ALLIANCEBERNSTEIN L.P.
NASHVILLE, TN · CIK 1109448 · 13F filing filed 2022-11-15
SEC-registered investment adviser since 1999 · limited partnership
- Assets managed$763.4bn
- Staff4,204 · 1,616 in investment roles
- Main clients (by assets)Private funds 28%, Mutual funds and ETFs 27%, Insurers 15%
- Private funds49 (13 hedge) · $10.5bn gross assets
- Form ADV · 2026-07-07SEC adviser record
- Legal entityALLIANCEBERNSTEIN L.P. (US)
- Part of EQUITABLE HOLDINGS, INC. (US)
Other 13F filers in this group: Equitable Holdings, Inc. $16.7bn, Equitable Investment Management, LLC files a notice, Stifel Independent Advisors, LLC files a notice
$206.4bn
reported value
3,261positions
23.3%in top 10
—no comparable previous quarter
Options: 3 call positions ($12.8m notional), 6 put positions ($102.3m notional) – listed below, not included above.
This report includes the holdings of 3 other managers that share the investment decisions:
- Equitable Holdings, Inc. – files its own report too; $1.8bn of shares are in both
- AB CarVal Investors, LP – reports through this filing
- STEWART W P & CO LTD – reports through this filing
Also in the report of:
- PERSONAL CFO SOLUTIONS, LLC – $48.1m of shares are in both reports
- Dorsey & Whitney Trust CO LLC – $1.8m of shares are in both reports
- Advisory Services Network, LLC – $613.0k of shares are in both reports
- American Trust
- Penn Mutual Asset Management
Shares in two reports are counted once in each security's totals.
Holdings, Q3 2022
The small lines show how much was held over the last 4 quarters (adjusted for stock splits).
| Security | Value | Change |
|---|---|---|
| MICROSOFT CORP MSFT | $11.5bn5.58% | — |
| ALPHABET INC GOOG | $6.1bn2.94% | — |
| AMAZON COM INC AMZN | $5.4bn2.62% | — |
| UNITEDHEALTH GROUP INC UNH | $5.1bn2.47% | — |
| APPLE INC AAPL | $4.9bn2.36% | — |
| VISA INC V | $4.8bn2.34% | — |
| ZOETIS INC ZTS | $2.8bn1.37% | — |
| HOME DEPOT INC HD | $2.7bn1.30% | — |
| VERTEX PHARMACEUTICALS INC VRTX | $2.6bn1.28% | — |
| COSTCO WHSL CORP NEW COST | $2.2bn1.07% | — |
| AUTOMATIC DATA PROCESSING IN ADP | $2.1bn1.01% | — |
| QUALCOMM INC QCOM | $2.0bn0.98% | — |
| NIKE INC NKE | $1.9bn0.91% | — |
| MONSTER BEVERAGE CORP NEW MNST | $1.8bn0.85% | — |
| NVIDIA CORPORATION NVDA | $1.7bn0.83% | — |
| MASTERCARD INCORPORATED MA | $1.6bn0.78% | — |
| META PLATFORMS INC META | $1.5bn0.73% | — |
| SCHWAB CHARLES CORP SCHW | $1.5bn0.72% | — |
| BERKSHIRE HATHAWAY INC DEL BRK.B | $1.5bn0.71% | — |
| EDWARDS LIFESCIENCES CORP EW | $1.4bn0.69% | — |
| INTUITIVE SURGICAL INC ISRG | $1.3bn0.62% | — |
| ADOBE INC ADBE | $1.3bn0.61% | — |
| ARISTA NETWORKS INC COM | $1.2bn0.58% | — |
| ELEVANCE HEALTH INC ELV | $1.2bn0.58% | — |
| ABBOTT LABS ABT | $1.2bn0.57% | — |
| AMPHENOL CORP APH | $1.2bn0.57% | — |
| JOHNSON & JOHNSON JNJ | $1.2bn0.56% | — |
| ALPHABET INC GOOGL | $1.1bn0.55% | — |
| FORTINET INC FTNT | $1.1bn0.55% | — |
| WELLS FARGO CO NEW WFC | $1.1bn0.55% | — |
| ISHARES TR IVV | $1.1bn0.54% | — |
| COCA COLA CO KO | $1.1bn0.52% | — |
| PROGRESSIVE CORP PGR | $1.0bn0.50% | — |
| EPAM SYS INC EPAM | $1.0bn0.49% | — |
| VEEVA SYS INC VEEV | $976.5m0.47% | — |
| PAYPAL HLDGS INC PYPL | $976.0m0.47% | — |
| COMCAST CORP NEW CMCSA | $958.0m0.46% | — |
| COPART INC CPRT | $956.9m0.46% | — |
| IDEXX LABS INC IDXX | $947.0m0.46% | — |
| IQVIA HLDGS INC IQV | $934.2m0.45% | — |
| GOLDMAN SACHS GROUP INC GS | $928.4m0.45% | — |
| TESLA INC TSLA | $921.1m0.45% | — |
| DISNEY WALT CO DIS | $853.3m0.41% | — |
| ROPER TECHNOLOGIES INC ROP | $849.2m0.41% | — |
| THERMO FISHER SCIENTIFIC INC TMO | $840.9m0.41% | — |
| NEXTERA ENERGY INC NEE | $832.9m0.40% | — |
| AMERICAN TOWER CORP NEW AMT | $830.7m0.40% | — |
| PROCTER AND GAMBLE CO PG | $830.0m0.40% | — |
| ISHARES TR IXUS | $827.3m0.40% | — |
| CDW CORP CDW | $815.9m0.40% | — |
| ORACLE CORP ORCL | $789.0m0.38% | — |
| MEDTRONIC PLC MDT | $783.1m0.38% | — |
| RTX CORPORATION RTX | $745.1m0.36% | — |
| WALMART INC WMT | $735.2m0.36% | — |
| PFIZER INC PFE | $730.1m0.35% | — |
| CONSTELLATION BRANDS INC STZ | $718.9m0.35% | — |
| PEPSICO INC PEP | $698.2m0.34% | — |
| DANAHER CORPORATION DHR | $694.5m0.34% | — |
| EXXON MOBIL CORP XOM | $689.8m0.33% | — |
| TJX COS INC NEW TJX | $687.9m0.33% | — |
| ELI LILLY & CO LLY | $686.9m0.33% | — |
| EATON CORP PLC ETN | $681.3m0.33% | — |
| MOTOROLA SOLUTIONS INC MSI | $681.3m0.33% | — |
| APTIV PLC 99911EUR | $673.4m0.33% | — |
| NXP SEMICONDUCTORS N V NXPI | $661.7m0.32% | — |
| JPMORGAN CHASE & CO JPM | $660.6m0.32% | — |
| BROADCOM INC AVGO | $660.5m0.32% | — |
| ISHARES TR ITOT | $642.6m0.31% | — |
| MERCK & CO INC MRK | $638.9m0.31% | — |
| EOG RES INC EOG | $634.8m0.31% | — |
| MSCI INC MSCI | $629.3m0.30% | — |
| AUTODESK INC ADSK | $626.4m0.30% | — |
| BANK AMERICA CORP BAC | $615.5m0.30% | — |
| OTIS WORLDWIDE CORP OTIS | $614.9m0.30% | — |
| AUTOZONE INC AZO | $614.5m0.30% | — |
| ISHARES TR IWF | $608.9m0.30% | — |
| ENTEGRIS INC ENTG | $593.4m0.29% | — |
| CHEVRON CORP NEW CVX | $590.5m0.29% | — |
| ZEBRA TECHNOLOGIES CORPORATI ZBRA | $575.9m0.28% | — |
| CHIPOTLE MEXICAN GRILL INC CMG | $557.8m0.27% | — |
| ADVANCED MICRO DEVICES INC AMD | $554.7m0.27% | — |
| T-MOBILE US INC TMUS | $548.9m0.27% | — |
| LINDE PLC 99952EUR | $544.3m0.26% | — |
| AMETEK INC AME | $537.7m0.26% | — |
| IDEX CORP IEX | $537.2m0.26% | — |
| PNC FINL SVCS GROUP INC PNC | $525.4m0.25% | — |
| DEERE & CO DE | $523.2m0.25% | — |
| ABBVIE INC ABBV | $520.0m0.25% | — |
| SERVICENOW INC NOW | $518.6m0.25% | — |
| STARBUCKS CORP SBUX | $516.6m0.25% | — |
| MANHATTAN ASSOCIATES INC MANH | $502.0m0.24% | — |
| METTLER TOLEDO INTERNATIONAL MTD | $501.1m0.24% | — |
| ETSY INC ETSY | $497.8m0.24% | — |
| HONEYWELL INTL INC COM | $491.4m0.24% | — |
| GEN DIGITAL INC GEN | $478.0m0.23% | — |
| AECOM ACM | $475.5m0.23% | — |
| TYLER TECHNOLOGIES INC TYL | $473.1m0.23% | — |
| ELECTRONIC ARTS INC EA | $467.7m0.23% | — |
| AMGEN INC AMGN | $466.5m0.23% | — |
| WASTE MGMT INC DEL WM | $450.9m0.22% | — |
Options (notional value)
| Underlying | Notional | Change |
|---|---|---|
| ISHARES TR IWM · Put | $82.5m500.0k shares | — |
| SPDR SER TR XOP · Put | $18.7m150.0k shares | — |
| LUCID GROUP INC CCIV · Call | $9.8m700.0k shares | — |
| SPDR S&P 500 ETF TR SPY · Call | $3.0m8.4k shares | — |
| SPDR S&P 500 ETF TR SPY · Put | $464.0k1.3k shares | — |
| ISHARES TR HYG · Put | $457.0k6.4k shares | — |
| ROYAL CARIBBEAN GROUP RCL · Put | $95.0k2.5k shares | — |
| SONOS INC SONO · Put | $70.0k5.0k shares | — |
| ISHARES TR HYG · Call | $5.0k64 shares | — |
Stakes above 5%
Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on. The largest 25 of 47.
| Company | Stake |
|---|---|
| RIVERNORTH OPPORTUNITIES FD RIV · 13G · filed 2026-10-09 | 22.0% |
| Heritage NOLA Bancorp, Inc. 13G · filed 2026-06-05 | 10.8% |
| First Reliance Bancshares, Inc. FSRL · 13G · filed 2025-11-14 | 10.8% |
| PATHFINDER BANCORP INC MD PBHC · 13G · filed 2025-12-04 | 10.1%≈ $7.7m |
| AFFINITY BANCSHARES INC AFBI · 13G · filed 2026-05-18 | 9.8%≈ $13.5m |
| NSTS BANCORP INC 13G · filed 2024-11-15 | 9.7%≈ $7.1m |
| FRANKLIN COVEY CO FC · 13G · filed 2026-02-17 | 9.5%≈ $28.1m |
| Foresight Financial Group, Inc. FGFH · 13G · filed 2026-02-17 | 9.4% |
| VERSABANK NEW VBNK · 13G · filed 2026-02-17 | 9.3%≈ $61.7m |
| FINWARD BANCORP FNWD · 13G · filed 2025-11-14 | 9.3%≈ $14.8m |
| Tri-County Financial Group Inc TYFG · 13G · filed 2026-08-14 | 9.1% |
| SPIRIT AVIATION HLDGS INC FLYYQ · 13G · filed 2025-11-14 | 9.0% |
| BV FINL INC BVFL · 13G · filed 2026-08-14 | 8.8%≈ $16.2m |
| ROCKY BRANDS INC RCKY · 13G · filed 2026-08-14 | 8.6%≈ $26.7m |
| DINE BRANDS GLOBAL INC DIN · 13G · filed 2025-05-14 | 8.6%≈ $43.0m |
| SAIA INC SAIA · 13G · filed 2025-11-14 | 8.5%≈ $957.5m |
| SOUND FINL BANCORP INC SFBC · 13G · filed 2026-08-14 | 8.4%≈ $9.3m |
| ICF INTL INC ICFI · 13G · filed 2026-08-14 | 7.8%≈ $103.3m |
| AVIDBANK HLDGS INC AVBH · 13G · filed 2025-11-14 | 7.8%≈ $28.2m |
| COPT DEFENSE PROPERTIES CDP · 13G · filed 2025-11-14 | 7.5%≈ $307.8m |
| GIBRALTAR INDS INC ROCK · 13G · filed 2026-05-18 | 7.4%≈ $99.2m |
| TENNANT CO TNC · 13G · filed 2026-08-14 | 7.1%≈ $106.5m |
| GLEN BURNIE BANCORP GLBZ · 13G · filed 2025-08-13 | 6.9% |
| FIFTH DIST BANCORP INC FDSB · 13G · filed 2026-08-14 | 6.8%≈ $5.8m |
| STRATTEC SEC CORP STRT · 13G · filed 2026-08-14 | 6.7%≈ $22.7m |