BARINGS LLC
CHARLOTTE, NC · CIK 9015 · 13F filing filed 2022-11-14
SEC-registered investment adviser since 1940 · limited liability company
- Assets managed$392.8bn
- Staff1,101 · 465 in investment roles
- Main clients (by assets)Insurers 73%, Private funds 19%, Pension plans 3%
- Private funds91 (4 hedge) · $30.2bn gross assets
- Form ADV · 2026-08-11SEC adviser record
- Legal entityBARINGS LLC (US)
$2.5bn
reported value
187positions
64.5%in top 10
—no comparable previous quarter
This report includes the holdings of 3 other managers that share the investment decisions:
- BARING ASSET MANAGEMENT Ltd – reports through this filing
- Baring Asset Management Korea Ltd – reports through this filing
- Baring SICE (Taiwan) LTD – reports through this filing
Also in the report of:
- Russell Investments Group, Ltd. – $3.2m of shares are in both reports
Shares in two reports are counted once in each security's totals.
Holdings, Q3 2022
The small lines show how much was held over the last 4 quarters (adjusted for stock splits).
| Security | Value | Change |
|---|---|---|
| ISHARES TR IVV | $620.1m24.70% | — |
| ISHARES TR IWO | $280.7m11.18% | — |
| INVESCO QQQ TR QQQ | $278.7m11.10% | — |
| BARINGS BDC INC BBDC | $112.8m4.49% | — |
| ISHARES TR FLOT | $77.6m3.09% | — |
| VANGUARD SPECIALIZED FUNDS VIG | $61.3m2.44% | — |
| ISHARES TR QUAL | $58.3m2.32% | — |
| ISHARES TR HDV | $57.2m2.28% | — |
| DISH NETWORK CORPORATION DISH 3.375 08.15.26 · principal | $39.6m1.58% | — |
| ISHARES TR AGG | $33.6m1.34% | — |
| NUTRIEN LTD NTR | $31.8m1.26% | — |
| ZTO EXPRESS CAYMAN INC ZTO | $25.1m1.00% | — |
| YUM CHINA HLDGS INC YUMC | $25.0m1.00% | — |
| SEA LTD SE | $24.3m0.97% | — |
| SUNCOR ENERGY INC NEW SU | $23.3m0.93% | — |
| DIGITALBRIDGE GROUP INC DBRG 5 04.15.23 · principal | $21.2m0.84% | — |
| ISHARES TR IEF | $20.9m0.83% | — |
| CORTEVA INC CTVA | $20.5m0.81% | — |
| ISHARES TR SHY | $19.5m0.78% | — |
| EXXON MOBIL CORP XOM | $18.9m0.75% | — |
| DEERE & CO DE | $18.9m0.75% | — |
| ISHARES TR SHV | $17.7m0.71% | — |
| BLACKROCK TCP CAPITAL CORP TCPC | $17.5m0.70% | — |
| GARRETT MOTION INC GTX 11 PERP A | $16.8m0.67% | — |
| CONOCOPHILLIPS COP | $16.4m0.65% | — |
| PENNYMAC CORP PMT 5.5 11.01.24 · principal | $15.7m0.62% | — |
| ISHARES TR LQD | $15.6m0.62% | — |
| CF INDS HLDGS INC CF | $15.1m0.60% | — |
| GREEN PLAINS INC GPRE | $14.2m0.56% | — |
| LINDE PLC 99952EUR | $13.8m0.55% | — |
| MFA FINL INC MFA 6.25 06.15.24 · principal | $13.5m0.54% | — |
| VANGUARD INTL EQUITY INDEX F VT | $13.4m0.53% | — |
| ISHARES INC URTH | $13.3m0.53% | — |
| DARLING INGREDIENTS INC DAR | $13.0m0.52% | — |
| BANCO BRADESCO S A BBD | $12.6m0.50% | — |
| MOSAIC CO NEW MOS | $12.1m0.48% | — |
| ISHARES TR IXJ | $11.3m0.45% | — |
| VANGUARD WORLD FD VGT | $11.2m0.45% | — |
| EOG RES INC EOG | $10.9m0.43% | — |
| CHEVRON CORP NEW CVX | $10.7m0.43% | — |
| TRACTOR SUPPLY CO TSCO | $10.1m0.40% | — |
| HESS CORP HES | $9.7m0.39% | — |
| ITAU UNIBANCO HLDG S A ITUB | $9.7m0.39% | — |
| ISHARES INC EZU | $9.7m0.38% | — |
| SOCIEDAD QUIMICA Y MINERA DE SQM | $9.2m0.37% | — |
| GRAB HOLDINGS LIMITED GRAB | $8.8m0.35% | — |
| ISHARES TR IVW | $8.6m0.34% | — |
| ISHARES TR IYH | $8.5m0.34% | — |
| AEROJET ROCKETDYNE HLDGS INC AJRD | $8.1m0.32% | — |
| BUNGE LIMITED BG | $8.0m0.32% | — |
| ISHARES TR IGV | $7.9m0.31% | — |
| ARCHER DANIELS MIDLAND CO ADM | $7.8m0.31% | — |
| VANGUARD SCOTTSDALE FDS VCSH | $7.8m0.31% | — |
| VALERO ENERGY CORP VLO | $7.4m0.29% | — |
| AVAYA HLDGS CORP AVYA 2.25 06.15.23 · principal | $7.3m0.29% | — |
| VALE S A VALE | $7.3m0.29% | — |
| FOMENTO ECONOMICO MEXICANO S FMX | $7.1m0.28% | — |
| ISHARES TR EAGG | $6.8m0.27% | — |
| AIR PRODS & CHEMS INC APD | $6.5m0.26% | — |
| AGCO CORP AGCO | $6.3m0.25% | — |
| MICROSOFT CORP MSFT | $6.3m0.25% | — |
| ISHARES INC EWH | $6.0m0.24% | — |
| BLACKSTONE MORTGAGE TRUST IN BXMT 4.75 03.15.23 · principal | $5.9m0.24% | — |
| PETROLEO BRASILEIRO SA PETRO PBR.A | $5.8m0.23% | — |
| ALBEMARLE CORP ALB | $5.7m0.23% | — |
| ISHARES TR IYE | $5.6m0.22% | — |
| DOW INC DOW | $5.5m0.22% | — |
| SHERWIN WILLIAMS CO SHW | $5.5m0.22% | — |
| ISHARES TR SHYG | $5.5m0.22% | — |
| AMCOR PLC AMCR | $5.4m0.22% | — |
| ARBOR REALTY TRUST INC ABR 4.75 11.01.22 · principal | $5.1m0.20% | — |
| ANGLOGOLD ASHANTI LIMITED AU | $4.9m0.19% | — |
| ROYAL CARIBBEAN GROUP RCL 4.25 06.15.23 · principal | $4.9m0.19% | — |
| LI AUTO INC LI | $4.6m0.18% | — |
| FIRST TR EXCH TRADED FD III FPE | $4.5m0.18% | — |
| ISHARES INC CEMB | $4.2m0.17% | — |
| CNH INDL N V CNH | $4.1m0.16% | — |
| TDCX INC ADS | $4.1m0.16% | — |
| BANCOLOMBIA S A CIB | $4.1m0.16% | — |
| ISHARES TR IEUR | $4.0m0.16% | — |
| AON PLC AON | $4.0m0.16% | — |
| AMAZON COM INC AMZN | $3.9m0.15% | — |
| ISHARES TR IGSB | $3.8m0.15% | — |
| UNITEDHEALTH GROUP INC UNH | $3.6m0.14% | — |
| AMBEV SA ABEV | $3.3m0.13% | — |
| FMC CORP FMC | $3.2m0.13% | — |
| APPLE INC AAPL | $3.0m0.12% | — |
| GLOBAL X FDS EMBD | $3.0m0.12% | — |
| ISHARES TR AAXJ | $3.0m0.12% | — |
| VANGUARD SCOTTSDALE FDS VGIT | $2.9m0.12% | — |
| BARINGS CORPORATE INVS COM | $2.8m0.11% | — |
| VISTA ENERGY S.A.B. DE C.V. VIST | $2.8m0.11% | — |
| INTERNATIONAL FLAVORS&FRAGRA IFF | $2.5m0.10% | — |
| CENTRAIS ELETRICAS BRASILEIR AXIAY | $2.5m0.10% | — |
| PETROLEO BRASILEIRO SA PETRO PBR | $2.5m0.10% | — |
| MCDONALDS CORP MCD | $2.4m0.10% | — |
| FIDELITY NATL INFORMATION SV FIS | $2.4m0.09% | — |
| WHEATON PRECIOUS METALS CORP WPM | $2.3m0.09% | — |
| BIOLIFE SOLUTIONS INC BLFS | $2.1m0.08% | — |
| ISHARES TR ACWI | $2.1m0.08% | — |
Stakes above 5%
Companies where this manager has reported owning more than 5% of a class of shares, on Schedule 13D (may seek influence) or 13G (passive): its latest filing for each, from 19 Dec 2024 on.
| Company | Stake |
|---|---|
| FS CREDIT OPPORTUNITIES CORP FSCO · 13G · filed 2026-03-06 | 32.5% |
| TORTOISE ENERGY INFRA CORP TYG · 13G · filed 2025-09-08 | 14.3% |