Vault-13

IMMATICS N.V IMTXW

*W EXP 07/01/202 · Equity WRT · CUSIP N44445117

19 institutional holders -1 vs Q1 2024
4,962,6595.0m shares reported held*
$14.4mreported value*
0 new 4 added 6 reduced 1 sold out net sold ≈ $1.7m (-26.3k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $2.90.

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 21Q4 22: 21Q1 23: 18Q2 23: 19Q3 23: 19Q4 23: 18Q1 24: 20Q2 24: 1919Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202221
Q4 202221
Q1 202318
Q2 202319
Q3 202319
Q4 202318
Q1 202420
Q2 202419

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 4 bought or addedQ4 22: 9 cut or sold outQ4 22Q1 23: 2 bought or addedQ1 23: 8 cut or sold outQ2 23: 6 bought or addedQ2 23: 6 cut or sold outQ2 23Q3 23: 7 bought or addedQ3 23: 3 cut or sold outQ4 23: 6 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 3 bought or addedQ1 24: 8 cut or sold outQ2 24: 4 bought or addedQ2 24: 7 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202249
Q1 202328
Q2 202366
Q3 202373
Q4 202368
Q1 202438
Q2 202447

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$200k$400k$600k$800kQ3 23 calls: $93.4kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $787.8kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $0Q1 24 puts: $0Q1 24P/C —Q2 24 calls: $0Q2 24 puts: $0Q2 24P/C —
Numbers
QuarterCallsPutsP/C
Q3 2023$93.4k$00.00
Q4 2023$787.8k$00.00
Q1 2024$0$0—
Q2 2024$0$0—

Biggest buyers

TWO SIGMA INVESTMENTS, LP Added +49,400+49.4k
Privium Fund Management B.V. Added +45,231+45.2k
Sofinnova Investments, Inc. Added +32,382+32.4k
WOLVERINE ASSET MANAGEMENT LLC Added +12,661+12.7k

Biggest sellers

JPMORGAN CHASE & CO Reduced -564,628-564.6k
683 Capital Management, LLC Reduced -71,867-71.9k
Nantahala Capital Management, LLC Reduced -61,965-62.0k
Sea Otter Advisors LLC Sold out -40,559-40.6k
Fort Baker Capital Management LP Reduced -25,250-25.2k
ARISTEIA CAPITAL, L.L.C. Reduced -6,730-6.7k
Walleye Capital LLC Reduced -200-200

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 ARISTEIA CAPITAL, L.L.C. 0.08% of their portfolio GREENWICH, CT 832,328832.3k $2.2m $2.2m 0.08% Reduced -6.7k -6,730
2 Fort Baker Capital Management LP 0.26% of their portfolio Larkspur, CA 796,912796.9k $2.2m $2.2m 0.26% Reduced -25.2k -25,250
3 LMR Partners LLP 0.03% of their portfolio LONDON, X0 541,825541.8k $1.5m $1.5m 0.03% Unchanged
4 Nantahala Capital Management, LLC 0.07% of their portfolio NEW CANAAN, CT 497,012497.0k $1.4m $1.4m 0.07% Reduced -62.0k -61,965
5 Sofinnova Investments, Inc. 0.06% of their portfolio Menlo Park, CA 348,731348.7k $932.9k $932.9k 0.06% Added +32.4k +32,382
6 683 Capital Management, LLC 0.10% of their portfolio NEW YORK, NY 348,133348.1k $964.3k $964.3k 0.10% Reduced -71.9k -71,867
7 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 330,023330.0k $854.8k $854.8k 0.00% Unchanged
8 Privium Fund Management B.V. 0.23% of their portfolio AMSTERDAM, P7 295,814295.8k $902.2k $902.2k 0.23% Added +45.2k +45,231
9 Aequim Alternative Investments LP 0.02% of their portfolio MILL VALLEY, CA 252,741252.7k $654.6k $654.6k 0.02% Unchanged
10 Affinity Asset Advisors, LLC 0.08% of their portfolio NEW YORK, NY 187,204187.2k $484.9k $484.9k 0.08% Unchanged
11 Walleye Capital LLC 0.01% of their portfolio NEW YORK, NY 186,181186.2k $515.7k $515.7k 0.01% Reduced -200 -200
12 SPHERA FUNDS MANAGEMENT LTD. 0.05% of their portfolio TEL AVIV, L3 100,000100.0k $277.0k $277.0k 0.05% Unchanged
13 TWO SIGMA INVESTMENTS, LP 0.00% of their portfolio NEW YORK, NY 87,70087.7k $242.9k $242.9k 0.00% Added +49.4k +49,400
14 BOOTHBAY FUND MANAGEMENT, LLC 0.03% of their portfolio NEW YORK, NY 77,09477.1k $895.8k $895.8k 0.03% Unchanged
15 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 55,41855.4k $143.5k $143.5k 0.00% Reduced -564.6k -564,628
16 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 40,81340.8k $113.1k $113.1k 0.00% Added +12.7k +12,661
17 Weiss Asset Management LP 0.00% of their portfolio BOSTON, MA 40,06540.1k $103.8k $103.8k 0.00% Unchanged
18 UBS Group AG 0.00% of their portfolio ZURICH, V8 8383 $230 $230 0.00% Unchanged
19 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged