Vault-13

HARPOON THERAPEUTICS INC

COM · CUSIP 41358P106

52 institutional holders
21,673,35921.7m shares reported held*
$21.0mreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.97. Options: 4 managers hold calls ($18.0k notional), 3 hold puts ($10.0k).

Biggest calls

CITADEL ADVISORS LLC — $17.0k17.1k shares
GROUP ONE TRADING LLC — $1.0k800 shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares
SIMPLEX TRADING, LLC — $01.0k shares

Biggest puts

SIMPLEX TRADING, LLC — $9.0k10.0k shares
GROUP ONE TRADING LLC — $1.0k1.5k shares
CONCOURSE FINANCIAL GROUP SECURITIES, INC. — $00 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 MPM BIOIMPACT LLC 0.73% of their portfolio BOSTON, MA 3,196,7073.2m $3.1m $3.1m 0.73% —
2 New Leaf Venture Partners, L.L.C. 1.82% of their portfolio New York, NY 3,156,6993.2m $3.1m $3.1m 1.82% —
3 MPM ASSET MANAGEMENT LLC 1.16% of their portfolio BOSTON, MA 3,131,3883.1m $3.0m $3.0m 1.16% —
4 ORBIMED ADVISORS LLC 0.05% of their portfolio New York, NY 3,025,9083.0m $2.9m $2.9m 0.05% —
5 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 1,324,5041.3m $1.3m $1.3m 0.00% —
6 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,152,6301.2m $1.1m $1.1m 0.00% —
7 Artal Group S.A. 0.05% of their portfolio LUXEMBOURG, N4 1,000,0001.0m $970.0k $970.0k 0.05% —
8 BlackRock Inc. 0.00% of their portfolio New York, NY 913,947913.9k $886.0k $886.0k 0.00% —
9 Candriam S.C.A. 0.01% of their portfolio STRASSEN, N4 792,689792.7k $769.0k $769.0k 0.01% —
10 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 681,172681.2k $661.0k $661.0k 0.00% —
11 PIPER SANDLER & CO. 0.46% of their portfolio MINNEAPOLIS, MN 580,815580.8k $563.0k $563.0k 0.46% —
12 Cormorant Asset Management, LP 0.04% of their portfolio BOSTON, MA 540,600540.6k $524.0k $524.0k 0.04% —
13 RENAISSANCE TECHNOLOGIES LLC 0.00% of their portfolio NEW YORK, NY 481,041481.0k $467.0k $467.0k 0.00% —
14 KENNEDY CAPITAL MANAGEMENT LLC 0.01% of their portfolio ST LOUIS, MO 289,875289.9k $281.0k $281.0k 0.01% —
15 Tekla Capital Management LLC 0.01% of their portfolio Boston, MA 259,910259.9k $252.0k $252.0k 0.01% —
16 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 228,734228.7k $221.0k $221.0k 0.00% —
17 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 126,570126.6k $123.0k $123.0k 0.00% —
18 GSA CAPITAL PARTNERS LLP 0.01% of their portfolio LONDON, X0 109,136109.1k $106.0k $106.0k 0.01% —
19 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 85,23285.2k $83.0k $83.0k 0.00% —
20 Ergoteles LLC 0.00% of their portfolio NEW YORK, NY 70,05470.1k $68.0k $68.0k 0.00% —
21 DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio AUSTIN, TX 68,11568.1k $66.0k $66.0k 0.00% —
22 FMR LLC 0.00% of their portfolio BOSTON, MA 66,28666.3k $64.0k $64.0k 0.00% —
23 STATE OF WISCONSIN INVESTMENT BOARD 0.00% of their portfolio MADISON, WI 65,80065.8k $64.0k $64.0k 0.00% —
24 ACADIAN ASSET MANAGEMENT LLC 0.00% of their portfolio Boston, MA 56,63556.6k $54.0k $54.0k 0.00% —
25 BRIDGEWAY CAPITAL MANAGEMENT, LLC 0.00% of their portfolio HOUSTON, TX 54,40054.4k $53.0k $53.0k 0.00% —
26 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 52,99253.0k $52.0k $52.0k 0.00% —
27 TWO SIGMA ADVISERS, LP 0.00% of their portfolio NEW YORK, NY 51,20051.2k $50.0k $50.0k 0.00% —
28 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 33,36133.4k $32.0k $32.0k 0.00% —
29 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 16,95417.0k $16.0k $16.0k 0.00% —
30 Qube Research & Technologies Ltd 0.00% of their portfolio LONDON, X0 14,89214.9k $14.0k $14.0k 0.00% —
31 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 13,95714.0k $14.0k $14.0k 0.00% —
32 SIMPLEX TRADING, LLC 0.00% of their portfolio CHICAGO, IL 5,5015.5k $5.0k $5.0k 0.00% —
33 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 5,4705.5k $6.0k $6.0k 0.00% —
34 UBS Group AG 0.00% of their portfolio ZURICH, V8 2,5112.5k $2.0k $2.0k 0.00% —
35 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 2,5042.5k $2.0k $2.0k 0.00% —
36 BNP PARIBAS FINANCIAL MARKETS 0.00% of their portfolio PARIS, I0 2,3842.4k $2.3k $2.3k 0.00% —
37 FEDERATED HERMES, INC. 0.00% of their portfolio PITTSBURGH, PA 2,3272.3k $2.0k $2.0k 0.00% —
38 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 2,0672.1k $2.0k $2.0k 0.00% —
39 Federation des caisses Desjardins du Quebec 0.00% of their portfolio LEVIS, A8 2,0002.0k $1.9k $1.9k 0.00% —
40 Quantbot Technologies LP 0.00% of their portfolio NEW YORK, NY 1,6001.6k $1.0k $1.0k 0.00% —
41 GROUP ONE TRADING LLC 0.00% of their portfolio CHICAGO, IL 1,5771.6k $2.0k $2.0k 0.00% —
42 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 1,0411.0k $1.0k $1.0k 0.00% —
43 OSAIC HOLDINGS, INC. 0.00% of their portfolio SCOTTSDALE, AZ 682682 $1.0k $1.0k 0.00% —
44 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 434434 $0 $0 0.00% —
45 PNC Financial Services Group, Inc. 0.00% of their portfolio Pittsburgh, PA 332332 $0 $0 0.00% —
46 China Universal Asset Management Co., Ltd. 0.00% of their portfolio SHANGHAI, F4 310310 $0 $0 0.00% —
47 Beaird Harris Wealth Management, LLC 0.00% of their portfolio DALLAS, TX 149149 $0 $0 0.00% —
48 US BANCORP \DE\ 0.00% of their portfolio MINNEAPOLIS, MN 8989 $0 $0 0.00% —
49 FIRST MANHATTAN CO. LLC. 0.00% of their portfolio NEW YORK, NY 7070 $0 $0 0.00% —
50 Investors Research Corp 0.00% of their portfolio ATLANTA, GA 6060 $0 $0 0.00% —
51 Daiwa Securities Group Inc. 0.00% of their portfolio CHIYODA-KU,TOKYO, M0 4848 $0 $0 0.00% —
52 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% —