Trellus Management Company, LLC

Delray Beach, FL · CIK 1307877 · 13F filing filed 2023-10-24

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityTRELLUS MANAGEMENT COMPANY, L.L.C. (US)

Kindhedge funds
Others nearbyDelray Beach, FL
FamilyTrellus Management Company, LLC · 2 related pages

$51.7m reported value -20.3% vs Q2 2023

51positions

61.2%in top 10

19 new 12 added 4 reduced 21 sold out vs Q2 2023

Options: 3 call positions ($10.4m notional), 1 put positions ($10.7m notional) – listed below, not included above.

Holdings, Q3 2023

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	VERTEX ENERGY INC COM VTNR	VTNR	2,121,076	$9.4m18.24%	18.24%	Unchanged
2	VICOR CORP COM VICR	VICR	129,945	$7.7m14.79%	14.79%	Unchanged
3	AMERICAN WTR WKS CO INC NEW COM AWK	AWK	40,963	$5.1m9.80%	9.80%	Unchanged
4	CENTENE CORP DEL COM CNC	CNC	30,000	$2.1m3.99%	3.99%	Unchanged
5	ASPEN AEROGELS INC COM ASPN	ASPN	220,000	$1.9m3.66%	3.66%	Unchanged
6	FULGENT GENETICS INC COM FLGT	FLGT	43,100	$1.2m2.23%	2.23%	New
7	EBIX INC COM NEW EBIX	EBIX	115,000	$1.1m2.20%	2.20%	Added +5.0k	+5,000 4.5%
8	RANPAK HOLDINGS CORP COM CL A PACK	PACK	208,817	$1.1m2.20%	2.20%	Added +20.0k	+20,000 10.6%
9	DISNEY WALT CO COM DIS	DIS	13,200	$1.1m2.07%	2.07%	Unchanged
10	ALTERYX INC COM CL A AYX	AYX	28,100	$1.1m2.05%	2.05%	Added +3.1k	+3,100 12.4%
11	AVIAT NETWORKS INC COM NEW AVNW	AVNW	31,500	$982.8k1.90%	1.90%	Added +4.0k	+4,000 14.6%
12	PACIFIC BIOSCIENCES CALIF IN COM PACB	PACB	111,000	$926.9k1.79%	1.79%	Added +22.5k	+22,500 25.4%
13	GLOBALSTAR INC COM COM		682,100	$893.6k1.73%	1.73%	Reduced -17.9k	-17,900 -2.6%
14	PROSHARES TR II SHT VIX ST TRM SVXY	SVXY	10,000	$863.4k1.67%	1.67%	New
15	PROSHARES TR ULTRAPRO SHT QQQ ULTRAPRO SHT QQQ		41,000	$838.0k1.62%	1.62%	Added +2.0k	+2,000 5.1%
16	AUTODESK INC COM ADSK	ADSK	4,000	$827.6k1.60%	1.60%	Unchanged
17	PERFORMANT HEALTHCARE INC COM PFMT	PFMT	350,000	$791.0k1.53%	1.53%	Unchanged
18	PROSHARES TR II ULTRA BLOOMBERG BOIL	BOIL	14,500	$788.5k1.52%	1.52%	New
19	CECO ENVIRONMENTAL CORP COM CECO	CECO	48,763	$778.7k1.51%	1.51%	New
20	CARPARTS COM INC COM COM		180,000	$741.6k1.43%	1.43%	Unchanged
21	CLEAN ENERGY FUELS CORP COM CLNE	CLNE	190,000	$727.7k1.41%	1.41%	Unchanged
22	INDIE SEMICONDUCTOR INC CLASS A COM INDI	INDI	110,000	$693.0k1.34%	1.34%	Added +8.8k	+8,776 8.7%
23	NORFOLK SOUTHN CORP COM NSC	NSC	3,500	$689.3k1.33%	1.33%	New
24	DIGITAL TURBINE INC COM NEW APPS	APPS	100,000	$605.0k1.17%	1.17%	Added +45.9k	+45,900 84.8%
25	GENEDX HOLDINGS CORP COM CL A WGS	WGS	155,012	$564.2k1.09%	1.09%	Added +55.0k	+54,976 55.0%
26	UBER TECHNOLOGIES INC COM UBER	UBER	11,560	$531.6k1.03%	1.03%	Reduced -3.0k	-3,000 -20.6%
27	ADVANCED MICRO DEVICES INC COM AMD	AMD	5,000	$514.1k0.99%	0.99%	Unchanged
28	WESTPORT FUEL SYSTEMS INC COM WPRT	WPRT	83,238	$504.4k0.97%	0.97%	Added +20.2k	+20,238 32.1%
29	APPLIED DIGITAL CORP COM NEW APLD	APLD	80,000	$499.2k0.96%	0.96%	Added +4.1k	+4,126 5.4%
30	ENERSYS COM ENS	ENS	5,000	$473.4k0.91%	0.91%	New
31	BLOCK INC CL A XYZ	XYZ	10,000	$442.6k0.86%	0.86%	Unchanged
32	DOCUSIGN INC COM DOCU	DOCU	10,000	$420.0k0.81%	0.81%	Added +5.0k	+5,000 100.0%
33	CODEXIS INC COM CDXS	CDXS	220,000	$415.8k0.80%	0.80%	Reduced -31.5k	-31,460 -12.5%
34	CHEWY INC CL A CHWY	CHWY	20,000	$365.2k0.71%	0.71%	New
35	DANIMER SCIENTIFIC INC COM CL A COM CL A		174,538	$361.3k0.70%	0.70%	Unchanged
36	MOSAIC CO NEW COM MOS	MOS	10,000	$356.0k0.69%	0.69%	Unchanged
37	DIREXION SHS ETF TR DRX S&P500BULL SPXL	SPXL	4,500	$351.9k0.68%	0.68%	New
38	PEPSICO INC COM PEP	PEP	2,000	$338.9k0.66%	0.66%	New
39	BILL HOLDINGS INC COM BILL	BILL	3,000	$325.7k0.63%	0.63%	New
40	DATADOG INC CL A COM DDOG	DDOG	3,500	$318.8k0.62%	0.62%	Reduced -1.5k	-1,500 -30.0%
41	MATCH GROUP INC NEW COM MTCH	MTCH	8,000	$313.4k0.61%	0.61%	New
42	GENIUS SPORTS LIMITED SHARES CL A GENI	GENI	56,548	$301.4k0.58%	0.58%	Unchanged
43	FASTLY INC CL A FSLY	FSLY	14,600	$279.9k0.54%	0.54%	New
44	LGI HOMES INC COM LGIH	LGIH	2,500	$248.7k0.48%	0.48%	New
45	CEPTON INC COM NEW COM NEW		57,835	$219.8k0.42%	0.42%	New
46	DOCGO INC COM DCGO	DCGO	35,570	$189.6k0.37%	0.37%	New
47	WW INTL INC COM WTW	WTW	14,900	$164.9k0.32%	0.32%	New
48	LIFE TIME GROUP HOLDINGS INC COMMON STOCK LTH	LTH	10,000	$152.1k0.29%	0.29%	New
49	CARNIVAL CORP UNIT 99/99/9999 UNIT 99/99/9999		10,000	$137.2k0.27%	0.27%	New
50	GENASYS INC COM GNSS	GNSS	60,000	$120.6k0.23%	0.23%	New
51	PROSOMNUS INC W EXP 04/20/202 W EXP 04/20/202		37,500	$2.6k0.01%	0.01%	Unchanged

Sold out since Q2 2023

Security	Ticker	Shares held before	Value then
ISHARES TR TLT	TLT	35,000	$3.6m35.0k shares
RIMINI STR INC DEL RMNI	RMNI	350,000	$1.7m350.0k shares
SEMTECH CORP SMTC	SMTC	40,000	$1.0m40.0k shares
PROSHARES TR II UCO	UCO	34,600	$818.3k34.6k shares
GENERAL MLS INC GIS	GIS	10,000	$767.0k10.0k shares
BACKBLAZE INC BLZE	BLZE	160,000	$692.8k160.0k shares
HALLIBURTON CO HAL	HAL	20,000	$659.8k20.0k shares
CALIX INC CALX	CALX	12,935	$645.6k12.9k shares
DIREXION SHS ETF TR TZA	TZA	20,000	$526.0k20.0k shares
SABRE CORP SABR	SABR	160,000	$510.4k160.0k shares
PROSHARES TR II		27,000	$499.2k27.0k shares
SIBANYE STILLWATER LTD SBSW	SBSW	80,000	$499.2k80.0k shares
CANTALOUPE INC USAT	USAT	59,254	$471.7k59.3k shares
XPONENTIAL FITNESS INC XPOF	XPOF	20,000	$345.0k20.0k shares
RINGCENTRAL INC RNG	RNG	10,000	$327.3k10.0k shares
ENVIVA INC EVA	EVA	28,000	$303.8k28.0k shares
MARVELL TECHNOLOGY INC MRVL	MRVL	5,000	$298.9k5.0k shares
PARATEK PHARMACEUTICALS INC PRTK	PRTK	127,000	$280.7k127.0k shares
CNH INDL N V CNH	CNH	11,312	$162.9k11.3k shares
OPKO HEALTH INC OPK	OPK	74,388	$161.4k74.4k shares
FENNEC PHARMACEUTICALS INC FENC	FENC	10,561	$93.3k10.6k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
SPDR S&P 500 ETF TR SPY · Put	SPY	Put	25,000	$10.7m25.0k shares	Reduced
SPDR GOLD TR GLD · Call	GLD	Call	30,000	$5.1m30.0k shares	New
QUIDELORTHO CORP QDEL · Call	QDEL	Call	46,600	$3.4m46.6k shares	New
DIGITAL TURBINE INC APPS · Call	APPS	Call	300,000	$1.8m300.0k shares	Added