FIRST TR EXCH TRADED FD III FPE
PFD SECS INC ETF · ETP · CUSIP 33739E108
407
institutional holders
221.3m
shares reported held*
$3.7bnreported value*
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($2.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $16.83. Options: 1 managers hold calls ($0 notional), 1 hold puts ($0).
Biggest calls
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | — | $00 shares |
Biggest puts
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | — | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q3 2022
| Manager | Shares | Change |
|---|---|---|
| MORGAN STANLEY 0.13% of their portfolio | 56.0m $934.7m | — |
| ROYAL BANK OF CANADA 0.13% of their portfolio | 24.2m $404.6m | — |
| UBS Group AG 0.11% of their portfolio | 11.7m $195.6m | — |
| LPL Financial LLC 0.14% of their portfolio | 9.0m $149.7m | — |
| WELLS FARGO & COMPANY/MN 0.05% of their portfolio | 8.4m $140.0m | — |
| BANK OF AMERICA CORP /DE/ 0.02% of their portfolio | 7.9m $132.5m | — |
| Raymond James Financial Services Advisors, Inc. 0.25% of their portfolio | 6.6m $110.6m | — |
| WEALTH ENHANCEMENT ADVISORY SERVICES, LLC 1.33% of their portfolio | 5.6m $93.2m | — |
| PARK NATIONAL CORP /OH/ 3.66% of their portfolio | 4.4m $72.9m | — |
| OSAIC HOLDINGS, INC. 0.12% of their portfolio | 3.1m $51.2m | — |
| NORTHWESTERN MUTUAL WEALTH MANAGEMENT CO 0.09% of their portfolio | 2.9m $49.1m | — |
| Composition Wealth, LLC 2.17% of their portfolio | 2.8m $46.4m | — |
| STIFEL FINANCIAL CORP 0.07% of their portfolio | 2.6m $43.8m | — |
| JANE STREET GROUP, LLC 0.08% of their portfolio | 2.6m $42.8m | — |
| RAYMOND JAMES & ASSOCIATES 0.04% of their portfolio | 2.6m $42.7m | — |
| ENVESTNET ASSET MANAGEMENT INC 0.02% of their portfolio | 2.4m $39.5m | — |
| COUNTRY TRUST BANK 1.18% of their portfolio | 2.2m $37.5m | — |
| State of Tennessee, Department of Treasury 0.17% of their portfolio | 2.1m $35.0m | — |
| TRUIST FINANCIAL CORP 0.06% of their portfolio | 1.9m $32.3m | — |
| Flaharty Asset Management, LLC 6.61% of their portfolio | 1.9m $32.1m | — |
| Baird Financial Group, Inc. 0.08% of their portfolio | 1.6m $27.1m | — |
| Berger Financial Group, Inc 3.70% of their portfolio | 1.5m $25.2m | — |
| COMMONWEALTH EQUITY SERVICES, LLC 0.06% of their portfolio | 1.4m $23.3m | — |
| Rockefeller Capital Management L.P. 0.12% of their portfolio | 1.4m $22.7m | — |
| Janney Montgomery Scott LLC 0.10% of their portfolio | 1.3m $22.5m | — |
| Cambridge Investment Research Advisors, Inc. 0.12% of their portfolio | 1.3m $21.7m | — |
| Magnus Financial Group LLC 3.90% of their portfolio | 1.2m $20.4m | — |
| Clearwater Capital Advisors, LLC 2.61% of their portfolio | 1.1m $18.9m | — |
| Trinity Legacy Partners, LLC 7.86% of their portfolio | 1.1m $18.4m | — |
| Csenge Advisory Group 1.47% of their portfolio | 1.1m $17.7m | — |
| Arax Advisory Partners 2.75% of their portfolio | 1.0m $17.5m | — |
| AMERIPRISE FINANCIAL INC 0.01% of their portfolio | 1.0m $17.3m | — |
| CWM, LLC 0.13% of their portfolio | 994.1k $16.6m | — |
| Cetera Investment Advisers 0.00% of their portfolio | 981.1k $16.0k | — |
| TRUSTMARK BANK TRUST DEPARTMENT 1.56% of their portfolio | 973.0k $16.2m | — |
| MML INVESTORS SERVICES, LLC 0.11% of their portfolio | 895.4k $15.0m | — |
| Kestra Advisory Services, LLC 0.16% of their portfolio | 891.0k $14.9m | — |
| Empirical Financial Services, LLC d.b.a. Empirical Wealth Management 0.78% of their portfolio | 889.1k $14.8m | — |
| HCR Wealth Advisors 3.04% of their portfolio | 855.4k $14.3m | — |
| Avidian Wealth Enterprises, LLC 0.94% of their portfolio | 780.8k $13.0m | — |
| 1834 INVESTMENT ADVISORS CO 1.90% of their portfolio | 759.0k $12.7m | — |
| Western Wealth Management, LLC 0.71% of their portfolio | 743.9k $12.4m | — |
| Bouchey Financial Group, Ltd. 1.78% of their portfolio | 728.6k $12.2m | — |
| STONEBRIDGE ADVISORS LLC 8.80% of their portfolio | 660.4k $11.0m | — |
| RED CEDAR INVESTMENT MANAGEMENT, LLC 1.85% of their portfolio | 650.1k $10.9m | — |
| Private Advisor Group, LLC 0.12% of their portfolio | 609.1k $10.2m | — |
| Transform Wealth, LLC 1.32% of their portfolio | 609.0k $10.2m | — |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 582.3k $10.2m | — |
| StrategIQ Financial Group, LLC 1.22% of their portfolio | 575.0k $9.6m | — |
| HARBOUR INVESTMENTS, INC. 0.65% of their portfolio | 560.9k $9.7m | — |
| FLAGSTAR SECURITIES, INC 3.35% of their portfolio | 533.5k $8.9m | — |
| Archer Investment Corp 3.74% of their portfolio | 530.9k $8.9m | — |
| Cetera Advisor Networks LLC 0.11% of their portfolio | 517.8k $8.6m | — |
| COMERICA BANK 0.07% of their portfolio | 517.7k $8.4m | — |
| Members Advisory Group LLC 6.24% of their portfolio | 503.9k $8.4m | — |
| CITIGROUP INC 0.01% of their portfolio | 480.6k $8.0m | — |
| Gradient Investments LLC 0.24% of their portfolio | 477.8k $8.0m | — |
| Equitable Holdings, Inc. 0.15% of their portfolio | 446.8k $7.5m | — |
| Quad-Cities Investment Group, LLC 5.61% of their portfolio | 432.4k $7.2m | — |
| Advisor OS, LLC 1.92% of their portfolio | 381.9k $6.4m | — |
| Financial Enhancement Group LLC 1.40% of their portfolio | 363.1k $6.1m | — |
| Wills Financial Group, Inc. 3.34% of their portfolio | 359.6k $6.0m | — |
| Prospera Financial Services Inc 0.31% of their portfolio | 357.2k $6.0m | — |
| Summit Wealth Partners, LLC 1.62% of their portfolio | 342.8k $5.7m | — |
| Keebeck Wealth Management 1.10% of their portfolio | 342.2k $5.7m | — |
| Southern Wealth Management, LLP 2.23% of their portfolio | 336.1k $5.5m | — |
| Triumph Capital Management 2.92% of their portfolio | 321.4k $5.4m | — |
| Family Legacy, Inc. 2.70% of their portfolio | 321.3k $5.4m | — |
| Cetera Advisors LLC 0.00% of their portfolio | 320.9k $5.0k | — |
| Snowden Capital Advisors LLC 0.24% of their portfolio | 313.6k $5.2m | — |
| IFP Advisors, Inc 0.16% of their portfolio | 311.8k $6.0m | — |
| Wealthspire Retirement, LLC 1.27% of their portfolio | 307.9k $5.1m | — |
| AVANTAX ADVISORY SERVICES, INC. 0.08% of their portfolio | 307.0k $5.1m | — |
| Mutual Advisors, LLC 1.58% of their portfolio | 302.7k $30.8m | — |
| WINTRUST INVESTMENTS LLC 0.71% of their portfolio | 299.0k $5.0m | — |
| First Heartland Consultants, Inc. 0.82% of their portfolio | 298.7k $5.0m | — |
| PFS Partners, LLC 5.19% of their portfolio | 287.2k $4.8m | — |
| RiverTree Advisors, LLC 3.92% of their portfolio | 286.6k $4.8m | — |
| JPMORGAN CHASE & CO 0.00% of their portfolio | 282.7k $4.7m | — |
| Kingsbury Capital Investment Advisors LLC 7.19% of their portfolio | 282.4k $4.7m | — |
| NewEdge Advisors, LLC 0.08% of their portfolio | 278.7k $4.7m | — |
| Steward Partners Investment Advisory, LLC 0.09% of their portfolio | 277.6k $4.6m | — |
| Mariner, LLC 0.02% of their portfolio | 277.5k $4.6m | — |
| GILL CAPITAL PARTNERS, LLC 2.39% of their portfolio | 274.1k $4.6m | — |
| BARINGS LLC 0.18% of their portfolio | 269.1k $4.5m | — |
| Alpha Omega Group, Inc. 5.62% of their portfolio | 266.6k $4.5m | — |
| Ironwood Investment Counsel, LLC 1.23% of their portfolio | 257.2k $4.3m | — |
| B. Riley Wealth Advisors, Inc. 0.13% of their portfolio | 256.7k $4.3m | — |
| SSI INVESTMENT MANAGEMENT LLC 0.29% of their portfolio | 255.0k $4.3m | — |
| Choice Wealth Advisors LLC 3.52% of their portfolio | 252.2k $4.2m | — |
| RFG Advisory, LLC 0.24% of their portfolio | 251.1k $4.1m | — |
| Newman Dignan & Sheerar, Inc. 1.49% of their portfolio | 243.4k $4.1m | — |
| Essex LLC 1.33% of their portfolio | 242.6k $4.1m | — |
| Gladstone Institutional Advisory LLC 0.32% of their portfolio | 241.7k $4.0m | — |
| Aspen Investment Management Inc 2.69% of their portfolio | 241.6k $4.0m | — |
| NORTHWEST WEALTH MANAGEMENT, LLC 1.75% of their portfolio | 237.3k $4.0m | — |
| Sigma Planning Corp 0.15% of their portfolio | 232.1k $3.9m | — |
| Walker Asset Management, LLC 3.48% of their portfolio | 231.5k $3.9m | — |
| Cypress Capital Group 0.64% of their portfolio | 229.2k $3.8m | — |
| Atria Wealth Solutions, Inc. 0.07% of their portfolio | 226.0k $4.0m | — |