PIPER SANDLER & CO.
MINNEAPOLIS, MN · CIK 724683 · 13F filing filed 2022-11-14
SEC-registered investment adviser since 2016 · corporation
- Assets managed$1.3bn
- Staff1,402 · 31 in investment roles
- Main clients (by assets)State and local governments 100%
- Websitepipersandler.com
- Form ADV · 2026-03-23SEC adviser record
- Legal entityPIPER SANDLER & CO. (US)
- Part of PIPER SANDLER COMPANIES (US)
$123.6m
reported value
39positions
81.8%in top 10
—no comparable previous quarter
Holdings, Q3 2022
The small lines show how much was held over the last 4 quarters (adjusted for stock splits).
| Security | Value | Change |
|---|---|---|
| ELEVANCE HEALTH INC ELV 2.75 10.15.42 · principal | $31.6m25.55% | — |
| ATLAS AIR WORLDWIDE HLDGS IN AAWW 1.875 06.01.24 · principal | $11.6m9.42% | — |
| TERADYNE INC TER 1.25 12.15.23 · principal | $9.0m7.25% | — |
| ARBOR REALTY TRUST INC ABR 4.75 11.01.22 · principal | $7.6m6.17% | — |
| BLACKSTONE MORTGAGE TRUST IN BXMT 4.75 03.15.23 · principal | $7.6m6.16% | — |
| DTE ENERGY CO DTE 6.25 11.01.22 | $7.3m5.90% | — |
| NOVAVAX INC NVAX 3.75 02.01.23 · principal | $7.1m5.72% | — |
| HOPE BANCORP INC HOPE 2 05.15.38 · principal | $7.1m5.72% | — |
| STARWOOD PPTY TR INC STWD 4.375 04.01.23 · principal | $6.4m5.20% | — |
| WEIBO CORP WB 1.25 11.15.22 · principal | $5.8m4.73% | — |
| DIGITALBRIDGE GROUP INC DBRG 5 04.15.23 · principal | $5.4m4.39% | — |
| KKR REAL ESTATE FIN TR INC KREF 6.125 05.15.23 · principal | $5.2m4.23% | — |
| SUPERNUS PHARMACEUTICALS SUPN 0.625 04.01.23 · principal | $3.2m2.59% | — |
| NUTANIX INC NTNX 0 01.15.23 · principal | $1.8m1.47% | — |
| H WORLD GROUP LTD HTHT 0.375 11.01.22 · principal | $1.5m1.19% | — |
| ILLUMINA INC ILMN 0 08.15.23 · principal | $1.2m1.00% | — |
| HARPOON THERAPEUTICS INC COM | $563.0k0.46% | — |
| INNOVIVA INC INVA 2.125 01.15.23 · principal | $491.0k0.40% | — |
| ATLANTIC AVE ACQUISITION COR COM CL A | $251.0k0.20% | — |
| HEALTHCARE SERVICES ACQU COR COM CL A | $249.0k0.20% | — |
| SLAM CORP SLAMF | $249.0k0.20% | — |
| ABG ACQUISITION CORP I CL A SHS | $248.0k0.20% | — |
| TWO COM CL A | $247.0k0.20% | — |
| LERER HIPPEAU ACQUISITION CO CL A | $246.0k0.20% | — |
| COLOMBIER ACQUISITION CORP CL A | $244.0k0.20% | — |
| DA32 LIFE SCNCE TEC ACQSTN C CLASS A COM | $243.0k0.20% | — |
| VECTOR ACQUISITION CORP II CL A SHS | $168.0k0.14% | — |
| VEECO INSTRS INC DEL VECO 2.7 01.15.23 · principal | $158.0k0.13% | — |
| OPPFI INC OPFI | $137.0k0.11% | — |
| US WELL SERVICES INC CL A NEW 2022 | $123.0k0.10% | — |
| SHATTUCK LABS INC STTK | $107.0k0.09% | — |
| REDWOOD TRUST INC RWT 4.75 08.15.23 · principal | $98.0k0.08% | — |
| NEW RELIC INC NEWR 0.5 05.01.23 · principal | $60.0k0.05% | — |
| FINTECH EVOLUTION ACQUIS GRO SHS CL A | $57.0k0.05% | — |
| BCLS ACQUISITION CORP COM CL A | $56.0k0.05% | — |
| BITE ACQUISITION CORP COMMON STOCK | $51.0k0.04% | — |
| CARTESIAN GROWTH CORP II REEWF | $40.0k0.03% | — |
| OPPFI INC *W EXP 07/20/202 | $7.0k0.01% | — |
| FARFETCH LTD FTCHQ | $00.00% | — |