SEMPER PARATUS ACQUISITION C
*W EXP 11/04/202 · CUSIP G8028L131
52
institutional holders
+3 vs Q3 2022
14.2m
shares reported held*
$4.5mreported value*
8 new
2 added
6 reduced
4 sold out
net bought ≈ $7.6k (+1.5m shares)
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.32. Options: 4 managers hold calls ($1.6m notional), 0 hold puts (—).
Trends to Q4 2022
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 49 |
| Q4 2022 | 52 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
CallsPuts
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $1.5m | $0 | 0.00 |
| Q4 2022 | $1.6m | $0 | 0.00 |
Biggest buyers
| Calamos Advisors LLC | New | +1.0m |
| Parallax Volatility Advisers, L.P. | Added | +954.5k |
| Castle Creek Arbitrage, LLC | New | +200.0k |
| LMR Partners LLP | New | +200.0k |
| Bulldog Investors, LLP | New | +90.1k |
| DIFESA CAPITAL MANAGEMENT, LP | New | +50.0k |
| CITADEL ADVISORS LLC | New | +24.5k |
| UBS Group AG | New | +17.4k |
| COWEN AND COMPANY, LLC | New | +13.4k |
| CLEAR STREET LLC | Added | +884 |
Biggest sellers
| EHP Funds Inc. | Reduced | -499.5k |
| OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) | Sold out | -192.7k |
| Verition Fund Management LLC | Reduced | -170.3k |
| BASSO CAPITAL MANAGEMENT, L.P. | Sold out | -112.5k |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC | Reduced | -101.3k |
| Magnetar Financial LLC | Reduced | -30.4k |
| Union Square Park Capital Management, LLC | Sold out | -12.5k |
| Woodline Partners LP | Sold out | -12.5k |
| CVI Holdings, LLC | Reduced | -400 |
| Centiva Capital, LP | Reduced | -200 |
Biggest calls
| MARSHALL WACE, LLP | Unchanged | $1.5m150.0k shares |
| MILLENNIUM MANAGEMENT LLC | Unchanged | $1.0k115.0k shares |
| CITIGROUP INC | Unchanged | $57977.2k shares |
| DEUTSCHE BANK AG\ | Unchanged | $155.0k shares |
Biggest puts
| None |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Holders, Q4 2022
| Manager | Shares | Change |
|---|---|---|
| Parallax Volatility Advisers, L.P. 0.00% of their portfolio | 3.3m $21.6k | Added +954.5k |
| FourWorld Capital Management LLC 0.02% of their portfolio | 1.4m $10.9k | Unchanged |
| Corbin Capital Partners, L.P. 0.00% of their portfolio | 1.2m $3.6k | Unchanged |
| Calamos Advisors LLC 0.00% of their portfolio | 1.0m $7.5k | New |
| HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.00% of their portfolio | 750.9k $7.0k | Reduced -101.3k |
| Polar Asset Management Partners Inc. 0.00% of their portfolio | 700.0k $5.2k | Unchanged |
| MMCAP International Inc. SPC 0.00% of their portfolio | 650.0k $4.9k | Unchanged |
| Linden Advisors LP 0.00% of their portfolio | 650.0k $4.2k | Unchanged |
| Periscope Capital Inc. 0.00% of their portfolio | 399.7k $2.6k | Unchanged |
| EHP Funds Inc. 0.00% of their portfolio | 291.7k $2.0k | Reduced -499.5k |
| WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio | 266.4k $2.0k | Unchanged |
| ARISTEIA CAPITAL, L.L.C. 0.00% of their portfolio | 250.0k $1.6k | Unchanged |
| Davidson Kempner Capital Management LP 0.00% of their portfolio | 250.0k $1.0k | Unchanged |
| Shaolin Capital Management LLC 0.00% of their portfolio | 250.0k $2.0k | Unchanged |
| AQR Arbitrage LLC 0.00% of their portfolio | 247.6k $1.9k | Unchanged |
| Radcliffe Capital Management, L.P. 0.07% of their portfolio | 200.0k $2.1m | Unchanged |
| Castle Creek Arbitrage, LLC 0.00% of their portfolio | 200.0k $1.3k | New |
| LMR Partners LLP 0.04% of their portfolio | 200.0k $2.1m | New |
| Atalaya Capital Management LP 0.00% of their portfolio | 200.0k $2.0k | Unchanged |
| CANTOR FITZGERALD, L. P. 0.00% of their portfolio | 185.5k $1.0k | Unchanged |
| Verition Fund Management LLC 0.00% of their portfolio | 170.3k $1.3k | Reduced -170.3k |
| KIM, LLC 0.00% of their portfolio | 150.0k $1.0k | Unchanged |
| Magnetar Financial LLC 0.00% of their portfolio | 143.6k $1.0k | Reduced -30.4k |
| Q Global Advisors, LLC 0.00% of their portfolio | 132.1k $1.0k | Unchanged |
| Balyasny Asset Management L.P. 0.00% of their portfolio | 125.0k $938 | Unchanged |
| TENOR CAPITAL MANAGEMENT Co., L.P. 0.00% of their portfolio | 125.0k $938 | Unchanged |
| D. E. Shaw & Co., Inc. 0.00% of their portfolio | 125.0k $937 | Unchanged |
| Sculptor Capital LP 0.00% of their portfolio | 125.0k $813 | Unchanged |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 108.2k $335 | Unchanged |
| Hudson Bay Capital Management LP 0.00% of their portfolio | 107.1k $803 | Unchanged |
| Context Capital Management, LLC 0.00% of their portfolio | 98.2k $1.0k | Unchanged |
| WHITEBOX ADVISORS LLC 0.00% of their portfolio | 92.8k $696 | Unchanged |
| Bulldog Investors, LLP 0.00% of their portfolio | 90.1k $380 | New |
| Spartan Fund Management Inc. 0.00% of their portfolio | 87.5k $1.0k | Unchanged |
| PICTON MAHONEY ASSET MANAGEMENT 0.00% of their portfolio | 75.0k $1.0k | Unchanged |
| CLEAR STREET LLC 0.00% of their portfolio | 67.2k $1.0k | Added +884 |
| Yakira Capital Management, Inc. 0.00% of their portfolio | 65.5k $426 | Unchanged |
| CVI Holdings, LLC 0.00% of their portfolio | 62.9k $472 | Reduced -400 |
| Alpine Global Management, LLC 0.00% of their portfolio | 60.8k $0 | Unchanged |
| DIFESA CAPITAL MANAGEMENT, LP 0.00% of their portfolio | 50.0k $375 | New |
| Cubist Systematic Strategies, LLC 0.00% of their portfolio | 46.7k $350 | Unchanged |
| Centiva Capital, LP 0.00% of their portfolio | 42.0k $420 | Reduced -200 |
| BANK OF MONTREAL /CAN/ 0.00% of their portfolio | 25.0k $413 | Unchanged |
| BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio | 25.0k $258.2k | Unchanged |
| ATW SPAC MANAGEMENT LLC 0.00% of their portfolio | 25.0k $163 | Unchanged |
| CITADEL ADVISORS LLC 0.00% of their portfolio | 24.5k $184 | New |
| UBS Group AG 0.00% of their portfolio | 17.4k $130 | New |
| COWEN AND COMPANY, LLC 0.00% of their portfolio | 13.4k $100 | New |
| DUPONT CAPITAL MANAGEMENT CORP 0.00% of their portfolio | 12.5k $94 | Unchanged |
| SONA ASSET MANAGEMENT (US) LLC 0.00% of their portfolio | 7.5k $56 | Unchanged |
| Ancora Advisors LLC 0.00% of their portfolio | 6.2k $0 | Unchanged |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio | 0 $0 | Unchanged |