Vault-13

ANGLOGOLD ASHANTI LIMITED AU

SPONSORED ADR · ADR · CUSIP 035128206

177 institutional holders
103,696,575103.7m shares reported held*
$1.4bnreported value*

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($5.3m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $13.85. Options: 16 managers hold calls ($55.9m notional), 15 hold puts ($52.3m).

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP — $13.3m965.7k shares
Jefferies Group LLC — $13.2m953.0k shares
Walleye Trading LLC — $6.2m450.6k shares
GROUP ONE TRADING LLC — $5.2m373.6k shares
SIMPLEX TRADING, LLC — $3.9m279.4k shares
JANE STREET GROUP, LLC — $3.1m225.7k shares
Caption Management, LLC — $2.8m200.0k shares
PEAK6 Investments LLC — $2.5m181.3k shares
SG3 Management, LLC — $2.0m145.0k shares
WOLVERINE TRADING, LLC — $1.7m125.4k shares

Biggest puts

CITADEL ADVISORS LLC — $13.1m949.0k shares
JANE STREET GROUP, LLC — $6.4m464.2k shares
Walleye Trading LLC — $6.2m449.0k shares
Twin Tree Management, LP — $6.2m447.2k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP — $5.3m386.3k shares
PEAK6 Investments LLC — $4.7m341.3k shares
UBS Group AG — $2.4m174.2k shares
SIMPLEX TRADING, LLC — $2.3m167.2k shares
GROUP ONE TRADING LLC — $2.3m163.9k shares
Jefferies Group LLC — $2.1m151.1k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Insider purchases and sales in Q3 2022

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q3 2022.

Holders, Q3 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 VAN ECK ASSOCIATES CORP 0.97% of their portfolio NEW YORK, NY 23,477,43223.5m $324.5m $324.5m 0.97% —
2 BlackRock Inc. 0.00% of their portfolio New York, NY 10,097,91010.1m $139.6m $139.6m 0.00% —
3 PRICE T ROWE ASSOCIATES INC /MD/ 0.02% of their portfolio BALTIMORE, MD 10,061,31110.1m $139.0m $139.0m 0.02% —
4 Coronation Fund Managers Ltd. 4.39% of their portfolio Cape Town, T3 5,918,4495.9m $81.8m $81.8m 4.39% —
5 OAKTREE CAPITAL MANAGEMENT LP 0.80% of their portfolio LOS ANGELES, CA 5,083,5215.1m $70.3m $70.3m 0.80% —
6 DIMENSIONAL FUND ADVISORS LP 0.02% of their portfolio AUSTIN, TX 4,520,9324.5m $62.5m $62.5m 0.02% —
7 PAULSON & CO. INC. 4.02% of their portfolio JERSEY CITY, NJ 3,975,0004.0m $54.9m $54.9m 4.02% —
8 Russell Investments Group, Ltd. 0.09% of their portfolio Seattle, WA 2,947,2812.9m $40.7m $40.7m 0.09% —
9 MACKENZIE FINANCIAL CORP 0.06% of their portfolio TORONTO ONTARIO, A6 2,623,9182.6m $36.3m $36.3m 0.06% —
10 Amundi 0.02% of their portfolio Paris, I0 2,143,3662.1m $31.3m $31.3m 0.02% —
11 Nuveen Asset Management, LLC 0.01% of their portfolio CHICAGO, IL 2,076,9632.1m $28.7m $28.7m 0.01% —
12 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 1,975,2332.0m $27.3m $27.3m 0.00% —
13 Ruffer LLP 1.81% of their portfolio LONDON, X0 1,963,3892.0m $29.0m $29.0m 1.81% —
14 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 1,916,3521.9m $26.5m $26.5m 0.01% —
15 RENAISSANCE TECHNOLOGIES LLC 0.03% of their portfolio NEW YORK, NY 1,687,4001.7m $23.3m $23.3m 0.03% —
16 Balyasny Asset Management L.P. 0.09% of their portfolio Chicago, IL 1,651,5821.7m $22.8m $22.8m 0.09% —
17 Allianz Asset Management GmbH 0.05% of their portfolio MUNICH, 2M 1,585,7241.6m $21.9m $21.9m 0.05% —
18 CITADEL ADVISORS LLC 0.02% of their portfolio MIAMI, FL 1,000,9971.0m $13.8m $13.8m 0.02% —
19 MILLENNIUM MANAGEMENT LLC 0.02% of their portfolio NEW YORK, NY 896,266896.3k $12.4m $12.4m 0.02% —
20 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 862,653862.7k $11.9m $11.9m 0.00% —
21 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 853,658853.7k $11.8m $11.8m 0.01% —
22 SCHRODER INVESTMENT MANAGEMENT GROUP 0.02% of their portfolio London, X0 820,742820.7k $11.3m $11.3m 0.02% —
23 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.01% of their portfolio NEW YORK, NY 757,682757.7k $10.5m $10.5m 0.01% —
24 LGT CAPITAL PARTNERS LTD. 0.29% of their portfolio PFAEFFIKON, V8 675,690675.7k $9.3m $9.3m 0.29% —
25 CI INVESTMENTS INC. 0.05% of their portfolio TORONTO, Z4 656,210656.2k $9.1m $9.1m 0.05% —
26 Mirae Asset Global Investments Co., Ltd. 0.02% of their portfolio SEOUL, M5 641,695641.7k $8.9m $8.9m 0.02% —
27 Merk Investments LLC 8.16% of their portfolio PALO ALTO, CA 600,000600.0k $8.3m $8.3m 8.16% —
28 TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio NEW YORK, NY 458,975459.0k $6.3m $6.3m 0.02% —
29 CANADA PENSION PLAN INVESTMENT BOARD 0.01% of their portfolio TORONTO ONTARIO, A6 444,100444.1k $6.1m $6.1m 0.01% —
30 CREDIT AGRICOLE S A 0.20% of their portfolio Montrouge Cedex, I0 433,641433.6k $6.0m $6.0m 0.20% —
31 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 432,593432.6k $6.0m $6.0m 0.01% —
32 Oaktree Fund Advisors, LLC 9.23% of their portfolio LOS ANGLES, CA 429,089429.1k $5.9m $5.9m 9.23% —
33 UBS Group AG 0.00% of their portfolio ZURICH, V8 425,308425.3k $5.9m $5.9m 0.00% —
34 D. E. Shaw & Co., Inc. 0.01% of their portfolio New York, NY 370,763370.8k $5.1m $5.1m 0.01% —
35 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 365,768365.8k $5.1m $5.1m 0.01% —
36 Edgestream Partners, L.P. 0.38% of their portfolio Princeton, NJ 360,275360.3k $5.0m $5.0m 0.38% —
37 BARINGS LLC 0.19% of their portfolio CHARLOTTE, NC 353,478353.5k $4.9m $4.9m 0.19% —
38 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 334,423334.4k $4.6m $4.6m 0.00% —
39 Allspring Global Investments Holdings, LLC 0.01% of their portfolio CHARLOTTE, NC 333,491333.5k $4.6m $4.6m 0.01% —
40 STRS OHIO 0.02% of their portfolio COLUMBUS, OH 320,000320.0k $4.4m $4.4m 0.02% —
41 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 310,891310.9k $4.3m $4.3m 0.00% —
42 HUSSMAN STRATEGIC ADVISORS, INC. 0.65% of their portfolio ELLICOTT CITY, MD 273,000273.0k $3.8m $3.8m 0.65% —
43 CAPITAL FUND MANAGEMENT S.A. 0.09% of their portfolio PARIS, I0 259,504259.5k $3.6m $3.6m 0.09% —
44 Cubist Systematic Strategies, LLC 0.03% of their portfolio STAMFORD, CT 252,025252.0k $3.5m $3.5m 0.03% —
45 PKO Investment Management Joint-Stock Co 0.57% of their portfolio WARSAW, R9 245,000245.0k $3.4m $3.4m 0.57% —
46 U S GLOBAL INVESTORS INC 0.20% of their portfolio SAN ANTONIO, TX 236,404236.4k $3.3m $3.3m 0.20% —
47 BNP PARIBAS FINANCIAL MARKETS 0.01% of their portfolio PARIS, I0 225,885225.9k $3.1m $3.1m 0.01% —
48 Monaco Asset Management SAM 1.30% of their portfolio Monaco, O9 210,000210.0k $2.9m $2.9m 1.30% —
49 Ninety One UK Ltd 0.01% of their portfolio London, X0 205,369205.4k $2.8m $2.8m 0.01% —
50 CREDIT SUISSE AG/ 0.00% of their portfolio ZURICH, V8 203,728203.7k $2.8m $2.8m 0.00% —
51 Carrhae Capital LLP 1.98% of their portfolio London, X0 196,266196.3k $2.7m $2.7m 1.98% —
52 AZZAD ASSET MANAGEMENT INC /ADV 0.27% of their portfolio FALLS CHURCH, VA 195,468195.5k $2.7m $2.7m 0.27% —
53 SPROTT INC. 0.26% of their portfolio TORONTO, A6 184,000184.0k $2.5m $2.5m 0.26% —
54 OLD MISSION CAPITAL LLC 0.11% of their portfolio CHICAGO, IL 181,525181.5k $2.5m $2.5m 0.11% —
55 Twin Tree Management, LP 0.06% of their portfolio DALLAS, TX 164,910164.9k $2.3m $2.3m 0.06% —
56 Qube Research & Technologies Ltd 0.01% of their portfolio LONDON, X0 164,121164.1k $2.3m $2.3m 0.01% —
57 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 163,735163.7k $2.3m $2.3m 0.00% —
58 VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.01% of their portfolio JUPITER, FL 156,297156.3k $2.2m $2.2m 0.01% —
59 GUGGENHEIM CAPITAL LLC 0.02% of their portfolio CHICAGO, IL 153,142153.1k $2.1m $2.1m 0.02% —
60 Assenagon Asset Management S.A. 0.01% of their portfolio SENNINGERBERG, N4 150,460150.5k $2.1m $2.1m 0.01% —
61 MACQUARIE GROUP LTD 0.00% of their portfolio Sydney, NSW 2000, C3 140,498140.5k $1.9m $1.9m 0.00% —
62 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 137,083137.1k $1.9m $1.9m 0.00% —
63 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 131,123131.1k $1.8m $1.8m 0.00% —
64 BANCO BILBAO VIZCAYA ARGENTARIA, S.A. 0.03% of their portfolio Madrid, U3 120,354120.4k $1.7m $1.7m 0.03% —
65 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 108,604108.6k $1.5m $1.5m 0.00% —
66 Lesa Sroufe & Co 1.77% of their portfolio SEATTLE, WA 106,728106.7k $1.5m $1.5m 1.77% —
67 Jump Financial, LLC 0.06% of their portfolio Chicago, IL 104,871104.9k $1.4m $1.4m 0.06% —
68 ALPS ADVISORS INC 0.01% of their portfolio Denver, CO 100,814100.8k $1.4m $1.4m 0.01% —
69 AGF INVESTMENTS INC. 0.01% of their portfolio TORONTO, A6 98,36898.4k $1.4m $1.4m 0.01% —
70 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 97,68897.7k $1.4m $1.4m 0.00% —
71 VIRTUS ADVISERS, LLC 0.53% of their portfolio HARTFORD, CT 96,72296.7k $1.3m $1.3m 0.53% —
72 Squarepoint Ops LLC 0.01% of their portfolio NEW YORK, NY 87,16387.2k $1.2m $1.2m 0.01% —
73 GROUP ONE TRADING LLC 0.04% of their portfolio CHICAGO, IL 86,02086.0k $1.2m $1.2m 0.04% —
74 Vontobel Holding Ltd. 0.01% of their portfolio ZURICH, V8 80,18980.2k $1.1m $1.1m 0.01% —
75 Sumitomo Mitsui Trust Group, Inc. 0.00% of their portfolio CHIYODA-KU, TOKYO, M0 80,14980.1k $1.1m $1.1m 0.00% —
76 Amova Asset Management Americas, Inc. 0.01% of their portfolio New York, NY 80,14980.1k $1.1m $1.1m 0.01% —
77 Capricorn Fund Managers Ltd 0.34% of their portfolio LONDON, X0 78,45878.5k $1.1m $1.1m 0.34% —
78 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 73,38673.4k $1.0m $1.0m 0.00% —
79 Freestone Capital Holdings, LLC 0.04% of their portfolio Seattle, WA 69,02669.0k $954.0k $954.0k 0.04% —
80 CIBC Asset Management Inc 0.00% of their portfolio TORONTO, Z4 68,33168.3k $944.0k $944.0k 0.00% —
81 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 63,87763.9k $883.0k $883.0k 0.00% —
82 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 62,44962.4k $863.0k $863.0k 0.00% —
83 HOLLENCREST CAPITAL MANAGEMENT 0.10% of their portfolio NEWPORT BEACH, CA 59,80559.8k $827.0k $827.0k 0.10% —
84 DekaBank Deutsche Girozentrale 0.00% of their portfolio FRANKFURT, 2M 59,00059.0k $774.0k $774.0k 0.00% —
85 Henry James International Management Inc. 0.42% of their portfolio NEW YORK, NY 54,66954.7k $756.0k $756.0k 0.42% —
86 Rathbones Group PLC 0.01% of their portfolio Liverpool, X0 47,56247.6k $657.0k $657.0k 0.01% —
87 W1M Asset Management Ltd 0.06% of their portfolio London, X0 47,56147.6k $657.0k $657.0k 0.06% —
88 Trexquant Investment LP 0.02% of their portfolio STAMFORD, CT 46,62346.6k $644.0k $644.0k 0.02% —
89 Kestra Advisory Services, LLC 0.01% of their portfolio AUSTIN, TX 45,41445.4k $628.0k $628.0k 0.01% —
90 MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.00% of their portfolio Toronto, A6 44,50844.5k $615.1k $615.1k 0.00% —
91 AQR CAPITAL MANAGEMENT LLC 0.00% of their portfolio Greenwich, CT 40,36940.4k $558.0k $558.0k 0.00% —
92 Y-Intercept (Hong Kong) Ltd 0.05% of their portfolio HONG KONG, K3 39,77339.8k $549.7k $549.7k 0.05% —
93 PROFUND ADVISORS LLC 0.04% of their portfolio BETHESDA, MD 37,16037.2k $514.0k $514.0k 0.04% —
94 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 35,02635.0k $484.0k $484.0k 0.00% —
95 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 34,72934.7k $480.0k $480.0k 0.00% —
96 Altrafin AG 0.27% of their portfolio ZURICH, V8 33,00033.0k $456.1k $456.1k 0.27% —
97 Aquatic Capital Management LLC 0.04% of their portfolio CHICAGO, IL 32,10032.1k $444.0k $444.0k 0.04% —
98 Zurcher Kantonalbank (Zurich Cantonalbank) 0.00% of their portfolio ZURICH, V8 31,59831.6k $437.0k $437.0k 0.00% —
99 TWO SIGMA SECURITIES, LLC 0.06% of their portfolio NEW YORK, NY 30,51830.5k $422.0k $422.0k 0.06% —
100 Bayesian Capital Management, LP 0.08% of their portfolio Brooklyn, NY 30,32130.3k $419.0k $419.0k 0.08% —