%	Reduced -255	-255 -6.5%
30	CARDINAL HEALTH INC COM CAH	CAH	4,954	$1.2m0.59%	0.59%	Reduced -342	-342 -6.5%
31	UNION PAC CORP COM UNP	UNP	4,283	$1.2m0.58%	0.58%	Reduced -309	-309 -6.7%
32	UNITED PARCEL SERVICE INC CL B UPS	UPS	10,493	$1.1m0.57%	0.57%	Reduced -759	-759 -6.8%
33	DEERE & CO COM DE	DE	1,765	$1.1m0.56%	0.56%	Reduced -127	-127 -6.7%
34	ISHARES INC MSCI STH KOR ETF EWY	EWY	5,525	$1.1m0.56%	0.56%	Unchanged
35	JOHNSON & JOHNSON COM JNJ	JNJ	4,313	$1.1m0.55%	0.55%	Reduced -309	-309 -6.7%
36	LINDE PLC SHS LIN	LIN	2,102	$1.1m0.55%	0.55%	Reduced -150	-150 -6.7%
37	COCA COLA CO COM KO	KO	13,292	$1.1m0.54%	0.54%	Reduced -958	-958 -6.7%
38	HOME DEPOT INC COM HD	HD	3,036	$1.1m0.54%	0.54%	Reduced -219	-219 -6.7%
39	NOVARTIS AG SPONSORED ADR NVS	NVS	6,792	$1.1m0.53%	0.53%	Reduced -501	-501 -6.9%
40	COLGATE PALMOLIVE CO COM CL	CL	11,496	$1.1m0.53%	0.53%	Reduced -831	-831 -6.7%
41	CHUBB LIMITED COM CB	CB	3,078	$1.0m0.53%	0.53%	Reduced -222	-222 -6.7%
42	PROCTER AND GAMBLE CO COM PG	PG	6,898	$1.0m0.51%	0.51%	Reduced -496	-496 -6.7%
43	GENERAL DYNAMICS CORP COM GD	GD	2,851	$1.0m0.51%	0.51%	Reduced -206	-206 -6.7%
44	DANAHER CORPORATION COM DHR	DHR	5,268	$1.0m0.50%	0.50%	Reduced -383	-383 -6.8%
45	COSTCO WHSL CORP NEW COM COST	COST	1,033	$966.3k0.48%	0.48%	Reduced -74	-74 -6.7%
46	RTX CORPORATION COM RTX	RTX	5,024	$953.2k0.48%	0.48%	Reduced -357	-357 -6.6%
47	WALMART INC COM WMT	WMT	8,327	$943.1k0.47%	0.47%	Reduced -597	-597 -6.7%
48	WISDOMTREE TR CHINADIV EX FI CXSE	CXSE	24,155	$939.2k0.47%	0.47%	Unchanged
49	MEDTRONIC PLC SHS MDT	MDT	11,834	$925.8k0.46%	0.46%	Reduced -848	-848 -6.7%
50	PEPSICO INC COM PEP	PEP	6,555	$887.5k0.44%	0.44%	Reduced -473	-473 -6.7%
51	EXXONMOBIL HOLDINGS CORP COM SHS STOCK XOM	XOM	6,443	$880.9k0.44%	0.44%	New
52	MCDONALDS CORP COM MCD	MCD	3,187	$861.5k0.43%	0.43%	Reduced -230	-230 -6.7%
53	LOCKHEED MARTIN CORP COM LMT	LMT	1,586	$808.0k0.40%	0.40%	Reduced -114	-114 -6.7%
54	ELLINGTON CREDIT COMPANY COM SHS BEN INT EARN	EARN	179,856	$795.0k0.40%	0.40%	Unchanged
55	FIRST TR EXCH TRD ALPHDX FD INDIA NFTY50 EQW NFTY	NFTY	12,495	$672.2k0.34%	0.34%	Unchanged
56	ISHARES INC MSCI TAIWAN ETF EWT	EWT	5,669	$615.7k0.31%	0.31%	Unchanged
57	ISHARES TR MSCI AC ASIA ETF AAXJ	AAXJ	4,704	$561.3k0.28%	0.28%	Unchanged
58	ISHARES INC MSCI AUST ETF EWA	EWA	15,074	$424.5k0.21%	0.21%	Unchanged
59	ISHARES INC MSCI SINGPOR ETF EWS	EWS	12,566	$372.1k0.19%	0.19%	Unchanged
60	QUANTA SVCS INC COM PWR	PWR	486	$349.9k0.18%	0.18%	Unchanged
61	ISHARES INC MSCI HONG KG ETF EWH	EWH	13,742	$287.5k0.14%	0.14%	Unchanged
62	ALPHABET INC CAP STK CL A GOOGL	GOOGL	771	$275.5k0.14%	0.14%	Reduced -8.9k	-8,886 -92.0%
63	ISHARES TR S&P 500 VAL ETF IVE	IVE	963	$218.7k0.11%	0.11%	Unchanged
64	ISHARES INC MSCI MLY ETF NEW EWM	EWM	8,096	$218.2k0.11%	0.11%	Unchanged
65	ISHARES TR GLOBAL REIT ETF REET	REET	7,869	$217.3k0.11%	0.11%	New
66	ISHARES INC MSCI THAILND ETF THD	THD	2,752	$199.0k0.10%	0.10%	New
67	VANECK ETF TRUST VANECK VIETNAM VNM	VNM	10,153	$187.5k0.09%	0.09%	Unchanged
68	ISHARES TR MSCI PHILIPS ETF EPHE	EPHE	6,473	$156.4k0.08%	0.08%	New
69	ISHARES TR MSCI CHINA ETF MCHI	MCHI	2,591	$132.2k0.07%	0.07%	New
70	KYNDRYL HLDGS INC COMMON STOCK KD	KD	11,265	$127.4k0.06%	0.06%	Unchanged
71	ISHARES TR MSCI INDONIA ETF EIDO	EIDO	8,552	$96.7k0.05%	0.05%	New
72	VANECK ETF TRUST MRNGSTR WDE MOAT MOAT	MOAT	726	$75.5k0.04%	0.04%	New
73	SPDR SERIES TRUST PRTFLO S&P500 VL SPYV	SPYV	1,132	$68.8k0.03%	0.03%	New
74	ALPHABET INC CAP STK CL C GOOG	GOOG	81	$28.6k0.01%	0.01%	New
75	SPDR SER TR BLOOMBERG 1-3 MO BIL	BIL	288	$26.4k0.01%	0.01%	New
76	VANGUARD INTL EQUITY INDEX F TT WRLD ST ETF VT	VT	7	$1.1k0.00%	0.00%	New

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
EXXON MOBIL CORP XOM	XOM	6,904	$1.2m6.9k shares