EQUITEC PROPRIETARY MARKETS, LLC

CHICAGO, IL · CIK 1143261 · 13F filing filed 2026-07-20

No investment adviser registration (Form ADV) found for this filer. It may be a parent company whose subsidiaries are the registered advisers, a bank or insurer, or a manager based outside the US.

Legal entityEQUITEC PROPRIETARY MARKETS, LLC (US)

Others nearbyChicago, IL

$404.5m reported value +834.5% vs Q1 2026

53positions

98.6%in top 10

18 new 7 added 6 reduced 12 sold out vs Q1 2026

Options: 19 call positions ($74.8m notional), 26 put positions ($80.1m notional) – listed below, not included above.

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLIED DIGITAL CORP COM NEW APLD	APLD	8,373,964	$312.3m77.22%	77.22%	New
2	B. RILEY FINANCIAL INC COM RILY	RILY	3,397,611	$27.3m6.75%	6.75%	New
3	ZIM INTEGRATED SHIPPING SERV SHS ZIM	ZIM	724,500	$18.8m4.66%	4.66%	Added +359.8k	+359,800 98.7%
4	ELECTRONIC ARTS INC COM EA	EA	52,900	$10.8m2.68%	2.68%	New
5	BABCOCK & WILCOX ENTERPRISES COM BW	BW	697,221	$9.8m2.43%	2.43%	New
6	JANUS HENDERSON GROUP PLC ORD SHS ORD SHS		172,767	$9.0m2.22%	2.22%	Added +165.5k	+165,467 2266.7%
7	PERSHING SQUARE INC COMMON STOCK PS	PS	116,500	$3.8m0.95%	0.95%	New
8	PERSHING SQUARE USA LTD COM SHS PSUS	PSUS	98,489	$3.7m0.91%	0.91%	New
9	BRIGHTHOUSE FINL INC COM BHF	BHF	34,020	$2.2m0.53%	0.53%	Added +20.0k	+20,000 142.7%
10	ESPERION THERAPEUTICS INC NE COM ESPR	ESPR	345,800	$1.1m0.27%	0.27%	New
11	AES CORP COM AES	AES	61,000	$894.3k0.22%	0.22%	Unchanged
12	BOSTON SCIENTIFIC CORP COM BSX	BSX	20,824	$888.8k0.22%	0.22%	Added +9.7k	+9,724 87.6%
13	WARNER BROS DISCOVERY INC COM SER A WBD	WBD	29,800	$794.5k0.20%	0.20%	Added +14.0k	+14,000 88.6%
14	AMPLITECH GROUP INC RIGHT 11/20/2026 AMPGZ	AMPGZ	334,760	$485.4k0.12%	0.12%	Added +288.3k	+288,267 620.0%
15	NUVALENT INC COM COM		3,500	$432.2k0.11%	0.11%	New
16	PARAMOUNT SKYDANCE CORP COM CL B SKYD	SKYD	35,800	$353.0k0.09%	0.09%	Unchanged
17	ALTICE USA INC CL A OPTU	OPTU	213,800	$310.0k0.08%	0.08%	New
18	TOPBUILD CORP COM BLD	BLD	819	$290.4k0.07%	0.07%	New
19	TWO HBRS INVT CORP COM COM		21,600	$268.1k0.07%	0.07%	New
20	SHUTTERSTOCK INC COM SSTK	SSTK	13,500	$188.3k0.05%	0.05%	Added +10.3k	+10,300 321.9%
21	AXCELIS TECHNOLOGIES INC COM NEW ACLS	ACLS	700	$132.6k0.03%	0.03%	New
22	YEXT INC COM YEXT	YEXT	28,100	$131.2k0.03%	0.03%	Reduced -200.5k	-200,500 -87.7%
23	ORGANON & CO COMMON STOCK OGN	OGN	7,300	$98.8k0.02%	0.02%	New
24	THERAVANCE BIOPHARMA INC COM 0TB	0TB	5,000	$85.0k0.02%	0.02%	New
25	ISHARES TR 20 YR TR BD ETF TLT	TLT	800	$69.1k0.02%	0.02%	Unchanged
26	BIO-TECHNE CORP COM TECH	TECH	450	$31.8k0.01%	0.01%	New
27	AMPLITECH GROUP INC COM NEW AMPG	AMPG	2,679	$18.6k0.00%	0.00%	New
28	ALPHABET INC CAP STK CL C GOOG	GOOG	50	$17.7k0.00%	0.00%	Reduced -50	-50 -50.0%
29	PHARMACYTE BIOTECH INC COM NEW PMCB	PMCB	22,227	$17.1k0.00%	0.00%	Unchanged
30	BIGBEAR AI HLDGS INC *W EXP 12/08/202 BBAI.WS	BBAI.WS	30,000	$10.7k0.00%	0.00%	Reduced -27.5k	-27,500 -47.8%
31	AWARE INC MASS COM AWRE	AWRE	7,000	$9.4k0.00%	0.00%	Unchanged
32	TMC THE METALS COMPANY INC COM TMC	TMC	2,000	$8.9k0.00%	0.00%	Unchanged
33	LIVEWIRE GROUP INC *W EXP 09/26/202 LVWR.WS	LVWR.WS	334,699	$6.7k0.00%	0.00%	Reduced -63.1k	-63,149 -15.9%
34	ALPHA TAU MEDICAL LTD *W EXP 99/99/999 DRTSW	DRTSW	1,900	$5.6k0.00%	0.00%	Unchanged
35	NIOCORP DEVS LTD *W EXP 03/17/202 NIOBW	NIOBW	4,000	$5.6k0.00%	0.00%	Unchanged
36	JD.COM INC SPON ADS CL A JD	JD	125	$3.2k0.00%	0.00%	Unchanged
37	AMPLITECH GROUP INC RIGHT 07/18/2026 RIGHT 07/18/2026		1,507	$3.0k0.00%	0.00%	Reduced -51.9k	-51,867 -97.2%
38	GAMESTOP CORP NEW CL A GME	GME	125	$2.8k0.00%	0.00%	Unchanged
39	TEUCRIUM COMMODITY TR WHEAT FD WEAT	WEAT	100	$2.2k0.00%	0.00%	Reduced -100	-100 -50.0%
40	AMPLIFY ETF TR ALTRNTV HARV ETF MJ	MJ	83	$2.1k0.00%	0.00%	Unchanged
41	SABRE CORP COM SABR	SABR	1,000	$2.1k0.00%	0.00%	Unchanged
42	THE REAL BROKERAGE INC COM NEW COM NEW		1,000	$1.8k0.00%	0.00%	New
43	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	2	$1.5k0.00%	0.00%	Unchanged
44	HAWAIIAN ELEC INDUSTRIES COM HE	HE	75	$1.0k0.00%	0.00%	Unchanged
45	SEASTAR MEDICAL HOLDING CORP *W EXP 10/28/202 ICUCW	ICUCW	35,700	$6180.00%	0.00%	Unchanged
46	CLEANSPARK INC *W EXP 12/29/202 CLSKW	CLSKW	2,045	$6140.00%	0.00%	Unchanged
47	PROSHARES TR II ULTRA VIX SHORT UVXY	UVXY	20	$4980.00%	0.00%	Unchanged
48	AMC ENTMT HLDGS INC CL A NEW AMC	AMC	150	$2850.00%	0.00%	Unchanged
49	BANK AMERICA CORP COM BAC	BAC	2	$1140.00%	0.00%	New
50	STRIVE INC CL A COM ASST	ASST	8	$870.00%	0.00%	Unchanged
51	BANZAI INTERNATIONAL INC *W EXP 12/14/202 PARAW	PARAW	5,000	$490.00%	0.00%	Unchanged
52	GAMESTOP CORP NEW *W EXP 10/30/202 GME.WS	GME.WS	12	$330.00%	0.00%	Unchanged
53	ANGHAMI INC *W EXP 02/03/202 ANGHW	ANGHW	2,500	$160.00%	0.00%	Unchanged

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HOLOGIC INC HOLX	HOLX	217,567	$16.4m217.6k shares
TERNS PHARMACEUTICALS INC		100,500	$5.3m100.5k shares
ARCELLX INC ACLX	ACLX	33,574	$3.9m33.6k shares
TRI POINTE HOMES INC TPH	TPH	30,600	$1.4m30.6k shares
PENUMBRA INC PEN	PEN	2,801	$919.8k2.8k shares
WESTERN MIDSTREAM PARTNERS L WES	WES	14,700	$605.2k14.7k shares
GREAT LAKES DREDGE & DOCK CO GLDD	GLDD	14,100	$239.7k14.1k shares
KEZAR LIFE SCIENCES INC KZR	KZR	19,500	$144.7k19.5k shares
LENSAR INC LNSR	LNSR	10,000	$59.6k10.0k shares
OPENDOOR TECHNOLOGIES INC OPENL	OPENL	5,000	$1.2k5.0k shares
WOLFSPEED INC WOLF	WOLF	57	$93057 shares
BLACKROCK UTILS INFRASTRUCTU BUI-R	BUI-R	100,000	$800100.0k shares

Options (notional value)

Underlying	Ticker	Type	Shares controlled	Notional	Change
GLOBALSTAR INC GSAT · Call	GSAT	Call	421,000	$34.2m421.0k shares	New
ZIM INTEGRATED SHIPPING SERV ZIM · Put	ZIM	Put	839,300	$21.8m839.3k shares	Added
ELECTRONIC ARTS INC EA · Put	EA	Put	83,100	$17.0m83.1k shares	Added
JANUS HENDERSON GROUP PLC Put		Put	192,000	$10.0m192.0k shares	Added
WARNER BROS DISCOVERY INC WBD · Call	WBD	Call	361,800	$9.6m361.8k shares	Added
PENUMBRA INC PEN · Call	PEN	Call	27,900	$8.8m27.9k shares	Added
AMAZON COM INC AMZN · Call	AMZN	Call	33,700	$8.0m33.7k shares	New
GLOBALSTAR INC GSAT · Put	GSAT	Put	86,900	$7.1m86.9k shares	New
PENUMBRA INC PEN · Put	PEN	Put	18,500	$5.8m18.5k shares	Added
BRIGHTHOUSE FINL INC BHF · Put	BHF	Put	66,000	$4.2m66.0k shares	Added
WOLFSPEED INC WOLF · Put	WOLF	Put	78,100	$3.8m78.1k shares	Added
ELECTRONIC ARTS INC EA · Call	EA	Call	15,400	$3.2m15.4k shares	Reduced
BOSTON SCIENTIFIC CORP BSX · Call	BSX	Call	50,500	$2.2m50.5k shares	Added
WOLFSPEED INC WOLF · Call	WOLF	Call	41,300	$2.0m41.3k shares	Added
TOPBUILD CORP BLD · Call	BLD	Call	5,000	$1.8m5.0k shares	New
TWO HBRS INVT CORP Put		Put	139,700	$1.7m139.7k shares	New
AMPLITECH GROUP INC AMPG · Call	AMPG	Call	246,500	$1.7m246.5k shares	New
WARNER BROS DISCOVERY INC WBD · Put	WBD	Put	55,900	$1.5m55.9k shares	Added
XOMA ROYALTY CORPORATION XOMA · Put	XOMA	Put	28,000	$1.2m28.0k shares	New
ESPERION THERAPEUTICS INC NE ESPR · Put	ESPR	Put	335,800	$1.1m335.8k shares	New
TOPBUILD CORP BLD · Put	BLD	Put	2,900	$1.0m2.9k shares	New
MICRON TECHNOLOGY INC MU · Put	MU	Put	800	$923.4k800 shares	New
MICRON TECHNOLOGY INC MU · Call	MU	Call	800	$923.4k800 shares	New
AES CORP AES · Put	AES	Put	61,000	$894.3k61.0k shares	Unchanged
BRIGHTHOUSE FINL INC BHF · Call	BHF	Call	10,000	$633.0k10.0k shares	Unchanged