Vault-13

SOCIAL CAP SUVRETTA HLDS CP

CLASS A ORD SHS · CUSIP G8253Y105

56 institutional holders -9 vs Q1 2023
21,586,52721.6m shares reported held*
$223.3mreported value*
4 new 9 added 10 reduced 13 sold out net sold ≈ $29.3m (-2.8m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($206.7k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.35.

Trends to Q2 2023

Institutional holders

Managers reporting a position, each quarter

050100Q3 22: 76Q4 22: 71Q1 23: 65Q2 23: 5656Q3 22Q4 22Q1 23Q2 23
Numbers
QuarterHolders
Q3 202276
Q4 202271
Q1 202365
Q2 202356

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
40040Q4 22: 19 bought or addedQ4 22: 24 cut or sold outQ4 22Q1 23: 21 bought or addedQ1 23: 26 cut or sold outQ1 23Q2 23: 13 bought or addedQ2 23: 23 cut or sold outQ2 23
Numbers
QuarterBought or addedCut or sold out
Q4 20221924
Q1 20232126
Q2 20231323

Biggest buyers

COWEN AND COMPANY, LLC Added +1,050,300+1.1m
BERKLEY W R CORP Added +910,710+910.7k
Westchester Capital Management, LLC Added +818,415+818.4k
Cowen Investment Management LLC Added +452,000+452.0k
BANK OF MONTREAL /CAN/ New +450,558+450.6k
KIM, LLC Added +250,000+250.0k
D. E. Shaw & Co., Inc. Added +150,000+150.0k
Skaana Management L.P. New +106,223+106.2k
Meteora Capital, LLC Added +64,001+64.0k
GOLDMAN SACHS GROUP INC New +51,463+51.5k

Biggest sellers

ARISTEIA CAPITAL, L.L.C. Sold out -2,106,114-2.1m
HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND Sold out -1,250,000-1.2m
Sculptor Capital LP Sold out -800,000-800.0k
HSBC HOLDINGS PLC Reduced -619,116-619.1k
MARSHALL WACE, LLP Sold out -538,139-538.1k
BOOTHBAY FUND MANAGEMENT, LLC Reduced -490,876-490.9k
Saba Capital Management, L.P. Reduced -411,669-411.7k
Castle Creek Arbitrage, LLC Sold out -410,062-410.1k
MIZUHO SECURITIES USA LLC Sold out -151,714-151.7k
JANE STREET GROUP, LLC Sold out -151,040-151.0k

Holders, Q2 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 First Trust Capital Management L.P. 1.53% of their portfolio CHICAGO, IL 2,484,5452.5m $25.7m $25.7m 1.53% Unchanged
2 Westchester Capital Management, LLC 0.74% of their portfolio VALHALLA, NY 2,052,9702.1m $21.2m $21.2m 0.74% Added +818.4k +818,415
3 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.04% of their portfolio Boston, MA 1,750,0001.8m $18.1m $18.1m 0.04% Unchanged
4 BERKLEY W R CORP 0.98% of their portfolio Greenwich, CT 1,569,0961.6m $16.2m $16.2m 0.98% Added +910.7k +910,710
5 Saba Capital Management, L.P. 0.50% of their portfolio NEW YORK, NY 1,458,8651.5m $15.1m $15.1m 0.50% Reduced -411.7k -411,669
6 D. E. Shaw & Co., Inc. 0.02% of their portfolio New York, NY 1,187,2451.2m $12.3m $12.3m 0.02% Added +150.0k +150,000
7 COWEN AND COMPANY, LLC 0.95% of their portfolio NEW YORK, NY 1,104,2001.1m $11.4m $11.4m 0.95% Added +1.1m +1,050,300
8 Meteora Capital, LLC 1.72% of their portfolio Boca Raton, FL 903,216903.2k $9.3m $9.3m 1.72% Added +64.0k +64,001
9 Social Capital Group LLC 3.79% of their portfolio MENLO PARK, CA 640,000640.0k $6.6m $6.6m 3.79% Unchanged
10 MILLENNIUM MANAGEMENT LLC 0.01% of their portfolio NEW YORK, NY 603,926603.9k $6.3m $6.3m 0.01% Unchanged
11 PICTON MAHONEY ASSET MANAGEMENT 0.30% of their portfolio Toronto, A6 594,072594.1k $6.1m $6.1m 0.30% Unchanged
12 Cowen Investment Management LLC 3.12% of their portfolio NEW YORK, NY 502,000502.0k $5.2m $5.2m 3.12% Added +452.0k +452,000
13 Radcliffe Capital Management, L.P. 0.43% of their portfolio BALA CYNWYD, PA 491,095491.1k $5.1m $5.1m 0.43% Unchanged
14 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 450,558450.6k $4.7m $4.7m 0.00% New
15 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 399,138399.1k $4.1m $4.1m 0.00% Unchanged
16 CANTOR FITZGERALD, L. P. 0.09% of their portfolio NEW YORK, NY 392,304392.3k $4.1m $4.1m 0.09% Unchanged
17 Magnetar Financial LLC 0.09% of their portfolio EVANSTON, IL 376,424376.4k $3.9m $3.9m 0.09% Unchanged
18 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 331,713331.7k $3.4m $3.4m 0.00% Reduced -619.1k -619,116
19 Schechter Investment Advisors, LLC 0.29% of their portfolio BIRMINGHAM, MI 307,027307.0k $3.2m $3.2m 0.29% Reduced -13.5k -13,498
20 P SCHOENFELD ASSET MANAGEMENT LP 0.40% of their portfolio NEW YORK, NY 286,879286.9k $3.0m $3.0m 0.40% Unchanged
21 KIM, LLC 0.25% of their portfolio WICHITA, KS 285,000285.0k $2.9m $2.9m 0.25% Added +250.0k +250,000
22 GLAZER CAPITAL, LLC 0.19% of their portfolio New York, NY 282,901282.9k $2.9m $2.9m 0.19% Added +34.5k +34,476
23 Periscope Capital Inc. 0.21% of their portfolio Toronto, A6 253,869253.9k $2.6m $2.6m 0.21% Unchanged
24 WHITEBOX ADVISORS LLC 0.12% of their portfolio MINNEAPOLIS, MN 250,000250.0k $2.6m $2.6m 0.12% Unchanged
25 MOORE CAPITAL MANAGEMENT, LP 0.06% of their portfolio NEW YORK, NY 250,000250.0k $2.6m $2.6m 0.06% Unchanged
26 Bulldog Investors, LLP 0.83% of their portfolio SADDLE BROOK, NJ 241,164241.2k $2.5m $2.5m 0.83% Reduced -7.2k -7,196
27 OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) 0.05% of their portfolio CHICAGO, IL 211,253211.3k $2.2m $2.2m 0.05% Reduced -4.8k -4,761
28 Davidson Kempner Capital Management LP 0.04% of their portfolio New York, NY 200,000200.0k $2.1m $2.1m 0.04% Unchanged
29 Vestcor Inc 0.07% of their portfolio FREDERICTON, A3 175,000175.0k $1.8m $1.8m 0.07% Unchanged
30 Polar Asset Management Partners Inc. 0.03% of their portfolio TORONTO, A6 124,445124.4k $1.3m $1.3m 0.03% Unchanged
31 Walleye Capital LLC 0.02% of their portfolio NEW YORK, NY 121,600121.6k $1.3m $1.3m 0.02% Unchanged
32 Skaana Management L.P. 0.32% of their portfolio BROOKLYN, NY 106,223106.2k $1.1m $1.1m 0.32% New
33 Atlas Merchant Capital LLC 0.23% of their portfolio New York, NY 105,000105.0k $1.1m $1.1m 0.23% Unchanged
34 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 100,000100.0k $1.0m $1.0m 0.00% Reduced -49.2k -49,200
35 ANGELO GORDON & CO., L.P. 0.31% of their portfolio NEW YORK, NY 100,000100.0k $1.0m $1.0m 0.31% Unchanged
36 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 100,000100.0k $1.0m $1.0m 0.00% Unchanged
37 DUPONT CAPITAL MANAGEMENT CORP 0.05% of their portfolio Wilmington, DE 100,000100.0k $1.0m $1.0m 0.05% Unchanged
38 CAAS CAPITAL MANAGEMENT LP 0.48% of their portfolio NEW YORK, NY 96,54096.5k $999.2k $999.2k 0.48% Unchanged
39 HRT FINANCIAL LP 0.01% of their portfolio NEW YORK, NY 75,42475.4k $780.0k $780.0k 0.01% Added +387 +387
40 TENOR CAPITAL MANAGEMENT Co., L.P. 0.02% of their portfolio NEW YORK, NY 75,00075.0k $776.2k $776.2k 0.02% Unchanged
41 AQR Arbitrage LLC 0.03% of their portfolio Greenwich, CT 72,66772.7k $752.1k $752.1k 0.03% Unchanged
42 Walleye Trading LLC 0.04% of their portfolio NEW YORK, NY 68,40068.4k $707.9k $707.9k 0.04% Unchanged
43 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 51,46351.5k $532.6k $532.6k 0.00% New
44 Kepos Capital LP 0.09% of their portfolio NEW YORK, NY 50,00050.0k $518.0k $518.0k 0.09% First filing
45 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 40,46340.5k $418.8k $418.8k 0.00% Unchanged
46 BANK OF NOVA SCOTIA 0.00% of their portfolio TORONTO, A6 40,00040.0k $414.0k $414.0k 0.00% Unchanged
47 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 39,76539.8k $411.6k $411.6k 0.01% Reduced -490.9k -490,876
48 Arena Capital Advisors, LLC- CA 1.21% of their portfolio LOS ANGELES, CA 34,97235.0k $362.0k $362.0k 1.21% Unchanged
49 Wealthspring Capital LLC 0.29% of their portfolio WEST HARRISON, NY 19,96720.0k $206.7k $206.7k 0.29% Reduced -2.7k -2,700
50 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 15,87515.9k $164.3k $164.3k 0.00% New
51 Centiva Capital, LP 0.01% of their portfolio New York, NY 12,68412.7k $131.3k $131.3k 0.01% Unchanged
52 Evercore Wealth Management, LLC 0.00% of their portfolio New York, NY 10,00010.0k $103.5k $103.5k 0.00% Unchanged
53 PenderFund Capital Management Ltd. 0.04% of their portfolio VANCOUVER, A1 9,9109.9k $136 $136 0.04% Unchanged
54 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 1,3361.3k $13.8k $13.8k 0.00% Reduced -439 -439
55 UBS Group AG 0.00% of their portfolio ZURICH, V8 300300 $3.1k $3.1k 0.00% Reduced -2.5k -2,498
56 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged