ROYALTY PHARMA PLC RPRX
SHS CLASS A · Common Stock · CUSIP G7709Q104
- SectorHealth care
- IndustryPharmaceutical Preparations
- HeadquartersNew York, NY
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.6m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $36.06. Options: 8 managers hold calls ($37.9m notional), 6 hold puts ($3.2m).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 319 |
| Q4 2022 | 336 |
| Q1 2023 | 335 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 188 | 135 |
| Q1 2023 | 192 | 136 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $77.9m | $15.1m | 0.19 |
| Q4 2022 | $44.5m | $5.7m | 0.13 |
| Q1 2023 | $37.9m | $3.2m | 0.08 |
Biggest buyers
| FMR LLC | Added | +35.9m |
| VANGUARD GROUP INC | Added | +2.3m |
| BAILLIE GIFFORD & CO | Added | +1.8m |
| Swedbank AB | Added | +1.2m |
| VIKING GLOBAL INVESTORS LP | Added | +1.2m |
| GOLDMAN SACHS GROUP INC | Added | +1.1m |
| MONTANOVA CAPITAL, LLC | Added | +1.1m |
| MILLENNIUM MANAGEMENT LLC | Added | +1.1m |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE | Added | +782.2k |
| MARSHALL WACE, LLP | New | +672.5k |
Biggest sellers
| WELLINGTON MANAGEMENT GROUP LLP | Reduced | -3.3m |
| Invesco Ltd. | Reduced | -2.2m |
| MORGAN STANLEY | Reduced | -1.9m |
| HSBC HOLDINGS PLC | Reduced | -750.1k |
| Allspring Global Investments Holdings, LLC | Reduced | -663.0k |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP | Reduced | -542.7k |
| TWINBEECH CAPITAL LP | Sold out | -430.6k |
| Qube Research & Technologies Ltd | Reduced | -363.3k |
| Man Group plc | Sold out | -321.6k |
| D. E. Shaw & Co., Inc. | Reduced | -310.9k |
Biggest calls
| JANE STREET GROUP, LLC | Reduced | $12.5m346.7k shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $11.5m318.6k shares |
| SIMPLEX TRADING, LLC | Added | $7.0m195.6k shares |
| CITADEL ADVISORS LLC | Added | $3.0m82.3k shares |
| GROUP ONE TRADING LLC | Added | $2.8m77.2k shares |
| PEAK6 Investments LLC | Reduced | $904.4k25.1k shares |
| Twin Tree Management, LP | New | $187.4k5.2k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Biggest puts
| CITADEL ADVISORS LLC | Added | $1.9m54.1k shares |
| SIMPLEX TRADING, LLC | Reduced | $1.2m33.2k shares |
| GROUP ONE TRADING LLC | New | $7.2k200 shares |
| SpiderRock Advisors, LLC | Reduced | $3.5k100.4k shares |
| Jefferies Financial Group Inc. | Added | $045.0k shares |
| CONCOURSE FINANCIAL GROUP SECURITIES, INC. | Unchanged | $00 shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Legorreta Pablo G. 13D · may seek influence -1.0 pts · filed 2026-08-17 | 18.7% |
| MORGAN STANLEY 13G · institution filed 2025-08-05 | 9.2% |
| Capital International Investors 13G · institution +1.1 pts · filed 2026-05-14 | 8.8% |
| FMR LLC 13G · institution -2.6 pts · filed 2025-11-05 | 6.5% |
| BlackRock, Inc. 13G · institution new · filed 2025-02-04 | 5.7% |
Fell to 5% or below in the last year: Severgnini Achille G. (4.8%, 2026-06-16)
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
Officers and directors buying vs selling
Number of people, by quarter (10% owners not included)
Numbers
| Quarter | Buying | Bought | Selling | Sold | Sold under a plan |
|---|---|---|---|---|---|
| Q2 2021 | 0 | — | 0 | — | — |
| Q3 2021 | 0 | — | 0 | — | — |
| Q4 2021 | 0 | — | 2 | $27.1m | — |
| Q1 2022 | 1 | $1.2m | 1 | $9.0m | — |
| Q2 2022 | 0 | — | 4 | $27.4m | — |
| Q3 2022 | 0 | — | 6 | $100.6m | — |
| Q4 2022 | 0 | — | 4 | $30.8m | — |
| Q1 2023 | 0 | — | 3 | $11.1m | — |
| Date | Insider | Trade | Value |
|---|---|---|---|
| 2023-03-30 | RIGGS RORY B Director | Sold | $4.7m130.0k shares |
| 2023-03-29 | Lloyd George W. EVP, Investments & CLO · By GWL 2014 G, LLC | Sold | $473.2k12.8k shares |
| 2023-03-29 | RIGGS RORY B Director | Sold | $366.8k9.9k shares |
| 2023-03-28 | Lloyd George W. EVP, Investments & CLO · By GWL 2014 G, LLC | Sold | $3.7m100.0k shares |
| 2023-02-23 | Lloyd George W. EVP, Investments & CLO · By GWL 2014 G, LLC | Sold | $931.8k25.0k shares |
| 2023-02-22 | Urist Marshall EVP, Research & Investments | Sold | $870.3k23.3k shares |
Their holding: how much the trade added to or took from the insider's holding (direct, or the trust or fund named). The same trade is sometimes reported by more than one insider, such as a fund and the director who represents it; totals count it once. A value is left blank where the reported price is far from the market price (usually a typo).
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| FMR LLC 0.13% of their portfolio | 80.0m $2.9bn | Added +35.9m |
| MORGAN STANLEY 0.18% of their portfolio | 47.4m $1.7bn | Reduced -1.9m |
| VANGUARD GROUP INC 0.03% of their portfolio | 37.9m $1.4bn | Added +2.3m |
| BlackRock Inc. 0.02% of their portfolio | 19.8m $715.2m | Added +435.6k |
| BAILLIE GIFFORD & CO 0.62% of their portfolio | 18.9m $681.6m | Added +1.8m |
| VIKING GLOBAL INVESTORS LP 1.89% of their portfolio | 11.2m $403.7m | Added +1.2m |
| JPMORGAN CHASE & CO 0.04% of their portfolio | 8.7m $312.4m | Added +246.8k |
| STATE STREET CORP 0.02% of their portfolio | 8.3m $300.5m | Added +220.9k |
| ADAGE CAPITAL PARTNERS GP, L.L.C. 0.59% of their portfolio | 7.2m $261.0m | Added +244.9k |
| GEODE CAPITAL MANAGEMENT, LLC 0.03% of their portfolio | 6.0m $215.6m | Added +165.3k |
| NORGES BANK 0.03% of their portfolio | 4.4m $157.4m | Added +551.4k |
| Aberdeen Group plc 0.36% of their portfolio | 4.0m $143.3m | Added +460.9k |
| Capital International Investors 0.04% of their portfolio | 3.8m $138.0m | Added +189 |
| Siguler Guff Advisers, LLC 47.65% of their portfolio | 3.4m $122.2m | First filing |
| Swedbank AB 0.22% of their portfolio | 3.1m $110.1m | Added +1.2m |
| MONTANOVA CAPITAL, LLC 5.30% of their portfolio | 3.0m $109.8m | Added +1.1m |
| MANUFACTURERS LIFE INSURANCE COMPANY, THE 0.06% of their portfolio | 2.8m $100.1m | Added +782.2k |
| JANUS HENDERSON GROUP PLC 0.06% of their portfolio | 2.6m $92.4m | Reduced -36.5k |
| NORTHERN TRUST CORP 0.02% of their portfolio | 2.5m $89.3m | Added +48.3k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.01% of their portfolio | 2.5m $89.2m | Reduced -28.6k |
| GOLDMAN SACHS GROUP INC 0.02% of their portfolio | 2.3m $83.0m | Added +1.1m |
| Legal & General Group Plc 0.03% of their portfolio | 2.3m $81.2m | Added +14.5k |
| MILLENNIUM MANAGEMENT LLC 0.09% of their portfolio | 2.0m $73.5m | Added +1.1m |
| ARROWSTREET CAPITAL, LIMITED PARTNERSHIP 0.09% of their portfolio | 2.0m $70.5m | Reduced -542.7k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 1.9m $67.8m | Added +558.9k |
| Bank of New York Mellon Corp 0.01% of their portfolio | 1.7m $61.8m | Reduced -58.5k |
| Mitsubishi UFJ Trust & Banking Corp 0.14% of their portfolio | 1.6m $57.2m | Added +94.7k |
| GENERAL ATLANTIC, L.P. 0.63% of their portfolio | 1.5m $54.0m | Unchanged |
| AMERIPRISE FINANCIAL INC 0.02% of their portfolio | 1.5m $53.5m | Added +98.3k |
| CHARLES SCHWAB INVESTMENT MANAGEMENT INC 0.02% of their portfolio | 1.4m $50.7m | Added +46.4k |
| Swiss National Bank 0.03% of their portfolio | 1.4m $50.5m | Reduced -20.9k |
| Homestead Advisers Corp 1.32% of their portfolio | 1.3m $47.4m | Reduced -28.4k |
| RENAISSANCE TECHNOLOGIES LLC 0.06% of their portfolio | 1.3m $46.9m | Added +431.9k |
| California Public Employees Retirement System 0.04% of their portfolio | 1.3m $46.6m | Reduced -89.0k |
| Sumitomo Mitsui Trust Group, Inc. 0.03% of their portfolio | 1.3m $46.4m | Added +279.7k |
| TimesSquare Capital Management, LLC 0.67% of their portfolio | 1.3m $45.7m | Reduced -278.2k |
| UBS AM, a distinct business unit of UBS ASSET MANAGEMENT AMERICAS LLC 0.02% of their portfolio | 1.2m $41.7m | Added +66.3k |
| Rokos Capital Management LLP 3.46% of their portfolio | 1.1m $40.1m | Added +614.6k |
| CITADEL ADVISORS LLC 0.04% of their portfolio | 1.1m $38.9m | Added +567.0k |
| EVENTIDE ASSET MANAGEMENT, LLC 0.69% of their portfolio | 1.0m $37.8m | Added +300.7k |
| Amundi 0.02% of their portfolio | 1.0m $37.5m | Added +176.3k |
| Silicon Valley Community Foundation 5.36% of their portfolio | 1.0m $37.2m | Unchanged |
| Vantage Consulting Group Inc 20.91% of their portfolio | 1.0m $36.8m | Unchanged |
| Nuveen Asset Management, LLC 0.01% of their portfolio | 1.0m $36.3m | Reduced -10.2k |
| ROBERT WOOD JOHNSON FOUNDATION 1.76% of their portfolio | 970.2k $35.0m | Unchanged |
| Marathon Asset Management Ltd 0.90% of their portfolio | 893.2k $32.2m | Reduced -138.1k |
| Ensign Peak Advisors, Inc 0.07% of their portfolio | 870.8k $31.4m | Reduced -273.3k |
| Invesco Ltd. 0.01% of their portfolio | 713.2k $25.7m | Reduced -2.2m |
| Handelsbanken Fonder AB 0.15% of their portfolio | 705.5k $25.4m | Added +95.1k |
| MARSHALL WACE, LLP 0.06% of their portfolio | 672.5k $24.2m | New |
| Alyeska Investment Group, L.P. 0.20% of their portfolio | 638.4k $23.0m | Added +125.4k |
| Point72 Asset Management, L.P. 0.08% of their portfolio | 618.8k $22.3m | New |
| CALIFORNIA STATE TEACHERS RETIREMENT SYSTEM 0.03% of their portfolio | 592.4k $21.3m | Reduced -2.7k |
| Overbrook Management Corp 5.46% of their portfolio | 578.8k $20.9m | Reduced -30.6k |
| PICTET ASSET MANAGEMENT SA 0.03% of their portfolio | 578.3k $20.8m | Added +363.5k |
| LOS ANGELES CAPITAL MANAGEMENT LLC 0.09% of their portfolio | 546.7k $19.7m | Added +280.4k |
| NEUBERGER BERMAN GROUP LLC 0.02% of their portfolio | 536.0k $19.3m | Reduced -7.5k |
| DEUTSCHE BANK AG\ 0.01% of their portfolio | 533.1k $19.2m | Reduced -75.0k |
| Squarepoint Ops LLC 0.13% of their portfolio | 514.7k $18.5m | Added +227.4k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.02% of their portfolio | 502.9k $18.1m | Added +4.8k |
| UBS Group AG 0.01% of their portfolio | 502.0k $18.1m | Reduced -233.2k |
| CREDIT SUISSE AG/ 0.02% of their portfolio | 500.5k $18.0m | Added +90.0k |
| CANADA PENSION PLAN INVESTMENT BOARD 0.03% of their portfolio | 472.5k $17.0m | Added +467.9k |
| DekaBank Deutsche Girozentrale 0.04% of their portfolio | 458.6k $16.2m | Reduced -39.5k |
| VOLORIDGE INVESTMENT MANAGEMENT, LLC 0.08% of their portfolio | 438.0k $15.8m | Reduced -11.3k |
| BARCLAYS PLC 0.02% of their portfolio | 433.5k $15.6m | Added +31.3k |
| Indie Asset Partners, LLC 18.22% of their portfolio | 433.0k $15.6m | Reduced -29.0k |
| Qube Research & Technologies Ltd 0.09% of their portfolio | 428.8k $15.4m | Reduced -363.3k |
| Russell Investments Group, Ltd. 0.03% of their portfolio | 426.6k $15.4m | Added +45.2k |
| RHUMBLINE ADVISERS 0.02% of their portfolio | 418.3k $15.1m | Added +7.2k |
| DIMENSIONAL FUND ADVISORS LP 0.00% of their portfolio | 390.0k $14.1m | Added +64.9k |
| BANK OF MONTREAL /CAN/ 0.01% of their portfolio | 374.9k $13.6m | Added +199.7k |
| STOREBRAND ASSET MANAGEMENT AS 0.07% of their portfolio | 373.8k $13.5m | Added +153.3k |
| HORIZON KINETICS ASSET MANAGEMENT LLC 0.26% of their portfolio | 373.1k $13.4m | Reduced -26.8k |
| ROYAL BANK OF CANADA 0.00% of their portfolio | 371.5k $13.4m | Added +4.4k |
| CWA Asset Management Group, LLC 0.90% of their portfolio | 335.6k $12.1m | Added +26.9k |
| D. E. Shaw & Co., Inc. 0.02% of their portfolio | 329.8k $11.9m | Reduced -310.9k |
| COOPER INVESTORS PTY LTD 0.98% of their portfolio | 320.3k $11.5m | Reduced -66.9k |
| EASTERN BANK 0.58% of their portfolio | 319.5k $11.5m | Added +86.2k |
| TWO SIGMA ADVISERS, LP 0.03% of their portfolio | 316.6k $11.4m | Reduced -271.1k |
| APG Asset Management N.V. 0.02% of their portfolio | 315.6k $10.5m | Reduced -49.3k |
| Man Group plc 0.04% of their portfolio | 305.5k $11.0m | New |
| STATE BOARD OF ADMINISTRATION OF FLORIDA RETIREMENT SYSTEM 0.03% of their portfolio | 302.5k $10.9m | Added +1.3k |
| ALLIANCEBERNSTEIN L.P. 0.00% of their portfolio | 291.5k $10.5m | Added +131.4k |
| VICTORY CAPITAL MANAGEMENT INC 0.01% of their portfolio | 286.1k $10.3m | Added +17.5k |
| WORLDQUANT MILLENNIUM ADVISORS LLC 0.17% of their portfolio | 259.2k $9.3m | New |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.01% of their portfolio | 245.0k $8.8m | Added +70.1k |
| SCHRODER INVESTMENT MANAGEMENT GROUP 0.01% of their portfolio | 228.9k $8.2m | Reduced -319 |
| VIRGINIA RETIREMENT SYSTEMS ET Al 0.08% of their portfolio | 221.6k $8.0m | Reduced -215.2k |
| PHILADELPHIA TRUST CO 0.78% of their portfolio | 213.4k $7.7m | Reduced -6.5k |
| Portolan Capital Management, LLC 0.73% of their portfolio | 212.5k $7.7m | New |
| EVERGREEN CAPITAL MANAGEMENT LLC 0.33% of their portfolio | 203.0k $7.3m | Added +97.0k |
| TD Asset Management Inc 0.01% of their portfolio | 202.3k $7.3m | Added +996 |
| ExodusPoint Capital Management, LP 0.08% of their portfolio | 197.9k $7.1m | Added +39.0k |
| State of New Jersey Common Pension Fund D 0.03% of their portfolio | 196.6k $7.1m | Unchanged |
| Federation des caisses Desjardins du Quebec 0.08% of their portfolio | 193.1k $7.0m | New |
| PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.03% of their portfolio | 189.3k $6.8m | Reduced -4.9k |
| STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio | 187.1k $6.7m | Reduced -24.6k |
| TWO SIGMA INVESTMENTS, LP 0.02% of their portfolio | 174.3k $6.3m | Reduced -265.8k |
| CITIGROUP INC 0.01% of their portfolio | 171.9k $6.2m | Added +69.1k |