CARRET ASSET MANAGEMENT, LLC

NEW YORK, NY · CIK 791490 · 13F filing filed 2026-08-04

SEC-registered investment adviser since 2004 · limited liability company

Assets managed$3.5bn
Staff22 · 10 in investment roles
Main clients (by assets)Other advisers 47%, High net worth individuals 35%, Individuals 7%
Websitecarret.com
Form ADV · 2026-06-10SEC adviser record

Others nearbyNew York, NY, Denver, CO

As an employer

Offices in1 country

Where they work

people there (dot area)number not reportedmain officeHover or tap a dot. Australian and UK companies are placed at their business or registered address, with their staff across the whole country.

Offices

From Form ADV: the main office and the other offices where it does advisory work (at most the 25 largest), with the people doing investment work at each. “About” is worked out: the firm's investment staff less its other offices. Each city links to the other managers there.

City	Country	People
New York, NY (main office)United States	United States	about 6
Denver, COUnited States	United States	4

Map: places from GeoNames (CC BY 4.0), outlines from Natural Earth.

$1.1bn reported value +12.0% vs Q1 2026

309positions

34.9%in top 10

29 new 81 added 108 reduced 13 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	APPLE INC COM AAPL	AAPL	314,999	$91.1m7.97%	7.97%	Reduced -3.4k	-3,353 -1.1%
2	ALPHABET INC CAP STK CL C GOOG	GOOG	163,271	$57.7m5.04%	5.04%	Reduced -1.2k	-1,191 -0.7%
3	JPMORGAN CHASE & CO COM JPM	JPM	142,669	$46.7m4.08%	4.08%	Reduced -2.0k	-1,977 -1.4%
4	MICROSOFT CORP COM MSFT	MSFT	111,448	$41.6m3.63%	3.63%	Reduced -1.5k	-1,476 -1.3%
5	ALPHABET INC CAP STK CL A GOOGL	GOOGL	105,994	$37.9m3.31%	3.31%	Reduced -3.4k	-3,360 -3.1%
6	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	57,752	$28.9m2.53%	2.53%	Reduced -1.4k	-1,373 -2.3%
7	LAM RESEARCH CORP COM NEW LRCX	LRCX	65,068	$28.2m2.47%	2.47%	Reduced -6.8k	-6,838 -9.5%
8	APPLIED MATLS INC COM AMAT	AMAT	31,772	$23.0m2.01%	2.01%	Reduced -1.5k	-1,521 -4.6%
9	PENUMBRA INC COM PEN	PEN	72,000	$22.7m1.99%	1.99%	Unchanged
10	CISCO SYS INC COM CSCO	CSCO	179,407	$21.1m1.84%	1.84%	Reduced -3.3k	-3,254 -1.8%
11	JOHNSON & JOHNSON COM JNJ	JNJ	80,403	$20.4m1.79%	1.79%	Reduced -895	-895 -1.1%
12	AMERICAN EXPRESS CO COM AXP	AXP	51,921	$17.6m1.54%	1.54%	Reduced -461	-461 -0.9%
13	AMAZON COM INC COM AMZN	AMZN	69,953	$16.7m1.46%	1.46%	Added +974	+974 1.4%
14	CORNING INC COM GLW	GLW	63,135	$16.1m1.41%	1.41%	Reduced -1.5k	-1,516 -2.3%
15	ORACLE CORP COM ORCL	ORCL	105,769	$15.5m1.36%	1.36%	Reduced -2.2k	-2,152 -2.0%
16	NVIDIA CORPORATION COM NVDA	NVDA	71,363	$14.3m1.25%	1.25%	Reduced -6.1k	-6,085 -7.9%
17	CHEVRON CORP NEW COM CVX	CVX	85,502	$14.2m1.24%	1.24%	Reduced -2.1k	-2,106 -2.4%
18	PARKER-HANNIFIN CORP COM PH	PH	14,420	$14.1m1.23%	1.23%	Reduced -100	-100 -0.7%
19	GOLDMAN SACHS GROUP INC COM GS	GS	13,640	$13.8m1.21%	1.21%	Reduced -600	-600 -4.2%
20	META PLATFORMS INC CL A META	META	23,097	$13.0m1.14%	1.14%	Added +20	+20 0.1%
21	ABBVIE INC COM ABBV	ABBV	50,635	$12.7m1.11%	1.11%	Added +796	+796 1.6%
22	WALMART INC COM WMT	WMT	112,041	$12.7m1.11%	1.11%	Reduced -1.3k	-1,251 -1.1%
23	EATON CORP PLC SHS ETN	ETN	28,861	$12.3m1.08%	1.08%	Reduced -47	-47 -0.2%
24	TRAVELERS COMPANIES INC COM TRV	TRV	34,650	$11.4m1.00%	1.00%	Reduced -604	-604 -1.7%
25	ISHARES TR RUSSELL 2000 ETF IWM	IWM	38,043	$11.4m1.00%	1.00%	Added +42	+42 0.1%
26	BERKSHIRE HATHAWAY INC DEL CL A BRK.A	BRK.A	15	$11.2m0.98%	0.98%	Unchanged
27	MERCK & CO INC COM MRK	MRK	78,520	$10.1m0.88%	0.88%	Reduced -203	-203 -0.3%
28	ALLSTATE CORP COM ALL	ALL	41,693	$9.9m0.87%	0.87%	Reduced -320	-320 -0.8%
29	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	13,159	$9.8m0.86%	0.86%	Added +47	+47 0.4%
30	ISHARES TR S&P 100 ETF OEF	OEF	25,216	$9.2m0.81%	0.81%	Reduced -196	-196 -0.8%
31	WELLTOWER INC COM WELL	WELL	40,094	$9.1m0.80%	0.80%	Reduced -431	-431 -1.1%
32	BROADCOM INC COM AVGO	AVGO	24,021	$9.1m0.79%	0.79%	Reduced -1.1k	-1,085 -4.3%
33	ISHARES TR S&P 500 GRWT ETF IVW	IVW	62,234	$8.6m0.75%	0.75%	Added +13.9k	+13,918 28.8%
34	AMERICAN ELEC PWR CO INC COM AEP	AEP	61,914	$8.5m0.74%	0.74%	Reduced -670	-670 -1.1%
35	PEPSICO INC COM PEP	PEP	61,852	$8.4m0.73%	0.73%	Reduced -97	-97 -0.2%
36	ISHARES TR RUS MID CAP ETF IWR	IWR	72,488	$8.0m0.70%	0.70%	Added +362	+362 0.5%
37	HARTFORD INSURANCE GROUP INC COM HIG	HIG	59,939	$7.9m0.69%	0.69%	Reduced -658	-658 -1.1%
38	ISHARES TR SELECT DIVID ETF DVY	DVY	50,334	$7.9m0.69%	0.69%	Added +842	+842 1.7%
39	VISA INC COM CL A V	V	21,458	$7.4m0.64%	0.64%	Added +241	+241 1.1%
40	MORGAN STANLEY COM NEW MS	MS	34,516	$7.2m0.63%	0.63%	Added +35	+35 0.1%
41	SOUTHERN CO COM SO	SO	70,593	$6.8m0.59%	0.59%	Reduced -1.2k	-1,220 -1.7%
42	FEDEX CORP COM FDX	FDX	21,567	$6.8m0.59%	0.59%	Reduced -59	-59 -0.3%
43	PROCTER AND GAMBLE CO COM PG	PG	45,531	$6.7m0.58%	0.58%	Reduced -812	-812 -1.8%
44	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	30,490	$6.5m0.57%	0.57%	Added +3.1k	+3,121 11.4%
45	PNC FINL SVCS GROUP INC COM PNC	PNC	26,201	$6.5m0.56%	0.56%	Reduced -384	-384 -1.4%
46	ISHARES TR CORE S&P500 ETF IVV	IVV	8,319	$6.2m0.54%	0.54%	Added +256	+256 3.2%
47	PROGRESSIVE CORP COM PGR	PGR	28,200	$6.2m0.54%	0.54%	Reduced -2.6k	-2,650 -8.6%
48	NOVARTIS AG SPONSORED ADR NVS	NVS	39,278	$6.2m0.54%	0.54%	Reduced -430	-430 -1.1%
49	BANK AMERICA CORP COM BAC	BAC	107,392	$6.1m0.53%	0.53%	Added +126	+126 0.1%
50	DISNEY WALT CO COM DIS	DIS	61,094	$5.9m0.51%	0.51%	Reduced -300	-300 -0.5%
51	ELI LILLY & CO COM LLY	LLY	4,753	$5.7m0.50%	0.50%	Reduced -100	-100 -2.1%
52	MASTERCARD INCORPORATED CL A MA	MA	10,793	$5.5m0.48%	0.48%	Unchanged
53	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	19,033	$5.4m0.47%	0.47%	Reduced -384	-384 -2.0%
54	L3HARRIS TECHNOLOGIES INC COM LHX	LHX	18,287	$5.3m0.46%	0.46%	Added +5	+5 0.0%
55	TARGET CORP COM TGT	TGT	39,967	$5.2m0.46%	0.46%	Reduced -2.9k	-2,938 -6.8%
56	TAIWAN SEMICONDUCTOR MFG LTD SPONSORED ADS TSM	TSM	10,851	$5.2m0.45%	0.45%	Reduced -130	-130 -1.2%
57	HOME DEPOT INC COM HD	HD	14,312	$5.0m0.44%	0.44%	Reduced -142	-142 -1.0%
58	EXXONMOBIL HOLDINGS CORP COM SHS STOCK XOM	XOM	36,478	$5.0m0.44%	0.44%	New
59	D R HORTON INC COM DHI	DHI	30,258	$4.9m0.43%	0.43%	Reduced -190	-190 -0.6%
60	VANGUARD INDEX FDS VALUE ETF VTV	VTV	21,908	$4.8m0.42%	0.42%	Added +229	+229 1.1%
61	HCA HEALTHCARE INC COM HCA	HCA	12,097	$4.7m0.41%	0.41%	Reduced -60	-60 -0.5%
62	ISHARES TR RUS 1000 VAL ETF IWD	IWD	19,281	$4.7m0.41%	0.41%	Added +651	+651 3.5%
63	CHURCH & DWIGHT CO INC COM CHD	CHD	48,202	$4.7m0.41%	0.41%	Unchanged
64	ABBOTT LABS COM ABT	ABT	50,695	$4.6m0.40%	0.40%	Added +2.0k	+2,011 4.1%
65	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	53,009	$4.4m0.39%	0.39%	Added +1.2k	+1,207 2.3%
66	METLIFE INC COM MET	MET	51,910	$4.4m0.38%	0.38%	Reduced -500	-500 -0.9%
67	BLACKSTONE INC COM BX	BX	36,019	$4.2m0.37%	0.37%	Added +901	+901 2.6%
68	SCHWAB STRATEGIC TR US BRD MKT ETF SCHB	SCHB	142,624	$4.1m0.36%	0.36%	Added +1.3k	+1,343 0.9%
69	THERMO FISHER SCIENTIFIC INC COM TMO	TMO	8,168	$4.1m0.36%	0.36%	Reduced -78	-78 -0.9%
70	DEERE & CO COM DE	DE	6,421	$4.1m0.36%	0.36%	Reduced -225	-225 -3.4%
71	CITIGROUP INC COM NEW C	C	28,617	$4.0m0.35%	0.35%	Added +2.0k	+1,986 7.5%
72	RTX CORPORATION COM RTX	RTX	20,229	$3.8m0.34%	0.34%	Reduced -34	-34 -0.2%
73	COSTCO WHSL CORP NEW COM COST	COST	4,053	$3.8m0.33%	0.33%	Reduced -10	-10 -0.2%
74	EMERSON ELEC CO COM EMR	EMR	25,082	$3.6m0.31%	0.31%	Added +55	+55 0.2%
75	BANK NEW YORK MELLON CORP COM BNY	BNY	24,089	$3.5m0.30%	0.30%	Reduced -201	-201 -0.8%
76	VERIZON COMMUNICATIONS INC COM VZ	VZ	79,758	$3.4m0.30%	0.30%	Reduced -1.3k	-1,348 -1.7%
77	ANALOG DEVICES INC COM ADI	ADI	8,026	$3.2m0.28%	0.28%	Reduced -50	-50 -0.6%
78	GE AEROSPACE COM NEW GE	GE	8,497	$3.2m0.28%	0.28%	Added +1.1k	+1,100 14.9%
79	ULTA BEAUTY INC COM ULTA	ULTA	6,828	$3.1m0.27%	0.27%	Added +396	+396 6.2%
80	AMERIPRISE FINL INC COM AMP	AMP	6,565	$3.0m0.26%	0.26%	Reduced -9	-9 -0.1%
81	MCDONALDS CORP COM MCD	MCD	11,014	$3.0m0.26%	0.26%	Added +152	+152 1.4%
82	COHERENT CORP COM COHR	COHR	7,410	$2.9m0.26%	0.26%	Reduced -450	-450 -5.7%
83	FIFTH THIRD BANCORP COM FITB	FITB	50,955	$2.9m0.25%	0.25%	Reduced -145	-145 -0.3%
84	DOMINION ENERGY INC COM D	D	41,879	$2.9m0.25%	0.25%	Added +256	+256 0.6%
85	ONEOK INC NEW COM OKE	OKE	32,451	$2.8m0.25%	0.25%	Reduced -501	-501 -1.5%
86	SIMON PPTY GROUP INC NEW COM SPG	SPG	12,203	$2.7m0.24%	0.24%	Reduced -450	-450 -3.6%
87	UNITEDHEALTH GROUP INC COM UNH	UNH	6,370	$2.6m0.23%	0.23%	Added +44	+44 0.7%
88	FIDELITY CONTRAFUND COM FCNTX	FCNTX	92,272	$2.5m0.22%	0.22%	Reduced -10.0k	-10,000 -9.8%
89	ISHARES TR U.S. TECH ETF IYW	IYW	9,262	$2.3m0.20%	0.20%	Reduced -50	-50 -0.5%
90	TWILIO INC CL A TWLO	TWLO	11,195	$2.3m0.20%	0.20%	Reduced -3.1k	-3,065 -21.5%
91	PFIZER INC COM PFE	PFE	95,897	$2.3m0.20%	0.20%	Reduced -571	-571 -0.6%
92	ILLINOIS TOOL WKS INC COM ITW	ITW	8,519	$2.3m0.20%	0.20%	Reduced -522	-522 -5.8%
93	VANGUARD 500 INDEX ADMIRAL COM VFIAX	VFIAX	3,314	$2.3m0.20%	0.20%	Reduced -594	-594 -15.2%
94	WELLS FARGO CO NEW COM WFC	WFC	27,497	$2.3m0.20%	0.20%	Reduced -550	-550 -2.0%
95	BRISTOL-MYERS SQUIBB CO COM BMY	BMY	39,339	$2.3m0.20%	0.20%	Reduced -2.2k	-2,216 -5.3%
96	AUTOMATIC DATA PROCESSING IN COM ADP	ADP	9,932	$2.2m0.19%	0.19%	Added +1	+1 0.0%
97	HERSHEY CO COM HSY	HSY	12,500	$2.2m0.19%	0.19%	Reduced -1.0k	-1,000 -7.4%
98	VICI PPTYS INC COM VICI	VICI	80,485	$2.1m0.19%	0.19%	Added +2.1k	+2,096 2.7%
99	PHILLIPS 66 COM PSX	PSX	12,001	$2.0m0.18%	0.18%	Reduced -75	-75 -0.6%
100	US BANCORP DEL COM NEW USB	USB	32,990	$2.0m0.17%	0.17%	Reduced -500	-500 -1.5%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
EXXON MOBIL CORP XOM	XOM	35,029	$5.9m35.0k shares
HONEYWELL INTL INC		3,651	$1.7m3.7k shares
ACCENTURE PLC IRELAND ACN	ACN	7,458	$1.5m7.5k shares
ISHARES TR IAT	IAT	23,710	$1.3m23.7k shares
ALERUS FINL CORP ALRS	ALRS	37,000	$877.3k37.0k shares
DUPONT DE NEMOURS INC DWDP	DWDP	6,203	$852.2k6.2k shares
VANGUARD WINDSOR ADMIRAL VWNEX	VWNEX	5,440	$396.5k5.4k shares
NIKE INC NKE	NKE	6,300	$332.8k6.3k shares
ISHARES TR IYF	IYF	1,980	$233.0k2.0k shares
FIDELITY STR DVD&INC FUND FSDIX	FSDIX	11,306	$208.6k11.3k shares
CLOROX CO DEL CLX	CLX	2,000	$207.3k2.0k shares
VONTOBEL US EQUITY FUND VNUYX	VNUYX	17,489	$58.6k17.5k shares
LIQUIDMETAL TECHNOLOGIES INC LQMT	LQMT	10,000	$1.1k10.0k shares