Vault-13

NU HLDGS LTD NU

ORD SHS CL A · Common Stock · CUSIP G6683N103 · ISIN KYG6683N1034

301 institutional holders +37 vs Q4 2022
2,480,982,2682.5bn shares reported held*
$11.8bnreported value*
74 new 108 added 57 reduced 37 sold out net bought ≈ $232.2m (+47.2m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $4.76. Options: 19 managers hold calls ($167.9m notional), 19 hold puts ($77.6m).

Trends to Q1 2023

Institutional holders

Managers reporting a position, each quarter

0200400Q3 22: 252Q4 22: 264Q1 23: 301301Q3 22Q4 22Q1 23
Numbers
QuarterHolders
Q3 2022252
Q4 2022264
Q1 2023301

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
2000200Q4 22: 141 bought or addedQ4 22: 107 cut or sold outQ4 22Q1 23: 182 bought or addedQ1 23: 94 cut or sold outQ1 23
Numbers
QuarterBought or addedCut or sold out
Q4 2022141107
Q1 202318294

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$50m$100m$150m$200mQ3 22 calls: $71.5mQ3 22 puts: $67.8mQ3 22P/C 0.95Q4 22 calls: $77.7mQ4 22 puts: $62.4mQ4 22P/C 0.80Q1 23 calls: $167.9mQ1 23 puts: $77.6mQ1 23P/C 0.46
Numbers
QuarterCallsPutsP/C
Q3 2022$71.5m$67.8m0.95
Q4 2022$77.7m$62.4m0.80
Q1 2023$167.9m$77.6m0.46

Biggest buyers

Capital Research Global Investors Added +22,924,937+22.9m
FMR LLC Added +17,810,384+17.8m
JPMORGAN CHASE & CO Added +17,525,819+17.5m
MAVERICK CAPITAL LTD New +12,856,153+12.9m
DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. Added +12,348,723+12.3m
NORGES BANK Added +11,432,260+11.4m
BAILLIE GIFFORD & CO Added +10,819,286+10.8m
BANK OF AMERICA CORP /DE/ Added +8,385,520+8.4m
BIT Capital GmbH Added +7,756,431+7.8m
Alta Park Capital, LP Added +7,752,369+7.8m

Biggest sellers

JENNISON ASSOCIATES LLC Reduced -63,703,433-63.7m
Advent International, L.P. Reduced -30,524,444-30.5m
PRICE T ROWE ASSOCIATES INC /MD/ Reduced -24,371,287-24.4m
SC US (TTGP), LTD. Reduced -20,678,830-20.7m
ATMOS CAPITAL GESTAO DE RECURSOS LTDA. Reduced -13,108,694-13.1m
GCM Grosvenor Holdings, LLC Reduced -5,085,359-5.1m
Whale Rock Capital Management LLC Reduced -4,790,759-4.8m
AMERIPRISE FINANCIAL INC Reduced -4,569,967-4.6m
AMS Capital Ltda Sold out -3,450,000-3.5m
HAMILTON LANE ADVISORS LLC Reduced -2,124,739-2.1m

Biggest calls

SUSQUEHANNA INTERNATIONAL GROUP, LLP Added $55.7m11.7m shares
Absoluto Partners Gestao de Recursos Ltda Added $31.4m6.6m shares
BANK OF AMERICA CORP /DE/ Reduced $27.1m5.7m shares
CITADEL ADVISORS LLC Added $10.6m2.2m shares
GROUP ONE TRADING LLC Added $8.8m1.9m shares
Walleye Trading LLC Added $8.4m1.8m shares
JANE STREET GROUP, LLC Added $7.0m1.5m shares
SIMPLEX TRADING, LLC Added $5.9m1.2m shares
WOLVERINE TRADING, LLC Reduced $4.9m1.0m shares
Hidden Lake Asset Management LP New $4.3m900.0k shares

Biggest puts

BANK OF AMERICA CORP /DE/ Added $28.0m5.9m shares
Walleye Trading LLC Added $11.8m2.5m shares
SUSQUEHANNA INTERNATIONAL GROUP, LLP Reduced $11.3m2.4m shares
CITADEL ADVISORS LLC Added $10.2m2.1m shares
GROUP ONE TRADING LLC Reduced $4.0m844.8k shares
WOLVERINE TRADING, LLC Added $3.8m784.5k shares
SIMPLEX TRADING, LLC Added $2.1m451.6k shares
JANE STREET GROUP, LLC Added $2.0m425.5k shares
PEAK6 Investments LLC Unchanged $1.4m300.0k shares
Cubist Systematic Strategies, LLC New $937.2k196.9k shares

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Major shareholders (over 5%)

Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.

HolderStakeChangeShares Last filed
Rua California Ltd. 13G · exempt (held before listing) filed 2025-10-17 19.2% 905.6m≈ $12.1bn 2025-10-17
BlackRock, Inc. 13G · institution filed 2026-04-24 8.4% 320.3m≈ $4.3bn 2026-04-24
BAILLIE GIFFORD & CO 13G · institution -1.0 pts · filed 2026-08-03 6.0% -1.0 pts 229.9m≈ $3.1bn 2026-08-03

Insider purchases and sales in Q1 2023

Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.

None reported in Q1 2023.

Holders, Q1 2023

#ManagerLocationShares Value% of their portfolioChangeShares change
1 Galileo (PTC) Ltd 58.54% of their portfolio Washington, DC 415,539,300415.5m $2.0bn $2.0bn 58.54% Unchanged
2 SC US (TTGP), LTD. 23.27% of their portfolio Menlo Park, CA 414,614,359414.6m $2.0bn $2.0bn 23.27% Reduced -20.7m -20,678,830
3 BAILLIE GIFFORD & CO 0.54% of their portfolio EDINBURGH, X0 125,468,140125.5m $597.2m $597.2m 0.54% Added +10.8m +10,819,286
4 Technology Crossover Management X, Ltd. 84.42% of their portfolio MENLO PARK, CA 116,211,350116.2m $553.2m $553.2m 84.42% Unchanged
5 Capital Research Global Investors 0.15% of their portfolio Los Angeles, CA 108,553,608108.6m $516.7m $516.7m 0.15% Added +22.9m +22,924,937
6 Berkshire Hathaway Inc 0.16% of their portfolio Omaha, NE 107,118,784107.1m $509.9m $509.9m 0.16% Unchanged
7 JPMORGAN CHASE & CO 0.05% of their portfolio NEW YORK, NY 72,973,41473.0m $347.4m $347.4m 0.05% Added +17.5m +17,525,819
8 Artisan Partners Limited Partnership 0.55% of their portfolio Milwaukee, WI 69,509,67769.5m $330.9m $330.9m 0.55% Reduced -339.3k -339,302
9 MORGAN STANLEY 0.03% of their portfolio NEW YORK, NY 63,952,12964.0m $304.4m $304.4m 0.03% Added +2.6m +2,636,222
10 Invesco Ltd. 0.08% of their portfolio ATLANTA, GA 57,559,07257.6m $274.0m $274.0m 0.08% Added +1.4m +1,429,640
11 Kontiki Capital Management (HK) Ltd. 24.50% of their portfolio Hong Kong, K3 50,873,32550.9m $242.2m $242.2m 24.50% Added +1.2m +1,170,100
12 REDPOINT MANAGEMENT, LLC 37.68% of their portfolio WOODSIDE, CA 42,391,27442.4m $201.8m $201.8m 37.68% Unchanged
13 SANDS CAPITAL MANAGEMENT, LLC 0.66% of their portfolio ARLINGTON, VA 42,061,05642.1m $200.2m $200.2m 0.66% Added +223.8k +223,787
14 PRICE T ROWE ASSOCIATES INC /MD/ 0.03% of their portfolio BALTIMORE, MD 41,368,89641.4m $196.9m $196.9m 0.03% Reduced -24.4m -24,371,287
15 Ribbit Capital GP III, Ltd. 80.45% of their portfolio Palo Alto, CA 38,268,34538.3m $182.2m $182.2m 80.45% Unchanged
16 FMR LLC 0.01% of their portfolio BOSTON, MA 35,620,76835.6m $169.6m $169.6m 0.01% Added +17.8m +17,810,384
17 SCGE MANAGEMENT, L.P. 4.06% of their portfolio MENLO PARK, CA 31,042,83131.0m $147.8m $147.8m 4.06% Unchanged
18 Dragoneer Investment Group, LLC 3.17% of their portfolio SAN FRANCISCO, CA 28,142,90628.1m $134.0m $134.0m 3.17% Unchanged
19 TIGER GLOBAL MANAGEMENT LLC 1.10% of their portfolio New York, NY 25,382,81125.4m $120.8m $120.8m 1.10% Added +41.4k +41,353
20 Capital International Investors 0.03% of their portfolio Los Angeles, CA 24,099,92524.1m $114.7m $114.7m 0.03% Added +7.7m +7,689,830
21 DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. 13.64% of their portfolio RIO DE JANEIRO, D5 24,061,72724.1m $114.5m $114.5m 13.64% Added +12.3m +12,348,723
22 SOFTBANK GROUP CORP. 1.35% of their portfolio TOKYO, M0 22,000,00022.0m $104.7m $104.7m 1.35% Unchanged
23 BIT Capital GmbH 15.21% of their portfolio BERLIN, 2M 20,495,92020.5m $97.6m $97.6m 15.21% Added +7.8m +7,756,431
24 FIL Ltd 0.10% of their portfolio HAMILTON, D0 19,126,53819.1m $91.0m $91.0m 0.10% Reduced -301.1k -301,135
25 Genesis Investment Management, LLP 8.99% of their portfolio London, X0 17,394,68217.4m $82.8m $82.8m 8.99% Added +5.3m +5,342,843
26 WASHINGTON UNIVERSITY 21.55% of their portfolio ST LOUIS, MO 17,174,55917.2m $81.8m $81.8m 21.55% Added +54.2k +54,190
27 BANK OF AMERICA CORP /DE/ 0.01% of their portfolio CHARLOTTE, NC 16,816,90416.8m $80.0m $80.0m 0.01% Added +8.4m +8,385,520
28 Advent International, L.P. 0.96% of their portfolio BOSTON, MA 16,567,75316.6m $78.9m $78.9m 0.96% Reduced -30.5m -30,524,444
29 Coronation Fund Managers Ltd. 2.10% of their portfolio Cape Town, T3 16,547,39116.5m $78.8m $78.8m 2.10% Added +371.7k +371,744
30 ATMOS CAPITAL GESTAO DE RECURSOS LTDA. 22.46% of their portfolio Leblon - Rio de Janeiro, D5 16,275,22716.3m $77.5m $77.5m 22.46% Reduced -13.1m -13,108,694
31 Whale Rock Capital Management LLC 1.67% of their portfolio Boston, MA 15,965,73716.0m $76.0m $76.0m 1.67% Reduced -4.8m -4,790,759
32 RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio NEW YORK, NY 14,523,70614.5m $69.1m $69.1m 0.09% Added +6.7m +6,722,206
33 JENNISON ASSOCIATES LLC 0.06% of their portfolio NEW YORK, NY 14,287,11214.3m $68.0m $68.0m 0.06% Reduced -63.7m -63,703,433
34 SEI INVESTMENTS CO 0.13% of their portfolio OAKS, PA 14,261,11614.3m $67.9m $67.9m 0.13% Added +262.4k +262,450
35 WASATCH ADVISORS LP 0.42% of their portfolio SALT LAKE CITY, UT 14,138,93614.1m $67.3m $67.3m 0.42% Added +2.0m +1,975,912
36 Alta Park Capital, LP 6.93% of their portfolio San Francisco, CA 14,042,52914.0m $66.8m $66.8m 6.93% Added +7.8m +7,752,369
37 Sumitomo Mitsui Trust Group, Inc. 0.05% of their portfolio CHIYODA-KU, TOKYO, M0 13,605,08513.6m $64.8m $64.8m 0.05% Reduced -168.7k -168,681
38 Amova Asset Management Americas, Inc. 0.73% of their portfolio New York, NY 13,605,08513.6m $63.1m $63.1m 0.73% Reduced -168.7k -168,681
39 MAVERICK CAPITAL LTD 1.57% of their portfolio DALLAS, TX 12,856,15312.9m $61.2m $61.2m 1.57% New
40 Absoluto Partners Gestao de Recursos Ltda 26.84% of their portfolio LEBLON, RIO DE JANEIRO, RJ, D5 12,558,66312.6m $59.8m $59.8m 26.84% Added +456.5k +456,489
41 Robeco Institutional Asset Management B.V. 0.16% of their portfolio ROTTERDAM, P7 11,952,70512.0m $56.9m $56.9m 0.16% Added +2.2m +2,218,137
42 NORGES BANK 0.01% of their portfolio OSLO, Q8 11,857,26011.9m $56.4m $56.4m 0.01% Added +11.4m +11,432,260
43 Kora Management LP 11.06% of their portfolio BROOKLYN, NY 10,116,00010.1m $48.2m $48.2m 11.06% Added +2.6m +2,571,000
44 ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio NASHVILLE, TN 9,571,8199.6m $45.6m $45.6m 0.02% Added +2.3m +2,274,886
45 Sands Capital Alternatives, LLC 10.77% of their portfolio ARLINGTON, VA 9,156,3479.2m $43.6m $43.6m 10.77% Unchanged
46 CITADEL ADVISORS LLC 0.05% of their portfolio MIAMI, FL 9,071,7219.1m $43.2m $43.2m 0.05% Added +5.8m +5,798,237
47 Bullfrog Capital GP, Ltd. 25.11% of their portfolio PALO ALTO, CA 8,819,0288.8m $42.0m $42.0m 25.11% Unchanged
48 MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio NEW YORK, NY 7,372,7037.4m $35.1m $35.1m 0.04% Added +5.7m +5,680,110
49 BlackRock Inc. 0.00% of their portfolio New York, NY 7,346,5417.3m $35.0m $35.0m 0.00% Added +7.1m +7,127,625
50 Ribbit Bullfrog GP II, Ltd. 23.89% of their portfolio PALO ALTO, CA 6,990,7007.0m $33.3m $33.3m 23.89% Unchanged
51 Truxt Investmentos Ltda. 10.90% of their portfolio RIO DE JANEIRO, D5 6,537,6666.5m $31.1m $31.1m 10.90% Added +1.7m +1,713,715
52 Partners Group Holding AG 2.21% of their portfolio BAAR-ZUG, V8 5,759,3895.8m $27.4m $27.4m 2.21% Reduced -45.2k -45,239
53 Invus Financial Advisors, LLC 17.31% of their portfolio New York, NY 5,582,9505.6m $26.6m $26.6m 17.31% Unchanged
54 AlpInvest Partners B.V. 6.18% of their portfolio AMSTERDAM, P7 4,929,2964.9m $23.5m $23.5m 6.18% Added +1.9m +1,858,905
55 Caisse de depot et placement du Quebec 0.06% of their portfolio Montreal, A8 4,628,5574.6m $22.0m $22.0m 0.06% Added +8.6k +8,557
56 FRANKLIN RESOURCES INC 0.01% of their portfolio San Mateo, CA 4,289,7744.3m $20.4m $20.4m 0.01% Unchanged
57 ARK Investment Management LLC 0.14% of their portfolio ST. PETERSBURG, FL 4,269,6604.3m $20.3m $20.3m 0.14% Reduced -128.0k -128,049
58 D. E. Shaw & Co., Inc. 0.03% of their portfolio New York, NY 4,208,4984.2m $20.0m $20.0m 0.03% Added +4.2m +4,184,256
59 CANADA PENSION PLAN INVESTMENT BOARD 0.03% of their portfolio TORONTO ONTARIO, A6 3,910,1883.9m $18.6m $18.6m 0.03% Unchanged
60 Adero Partners, LLC 1.95% of their portfolio PLEASANTON, CA 3,728,3513.7m $17.7m $17.7m 1.95% Added +44.2k +44,188
61 BESSEMER GROUP INC 0.04% of their portfolio WOODBRIDGE, NJ 3,585,3793.6m $17.1m $17.1m 0.04% Unchanged
62 JANE STREET GROUP, LLC 0.03% of their portfolio NEW YORK, NY 3,578,0473.6m $17.0m $17.0m 0.03% Added +3.3m +3,280,159
63 GLYNN CAPITAL MANAGEMENT LLC 4.00% of their portfolio MENLO PARK, CA 3,526,6533.5m $16.8m $16.8m 4.00% Added +75.1k +75,056
64 TD Asset Management Inc 0.02% of their portfolio Toronto, A6 3,511,9103.5m $16.7m $16.7m 0.02% Reduced -890.3k -890,298
65 Think Investments LP 3.86% of their portfolio San Francisco, CA 3,424,7003.4m $16.3m $16.3m 3.86% Added +668.7k +668,700
66 ThornTree Capital Partners LP 3.83% of their portfolio Boston, MA 3,241,5433.2m $15.4m $15.4m 3.83% New
67 Point72 Asset Management, L.P. 0.05% of their portfolio STAMFORD, CT 3,107,0953.1m $14.8m $14.8m 0.05% New
68 Old Well Partners, LLC 5.53% of their portfolio CHARLOTTE, NC 2,936,6002.9m $14.0m $14.0m 5.53% Added +1.5m +1,468,300
69 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 2,932,9712.9m $14.0m $14.0m 0.03% Added +2.9m +2,859,771
70 GCM Grosvenor Holdings, LLC 3.70% of their portfolio Chicago, IL 2,891,3442.9m $13.8m $13.8m 3.70% Reduced -5.1m -5,085,359
71 STATE STREET CORP 0.00% of their portfolio BOSTON, MA 2,758,6442.8m $13.1m $13.1m 0.00% Added +247.7k +247,653
72 California Public Employees Retirement System 0.01% of their portfolio Sacramento, CA 2,661,0372.7m $12.7m $12.7m 0.01% New
73 Legal & General Group Plc 0.00% of their portfolio London, X0 2,471,2412.5m $11.8m $11.8m 0.00% Added +1.0m +1,040,941
74 DEEPWATER ASSET MANAGEMENT, LLC 5.10% of their portfolio Minneapolis, MN 2,260,3982.3m $10.8m $10.8m 5.10% New
75 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 2,202,7532.2m $10.5m $10.5m 0.00% Reduced -16.6k -16,607
76 Verition Fund Management LLC 0.15% of their portfolio GREENWICH, CT 2,000,0002.0m $9.5m $9.5m 0.15% Added +500.0k +500,000
77 TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio NEW YORK, NY 1,981,9862.0m $9.4m $9.4m 0.03% Added +1.7m +1,731,486
78 Comprehensive Financial Management LLC 0.28% of their portfolio Los Gatos, CA 1,966,4882.0m $9.4m $9.4m 0.28% Added +492.8k +492,815
79 University of Wisconsin Foundation 17.28% of their portfolio MADISON, WI 1,909,2671.9m $9.1m $9.1m 17.28% New
80 HRT FINANCIAL LP 0.11% of their portfolio NEW YORK, NY 1,863,3251.9m $8.9m $8.9m 0.11% New
81 HILLMAN CO 4.36% of their portfolio PITTSBURGH, PA 1,857,5071.9m $8.8m $8.8m 4.36% Unchanged
82 Balyasny Asset Management L.P. 0.03% of their portfolio Chicago, IL 1,811,5101.8m $8.6m $8.6m 0.03% Added +1.8m +1,793,343
83 VANGUARD GROUP INC 0.00% of their portfolio Valley Forge, PA 1,769,9071.8m $8.4m $8.4m 0.00% New
84 IEQ CAPITAL, LLC 0.19% of their portfolio Foster City, CA 1,694,2411.7m $8.1m $8.1m 0.19% Reduced -346.9k -346,908
85 Hidden Lake Asset Management LP 6.72% of their portfolio NEW YORK, NY 1,669,3201.7m $7.9m $7.9m 6.72% New
86 Carnegie Investment Counsel 0.30% of their portfolio PEPPER PIKE, OH 1,580,9001.6m $7.5m $7.5m 0.30% Added +277.6k +277,600
87 Tidal Investments LLC 0.13% of their portfolio Milwaukee, WI 1,553,1021.6m $7.4m $7.4m 0.13% Added +536.8k +536,848
88 Penserra Capital Management LLC 0.14% of their portfolio ORINDA, CA 1,446,7191.4m $6.9m $6.9m 0.14% Added +219.0k +218,981
89 Baader Bank Aktiengesellschaft 0.52% of their portfolio Unterschleissheim, 2M 1,369,9001.4m $6.5m $6.5m 0.52% Added +50.0k +50,000
90 NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio ALBANY, NY 1,301,0881.3m $6.2m $6.2m 0.01% Added +111.2k +111,229
91 HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.03% of their portfolio TORONTO, A6 1,282,0001.3m $6.1m $6.1m 0.03% New
92 SALEM INVESTMENT COUNSELORS INC 0.24% of their portfolio WINSTON-SALEM, NC 1,267,7501.3m $6.0m $6.0m 0.24% Reduced -33.1k -33,140
93 Malka Meyer 100.00% of their portfolio PALO ALTO, CA 1,209,1601.2m $5.8m $5.8m 100.00% Unchanged
94 CITIGROUP INC 0.01% of their portfolio NEW YORK, NY 1,077,9141.1m $5.1m $5.1m 0.01% Added +608.5k +608,547
95 Parkwood LLC 0.94% of their portfolio CLEVELAND, OH 1,061,1401.1m $5.1m $5.1m 0.94% Unchanged
96 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.04% of their portfolio HARRISBURG, PA 1,042,9041.0m $5.0m $5.0m 0.04% Added +52.1k +52,132
97 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 951,924951.9k $4.5m $4.5m 0.00% Reduced -1.1m -1,064,715
98 Windmill Hill Asset Management Ltd 2.77% of their portfolio WADDESDON, X0 839,456839.5k $4.0m $4.0m 2.77% Added +309.2k +309,188
99 Russell Investments Group, Ltd. 0.01% of their portfolio Seattle, WA 789,305789.3k $3.8m $3.8m 0.01% Reduced -179.1k -179,070
100 HSBC HOLDINGS PLC 0.00% of their portfolio LONDON, X0 787,494787.5k $3.8m $3.8m 0.00% New