PINNACLE ASSOCIATES LTD

NEW YORK, NY · CIK 743127 · 13F filing filed 2026-08-03

SEC-registered investment adviser since 1984 · corporation

Assets managed$10.4bn
Staff69 · 33 in investment roles
Main clients (by assets)Other advisers 23%, Individuals 19%, High net worth individuals 18%
Private funds4 · $176.1m gross assets
Websitepinnacleinsights.org
Form ADV · 2026-03-26SEC adviser record

Legal entityPinnacle Associates Ltd. (US)

$9.2bn reported value +17.7% vs Q1 2026

967positions

23.1%in top 10

73 new 387 added 431 reduced 61 sold out vs Q1 2026

Holdings, Q2 2026

The small lines show how much was held over the last 4 quarters (adjusted for stock splits).

#	Security	Ticker	Shares	Value	% of portfolio	Change	Shares change
1	JOHNSON & JOHNSON COM JNJ	JNJ	1,656,912	$420.8m4.59%	4.59%	Added +4.2k	+4,246 0.3%
2	APPLE INC COM AAPL	AAPL	1,212,707	$350.9m3.83%	3.83%	Reduced -10.9k	-10,929 -0.9%
3	MICRON TECHNOLOGY INC COM MU	MU	217,570	$251.1m2.74%	2.74%	Reduced -44.7k	-44,727 -17.1%
4	NVIDIA CORPORATION COM NVDA	NVDA	954,703	$191.0m2.09%	2.09%	Reduced -4.1k	-4,122 -0.4%
5	BROADCOM INC COM AVGO	AVGO	451,507	$170.6m1.86%	1.86%	Added +1.7k	+1,655 0.4%
6	MICROSOFT CORP COM MSFT	MSFT	435,694	$162.5m1.77%	1.77%	Added +6.6k	+6,583 1.5%
7	INVESCO QQQ TR UNIT SER 1 QQQ	QQQ	198,228	$146.0m1.59%	1.59%	Added +1.9k	+1,853 0.9%
8	SPDR S&P 500 ETF TR TR UNIT SPY	SPY	191,109	$142.7m1.56%	1.56%	Added +1.0k	+1,017 0.5%
9	VANGUARD INDEX FDS SMALL CP ETF VB	VB	462,685	$140.2m1.53%	1.53%	Added +4.0k	+4,012 0.9%
10	VANGUARD INDEX FDS TOTAL STK MKT VTI	VTI	378,423	$140.0m1.53%	1.53%	Added +9.9k	+9,897 2.7%
11	JPMORGAN CHASE & CO COM JPM	JPM	413,954	$135.5m1.48%	1.48%	Added +294	+294 0.1%
12	AMAZON COM INC COM AMZN	AMZN	545,210	$129.9m1.42%	1.42%	Added +9.6k	+9,629 1.8%
13	ALPHABET INC CAP STK CL A GOOGL	GOOGL	341,301	$122.0m1.33%	1.33%	Reduced -6.1k	-6,083 -1.8%
14	ALPHABET INC CAP STK CL C GOOG	GOOG	340,303	$120.2m1.31%	1.31%	Reduced -2.1k	-2,084 -0.6%
15	CATERPILLAR INC COM CAT	CAT	110,066	$117.2m1.28%	1.28%	Reduced -1.0k	-1,006 -0.9%
16	META PLATFORMS INC CL A META	META	203,836	$114.8m1.25%	1.25%	Added +41.3k	+41,307 25.4%
17	LAM RESEARCH CORP COM NEW LRCX	LRCX	255,656	$110.8m1.21%	1.21%	Reduced -31.8k	-31,831 -11.1%
18	ISHARES TR CORE S&P500 ETF IVV	IVV	142,460	$106.7m1.16%	1.16%	Reduced -460	-460 -0.3%
19	COHERENT CORP COM COHR	COHR	249,909	$98.6m1.08%	1.08%	Reduced -41.1k	-41,056 -14.1%
20	ISHARES TR MSCI USA QLT FCT QUAL	QUAL	434,127	$95.3m1.04%	1.04%	Added +4.7k	+4,657 1.1%
21	MORGAN STANLEY COM NEW MS	MS	447,409	$93.5m1.02%	1.02%	Reduced -2.1k	-2,065 -0.5%
22	VANGUARD INTL EQUITY INDEX F ALLWRLD EX US VEU	VEU	1,081,105	$90.5m0.99%	0.99%	Added +23.7k	+23,711 2.2%
23	VANGUARD WHITEHALL FDS HIGH DIV YLD VYM	VYM	556,485	$87.9m0.96%	0.96%	Added +5.7k	+5,711 1.0%
24	CISCO SYS INC COM CSCO	CSCO	704,734	$82.8m0.90%	0.90%	Reduced -1.9k	-1,949 -0.3%
25	ELI LILLY & CO COM LLY	LLY	62,043	$74.4m0.81%	0.81%	Added +106	+106 0.2%
26	APPLIED MATLS INC COM AMAT	AMAT	92,679	$67.0m0.73%	0.73%	Reduced -2.2k	-2,171 -2.3%
27	CORNING INC COM GLW	GLW	259,947	$66.4m0.72%	0.72%	Reduced -11.5k	-11,493 -4.2%
28	MERCK & CO INC COM MRK	MRK	486,775	$62.6m0.68%	0.68%	Added +1.0k	+1,019 0.2%
29	VISA INC COM CL A V	V	177,218	$60.8m0.66%	0.66%	Added +849	+849 0.5%
30	ULTRA CLEAN HLDGS INC COM UCTT	UCTT	399,934	$57.0m0.62%	0.62%	Reduced -41.7k	-41,725 -9.4%
31	HOME DEPOT INC COM HD	HD	155,404	$54.8m0.60%	0.60%	Added +3.9k	+3,858 2.5%
32	WALMART INC COM WMT	WMT	483,782	$54.8m0.60%	0.60%	Reduced -330	-330 -0.1%
33	AMERICAN EXPRESS CO COM AXP	AXP	161,660	$54.7m0.60%	0.60%	Added +2.3k	+2,305 1.4%
34	VANGUARD WORLD FD INF TECH ETF VGT	VGT	449,691	$53.7m0.59%	0.59%	Reduced -2.8k	-2,829 -0.6%
35	BERKSHIRE HATHAWAY INC DEL CL B NEW BRK.B	BRK.B	106,788	$53.4m0.58%	0.58%	Added +2.3k	+2,310 2.2%
36	EATON CORP PLC SHS ETN	ETN	124,878	$53.2m0.58%	0.58%	Added +356	+356 0.3%
37	BLOOM ENERGY CORP COM CL A BE	BE	175,306	$53.1m0.58%	0.58%	Reduced -34.0k	-34,043 -16.3%
38	REGENERON PHARMACEUTICALS COM REGN	REGN	81,247	$50.7m0.55%	0.55%	Reduced -1.3k	-1,265 -1.5%
39	BANK AMERICA CORP COM BAC	BAC	877,301	$50.0m0.55%	0.55%	Reduced -7.7k	-7,735 -0.9%
40	NLIGHT INC COM LASR	LASR	712,536	$49.6m0.54%	0.54%	Reduced -35.8k	-35,763 -4.8%
41	VICOR CORP COM VICR	VICR	130,492	$49.6m0.54%	0.54%	Reduced -25.5k	-25,484 -16.3%
42	SCHWAB STRATEGIC TR US DIVIDEND EQ SCHD	SCHD	1,527,109	$48.4m0.53%	0.53%	Added +57.4k	+57,420 3.9%
43	ROYAL CARIBBEAN GROUP COM RCL	RCL	152,004	$48.3m0.53%	0.53%	Reduced -1.9k	-1,878 -1.2%
44	ABBVIE INC COM ABBV	ABBV	186,566	$46.9m0.51%	0.51%	Added +186	+186 0.1%
45	CITIGROUP INC COM NEW C	C	332,112	$46.5m0.51%	0.51%	Reduced -1.1k	-1,143 -0.3%
46	INTERNATIONAL BUSINESS MACHS COM IBM	IBM	160,772	$45.2m0.49%	0.49%	Added +13.1k	+13,094 8.9%
47	GOLAR LNG LTD SHS GLNG	GLNG	895,488	$44.6m0.49%	0.49%	Reduced -41.5k	-41,488 -4.4%
48	LUMENTUM HLDGS INC COM LITE	LITE	51,692	$44.4m0.48%	0.48%	Reduced -23.2k	-23,198 -31.0%
49	RTX CORPORATION COM RTX	RTX	228,174	$43.3m0.47%	0.47%	Reduced -2.1k	-2,120 -0.9%
50	ICHOR HOLDINGS SHS ICHR	ICHR	379,392	$42.6m0.47%	0.47%	Reduced -28.9k	-28,915 -7.1%
51	J P MORGAN EXCHANGE TRADED F EQUITY PREMIUM JEPI	JEPI	728,737	$41.2m0.45%	0.45%	Added +11.2k	+11,209 1.6%
52	SPDR S&P MIDCAP 400 ETF TR UTSER1 S&PDCRP MDY	MDY	56,215	$39.5m0.43%	0.43%	Reduced -1.2k	-1,165 -2.0%
53	BLACKROCK INC COM BLK	BLK	40,477	$38.9m0.42%	0.42%	Reduced -69	-69 -0.2%
54	GOLDMAN SACHS GROUP INC COM GS	GS	36,646	$37.1m0.40%	0.40%	Added +162	+162 0.4%
55	AMBARELLA INC SHS AMBA	AMBA	408,846	$35.1m0.38%	0.38%	Reduced -21.4k	-21,403 -5.0%
56	INVESCO EXCHANGE TRADED FD T S&P500 EQL WGT RSP	RSP	164,029	$34.9m0.38%	0.38%	Added +878	+878 0.5%
57	EXXON MOBIL CORP COM XOM	XOM	250,350	$34.2m0.37%	0.37%	Added +7.8k	+7,774 3.2%
58	ISHARES TR CORE S&P SCP ETF IJR	IJR	229,466	$34.0m0.37%	0.37%	Reduced -8.3k	-8,319 -3.5%
59	MADISON SQUARE GRDN SPRT COR CL A MSGS	MSGS	84,038	$33.8m0.37%	0.37%	Reduced -2.0k	-2,006 -2.3%
60	COSTCO WHSL CORP NEW COM COST	COST	35,995	$33.7m0.37%	0.37%	Added +91	+91 0.2%
61	GMO ETF TRUST GMO US QUALITY E QLTY	QLTY	805,822	$33.5m0.37%	0.37%	Reduced -4.5k	-4,485 -0.6%
62	MANCHESTER UTD PLC NEW ORD CL A MANU	MANU	1,452,149	$33.3m0.36%	0.36%	Reduced -5.0k	-5,021 -0.3%
63	IONIS PHARMACEUTICALS INC COM IONS	IONS	419,752	$33.3m0.36%	0.36%	Reduced -16.7k	-16,705 -3.8%
64	KLA CORP COM NEW KLAC	KLAC	110,079	$33.2m0.36%	0.36%	Reduced -4.7k	-4,651 -4.0%
65	ORACLE CORP COM ORCL	ORCL	226,542	$33.2m0.36%	0.36%	Added +3.5k	+3,459 1.6%
66	VANGUARD BD INDEX FDS TOTAL BND MRKT BND	BND	450,510	$33.1m0.36%	0.36%	Added +38.4k	+38,362 9.3%
67	QORVO INC COM QRVO	QRVO	341,600	$31.9m0.35%	0.35%	Reduced -14.0k	-13,966 -3.9%
68	WISDOMTREE TR US QTLY DIV GRT DGRW	DGRW	333,133	$31.9m0.35%	0.35%	Added +14.8k	+14,763 4.6%
69	PROCTER AND GAMBLE CO COM PG	PG	214,176	$31.4m0.34%	0.34%	Reduced -624	-624 -0.3%
70	XYLEM INC COM XYL	XYL	264,928	$31.3m0.34%	0.34%	Reduced -9.6k	-9,592 -3.5%
71	CAMECO CORP COM CCJ	CCJ	303,579	$30.9m0.34%	0.34%	Reduced -785	-785 -0.3%
72	FIRST TR EXCHANGE TRADED FD NASDAQ CYB ETF CIBR	CIBR	341,020	$30.6m0.33%	0.33%	Added +4.2k	+4,194 1.2%
73	VANGUARD TAX-MANAGED FDS VAN FTSE DEV MKT VEA	VEA	429,486	$30.6m0.33%	0.33%	Added +1.1k	+1,128 0.3%
74	MARKEL GROUP INC COM MKL	MKL	15,466	$30.2m0.33%	0.33%	Reduced -2.5k	-2,482 -13.8%
75	COGNEX CORP COM CGNX	CGNX	416,824	$30.2m0.33%	0.33%	Reduced -32.9k	-32,856 -7.3%
76	CHEVRON CORP NEW COM CVX	CVX	176,432	$29.2m0.32%	0.32%	Reduced -14.9k	-14,890 -7.8%
77	GMO ETF TRUST GMO INTL VALUE GMOI	GMOI	757,878	$28.4m0.31%	0.31%	Added +416	+416 0.1%
78	ONESPAWORLD HOLDINGS LIMITED COM OSW	OSW	1,001,462	$28.3m0.31%	0.31%	Reduced -93.2k	-93,156 -8.5%
79	FORMFACTOR INC COM FORM	FORM	176,497	$28.2m0.31%	0.31%	Reduced -13.1k	-13,065 -6.9%
80	ADVANCED ENERGY INDS COM AEIS	AEIS	73,912	$27.6m0.30%	0.30%	Reduced -5.7k	-5,720 -7.2%
81	PALO ALTO NETWORKS INC COM PANW	PANW	79,799	$27.2m0.30%	0.30%	Reduced -337	-337 -0.4%
82	UNITED PARKS & RESORTS INC COM PRKS	PRKS	563,272	$26.9m0.29%	0.29%	Added +50.0k	+49,954 9.7%
83	ISHARES TR CORE S&P MCP ETF IJH	IJH	338,405	$26.1m0.28%	0.28%	Reduced -4.6k	-4,572 -1.3%
84	J P MORGAN EXCHANGE TRADED F HEDGED EQUITY LA HELO	HELO	380,100	$25.7m0.28%	0.28%	Added +142.5k	+142,540 60.0%
85	DYCOM INDS INC COM DY	DY	50,115	$25.3m0.28%	0.28%	Reduced -1.7k	-1,704 -3.3%
86	SSGA ACTIVE ETF TR SPDR TR TACTIC TOTL	TOTL	636,581	$25.1m0.27%	0.27%	Added +30.0k	+29,965 4.9%
87	FIRST TR EXCHANGE-TRADED FD FT VEST RIS RDVI	RDVI	852,753	$25.1m0.27%	0.27%	Added +10.6k	+10,619 1.3%
88	PEPSICO INC COM PEP	PEP	184,500	$25.0m0.27%	0.27%	Reduced -2.2k	-2,216 -1.2%
89	ADVANCED MICRO DEVICES INC COM AMD	AMD	41,981	$24.4m0.27%	0.27%	Reduced -2.3k	-2,276 -5.1%
90	AEROVIRONMENT INC COM AVAV	AVAV	147,645	$24.4m0.27%	0.27%	Added +42.1k	+42,082 39.9%
91	TESLA INC COM TSLA	TSLA	57,515	$24.2m0.26%	0.26%	Added +555	+555 1.0%
92	BOYD GAMING CORP COM BYD	BYD	272,415	$24.1m0.26%	0.26%	Reduced -18.5k	-18,496 -6.4%
93	ITRON INC COM ITRI	ITRI	274,841	$23.8m0.26%	0.26%	Added +648	+648 0.2%
94	VANGUARD INDEX FDS LARGE CAP ETF VV	VV	69,093	$23.8m0.26%	0.26%	Reduced -812	-812 -1.2%
95	CUMMINS INC COM CMI	CMI	33,161	$23.7m0.26%	0.26%	Added +39	+39 0.1%
96	BLACKSTONE INC COM BX	BX	200,175	$23.6m0.26%	0.26%	Added +4.9k	+4,926 2.5%
97	NEXTERA ENERGY INC COM NEE	NEE	266,440	$23.4m0.26%	0.26%	Added +87	+87 0.0%
98	FEDEX CORP COM FDX	FDX	74,517	$23.3m0.25%	0.25%	Reduced -674	-674 -0.9%
99	LINDBLAD EXPEDITIONS HLDGS I COM LIND	LIND	800,048	$22.6m0.25%	0.25%	Reduced -40.3k	-40,275 -4.8%
100	VALERO ENERGY CORP COM VLO	VLO	86,496	$22.5m0.25%	0.25%	Reduced -130	-130 -0.1%

Sold out since Q1 2026

Security	Ticker	Shares held before	Value then
HONEYWELL INTL INC		59,634	$27.0m59.6k shares
DUPONT DE NEMOURS INC DWDP	DWDP	20,174	$2.8m20.2k shares
INTUIT INTU	INTU	2,892	$1.3m2.9k shares
COTERRA ENERGY INC CTRA	CTRA	22,383	$786.5k22.4k shares
INSPIRE MED SYS INC INSP	INSP	11,958	$616.8k12.0k shares
SPOTIFY TECHNOLOGY S A SPOT	SPOT	1,213	$588.2k1.2k shares
CALAVO GROWERS INC		22,540	$581.3k22.5k shares
HUNTINGTON INGALLS INDS INC HII	HII	1,320	$501.5k1.3k shares
PROSHARES TR SDS	SDS	5,810	$437.2k5.8k shares
LULULEMON ATHLETICA INC LULU	LULU	2,483	$380.2k2.5k shares
BIOMARIN PHARMACEUTICAL INC BMRN	BMRN	6,115	$345.4k6.1k shares
HUMANA INC HUM	HUM	1,987	$344.5k2.0k shares
GOLD FIELDS LTD GFI	GFI	7,578	$344.0k7.6k shares
GATX CORP GATX	GATX	1,992	$340.1k2.0k shares
MARKETAXESS HLDGS INC MKTX	MKTX	2,032	$335.2k2.0k shares
STIFEL FINL CORP SF	SF	4,444	$328.5k4.4k shares
MASIMO CORP MASI	MASI	1,824	$324.4k1.8k shares
RALPH LAUREN CORP RL	RL	943	$324.4k943 shares
SONY GROUP CORP SONY	SONY	15,570	$322.3k15.6k shares
FIDELITY NATIONAL FINANCIAL FNF	FNF	6,842	$317.3k6.8k shares
HAWAIIAN ELEC INDUSTRIES HE	HE	21,105	$313.2k21.1k shares
FTAI AVIATION LTD FTAI	FTAI	1,253	$307.0k1.3k shares
STERIS PLC STE	STE	1,384	$306.0k1.4k shares
PHIBRO ANIMAL HEALTH CORP PAHC	PAHC	5,484	$303.3k5.5k shares
FIVE BELOW INC FIVE	FIVE	1,281	$292.7k1.3k shares

Stakes above 5%

Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.

Company	Ticker	Stake	Change	Schedule	Last filed
UNIFI INC UFI · 13G · filed 2025-05-21	UFI	5.5%≈ $4.8m	new	13G	2025-05-21