Vault-13

ALTERYX INC AYX

COM CL A · Common Stock · CUSIP 02156B103 · ISIN US02156B1035

277 institutional holders +21 vs Q2 2023
62,103,89762.1m shares reported held*
$2.3bnreported value*
67 new 105 added 64 reduced 46 sold out net bought ≈ $376.8m (+10.0m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($1.7m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $37.54. Options: 45 managers hold calls ($389.2m notional), 33 hold puts ($211.4m).

Trends to Q3 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 288Q4 22: 282Q1 23: 304Q2 23: 256Q3 23: 277277Q3 22Q4 22Q1 23Q2 23Q3 23
Numbers
QuarterHolders
Q3 2022288
Q4 2022282
Q1 2023304
Q2 2023256
Q3 2023277

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 142 bought or addedQ4 22: 141 cut or sold outQ4 22Q1 23: 155 bought or addedQ1 23: 132 cut or sold outQ1 23Q2 23: 131 bought or addedQ2 23: 159 cut or sold outQ2 23Q3 23: 172 bought or addedQ3 23: 110 cut or sold outQ3 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022142141
Q1 2023155132
Q2 2023131159
Q3 2023172110

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$100m$200m$300m$400mQ4 22 calls: $230.2mQ4 22 puts: $224.7mQ4 22P/C 0.98Q1 23 calls: $326.5mQ1 23 puts: $349.6mQ1 23P/C 1.07Q2 23 calls: $240.3mQ2 23 puts: $245.6mQ2 23P/C 1.02Q3 23 calls: $389.2mQ3 23 puts: $211.4mQ3 23P/C 0.54
Numbers
QuarterCallsPutsP/C
Q4 2022$230.2m$224.7m0.98
Q1 2023$326.5m$349.6m1.07
Q2 2023$240.3m$245.6m1.02
Q3 2023$389.2m$211.4m0.54

Biggest buyers

Jericho Capital Asset Management L.P. New +1,331,056+1.3m
Amundi Added +1,179,461+1.2m
Solel Partners LP New +1,000,000+1.0m
SOMA EQUITY PARTNERS LP New +1,000,000+1.0m
Alyeska Investment Group, L.P. New +990,292+990.3k
JANUS HENDERSON GROUP PLC Added +838,190+838.2k
Optimus Prime Fund Management Co., Ltd. Added +825,000+825.0k
FRED ALGER MANAGEMENT, LLC New +686,607+686.6k
MILLENNIUM MANAGEMENT LLC Added +602,405+602.4k
Potrero Capital Research LLC New +576,673+576.7k

Biggest sellers

Capital World Investors Reduced -1,673,190-1.7m
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced -1,559,805-1.6m
Ardevora Asset Management LLP Sold out -858,285-858.3k
Schonfeld Strategic Advisors LLC Sold out -827,274-827.3k
Anomaly Capital Management, LP Sold out -786,810-786.8k
HAWK RIDGE CAPITAL MANAGEMENT LP Reduced -616,131-616.1k
NORGES BANK Reduced -548,850-548.9k
BROWN CAPITAL MANAGEMENT LLC Reduced -318,082-318.1k
FMR LLC Reduced -288,919-288.9k
CREDIT SUISSE AG/ Reduced -275,055-275.1k

Biggest calls

SOROS FUND MANAGEMENT LLC Added $66.4m1.8m shares
CITADEL ADVISORS LLC Added $46.7m1.2m shares
SOMA EQUITY PARTNERS LP New $37.7m1.0m shares
JANE STREET GROUP, LLC Added $36.2m961.3k shares
SIMPLEX TRADING, LLC Added $31.5m836.4k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $29.1m771.7k shares
MILLENNIUM MANAGEMENT LLC Added $22.5m597.6k shares
GTS SECURITIES LLC New $18.8m498.0k shares
IMC-Chicago, LLC Added $8.2m216.8k shares
GROUP ONE TRADING LLC Added $7.8m205.9k shares

Biggest puts

Parallax Volatility Advisers, L.P. Reduced $22.6m600.0k shares
BANK OF AMERICA CORP /DE/ New $17.0m450.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $16.9m449.2k shares
SIMPLEX TRADING, LLC Added $16.7m443.2k shares
CITADEL ADVISORS LLC Added $14.8m393.7k shares
GROUP ONE TRADING LLC Added $12.8m338.8k shares
JANE STREET GROUP, LLC Added $10.8m285.5k shares
BARCLAYS PLC Added $10.7m283.2k shares
Walleye Trading LLC Added $10.2m271.4k shares
PEAK6 Investments LLC Added $7.2m192.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VANGUARD GROUP INC 0.01% of their portfolio Valley Forge, PA 6,571,6316.6m $247.7m $247.7m 0.01% Added +530.4k +530,442
2 BlackRock Inc. 0.00% of their portfolio New York, NY 3,524,4763.5m $132.8m $132.8m 0.00% Added +63.0k +62,988
3 MACKENZIE FINANCIAL CORP 0.18% of their portfolio TORONTO ONTARIO, A6 2,975,9443.0m $107.4m $107.4m 0.18% Added +9.3k +9,276
4 Bares Capital Management, Inc. 3.80% of their portfolio AUSTIN, TX 2,361,1692.4m $89.0m $89.0m 3.80% Added +209.7k +209,650
5 HAWK RIDGE CAPITAL MANAGEMENT LP 3.79% of their portfolio LOS ANGELES, CA 2,046,0002.0m $77.1m $77.1m 3.79% Reduced -616.1k -616,131
6 Optimus Prime Fund Management Co., Ltd. 10.02% of their portfolio GRAND CAYMAN, E9 1,975,0002.0m $74.4m $74.4m 10.02% Added +825.0k +825,000
7 VOYA INVESTMENT MANAGEMENT LLC 0.08% of their portfolio ATLANTA, GA 1,825,0581.8m $68.8m $68.8m 0.08% Reduced -903 -903
8 FEDERATED HERMES, INC. 0.16% of their portfolio PITTSBURGH, PA 1,549,6001.5m $58.4m $58.4m 0.16% Added +299.6k +299,600
9 No Street GP LP 6.93% of their portfolio San Francisco, CA 1,525,0001.5m $57.5m $57.5m 6.93% Added +475.0k +475,000
10 MARSHALL WACE, LLP 0.12% of their portfolio LONDON, X0 1,511,7731.5m $57.0m $57.0m 0.12% Reduced -139.5k -139,496
11 Capital World Investors 0.01% of their portfolio LOS ANGELES, CA 1,450,0001.4m $54.7m $54.7m 0.01% Reduced -1.7m -1,673,190
12 Jericho Capital Asset Management L.P. 1.71% of their portfolio LOS ANGELES, CA 1,331,0561.3m $50.2m $50.2m 1.71% New
13 Amundi 0.02% of their portfolio Paris, I0 1,182,9961.2m $41.7m $41.7m 0.02% Added +1.2m +1,179,461
14 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 1,063,3571.1m $40.1m $40.1m 0.00% Reduced -1.6k -1,626
15 SOMA EQUITY PARTNERS LP 2.26% of their portfolio San Francisco, CA 1,000,0001.0m $37.7m $37.7m 2.26% New
16 Solel Partners LP 5.68% of their portfolio BOSTON, MA 1,000,0001.0m $37.7m $37.7m 5.68% New
17 Alyeska Investment Group, L.P. 0.26% of their portfolio CHICAGO, IL 990,292990.3k $37.3m $37.3m 0.26% New
18 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 961,473961.5k $36.2m $36.2m 0.00% Added +172.9k +172,949
19 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 943,835943.8k $35.6m $35.6m 0.04% Added +602.4k +602,405
20 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 919,986920.0k $34.7m $34.7m 0.00% Added +25.0k +25,002
21 Insight Holdings Group, LLC 0.89% of their portfolio NEW YORK, NY 911,829911.8k $34.4m $34.4m 0.89% Unchanged
22 Vitruvian Partners LLP 9.69% of their portfolio LONDON, X0 906,777906.8k $34.2m $34.2m 9.69% Unchanged
23 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 886,319886.3k $33.4m $33.4m 0.00% Added +408.9k +408,895
24 JANUS HENDERSON GROUP PLC 0.02% of their portfolio LONDON, X0 864,692864.7k $32.6m $32.6m 0.02% Added +838.2k +838,190
25 Harber Asset Management LLC 7.28% of their portfolio Asheville, NC 692,576692.6k $26.1m $26.1m 7.28% Added +214.7k +214,717
26 FRED ALGER MANAGEMENT, LLC 0.15% of their portfolio NEW YORK, NY 686,607686.6k $25.9m $25.9m 0.15% New
27 Point72 Asset Management, L.P. 0.09% of their portfolio STAMFORD, CT 680,427680.4k $25.6m $25.6m 0.09% Added +427.7k +427,689
28 Shannon River Fund Management LLC 6.86% of their portfolio NEW YORK, NY 618,669618.7k $23.3m $23.3m 6.86% Added +16.4k +16,414
29 Potrero Capital Research LLC 14.41% of their portfolio SAN FRANCISCO, CA 576,673576.7k $21.7m $21.7m 14.41% New
30 ING GROEP NV 0.18% of their portfolio AMSTERDAM, P7 550,832550.8k $20.8m $20.8m 0.18% New
31 ExodusPoint Capital Management, LP 0.26% of their portfolio NEW YORK, NY 537,027537.0k $20.2m $20.2m 0.26% Added +167.7k +167,720
32 Tetragon Partners GP Ltd 3.44% of their portfolio GRAND CAYMAN, E9 500,000500.0k $18.8m $18.8m 3.44% Added +150.0k +150,000
33 SQN Investors LP 10.61% of their portfolio Menlo Park, CA 486,510486.5k $18.3m $18.3m 10.61% New
34 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.03% of their portfolio BALA CYNWYD, PA 478,785478.8k $18.0m $18.0m 0.03% Reduced -1.6m -1,559,805
35 Nishkama Capital, LLC 5.95% of their portfolio DORADO, PR 472,162472.2k $17.8m $17.8m 5.95% New
36 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 459,498459.5k $17.3m $17.3m 0.02% Added +397.0k +397,046
37 Hudson Bay Capital Management LP 0.08% of their portfolio STAMFORD, CT 458,188458.2k $17.3m $17.3m 0.08% Added +419.0k +418,960
38 LA FINANCIERE DE L'ECHIQUIER 0.87% of their portfolio PARIS, I0 448,000448.0k $16.9m $16.9m 0.87% Unchanged
39 BANK OF MONTREAL /CAN/ 0.01% of their portfolio TORONTO, A6 432,501432.5k $15.1m $15.1m 0.01% Added +247.4k +247,411
40 BROWN CAPITAL MANAGEMENT LLC 0.25% of their portfolio BALTIMORE, MD 428,445428.4k $16.1m $16.1m 0.25% Reduced -318.1k -318,082
41 CAPITAL FUND MANAGEMENT S.A. 0.20% of their portfolio PARIS, I0 396,894396.9k $15.0m $15.0m 0.20% Added +64.2k +64,232
42 Balyasny Asset Management L.P. 0.04% of their portfolio Chicago, IL 390,464390.5k $14.7m $14.7m 0.04% Added +380.0k +379,959
43 JANE STREET GROUP, LLC 0.02% of their portfolio NEW YORK, NY 380,477380.5k $14.3m $14.3m 0.02% Added +130.9k +130,896
44 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 352,103352.1k $13.3m $13.3m 0.00% Added +17.8k +17,816
45 Legal & General Group Plc 0.00% of their portfolio London, X0 344,297344.3k $13.0m $13.0m 0.00% Added +87.6k +87,569
46 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 339,437339.4k $12.8m $12.8m 0.01% Added +10.6k +10,584
47 KADENSA CAPITAL Ltd 2.49% of their portfolio CENTRAL, K3 335,216335.2k $12.6m $12.6m 2.49% Added +41.8k +41,828
48 Kent Lake Capital LLC 4.40% of their portfolio RENO, NV 300,000300.0k $11.3m $11.3m 4.40% New
49 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 295,278295.3k $11.1m $11.1m 0.00% Reduced -4.4k -4,394
50 CROSSLINK CAPITAL INC 2.06% of their portfolio MENLO PARK, CA 289,607289.6k $10.9m $10.9m 2.06% Added +196.0k +195,970
51 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.05% of their portfolio TORONTO, A6 288,100288.1k $10.9m $10.9m 0.05% New
52 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 274,413274.4k $10.3m $10.3m 0.00% Reduced -15.9k -15,947
53 Walleye Capital LLC 0.15% of their portfolio NEW YORK, NY 264,925264.9k $10.0m $10.0m 0.15% New
54 Weiss Multi-Strategy Advisers LLC 0.24% of their portfolio NEW YORK, NY 260,000260.0k $9.8m $9.8m 0.24% Reduced -120.8k -120,845
55 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 248,749248.7k $9.4m $9.4m 0.00% Added +14.2k +14,225
56 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 221,558221.6k $8.4m $8.4m 0.01% Reduced -6.0k -6,038
57 BARCLAYS PLC 0.01% of their portfolio LONDON, X0 220,392220.4k $8.3m $8.3m 0.01% Reduced -11.3k -11,348
58 SIMPLEX TRADING, LLC 0.30% of their portfolio CHICAGO, IL 214,276214.3k $8.1m $8.1m 0.30% New
59 NEEDHAM INVESTMENT MANAGEMENT LLC 1.36% of their portfolio NEW YORK, NY 212,500212.5k $8.0m $8.0m 1.36% Added +152.0k +152,000
60 CIBC Private Wealth Group LLC 0.02% of their portfolio ATLANTA, GA 206,071206.1k $7.8m $7.8m 0.02% Added +6.3k +6,286
61 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 205,827205.8k $7.8m $7.8m 0.00% Added +124.1k +124,053
62 Cinctive Capital Management LP 0.43% of their portfolio New York, NY 204,935204.9k $7.7m $7.7m 0.43% Added +187.0k +186,954
63 PEAK6 Investments LLC 0.35% of their portfolio CHICAGO, IL 191,178191.2k $7.2m $7.2m 0.35% Reduced -34.3k -34,269
64 NATIONAL BANK OF CANADA /FI/ 0.01% of their portfolio MONTREAL, A8 188,055188.1k $6.9m $6.9m 0.01% Added +187.7k +187,673
65 TIG Advisors, LLC 0.33% of their portfolio New York, NY 179,935179.9k $6.8m $6.8m 0.33% New
66 TUDOR INVESTMENT CORP ET AL 0.10% of their portfolio STAMFORD, CT 175,574175.6k $6.6m $6.6m 0.10% Reduced -4.0k -3,955
67 Squarepoint Ops LLC 0.03% of their portfolio NEW YORK, NY 173,958174.0k $6.6m $6.6m 0.03% Added +154.1k +154,083
68 Holocene Advisors, LP 0.03% of their portfolio New York, NY 169,171169.2k $6.4m $6.4m 0.03% New
69 SEGALL BRYANT & HAMILL, LLC 0.07% of their portfolio CHICAGO, IL 157,334157.3k $5.9m $5.9m 0.07% Reduced -37.4k -37,361
70 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.10% of their portfolio CHICAGO, IL 155,000155.0k $5.8m $5.8m 0.10% Reduced -120.0k -120,000
71 Fisher Asset Management, LLC 0.00% of their portfolio PLANO, TX 154,854154.9k $5.8m $5.8m 0.00% Reduced -243 -243
72 READYSTATE ASSET MANAGEMENT LP 0.47% of their portfolio CHICAGO, IL 150,693150.7k $5.7m $5.7m 0.47% New
73 GROUP ONE TRADING LLC 0.22% of their portfolio CHICAGO, IL 145,355145.4k $5.5m $5.5m 0.22% Added +95.0k +95,034
74 ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio NASHVILLE, TN 144,836144.8k $5.5m $5.5m 0.00% Reduced -38.2k -38,169
75 272 Capital LP 2.17% of their portfolio DALLAS, TX 144,698144.7k $5.5m $5.5m 2.17% Added +96.8k +96,798
76 Swiss National Bank 0.00% of their portfolio ZURICH, V8 130,600130.6k $4.9m $4.9m 0.00% Added +3.1k +3,100
77 Irenic Capital Management LP 1.48% of their portfolio NEW YORK, NY 128,081128.1k $4.8m $4.8m 1.48% New
78 Parallax Volatility Advisers, L.P. 0.17% of their portfolio San Francisco, CA 127,071127.1k $4.8m $4.8m 0.17% Added +117.1k +117,071
79 WESTERLY CAPITAL MANAGEMENT, LLC 3.48% of their portfolio SAN FRANCISCO, CA 125,000125.0k $4.7m $4.7m 3.48% New
80 WOLVERINE TRADING, LLC 0.05% of their portfolio CHICAGO, IL 119,320119.3k $4.5m $4.5m 0.05% Added +108.4k +108,369
81 GTS SECURITIES LLC 0.09% of their portfolio NEW YORK, NY 118,739118.7k $4.5m $4.5m 0.09% Added +100.2k +100,156
82 Gotham Asset Management, LLC 0.09% of their portfolio NEW YORK, NY 116,795116.8k $4.4m $4.4m 0.09% Added +107.8k +107,839
83 Alight Capital Management LP 2.22% of their portfolio New York, NY 110,000110.0k $4.1m $4.1m 2.22% New
84 Jefferies Financial Group Inc. 0.10% of their portfolio NEW YORK, NY 108,400108.4k $4.1m $4.1m 0.10% New
85 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 105,757105.8k $4.0m $4.0m 0.01% Added +52.2k +52,179
86 NORGES BANK 0.00% of their portfolio OSLO, Q8 103,976104.0k $3.9m $3.9m 0.00% Reduced -548.9k -548,850
87 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 102,769102.8k $3.9m $3.9m 0.00% Added +28.6k +28,607
88 Whetstone Capital Advisors, LLC 2.05% of their portfolio SHAWNEE MISSION, KS 98,49898.5k $3.7m $3.7m 2.05% Added +30.1k +30,112
89 HBK INVESTMENTS L P 0.08% of their portfolio DALLAS, TX 96,75496.8k $3.6m $3.6m 0.08% Added +81.1k +81,054
90 CONGRESS ASSET MANAGEMENT CO 0.03% of their portfolio BOSTON, MA 91,87791.9k $3.5m $3.5m 0.03% Added +125 +125
91 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 89,67989.7k $3.4m $3.4m 0.00% Reduced -223.3k -223,284
92 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 86,85786.9k $3.3m $3.3m 0.00% Reduced -228 -228
93 PANAGORA ASSET MANAGEMENT INC 0.02% of their portfolio BOSTON, MA 83,09383.1k $3.1m $3.1m 0.02% New
94 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 81,32281.3k $3.1m $3.1m 0.01% Reduced -5.1k -5,099
95 180 WEALTH ADVISORS, LLC 0.68% of their portfolio FEDERAL WAY, WA 80,04980.0k $3.0m $3.0m 0.68% Added +19.9k +19,936
96 Venator Capital Management Ltd. 7.08% of their portfolio TORONTO, A6 79,90079.9k $3.0m $3.0m 7.08% New
97 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.01% of their portfolio Boston, MA 75,00075.0k $2.8m $2.8m 0.01% New
98 Caption Management, LLC 0.37% of their portfolio OKLAHOMA CITY, OK 75,00075.0k $2.8m $2.8m 0.37% New
99 Taylor Frigon Capital Management LLC 1.47% of their portfolio SCOTTSDALE, AZ 70,16170.2k $2.6m $2.6m 1.47% Added +213 +213
100 Madison Asset Management, LLC 0.04% of their portfolio MADISON, WI 69,96970.0k $2.6m $2.6m 0.04% Reduced -26.1k -26,145