Vault-13

MIDCAP FINANCIAL INVSTMNT CO MFIC

COM NEW · Common Stock · CUSIP 03761U502

167 institutional holders -9 vs Q1 2026
31,787,75031.8m shares reported held*
38.6% of all shares outstanding*
$320.4mreported value*
22 new 52 added 59 reduced 26 sold out net bought ≈ $450.5k (+44.7k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($77.6k this quarter). Holder counts are more reliable. Shares outstanding: 82.4m as of 2026-08-05, from the company's own SEC filing; the percentage can still exceed 100%: lent-out shares are counted by the lender and the buyer, and some reports overlap without saying so. Implied quarter-end price ≈ $10.08. Options: 4 managers hold calls ($1.7m notional), 4 hold puts ($1.5m).

Trends to Q2 2026

Institutional holders

Managers reporting a position, each quarter

0100200Q3 22: 124Q4 22: 135Q1 23: 124Q2 23: 119Q3 23: 119Q4 23: 126Q1 24: 128Q2 24: 129Q3 24: 178Q4 24: 175Q1 25: 170Q2 25: 171Q3 25: 174Q4 25: 192Q1 26: 176Q2 26: 167167Q3 22Q3 23Q3 24Q3 25Q2 26
Numbers
QuarterHolders
Q3 2022124
Q4 2022135
Q1 2023124
Q2 2023119
Q3 2023119
Q4 2023126
Q1 2024128
Q2 2024129
Q3 2024178
Q4 2024175
Q1 2025170
Q2 2025171
Q3 2025174
Q4 2025192
Q1 2026176
Q2 2026167

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q3 24: 131 bought or addedQ3 24: 36 cut or sold outQ4 24: 83 bought or addedQ4 24: 76 cut or sold outQ4 24Q1 25: 87 bought or addedQ1 25: 65 cut or sold outQ2 25: 94 bought or addedQ2 25: 55 cut or sold outQ2 25Q3 25: 82 bought or addedQ3 25: 66 cut or sold outQ4 25: 85 bought or addedQ4 25: 84 cut or sold outQ4 25Q1 26: 80 bought or addedQ1 26: 90 cut or sold outQ2 26: 74 bought or addedQ2 26: 85 cut or sold outQ2 26
Numbers
QuarterBought or addedCut or sold out
Q3 202413136
Q4 20248376
Q1 20258765
Q2 20259455
Q3 20258266
Q4 20258584
Q1 20268090
Q2 20267485

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$2m$4m$6mQ3 25 calls: $2.5mQ3 25 puts: $1.3mQ3 25P/C 0.52Q4 25 calls: $1.2mQ4 25 puts: $4.2mQ4 25P/C 3.59Q1 26 calls: $2.2mQ1 26 puts: $4.3mQ1 26P/C 1.97Q2 26 calls: $1.7mQ2 26 puts: $1.5mQ2 26P/C 0.89
Numbers
QuarterCallsPutsP/C
Q3 2025$2.5m$1.3m0.52
Q4 2025$1.2m$4.2m3.59
Q1 2026$2.2m$4.3m1.97
Q2 2026$1.7m$1.5m0.89

Biggest buyers

WELLINGTON MANAGEMENT GROUP LLP New +1,078,291+1.1m
Beach Point Capital Management LP New +440,361+440.4k
Janney Montgomery Scott LLC New +393,638+393.6k
Russell Investments Group, Ltd. Added +358,526+358.5k
VAN ECK ASSOCIATES CORP Added +293,478+293.5k
CITADEL ADVISORS LLC Added +217,487+217.5k
Saba Capital Management, L.P. New +215,136+215.1k
LAZARD ASSET MANAGEMENT LLC Added +125,205+125.2k
UBS Group AG Added +111,406+111.4k
Y-Intercept (Hong Kong) Ltd New +98,743+98.7k

Biggest sellers

VICTORY CAPITAL MANAGEMENT INC Reduced -617,289-617.3k
ARES MANAGEMENT LLC Sold out -545,532-545.5k
Callodine Capital Management, LP Sold out -458,108-458.1k
XTX Topco Ltd Reduced -264,525-264.5k
Invesco Ltd. Reduced -242,201-242.2k
BI Asset Management Fondsmaeglerselskab A/S Reduced -203,519-203.5k
Lansforsakringar Fondforvaltning AB (publ) Sold out -145,576-145.6k
D. E. Shaw & Co., Inc. Sold out -123,567-123.6k
Magnetar Financial LLC Sold out -112,559-112.6k
Global Wealth Management Investment Advisory, Inc. Sold out -112,373-112.4k

Biggest calls

CITADEL ADVISORS LLC Reduced $876.0k86.9k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $633.0k62.8k shares
IMC-Chicago, LLC New $142.1k14.1k shares
SIMPLEX TRADING, LLC Added $39.3k3.9k shares

Biggest puts

Crawford Fund Management, LLC Reduced $1.4m135.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $133.1k13.2k shares
GROUP ONE TRADING LLC Reduced $10.1k1.0k shares
SIMPLEX TRADING, LLC Reduced $5.0k500 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales since 1 Apr 2026

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

Officers and directors buying vs selling

Number of people, by quarter (10% owners not included)

BuyingSelling
202Q4 24: 0 buyingQ4 24: 0 sellingQ1 25: 2 buyingQ1 25: 0 sellingQ1 25Q2 25: 0 buyingQ2 25: 0 sellingQ3 25: 0 buyingQ3 25: 0 sellingQ3 25Q4 25: 0 buyingQ4 25: 0 sellingQ1 26: 0 buyingQ1 26: 0 sellingQ1 26Q2 26: 0 buyingQ2 26: 0 sellingQ3 26: 0 buyingQ3 26: 0 sellingQ3 26
Numbers
QuarterBuyingBoughtSellingSoldSold under a plan
Q4 20240—0——
Q1 20252$643.1k0——
Q2 20250—0——
Q3 20250—0——
Q4 20250—0——
Q1 20260—0——
Q2 20260—0——
Q3 20260—0——

None reported since 1 Apr 2026.

Holders, Q2 2026

#ManagerLocationShares Value% of their portfolioChangeShares change
1 THORNBURG INVESTMENT MANAGEMENT INC 0.31% of their portfolio SANTA FE, NM 3,237,7833.2m $32.6m $32.6m 0.31% Unchanged
2 Apollo Management Holdings, L.P. 0.33% of their portfolio New York, NY 2,348,7532.3m $23.7m $23.7m 0.33% Added +6 +6
3 VAN ECK ASSOCIATES CORP 0.01% of their portfolio NEW YORK, NY 2,104,6472.1m $21.2m $21.2m 0.01% Added +293.5k +293,478
4 SOROS FUND MANAGEMENT LLC 0.26% of their portfolio NEW YORK, NY 1,944,5001.9m $19.6m $19.6m 0.26% Unchanged
5 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,929,6911.9m $19.5m $19.5m 0.00% Added +111.4k +111,406
6 Next Capital Management LLC 5.17% of their portfolio NEW YORK, NY 1,899,6671.9m $19.1m $19.1m 5.17% Added +28.0k +28,015
7 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,530,8931.5m $15.4m $15.4m 0.00% Reduced -83.7k -83,726
8 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 1,141,7191.1m $11.5m $11.5m 0.01% Added +358.5k +358,526
9 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,078,2911.1m $10.9m $10.9m 0.00% New
10 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 1,052,3841.1m $10.6m $10.6m 0.00% Reduced -242.2k -242,201
11 Legal & General Group Plc 0.00% of their portfolio London, X0 789,579789.6k $8.0m $8.0m 0.00% Added +64.2k +64,166
12 Muzinich & Co., Inc. 2.56% of their portfolio NEW YORK, NY 744,421744.4k $7.5m $7.5m 2.56% Added +27.9k +27,923
13 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 549,575549.6k $5.5m $5.5m 0.00% Unchanged
14 RAYMOND JAMES FINANCIAL INC 0.00% of their portfolio ST. PETERSBURG, FL 527,873527.9k $5.3m $5.3m 0.00% Reduced -79.6k -79,613
15 CURA WEALTH ADVISORS, LLC 2.21% of their portfolio CHICAGO, IL 512,823512.8k $5.2m $5.2m 2.21% Reduced -101.1k -101,095
16 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 441,518441.5k $4.5m $4.5m 0.00% Added +12.9k +12,876
17 Beach Point Capital Management LP 1.73% of their portfolio Santa Monica, CA 440,361440.4k $4.4m $4.4m 1.73% New
18 CONDOR CAPITAL MANAGEMENT 0.33% of their portfolio MARTINSVILLE, NJ 431,882431.9k $4.4m $4.4m 0.33% Reduced -2.3k -2,346
19 CASTLEKEEP INVESTMENT ADVISORS LLC 2.09% of their portfolio WESTPORT, CT 414,657414.7k $4.2m $4.2m 2.09% Added +18.5k +18,484
20 Janney Montgomery Scott LLC 0.01% of their portfolio PHILADELPHIA, PA 393,638393.6k $4.0m $4.0m 0.01% New
21 Ethos Financial Group, LLC 0.26% of their portfolio KING OF PRUSSIA, PA 391,814391.8k $3.9m $3.9m 0.26% Reduced -1.8k -1,784
22 Foundations Investment Advisors, LLC 0.04% of their portfolio PHOENIX, AZ 387,610387.6k $3.9m $3.9m 0.04% Reduced -45.9k -45,931
23 BlackRock, Inc. 0.00% of their portfolio New York, NY 383,938383.9k $3.9m $3.9m 0.00% Reduced -19.9k -19,930
24 D.A. DAVIDSON & CO. 0.02% of their portfolio GREAT FALLS, MT 374,284374.3k $3.8m $3.8m 0.02% Added +13.5k +13,477
25 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 302,773302.8k $3.1m $3.1m 0.00% Added +4.5k +4,485
26 United Advisor Group, LLC 0.28% of their portfolio CINCINNATI, OH 264,846264.8k $2.7m $2.7m 0.28% Reduced -5.2k -5,206
27 Advisors Asset Management, Inc. 0.04% of their portfolio Monument, CO 245,688245.7k $2.5m $2.5m 0.04% Reduced -9.6k -9,590
28 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 245,485245.5k $2.5m $2.5m 0.00% Added +217.5k +217,487
29 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 236,649236.6k $2.4m $2.4m 0.00% Reduced -25.1k -25,096
30 Saba Capital Management, L.P. 0.07% of their portfolio NEW YORK, NY 215,136215.1k $2.2m $2.2m 0.07% New
31 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 213,203213.2k $2.1m $2.1m 0.00% Reduced -1.7k -1,668
32 LAZARD ASSET MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 207,239207.2k $2.1m $2.1m 0.00% Added +125.2k +125,205
33 Naviter Wealth, LLC 0.17% of their portfolio LITTLE ROCK, AR 187,298187.3k $1.9m $1.9m 0.17% Reduced -10.2k -10,177
34 NEUBERGER BERMAN GROUP LLC 0.00% of their portfolio NEW YORK, NY 186,679186.7k $1.9m $1.9m 0.00% Reduced -17.5k -17,477
35 Cerity Partners LLC 0.00% of their portfolio NEW YORK, NY 151,634151.6k $1.5m $1.5m 0.00% Added +77.9k +77,927
36 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 146,152146.2k $1.5m $1.5m 0.00% Reduced -102.4k -102,369
37 Almitas Capital LLC 0.34% of their portfolio SANTA MONICA, CA 140,477140.5k $1.4m $1.4m 0.34% Unchanged
38 J.W. COLE ADVISORS, INC. 0.02% of their portfolio TAMPA, FL 133,313133.3k $1.3m $1.3m 0.02% Added +690 +690
39 SHARPEPOINT LLC 0.67% of their portfolio PHOENIX, AZ 132,029132.0k $1.3m $1.3m 0.67% Added +7.9k +7,852
40 DNB Asset Management AS 0.00% of their portfolio Oslo, Q8 127,082127.1k $1.3m $1.3m 0.00% Reduced -26.3k -26,276
41 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 122,100122.1k $1.2m $1.2m 0.00% Reduced -6.2k -6,173
42 CONFLUENCE INVESTMENT MANAGEMENT LLC 0.02% of their portfolio ST. LOUIS, MO 118,551118.6k $1.2m $1.2m 0.02% Added +1.4k +1,369
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 118,353118.4k $1.2m $1.2m 0.00% Reduced -13.1k -13,120
44 CANADA LIFE ASSURANCE Co 0.00% of their portfolio WINNIPEG, A2 116,034116.0k $1.2m $1.2m 0.00% Added +14.7k +14,663
45 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 108,333108.3k $1.1m $1.1m 0.00% Added +39.9k +39,855
46 Focus Partners Wealth 0.00% of their portfolio ST LOUIS, MO 102,066102.1k $1.0m $1.0m 0.00% Reduced -28.7k -28,700
47 Arkadios Wealth Advisors 0.02% of their portfolio ATLANTA, GA 101,306101.3k $1.0m $1.0m 0.02% Added +22 +22
48 Y-Intercept (Hong Kong) Ltd 0.02% of their portfolio HONG KONG, K3 98,74398.7k $995.3k $995.3k 0.02% New
49 Bayshore Capital Advisors, LLC 0.46% of their portfolio TAMPA, FL 97,58097.6k $983.6k $983.6k 0.46% Added +57.6k +57,580
50 Balyasny Asset Management L.P. 0.00% of their portfolio Chicago, IL 96,80196.8k $975.8k $975.8k 0.00% Added +12.0k +12,024
51 LSV ASSET MANAGEMENT 0.00% of their portfolio CHICAGO, IL 96,10096.1k $969.0k $969.0k 0.00% Unchanged
52 Hennion & Walsh Asset Management, Inc. 0.02% of their portfolio Parsippany, NJ 80,29180.3k $809.3k $809.3k 0.02% Reduced -11.1k -11,077
53 STEPHENS INC /AR/ 0.01% of their portfolio LITTLE ROCK, AR 79,86079.9k $805.0k $805.0k 0.01% Reduced -94 -94
54 XTX Topco Ltd 0.01% of their portfolio LONDON, X0 77,80577.8k $784.3k $784.3k 0.01% Reduced -264.5k -264,525
55 Garner Asset Management Corp 0.24% of their portfolio PLANO, TX 74,37674.4k $749.7k $749.7k 0.24% Reduced -12.2k -12,199
56 Sigma Planning Corp 0.02% of their portfolio ANN ARBOR, MI 72,67772.7k $732.6k $732.6k 0.02% Reduced -884 -884
57 Lido Advisors, LLC 0.00% of their portfolio Los Angeles, CA 69,52969.5k $700.9k $700.9k 0.00% Added +2.3k +2,311
58 VARCOV Co. 0.26% of their portfolio DARIEN, CT 69,19269.2k $697.5k $697.5k 0.26% Reduced -109.7k -109,721
59 Camelot Portfolios, LLC 0.45% of their portfolio Maumee, OH 62,64662.6k $631.5k $631.5k 0.45% Added +5.0k +4,961
60 Millennium Capital Advisors, LLC 0.34% of their portfolio LITTLE ROCK, AR 61,82261.8k $623.2k $623.2k 0.34% Reduced -1 -1
61 Capital Investment Advisors, LLC 0.01% of their portfolio ATLANTA, GA 55,30655.3k $557.5k $557.5k 0.01% Reduced -2.0k -2,021
62 DENALI ADVISORS LLC 0.06% of their portfolio SAN DIEGO, CA 54,55454.6k $549.9k $549.9k 0.06% Reduced -5.2k -5,177
63 PRINCIPAL SECURITIES, INC. 0.01% of their portfolio DES MOINES, IA 54,30354.3k $547.4k $547.4k 0.01% Added +8.9k +8,885
64 Headlands Technologies LLC 0.06% of their portfolio CHICAGO, IL 51,81951.8k $522.3k $522.3k 0.06% Added +39.0k +38,995
65 CIDEL ASSET MANAGEMENT INC 0.02% of their portfolio TORONTO, A6 50,30050.3k $507.0k $507.0k 0.02% New
66 BI Asset Management Fondsmaeglerselskab A/S 0.00% of their portfolio KOBENHAVN, G7 45,78745.8k $462.0k $462.0k 0.00% Reduced -203.5k -203,519
67 Alpine Global Management, LLC 0.08% of their portfolio NEW YORK, NY 45,53745.5k $459.0k $459.0k 0.08% Reduced -28.2k -28,229
68 NewGen Asset Management Ltd 0.25% of their portfolio TORONTO, A6 45,00045.0k $453.6k $453.6k 0.25% Added +10.0k +10,000
69 Virtus Investment Advisers, LLC 0.10% of their portfolio HARTFORD, CT 43,04543.0k $433.9k $433.9k 0.10% Reduced -12.2k -12,167
70 LeClair Wealth Partners LLC 0.21% of their portfolio DUBLIN, OH 40,88540.9k $412.1k $412.1k 0.21% New
71 PANORAMIC INVESTMENT ADVISORS, LLC 0.20% of their portfolio DENVER, CO 40,78040.8k $411.1k $411.1k 0.20% Reduced -12.8k -12,850
72 TCFG Investment Advisors, LLC 0.14% of their portfolio LAGUNA NIGUEL, CA 40,47440.5k $408.0k $408.0k 0.14% Reduced -1.9k -1,875
73 CAXTON ASSOCIATES LLP 0.01% of their portfolio LONDON, X0 39,64939.6k $399.7k $399.7k 0.01% Added +5.9k +5,908
74 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 38,58238.6k $388.9k $388.9k 0.00% Added +1.6k +1,568
75 MERIDIAN INVESTMENT COUNSEL INC. 0.08% of their portfolio LAFAYETTE, CA 38,55838.6k $388.7k $388.7k 0.08% Reduced -555 -555
76 Schonfeld Strategic Advisors LLC 0.00% of their portfolio NEW YORK, NY 37,69337.7k $379.9k $379.9k 0.00% New
77 SHUFRO ROSE & CO LLC 0.02% of their portfolio NEW YORK, NY 37,26737.3k $375.7k $375.7k 0.02% Unchanged
78 VICTORY CAPITAL MANAGEMENT INC 0.00% of their portfolio San Antonio, TX 36,92236.9k $372.2k $372.2k 0.00% Reduced -617.3k -617,289
79 Closed-End Fund Advisors, Inc. 0.32% of their portfolio RICHMOND, VA 32,96733.0k $332.3k $332.3k 0.32% Reduced -906 -906
80 Trexquant Investment LP 0.00% of their portfolio STAMFORD, CT 30,85630.9k $311.0k $311.0k 0.00% New
81 Brevan Howard Capital Management LP 0.00% of their portfolio ST. HELIER, Y9 30,32630.3k $305.7k $305.7k 0.00% Reduced -13.1k -13,095
82 WEDBUSH SECURITIES INC 0.01% of their portfolio PASADENA, CA 30,12730.1k $304.0k $304.0k 0.01% Added +475 +475
83 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 29,52229.5k $297.0k $297.0k 0.00% Unchanged
84 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 28,90628.9k $291.4k $291.4k 0.00% Reduced -47.6k -47,621
85 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 27,22427.2k $274.4k $274.4k 0.00% Added +11.4k +11,354
86 INTERNATIONAL ASSETS INVESTMENT MANAGEMENT, LLC 0.02% of their portfolio ORLANDO, FL 26,14726.1k $264.6k $264.6k 0.02% Added +247 +247
87 TRUIST FINANCIAL CORP 0.00% of their portfolio CHARLOTTE, NC 26,12726.1k $263.4k $263.4k 0.00% Added +4.3k +4,349
88 Tyche Wealth Partners LLC 0.04% of their portfolio PLANO, TX 26,00026.0k $262.1k $262.1k 0.04% Added +2.5k +2,500
89 &PARTNERS 0.00% of their portfolio NASHVILLE, TN 24,07724.1k $242.7k $242.7k 0.00% Added +6.4k +6,412
90 Steward Partners Investment Advisory, LLC 0.00% of their portfolio STAMFORD, CT 23,53223.5k $237.2k $237.2k 0.00% Reduced -5.3k -5,267
91 DKM Wealth Management, Inc. 0.15% of their portfolio STOCKTON, CA 23,50023.5k $236.9k $236.9k 0.15% Unchanged
92 Cetera Investment Advisers 0.00% of their portfolio SCHAUMBURG, IL 22,54722.5k $227.3k $227.3k 0.00% Reduced -385 -385
93 Generali Investments CEE, investicni spolecnost, a.s. 0.01% of their portfolio PRAGUE, 2N 22,28122.3k $224.6k $224.6k 0.01% Unchanged
94 Stratos Wealth Partners, LTD. 0.00% of their portfolio BEACHWOOD, OH 22,20022.2k $223.8k $223.8k 0.00% Reduced -133 -133
95 B. Riley Wealth Advisors, Inc. 0.01% of their portfolio MEMPHIS, TN 20,01420.0k $201.3k $201.3k 0.01% Reduced -27 -27
96 Squarepoint Ops LLC 0.00% of their portfolio NEW YORK, NY 19,93219.9k $200.9k $200.9k 0.00% Reduced -6.3k -6,313
97 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 19,92519.9k $200.8k $200.8k 0.00% Reduced -57.7k -57,691
98 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 18,75618.8k $189.1k $189.1k 0.00% Reduced -13.9k -13,882
99 Everstar Asset Management, LLC 0.09% of their portfolio MOORESVILLE, NC 18,65018.6k $188.0k $188.0k 0.09% Unchanged
100 Onyx Bridge Wealth Group LLC 0.02% of their portfolio TARRYTOWN, NY 18,63718.6k $187.9k $187.9k 0.02% Added +296 +296