Vault-13

SMART GLOBAL HLDGS INC

SHS · CUSIP G8232Y101

199 institutional holders -12 vs Q1 2024
56,080,29656.1m shares reported held*
$1.3bnreported value*
29 new 87 added 63 reduced 42 sold out net sold ≈ $54.5m (-2.4m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($622.5k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $22.87. Options: 11 managers hold calls ($7.0m notional), 11 hold puts ($9.2m).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0100200300Q3 22: 189Q4 22: 182Q1 23: 175Q2 23: 195Q3 23: 184Q4 23: 183Q1 24: 211Q2 24: 199199Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 2022189
Q4 2022182
Q1 2023175
Q2 2023195
Q3 2023184
Q4 2023183
Q1 2024211
Q2 2024199

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 87 bought or addedQ4 22: 99 cut or sold outQ4 22Q1 23: 85 bought or addedQ1 23: 89 cut or sold outQ2 23: 114 bought or addedQ2 23: 84 cut or sold outQ2 23Q3 23: 84 bought or addedQ3 23: 107 cut or sold outQ4 23: 97 bought or addedQ4 23: 97 cut or sold outQ4 23Q1 24: 122 bought or addedQ1 24: 87 cut or sold outQ2 24: 116 bought or addedQ2 24: 105 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 20228799
Q1 20238589
Q2 202311484
Q3 202384107
Q4 20239797
Q1 202412287
Q2 2024116105

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$10m$20m$30m$40mQ3 23 calls: $32.7mQ3 23 puts: $2.6mQ3 23P/C 0.08Q4 23 calls: $14.7mQ4 23 puts: $4.3mQ4 23P/C 0.30Q1 24 calls: $14.6mQ1 24 puts: $3.2mQ1 24P/C 0.22Q2 24 calls: $7.0mQ2 24 puts: $9.2mQ2 24P/C 1.31
Numbers
QuarterCallsPutsP/C
Q3 2023$32.7m$2.6m0.08
Q4 2023$14.7m$4.3m0.30
Q1 2024$14.6m$3.2m0.22
Q2 2024$7.0m$9.2m1.31

Biggest buyers

FMR LLC Added +1,270,604+1.3m
CROSSLINK CAPITAL INC Added +883,248+883.2k
Ophir Asset Management Pty Ltd Added +812,055+812.1k
Boston Partners Added +402,713+402.7k
HENNESSY ADVISORS INC New +402,500+402.5k
WELLINGTON MANAGEMENT GROUP LLP Added +374,400+374.4k
AMERICAN CENTURY COMPANIES INC Added +328,934+328.9k
ROYCE & ASSOCIATES LP New +296,683+296.7k
BANK OF AMERICA CORP /DE/ Added +282,873+282.9k
SEGALL BRYANT & HAMILL, LLC New +271,480+271.5k

Biggest sellers

MORGAN STANLEY Reduced -2,946,802-2.9m
Pacer Advisors, Inc. Sold out -2,713,683-2.7m
Nuveen Asset Management, LLC Reduced -889,059-889.1k
STATE STREET CORP Reduced -590,505-590.5k
Honeycomb Asset Management LP Sold out -499,000-499.0k
DEUTSCHE BANK AG\ Reduced -343,735-343.7k
Qube Research & Technologies Ltd Sold out -292,722-292.7k
BANK OF MONTREAL /CAN/ Sold out -284,052-284.1k
Portolan Capital Management, LLC Reduced -251,241-251.2k
JPMORGAN CHASE & CO Reduced -249,806-249.8k

Biggest calls

CastleKnight Management LP New $2.3m100.0k shares
PEAK6 Investments LLC Reduced $1.3m57.2k shares
Walleye Capital LLC Added $953.7k41.7k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $951.4k41.6k shares
JANE STREET GROUP, LLC Reduced $471.1k20.6k shares
IMC-Chicago, LLC Added $290.4k12.7k shares
GROUP ONE TRADING LLC Reduced $217.3k9.5k shares
CITADEL ADVISORS LLC Reduced $210.4k9.2k shares
Walleye Trading LLC Reduced $176.1k7.7k shares
SIMPLEX TRADING, LLC Reduced $153.0k6.7k shares

Biggest puts

PEAK6 Investments LLC Added $4.3m187.1k shares
Walleye Capital LLC Added $1.5m64.4k shares
BOOTHBAY FUND MANAGEMENT, LLC New $889.6k38.9k shares
SIMPLEX TRADING, LLC Added $729.0k31.9k shares
WOLVERINE ASSET MANAGEMENT LLC Unchanged $571.8k25.0k shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $420.8k18.4k shares
IMC-Chicago, LLC New $400.2k17.5k shares
CITADEL ADVISORS LLC Reduced $313.3k13.7k shares
Walleye Trading LLC Reduced $91.5k4.0k shares
GROUP ONE TRADING LLC Reduced $2.3k100 shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
FMR LLC 13G · institution filed 2025-03-07 12.1% 6.5m 2025-03-07
SK TELECOM CO LTD 13D · may seek influence no change · filed 2026-07-28
Stated purposeItem 4 of the Original Schedule 13D is hereby amended and supplemented by the information contained in Item 6 of this Amendment No. 1, which is incorporated herein by reference. Full filing
 10.3% no change 6.1m 2026-07-28
CROSSLINK CAPITAL INC 13G · institution new · filed 2025-02-14 5.9% new 3.1m 2025-02-14
STATE STREET CORP 13G · institution new · filed 2025-05-13 5.5% new 2.9m 2025-05-13

Fell to 5% or below in the last year: VANGUARD GROUP INC (0.0%, 2026-03-27)

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 BlackRock Inc. 0.00% of their portfolio New York, NY 8,273,9148.3m $189.2m $189.2m 0.00% Reduced -150.1k -150,075
2 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 6,899,0286.9m $157.8m $157.8m 0.00% Reduced -139.2k -139,177
3 FMR LLC 0.01% of their portfolio BOSTON, MA 3,892,1203.9m $89.0m $89.0m 0.01% Added +1.3m +1,270,604
4 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 3,059,9013.1m $70.0m $70.0m 0.00% Reduced -590.5k -590,505
5 CROSSLINK CAPITAL INC 6.84% of their portfolio MENLO PARK, CA 2,142,6452.1m $49.0m $49.0m 6.84% Added +883.2k +883,248
6 ALLIANCEBERNSTEIN L.P. 0.01% of their portfolio NASHVILLE, TN 1,707,1951.7m $39.0m $39.0m 0.01% Added +202.8k +202,758
7 DIMENSIONAL FUND ADVISORS LP 0.01% of their portfolio AUSTIN, TX 1,665,7691.7m $38.1m $38.1m 0.01% Added +187.0k +186,958
8 Ophir Asset Management Pty Ltd 6.09% of their portfolio SYDNEY, C3 1,501,6541.5m $34.3m $34.3m 6.09% Added +812.1k +812,055
9 JACOBS LEVY EQUITY MANAGEMENT, INC 0.12% of their portfolio FLORHAM PARK, NJ 1,248,7411.2m $28.6m $28.6m 0.12% Added +239.7k +239,668
10 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 1,204,6681.2m $27.6m $27.6m 0.00% Added +30.1k +30,068
11 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 956,551956.6k $21.9m $21.9m 0.00% Added +282.9k +282,873
12 LSV ASSET MANAGEMENT 0.04% of their portfolio CHICAGO, IL 881,200881.2k $20.2m $20.2m 0.04% Added +6.9k +6,900
13 AMERICAN CENTURY COMPANIES INC 0.01% of their portfolio KANSAS CITY, MO 802,527802.5k $18.4m $18.4m 0.01% Added +328.9k +328,934
14 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 797,470797.5k $18.2m $18.2m 0.00% Added +374.4k +374,400
15 UBS Group AG 0.01% of their portfolio ZURICH, V8 777,150777.1k $17.8m $17.8m 0.01% Added +64.0k +64,044
16 CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.00% of their portfolio SAN FRANCISCO, CA 762,853762.9k $17.4m $17.4m 0.00% Added +41.6k +41,561
17 KENNEDY CAPITAL MANAGEMENT LLC 0.36% of their portfolio ST LOUIS, MO 746,145746.1k $17.1m $17.1m 0.36% Added +266.1k +266,108
18 Clearbridge Investments, LLC 0.01% of their portfolio NEW YORK, NY 693,309693.3k $15.9m $15.9m 0.01% Reduced -14.4k -14,379
19 ArrowMark Colorado Holdings LLC 0.19% of their portfolio Denver, CO 690,000690.0k $15.8m $15.8m 0.19% Unchanged
20 MARSHALL WACE, LLP 0.02% of their portfolio LONDON, X0 666,490666.5k $15.2m $15.2m 0.02% Reduced -30.9k -30,917
21 MORGAN STANLEY 0.00% of their portfolio NEW YORK, NY 624,173624.2k $14.3m $14.3m 0.00% Reduced -2.9m -2,946,802
22 Boston Partners 0.02% of their portfolio BOSTON, MA 601,076601.1k $13.8m $13.8m 0.02% Added +402.7k +402,713
23 JPMORGAN CHASE & CO 0.00% of their portfolio NEW YORK, NY 600,804600.8k $13.7m $13.7m 0.00% Reduced -249.8k -249,806
24 DEUTSCHE BANK AG\ 0.01% of their portfolio FRANKFURT AM MAIN, 2M 552,295552.3k $12.6m $12.6m 0.01% Reduced -343.7k -343,735
25 NORTHERN TRUST CORP 0.00% of their portfolio CHICAGO, IL 535,880535.9k $12.3m $12.3m 0.00% Reduced -16.1k -16,133
26 First Eagle Investment Management, LLC 0.02% of their portfolio NEW YORK, NY 478,344478.3k $10.9m $10.9m 0.02% Added +67.3k +67,300
27 Foundry Partners, LLC 0.58% of their portfolio MINNEAPOLIS, MN 469,484469.5k $10.7m $10.7m 0.58% Added +44.5k +44,503
28 Russell Investments Group, Ltd. 0.02% of their portfolio Seattle, WA 455,337455.3k $10.4m $10.4m 0.02% Added +195.6k +195,626
29 Portolan Capital Management, LLC 0.83% of their portfolio BOSTON, MA 441,815441.8k $10.1m $10.1m 0.83% Reduced -251.2k -251,241
30 HENNESSY ADVISORS INC 0.35% of their portfolio NOVATO, CA 402,500402.5k $9.2m $9.2m 0.35% New
31 SILVERCREST ASSET MANAGEMENT GROUP LLC 0.06% of their portfolio NEW YORK, NY 398,747398.7k $9.1m $9.1m 0.06% Added +5.2k +5,151
32 CastleKnight Management LP 1.21% of their portfolio New York, NY 394,600394.6k $9.0m $9.0m 1.21% Added +180.9k +180,900
33 PEREGRINE CAPITAL MANAGEMENT LLC 0.26% of their portfolio MINNEAPOLIS, MN 384,471384.5k $8.8m $8.8m 0.26% Reduced -1.3k -1,335
34 Bank of New York Mellon Corp 0.00% of their portfolio NEW YORK, NY 376,909376.9k $8.6m $8.6m 0.00% Added +14.9k +14,907
35 NOMURA HOLDINGS INC 0.05% of their portfolio TOKYO, M0 348,984349.0k $8.0m $8.0m 0.05% Added +147.0k +147,028
36 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 345,158345.2k $7.9m $7.9m 0.01% Added +261.4k +261,350
37 Invesco Ltd. 0.00% of their portfolio ATLANTA, GA 322,849322.8k $7.4m $7.4m 0.00% Reduced -22.7k -22,736
38 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 320,235320.2k $7.3m $7.3m 0.01% Added +207.9k +207,896
39 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 319,247319.2k $7.3m $7.3m 0.00% Added +189.3k +189,314
40 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 311,309311.3k $7.1m $7.1m 0.00% Reduced -67.8k -67,756
41 ROYCE & ASSOCIATES LP 0.06% of their portfolio New York, NY 296,683296.7k $6.8m $6.8m 0.06% New
42 SEGALL BRYANT & HAMILL, LLC 0.11% of their portfolio CHICAGO, IL 271,480271.5k $6.2m $6.2m 0.11% New
43 PRINCIPAL FINANCIAL GROUP INC 0.00% of their portfolio DES MOINES, IA 257,889257.9k $5.9m $5.9m 0.00% Reduced -11.4k -11,388
44 1492 Capital Management LLC 3.24% of their portfolio MILWAUKEE, WI 250,398250.4k $5.7m $5.7m 3.24% Added +427 +427
45 Squarepoint Ops LLC 0.02% of their portfolio NEW YORK, NY 240,701240.7k $5.5m $5.5m 0.02% Added +74.1k +74,139
46 AMERIPRISE FINANCIAL INC 0.00% of their portfolio MINNEAPOLIS, MN 238,899238.9k $5.5m $5.5m 0.00% Reduced -9.3k -9,323
47 FRANKLIN RESOURCES INC 0.00% of their portfolio San Mateo, CA 236,741236.7k $5.4m $5.4m 0.00% Reduced -4.1k -4,113
48 TWO SIGMA ADVISERS, LP 0.01% of their portfolio NEW YORK, NY 229,900229.9k $5.3m $5.3m 0.01% Reduced -135.0k -135,000
49 AQR CAPITAL MANAGEMENT LLC 0.01% of their portfolio Greenwich, CT 229,814229.8k $5.3m $5.3m 0.01% Reduced -82.0k -81,991
50 STATE OF WISCONSIN INVESTMENT BOARD 0.01% of their portfolio MADISON, WI 220,101220.1k $5.0m $5.0m 0.01% Added +91.6k +91,598
51 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 218,303218.3k $5.0m $5.0m 0.03% New
52 NATIXIS 0.03% of their portfolio PARIS, I0 207,250207.2k $4.7m $4.7m 0.03% New
53 P.A.W. CAPITAL CORP 11.28% of their portfolio GREENWICH, CT 200,000200.0k $4.6m $4.6m 11.28% Added +75.0k +75,000
54 FRONTIER CAPITAL MANAGEMENT CO LLC 0.04% of their portfolio Boston, MA 192,442192.4k $4.4m $4.4m 0.04% Reduced -229.7k -229,674
55 WELLS FARGO & COMPANY/MN 0.00% of their portfolio SAN FRANCISCO, CA 189,637189.6k $4.3m $4.3m 0.00% Added +168.0k +167,952
56 SG Americas Securities, LLC 0.03% of their portfolio NEW YORK, NY 182,043182.0k $4.2m $4.2m 0.03% Added +19.4k +19,392
57 ExodusPoint Capital Management, LP 0.04% of their portfolio NEW YORK, NY 175,015175.0k $4.0m $4.0m 0.04% New
58 LPL Financial LLC 0.00% of their portfolio FORT MILL, SC 173,510173.5k $4.0m $4.0m 0.00% Added +139.8k +139,808
59 MILLENNIUM MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 156,793156.8k $3.6m $3.6m 0.00% Added +124.4k +124,429
60 RHUMBLINE ADVISERS 0.00% of their portfolio BOSTON, MA 154,867154.9k $3.5m $3.5m 0.00% Added +2.9k +2,854
61 SEI INVESTMENTS CO 0.00% of their portfolio OAKS, PA 145,916145.9k $3.3m $3.3m 0.00% Reduced -1.1k -1,124
62 Verition Fund Management LLC 0.03% of their portfolio GREENWICH, CT 143,076143.1k $3.3m $3.3m 0.03% Added +131.0k +131,027
63 Legal & General Group Plc 0.00% of their portfolio London, X0 141,941141.9k $3.2m $3.2m 0.00% Added +2.9k +2,861
64 South Dakota Investment Council 0.06% of their portfolio SIOUX FALLS, SD 134,504134.5k $3.1m $3.1m 0.06% Added +8.9k +8,904
65 TWO SIGMA INVESTMENTS, LP 0.01% of their portfolio NEW YORK, NY 133,271133.3k $3.0m $3.0m 0.01% Reduced -246.7k -246,661
66 Nuveen Asset Management, LLC 0.00% of their portfolio CHICAGO, IL 121,476121.5k $2.8m $2.8m 0.00% Reduced -889.1k -889,059
67 Public Sector Pension Investment Board 0.02% of their portfolio MONTREAL, A8 115,098115.1k $2.6m $2.6m 0.02% Added +8.9k +8,859
68 UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.00% of their portfolio NEW YORK, NY 112,281112.3k $2.6m $2.6m 0.00% Added +57.9k +57,900
69 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 104,777104.8k $2.4m $2.4m 0.01% Added +71.2k +71,160
70 Swiss National Bank 0.00% of their portfolio ZURICH, V8 102,300102.3k $2.3m $2.3m 0.00% Unchanged
71 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.01% of their portfolio TORONTO, A6 100,400100.4k $2.3m $2.3m 0.01% Added +46.2k +46,187
72 Man Group plc 0.01% of their portfolio LONDON, X0 95,54795.5k $2.2m $2.2m 0.01% Reduced -162.0k -162,015
73 PRICE T ROWE ASSOCIATES INC /MD/ 0.00% of their portfolio BALTIMORE, MD 95,13595.1k $2.2m $2.2m 0.00% Added +13.2k +13,161
74 WEDGE CAPITAL MANAGEMENT L L P/NC 0.03% of their portfolio CHARLOTTE, NC 78,77478.8k $1.8m $1.8m 0.03% Added +9.3k +9,309
75 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 71,60271.6k $1.6m $1.6m 0.00% Reduced -12.6k -12,586
76 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 64,90964.9k $1.5m $1.5m 0.00% New
77 Schonfeld Strategic Advisors LLC 0.01% of their portfolio NEW YORK, NY 64,16264.2k $1.5m $1.5m 0.01% New
78 STIFEL FINANCIAL CORP 0.00% of their portfolio ST. LOUIS, MO 63,12363.1k $1.4m $1.4m 0.00% Added +1.1k +1,075
79 FOX RUN MANAGEMENT, L.L.C. 0.27% of their portfolio GREENWICH, CT 63,05763.1k $1.4m $1.4m 0.27% New
80 CITIGROUP INC 0.00% of their portfolio NEW YORK, NY 58,71058.7k $1.3m $1.3m 0.00% Added +8.3k +8,298
81 PINNACLE ASSOCIATES LTD 0.02% of their portfolio NEW YORK, NY 57,07857.1k $1.3m $1.3m 0.02% Added +3.2k +3,200
82 ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.00% of their portfolio BOSTON, MA 54,16554.2k $1.2m $1.2m 0.00% Reduced -123.5k -123,507
83 Inspire Investing, LLC 0.14% of their portfolio MERIDIAN, ID 52,05352.1k $1.2m $1.2m 0.14% Added +2.9k +2,902
84 CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.00% of their portfolio WEST SACRAMENTO, CA 50,95251.0k $1.2m $1.2m 0.00% Reduced -858 -858
85 Davidson Kempner Capital Management LP 0.02% of their portfolio New York, NY 43,72543.7k $999.6k $999.6k 0.02% Not comparable
86 Thrivent Financial for Lutherans 0.00% of their portfolio Minneapolis, MN 43,41443.4k $993.0k $993.0k 0.00% Reduced -1.6k -1,550
87 Graham Capital Management, L.P. 0.03% of their portfolio ROWAYTON, CT 42,03842.0k $961.4k $961.4k 0.03% Added +5.7k +5,712
88 TEACHERS RETIREMENT SYSTEM OF THE STATE OF KENTUCKY 0.01% of their portfolio FRANKFORT, KY 41,85141.9k $957.0k $957.0k 0.01% Unchanged
89 Allspring Global Investments Holdings, LLC 0.00% of their portfolio CHARLOTTE, NC 41,26041.3k $943.6k $943.6k 0.00% Added +11.1k +11,133
90 MARTINGALE ASSET MANAGEMENT L P 0.02% of their portfolio BOSTON, MA 40,62140.6k $929.0k $929.0k 0.02% Reduced -3.8k -3,818
91 MACKENZIE FINANCIAL CORP 0.00% of their portfolio TORONTO ONTARIO, A6 40,54540.5k $927.3k $927.3k 0.00% Reduced -9.7k -9,737
92 Engineers Gate Manager LP 0.02% of their portfolio NEW YORK, NY 39,60139.6k $905.7k $905.7k 0.02% Reduced -8.7k -8,722
93 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.00% of their portfolio COLUMBUS, OH 39,40939.4k $901.3k $901.3k 0.00% Reduced -2.3k -2,315
94 Pacific Ridge Capital Partners, LLC 0.20% of their portfolio LAKE OSWEGO, OR 36,06236.1k $824.7k $824.7k 0.20% Added +16.6k +16,595
95 Vestcor Inc 0.03% of their portfolio FREDERICTON, A3 35,31735.3k $808.0k $808.0k 0.03% Added +31.6k +31,586
96 Allianz Asset Management GmbH 0.00% of their portfolio MUNICH, 2M 33,10033.1k $757.0k $757.0k 0.00% New
97 Amundi 0.00% of their portfolio Paris, I0 32,36932.4k $747.7k $747.7k 0.00% Added +29.4k +29,424
98 Weiss Asset Management LP 0.03% of their portfolio BOSTON, MA 31,31031.3k $716.1k $716.1k 0.03% New
99 State of Alaska, Department of Revenue 0.01% of their portfolio JUNEAU, AK 30,71930.7k $702.0k $702.0k 0.01% Reduced -855 -855
100 Corebridge Financial, Inc. 0.00% of their portfolio HOUSTON, TX 29,88929.9k $683.6k $683.6k 0.00% First filing