Vault-13

NOVAVAX INC NVAX 3.75 02.01.23

NOTE 3.750% 2/0 · US DOMESTIC · CUSIP 670002AB0

23 institutional holders
6,481,1376.5m shares reported held*
$309.7mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($14.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $50.04.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Graham Capital Management, L.P. 2.05% of their portfolio ROWAYTON, CT 48,538,00048.5m $47.7m $47.7m 2.05% —
2 TENOR CAPITAL MANAGEMENT Co., L.P. 0.91% of their portfolio NEW YORK, NY 40,000,00040.0m $39.6m $39.6m 0.91% —
3 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.57% of their portfolio NEW YORK, NY 39,500,00039.5m $38.7m $38.7m 0.57% —
4 Point72 Asset Management, L.P. 0.17% of their portfolio STAMFORD, CT 38,912,00038.9m $38.2m $38.2m 0.17% —
5 WHITEBOX ADVISORS LLC 0.94% of their portfolio MINNEAPOLIS, MN 34,665,00034.7m $33.9m $33.9m 0.94% —
6 DEERFIELD MANAGEMENT COMPANY, L.P. 0.49% of their portfolio New York, NY 25,000,00025.0m $24.4m $24.4m 0.49% —
7 DeepCurrents Investment Group LLC 1.01% of their portfolio NEW YORK, NY 24,393,00024.4m $24.0m $24.0m 1.01% —
8 Verition Fund Management LLC 0.10% of their portfolio GREENWICH, CT 14,658,00014.7m $14.4m $14.4m 0.10% —
9 OAKTREE CAPITAL MANAGEMENT LP 0.13% of their portfolio LOS ANGELES, CA 11,818,00011.8m $11.6m $11.6m 0.13% —
10 Balyasny Asset Management L.P. 0.04% of their portfolio Chicago, IL 10,000,00010.0m $9.8m $9.8m 0.04% —
11 Centiva Capital, LP 0.55% of their portfolio New York, NY 7,500,0007.5m $7.4m $7.4m 0.55% —
12 PIPER SANDLER & CO. 5.72% of their portfolio MINNEAPOLIS, MN 7,233,0007.2m $7.1m $7.1m 5.72% —
13 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 6,469,0006.5m $6.3m $6.3m 0.00% —
14 PALISADE CAPITAL MANAGEMENT, LP 0.18% of their portfolio FORT LEE, NJ 6,376,0006.4m $6.3m $6.3m 0.18% —
15 BlackRock Inc. 0.00% of their portfolio New York, NY 2,675,0002.7m $2.6m $2.6m 0.00% —
16 EPIQ PARTNERS, LLC 1.39% of their portfolio MINNEAPOLIS, MN 2,300,0002.3m $2.2m $2.2m 1.39% —
17 INGALLS & SNYDER LLC 0.12% of their portfolio NEW YORK, NY 2,219,0002.2m $2.2m $2.2m 0.12% —
18 Russell Investments Group, Ltd. 0.00% of their portfolio Seattle, WA 2,182,0002.2m $2.1m $2.1m 0.00% —
19 Bruce & Co., Inc. 0.16% of their portfolio CHICAGO, IL 600,000600.0k $580.0k $580.0k 0.16% —
20 Northside Capital Management, LLC 0.03% of their portfolio Hood River, OR 100,000100.0k $98.0k $98.0k 0.03% —
21 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 68,00068.0k $67.0k $67.0k 0.00% —
22 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 5,1375.1k $5.0m $5.0m 0.01% —
23 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% —