Vault-13

DIREXION SHS ETF TR SPXL

DRX S&P500BULL · ETP · CUSIP 25459W862

105 institutional holders +6 vs Q2 2023
5,479,6525.5m shares reported held*
$428.5mreported value*
22 new 29 added 28 reduced 16 sold out net bought ≈ $14.6m (+179.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $78.19. Options: 7 managers hold calls ($98.9m notional), 7 hold puts ($72.1m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 87Q4 22: 96Q1 23: 94Q2 23: 99Q3 23: 105105Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 202287
Q4 202296
Q1 202394
Q2 202399
Q3 2023105

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
1000100Q4 22: 44 bought or addedQ4 22: 40 cut or sold outQ4 22Q1 23: 44 bought or addedQ1 23: 38 cut or sold outQ1 23Q2 23: 50 bought or addedQ2 23: 45 cut or sold outQ2 23Q3 23: 51 bought or addedQ3 23: 44 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 20224440
Q1 20234438
Q2 20235045
Q3 20235144

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150mQ4 22 calls: $90.0mQ4 22 puts: $50.3mQ4 22P/C 0.56Q1 23 calls: $145.9mQ1 23 puts: $63.5mQ1 23P/C 0.44Q2 23 calls: $97.4mQ2 23 puts: $61.5mQ2 23P/C 0.63Q3 23 calls: $98.9mQ3 23 puts: $72.1mQ3 23P/C 0.73
Numbers
QuarterCallsPutsP/C
Q4 2022$90.0m$50.3m0.56
Q1 2023$145.9m$63.5m0.44
Q2 2023$97.4m$61.5m0.63
Q3 2023$98.9m$72.1m0.73

Biggest buyers

IMC-Chicago, LLC New +271,949+271.9k
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added +172,216+172.2k
Jump Financial, LLC Added +71,673+71.7k
PATHSTONE FAMILY OFFICE, LLC New +53,650+53.6k
Spire Wealth Management Added +25,181+25.2k
Qube Research & Technologies Ltd New +20,733+20.7k
Impala Asset Management LLC New +20,000+20.0k
XR Securities LLC New +18,202+18.2k
TWO SIGMA SECURITIES, LLC Added +15,461+15.5k
Financial Advocates Investment Management New +14,691+14.7k

Biggest sellers

CITADEL ADVISORS LLC Reduced -178,960-179.0k
JANE STREET GROUP, LLC Sold out -96,844-96.8k
PPSC Investment Service Corp Reduced -60,700-60.7k
Gainplan LLC Reduced -60,146-60.1k
SIMPLEX TRADING, LLC Sold out -40,044-40.0k
GTS SECURITIES LLC Sold out -33,305-33.3k
MILLENNIUM MANAGEMENT LLC Sold out -28,575-28.6k
Tower Research Capital LLC (TRC) Reduced -24,516-24.5k
JPMORGAN CHASE & CO Reduced -18,613-18.6k
Walleye Capital LLC Sold out -10,608-10.6k

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $60.5m774.1k shares
WOLVERINE TRADING, LLC Added $16.4m209.5k shares
CITADEL ADVISORS LLC Added $15.2m194.1k shares
GTS SECURITIES LLC New $6.5m83.4k shares
Cutler Group LLC / CA Added $136.0k79.9k shares
Traynor Capital Management, Inc. New $93.8k1.2k shares
HAP Trading, LLC Reduced $16.8k15.5k shares

Biggest puts

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $39.0m498.4k shares
CITADEL ADVISORS LLC Added $19.8m253.4k shares
WOLVERINE TRADING, LLC Reduced $10.7m136.9k shares
GTS SECURITIES LLC New $2.1m26.7k shares
Cutler Group LLC / CA Added $435.0k73.7k shares
HAP Trading, LLC Reduced $94.5k11.6k shares
HighTower Advisors, LLC Unchanged $1031 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 PPSC Investment Service Corp 46.10% of their portfolio TOKYO, M0 2,517,4002.5m $196.9m $196.9m 46.10% Reduced -60.7k -60,700
2 Wealthstar Advisors, LLC 24.40% of their portfolio Plano, TX 716,635716.6k $56.0m $56.0m 24.40% Reduced -5.4k -5,400
3 IMC-Chicago, LLC 1.37% of their portfolio CHICAGO, IL 271,949271.9k $21.3m $21.3m 1.37% New
4 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 238,354238.4k $18.6m $18.6m 0.03% Added +172.2k +172,216
5 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 237,783237.8k $18.6m $18.6m 0.02% Reduced -179.0k -178,960
6 Howard Capital Management, LLC 2.49% of their portfolio Alpharetta, GA 236,206236.2k $18.5m $18.5m 2.49% Added +10.8k +10,810
7 Jump Financial, LLC 0.47% of their portfolio Chicago, IL 162,508162.5k $12.7m $12.7m 0.47% Added +71.7k +71,673
8 Gainplan LLC 14.14% of their portfolio BLOOMFIELD HILLS, MI 130,000130.0k $10.2m $10.2m 14.14% Reduced -60.1k -60,146
9 Orion Porfolio Solutions, LLC 0.06% of their portfolio OMAHA, NE 66,64566.6k $5.2m $5.2m 0.06% Added +5.5k +5,488
10 Orion Portfolio Solutions, LLC 0.06% of their portfolio Omaha, NE 66,64566.6k $5.2m $5.2m 0.06% Added +5.5k +5,488
11 SMITH CHAS P & ASSOCIATES PA CPAS 0.33% of their portfolio LAKELAND, FL 58,71458.7k $4.6m $4.6m 0.33% Reduced -460 -460
12 PATHSTONE FAMILY OFFICE, LLC 0.03% of their portfolio ENGLEWOOD, NJ 53,65053.6k $4.2m $4.2m 0.03% New
13 Ashton Thomas Private Wealth, LLC 0.26% of their portfolio SCOTTSDALE, AZ 45,73045.7k $3.6m $3.6m 0.26% Added +3.9k +3,945
14 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 43,68043.7k $3.4m $3.4m 0.00% Added +11.4k +11,370
15 Spire Wealth Management 0.12% of their portfolio MCLEAN, VA 41,04641.0k $3.2m $3.2m 0.12% Added +25.2k +25,181
16 Brookstone Capital Management 0.06% of their portfolio WHEATON, IL 38,45338.5k $3.0m $3.0m 0.06% Added +475 +475
17 CPR Investments Inc. 3.17% of their portfolio Rochester, MI 37,74637.7k $3.0m $3.0m 3.17% Reduced -2.1k -2,095
18 Tower Research Capital LLC (TRC) 0.09% of their portfolio NEW YORK, NY 34,99835.0k $2.7m $2.7m 0.09% Reduced -24.5k -24,516
19 Insight Wealth Partners, LLC 2.17% of their portfolio Plano, TX 33,10433.1k $2.6m $2.6m 2.17% Added +11.1k +11,069
20 Westwood Wealth Management 1.88% of their portfolio Los Angeles, CA 30,70030.7k $2.4m $2.4m 1.88% Reduced -500 -500
21 Charter Oak Capital Management, LLC 0.29% of their portfolio PORTSMOUTH, NH 28,45428.5k $2.2m $2.2m 0.29% Added +906 +906
22 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 22,99523.0k $1.8m $1.8m 0.00% Reduced -8.0k -8,010
23 WOLVERINE TRADING, LLC 0.02% of their portfolio CHICAGO, IL 22,56522.6k $1.8m $1.8m 0.02% Added +12.0k +11,958
24 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 20,73320.7k $1.6m $1.6m 0.00% New
25 Impala Asset Management LLC 1.37% of their portfolio Palm Beach, FL 20,00020.0k $1.6m $1.6m 1.37% New
26 TWO SIGMA SECURITIES, LLC 0.07% of their portfolio NEW YORK, NY 19,20319.2k $1.5m $1.5m 0.07% Added +15.5k +15,461
27 XR Securities LLC 1.96% of their portfolio CHICAGO, IL 18,20218.2k $1.4m $1.4m 1.96% New
28 Traynor Capital Management, Inc. 0.18% of their portfolio MALVERN, PA 16,76416.8k $1.3m $1.3m 0.18% Added +981 +981
29 LifeGuide Financial Advisors, LLC 0.67% of their portfolio MECHANICSBURG, PA 14,70914.7k $1.2m $1.2m 0.67% Reduced -1.3k -1,289
30 Financial Advocates Investment Management 0.08% of their portfolio OLYMPIA, WA 14,69114.7k $1.1m $1.1m 0.08% New
31 Edgestream Partners, L.P. 0.07% of their portfolio Princeton, NJ 11,61911.6k $908.6k $908.6k 0.07% Added +3.5k +3,456
32 Summit Trail Advisors, LLC 0.03% of their portfolio NEW YORK, NY 10,19510.2k $797.2k $797.2k 0.03% Unchanged
33 Millennium Capital Advisors, LLC 0.68% of their portfolio LITTLE ROCK, AR 10,18710.2k $796.6k $796.6k 0.68% Unchanged
34 Virtu Financial LLC 0.07% of their portfolio New York, NY 9,3949.4k $735.0k $735.0k 0.07% New
35 Lido Advisors, LLC 0.01% of their portfolio Los Angeles, CA 8,7778.8k $686.4k $686.4k 0.01% Unchanged
36 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 8,4008.4k $656.2k $656.2k 0.00% New
37 Cutler Group LLC / CA 0.10% of their portfolio SAN FRANCISCO, CA 7,9918.0k $624.0k $624.0k 0.10% Added +6.4k +6,371
38 COMMONWEALTH EQUITY SERVICES, LLC 0.00% of their portfolio WALTHAM, MA 7,6627.7k $599.0k $599.0k 0.00% Reduced -3.8k -3,773
39 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 7,1677.2k $560.5k $560.5k 0.00% Reduced -18.6k -18,613
40 HighTower Advisors, LLC 0.00% of their portfolio CHICAGO, IL 6,9927.0k $546.0k $546.0k 0.00% Reduced -2.5k -2,466
41 ENVESTNET ASSET MANAGEMENT INC 0.00% of their portfolio Berwyn, PA 6,7216.7k $525.6k $525.6k 0.00% Reduced -1.4k -1,354
42 Laidlaw Wealth Management LLC 0.16% of their portfolio NEW YORK CITY, NY 6,3036.3k $492.9k $492.9k 0.16% New
43 KINGSWOOD WEALTH ADVISORS, LLC 0.08% of their portfolio SAN DIEGO, CA 6,1936.2k $484.3k $484.3k 0.08% New
44 DRW Securities, LLC 0.04% of their portfolio CHICAGO, IL 5,6705.7k $443.0k $443.0k 0.04% New
45 Kelly Financial Services LLC 0.20% of their portfolio BRAINTREE, MA 5,5065.5k $430.6k $430.6k 0.20% Added +26 +26
46 Creative Planning 0.00% of their portfolio OVERLAND PARK, KS 5,1895.2k $405.8k $405.8k 0.00% Added +142 +142
47 Summit Financial Strategies, Inc. 0.08% of their portfolio Columbus, OH 5,0535.1k $395.1k $395.1k 0.08% Unchanged
48 IFP Advisors, Inc 0.02% of their portfolio TAMPA, FL 4,9665.0k $388.3k $388.3k 0.02% Reduced -5.6k -5,594
49 Covestor Ltd 0.29% of their portfolio LONDON, X0 4,9264.9k $385.0k $385.0k 0.29% Reduced -584 -584
50 Trellus Management Company, LLC 0.68% of their portfolio Delray Beach, FL 4,5004.5k $351.9k $351.9k 0.68% New
51 Neo Ivy Capital Management 0.14% of their portfolio NEW YORK, NY 4,2004.2k $328.0k $328.0k 0.14% Added +1.1k +1,050
52 HARBOUR INVESTMENTS, INC. 0.02% of their portfolio MADISON, WI 4,1024.1k $320.8k $320.8k 0.02% Reduced -5 -5
53 Delta Financial Group, Inc. 0.11% of their portfolio BASKING RIDGE, NJ 4,0004.0k $313.0k $313.0k 0.11% New
54 Millington Financial Advisors, LLC 0.27% of their portfolio NAPERVILLE, IL 3,8233.8k $299.0k $299.0k 0.27% Added +9 +9
55 Stratos Wealth Advisors, LLC 0.02% of their portfolio BEACHWOOD, OH 3,7763.8k $295.4k $295.4k 0.02% Added +1 +1
56 CAROLINAS WEALTH CONSULTING LLC 0.07% of their portfolio CHARLOTTE, NC 3,7213.7k $268.1k $268.1k 0.07% Added +9 +9
57 Beacon Pointe Advisors, LLC 0.00% of their portfolio NEWPORT BEACH, CA 3,6523.7k $285.6k $285.6k 0.00% New
58 Blueprint Investment Partners LLC 0.09% of their portfolio GREENSBORO, NC 3,5893.6k $280.7k $280.7k 0.09% Reduced -1.2k -1,231
59 EP Wealth Advisors, LLC 0.00% of their portfolio TORRANCE, CA 3,2003.2k $250.2k $250.2k 0.00% Reduced -7.0k -7,021
60 Stratos Wealth Partners, LTD. 0.01% of their portfolio BEACHWOOD, OH 3,1813.2k $248.8k $248.8k 0.01% Reduced -442 -442
61 NovaPoint Capital, LLC 0.10% of their portfolio ATLANTA, GA 3,1003.1k $242.4k $242.4k 0.10% New
62 CreativeOne Wealth, LLC 0.02% of their portfolio OVERLAND PARK, KS 3,0373.0k $238.0k $238.0k 0.02% Reduced -2.9k -2,916
63 Clear Harbor Asset Management, LLC 0.02% of their portfolio Stamford, CT 3,0003.0k $234.6k $234.6k 0.02% Unchanged
64 Cresset Asset Management, LLC 0.00% of their portfolio Chicago, IL 3,0003.0k $234.6k $234.6k 0.00% Unchanged
65 TUDOR INVESTMENT CORP ET AL 0.00% of their portfolio STAMFORD, CT 2,8592.9k $223.6k $223.6k 0.00% New
66 CIBC Private Wealth Group LLC 0.00% of their portfolio ATLANTA, GA 2,8132.8k $220.0k $220.0k 0.00% Reduced -2.8k -2,813
67 Fiduciary Alliance LLC 0.05% of their portfolio GREENVILLE, SC 2,8112.8k $219.8k $219.8k 0.05% Unchanged
68 Lifestyle Asset Management, Inc. 0.13% of their portfolio FRIENDSWOOD, TX 2,6462.6k $206.9k $206.9k 0.13% New
69 LAZARI CAPITAL MANAGEMENT, INC. 0.12% of their portfolio WOODLAND HILLS, CA 2,5952.6k $202.9k $202.9k 0.12% New
70 Independence Bank of Kentucky 0.06% of their portfolio OWENSBORO, KY 1,7001.7k $132.9k $132.9k 0.06% Unchanged
71 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 1,2421.2k $97.1k $97.1k 0.00% Added +61 +61
72 UBS Group AG 0.00% of their portfolio ZURICH, V8 1,1901.2k $93.1k $93.1k 0.00% Added +993 +993
73 Sound Income Strategies, LLC 0.01% of their portfolio FT LAUDERDALE, FL 1,1521.2k $90.1k $90.1k 0.01% Unchanged
74 NATIONAL BANK OF CANADA /FI/ 0.00% of their portfolio MONTREAL, A8 1,0021.0k $77.9k $77.9k 0.00% Reduced -2.8k -2,848
75 Providence Capital Advisors, LLC 0.02% of their portfolio CHARLOTTE, NC 1,0001.0k $78.2k $78.2k 0.02% Unchanged
76 PayPay Securities Corp 3.11% of their portfolio TOKYO, M0 870870 $68.0k $68.0k 3.11% Reduced -746 -746
77 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 733733 $57.3k $57.3k 0.00% New
78 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 651651 $50.9k $50.9k 0.00% Added +440 +440
79 Coppell Advisory Solutions LLC 0.01% of their portfolio COPPELL, TX 599599 $37.2k $37.2k 0.01% Added +277 +277
80 Parallel Advisors, LLC 0.00% of their portfolio SAN FRANCISCO, CA 524524 $41.0k $41.0k 0.00% Unchanged
81 HUNTINGTON NATIONAL BANK 0.00% of their portfolio COLUMBUS, OH 440440 $34.4k $34.4k 0.00% Unchanged
82 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 412412 $32.2k $32.2k 0.00% Unchanged
83 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 300300 $23.5k $23.5k 0.00% Unchanged
84 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 212212 $17.0k $17.0k 0.00% Unchanged
85 Larson Financial Group LLC 0.00% of their portfolio ST LOUIS, MO 212212 $16.5k $16.5k 0.00% Unchanged
86 Strategic Investment Solutions, Inc. /IL 0.00% of their portfolio ORLAND PARK, IL 200200 $17.6k $17.6k 0.00% New
87 CWM, LLC 0.00% of their portfolio OMAHA, NE 196196 $15.0k $15.0k 0.00% Added +118 +118
88 Pathway Financial Advisers, LLC 0.00% of their portfolio AUBURN, IN 146146 $11.5k $11.5k 0.00% First filing
89 BARRETT & COMPANY, INC. 0.01% of their portfolio PROVIDENCE, RI 122122 $9.5k $9.5k 0.01% Added +1 +1
90 Beacon Capital Management, LLC 0.00% of their portfolio FRANKLIN, TN 110110 $9.9k $9.9k 0.00% Unchanged
91 JAMISON PRIVATE WEALTH MANAGEMENT, INC. 0.00% of their portfolio MILTON, GA 9595 $7.4k $7.4k 0.00% First filing
92 SIGNATUREFD, LLC 0.00% of their portfolio ATLANTA, GA 7373 $5.7k $5.7k 0.00% Added +5 +5
93 HOLLENCREST CAPITAL MANAGEMENT 0.00% of their portfolio NEWPORT BEACH, CA 5050 $3.9k $3.9k 0.00% Unchanged
94 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 3434 $3.0k $3.0k 0.00% Reduced -5.7k -5,746
95 Parkside Financial Bank & Trust 0.00% of their portfolio SAINT LOUIS, MO 1111 $861 $861 0.00% Reduced -72 -72
96 NewEdge Advisors, LLC 0.00% of their portfolio NEW ORLEANS, LA 1010 $782 $782 0.00% Unchanged
97 MACROVIEW INVESTMENT MANAGEMENT LLC 0.00% of their portfolio BETHESDA, MD 99 $704 $704 0.00% New
98 SJS Investment Consulting Inc. 0.00% of their portfolio SYLVANIA, OH 99 $704 $704 0.00% Unchanged
99 Cassady Schiller Wealth Management, LLC 0.00% of their portfolio CINCINNATI, OH 66 $469 $469 0.00% Unchanged
100 FMR LLC 0.00% of their portfolio BOSTON, MA 22 $156 $156 0.00% New