NU HLDGS LTD NU
ORD SHS CL A · Common Stock · CUSIP G6683N103 · ISIN KYG6683N1034
- SectorFinancials
- IndustryFinance Services
- HeadquartersCayman Islands
- FilingsSEC EDGAR
* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($19.0m this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $4.76. Options: 19 managers hold calls ($167.9m notional), 19 hold puts ($77.6m).
Trends to Q1 2023
Institutional holders
Managers reporting a position, each quarter
Numbers
| Quarter | Holders |
|---|---|
| Q3 2022 | 252 |
| Q4 2022 | 264 |
| Q1 2023 | 301 |
Buyers vs sellers
Managers adding to or starting a position, vs cutting or selling out
Numbers
| Quarter | Bought or added | Cut or sold out |
|---|---|---|
| Q4 2022 | 141 | 107 |
| Q1 2023 | 182 | 94 |
Calls vs puts
Options held, notional value, last 4 quarters. P/C = puts ÷ calls
Numbers
| Quarter | Calls | Puts | P/C |
|---|---|---|---|
| Q3 2022 | $71.5m | $67.8m | 0.95 |
| Q4 2022 | $77.7m | $62.4m | 0.80 |
| Q1 2023 | $167.9m | $77.6m | 0.46 |
Biggest buyers
| Capital Research Global Investors | Added | +22.9m |
| FMR LLC | Added | +17.8m |
| JPMORGAN CHASE & CO | Added | +17.5m |
| MAVERICK CAPITAL LTD | New | +12.9m |
| DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. | Added | +12.3m |
| NORGES BANK | Added | +11.4m |
| BAILLIE GIFFORD & CO | Added | +10.8m |
| BANK OF AMERICA CORP /DE/ | Added | +8.4m |
| BIT Capital GmbH | Added | +7.8m |
| Alta Park Capital, LP | Added | +7.8m |
Biggest sellers
| JENNISON ASSOCIATES LLC | Reduced | -63.7m |
| Advent International, L.P. | Reduced | -30.5m |
| PRICE T ROWE ASSOCIATES INC /MD/ | Reduced | -24.4m |
| SC US (TTGP), LTD. | Reduced | -20.7m |
| ATMOS CAPITAL GESTAO DE RECURSOS LTDA. | Reduced | -13.1m |
| GCM Grosvenor Holdings, LLC | Reduced | -5.1m |
| Whale Rock Capital Management LLC | Reduced | -4.8m |
| AMERIPRISE FINANCIAL INC | Reduced | -4.6m |
| AMS Capital Ltda | Sold out | -3.5m |
| HAMILTON LANE ADVISORS LLC | Reduced | -2.1m |
Biggest calls
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Added | $55.7m11.7m shares |
| Absoluto Partners Gestao de Recursos Ltda | Added | $31.4m6.6m shares |
| BANK OF AMERICA CORP /DE/ | Reduced | $27.1m5.7m shares |
| CITADEL ADVISORS LLC | Added | $10.6m2.2m shares |
| GROUP ONE TRADING LLC | Added | $8.8m1.9m shares |
| Walleye Trading LLC | Added | $8.4m1.8m shares |
| JANE STREET GROUP, LLC | Added | $7.0m1.5m shares |
| SIMPLEX TRADING, LLC | Added | $5.9m1.2m shares |
| WOLVERINE TRADING, LLC | Reduced | $4.9m1.0m shares |
| Hidden Lake Asset Management LP | New | $4.3m900.0k shares |
Biggest puts
| BANK OF AMERICA CORP /DE/ | Added | $28.0m5.9m shares |
| Walleye Trading LLC | Added | $11.8m2.5m shares |
| SUSQUEHANNA INTERNATIONAL GROUP, LLP | Reduced | $11.3m2.4m shares |
| CITADEL ADVISORS LLC | Added | $10.2m2.1m shares |
| GROUP ONE TRADING LLC | Reduced | $4.0m844.8k shares |
| WOLVERINE TRADING, LLC | Added | $3.8m784.5k shares |
| SIMPLEX TRADING, LLC | Added | $2.1m451.6k shares |
| JANE STREET GROUP, LLC | Added | $2.0m425.5k shares |
| PEAK6 Investments LLC | Unchanged | $1.4m300.0k shares |
| Cubist Systematic Strategies, LLC | New | $937.2k196.9k shares |
Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.
Major shareholders (over 5%)
Anyone who owns more than 5% of a class of the company's shares has to say so: on Schedule 13D if they may try to influence or control the company, on 13G if they're a passive investor, and update it as the stake changes. Each holder's latest filing, from 19 Dec 2024 on; percentages are of the share class, as the holder worked them out.
| Holder | Stake |
|---|---|
| Rua California Ltd. 13G · exempt (held before listing) filed 2025-10-17 | 19.2% |
| BlackRock, Inc. 13G · institution filed 2026-04-24 | 8.4% |
| BAILLIE GIFFORD & CO 13G · institution -1.0 pts · filed 2026-08-03 | 6.0% |
Insider purchases and sales in Q1 2023
Shares bought or sold by the company's own officers, directors and 10% owners, in the open market or privately, as they reported to the SEC on Form 4 (due within two business days of the trade). Grants, option exercises, shares withheld for tax and gifts aren't included.
None reported in Q1 2023.
Holders, Q1 2023
| Manager | Shares | Change |
|---|---|---|
| Galileo (PTC) Ltd 58.54% of their portfolio | 415.5m $2.0bn | Unchanged |
| SC US (TTGP), LTD. 23.27% of their portfolio | 414.6m $2.0bn | Reduced -20.7m |
| BAILLIE GIFFORD & CO 0.54% of their portfolio | 125.5m $597.2m | Added +10.8m |
| Technology Crossover Management X, Ltd. 84.42% of their portfolio | 116.2m $553.2m | Unchanged |
| Capital Research Global Investors 0.15% of their portfolio | 108.6m $516.7m | Added +22.9m |
| Berkshire Hathaway Inc 0.16% of their portfolio | 107.1m $509.9m | Unchanged |
| JPMORGAN CHASE & CO 0.05% of their portfolio | 73.0m $347.4m | Added +17.5m |
| Artisan Partners Limited Partnership 0.55% of their portfolio | 69.5m $330.9m | Reduced -339.3k |
| MORGAN STANLEY 0.03% of their portfolio | 64.0m $304.4m | Added +2.6m |
| Invesco Ltd. 0.08% of their portfolio | 57.6m $274.0m | Added +1.4m |
| Kontiki Capital Management (HK) Ltd. 24.50% of their portfolio | 50.9m $242.2m | Added +1.2m |
| REDPOINT MANAGEMENT, LLC 37.68% of their portfolio | 42.4m $201.8m | Unchanged |
| SANDS CAPITAL MANAGEMENT, LLC 0.66% of their portfolio | 42.1m $200.2m | Added +223.8k |
| PRICE T ROWE ASSOCIATES INC /MD/ 0.03% of their portfolio | 41.4m $196.9m | Reduced -24.4m |
| Ribbit Capital GP III, Ltd. 80.45% of their portfolio | 38.3m $182.2m | Unchanged |
| FMR LLC 0.01% of their portfolio | 35.6m $169.6m | Added +17.8m |
| SCGE MANAGEMENT, L.P. 4.06% of their portfolio | 31.0m $147.8m | Unchanged |
| Dragoneer Investment Group, LLC 3.17% of their portfolio | 28.1m $134.0m | Unchanged |
| TIGER GLOBAL MANAGEMENT LLC 1.10% of their portfolio | 25.4m $120.8m | Added +41.4k |
| Capital International Investors 0.03% of their portfolio | 24.1m $114.7m | Added +7.7m |
| DYNAMO INTERNACIONAL GESTAO DE RECURSOS LTDA. 13.64% of their portfolio | 24.1m $114.5m | Added +12.3m |
| SOFTBANK GROUP CORP. 1.35% of their portfolio | 22.0m $104.7m | Unchanged |
| BIT Capital GmbH 15.21% of their portfolio | 20.5m $97.6m | Added +7.8m |
| FIL Ltd 0.10% of their portfolio | 19.1m $91.0m | Reduced -301.1k |
| Genesis Investment Management, LLP 8.99% of their portfolio | 17.4m $82.8m | Added +5.3m |
| WASHINGTON UNIVERSITY 21.55% of their portfolio | 17.2m $81.8m | Added +54.2k |
| BANK OF AMERICA CORP /DE/ 0.01% of their portfolio | 16.8m $80.0m | Added +8.4m |
| Advent International, L.P. 0.96% of their portfolio | 16.6m $78.9m | Reduced -30.5m |
| Coronation Fund Managers Ltd. 2.10% of their portfolio | 16.5m $78.8m | Added +371.7k |
| ATMOS CAPITAL GESTAO DE RECURSOS LTDA. 22.46% of their portfolio | 16.3m $77.5m | Reduced -13.1m |
| Whale Rock Capital Management LLC 1.67% of their portfolio | 16.0m $76.0m | Reduced -4.8m |
| RENAISSANCE TECHNOLOGIES LLC 0.09% of their portfolio | 14.5m $69.1m | Added +6.7m |
| JENNISON ASSOCIATES LLC 0.06% of their portfolio | 14.3m $68.0m | Reduced -63.7m |
| SEI INVESTMENTS CO 0.13% of their portfolio | 14.3m $67.9m | Added +262.4k |
| WASATCH ADVISORS LP 0.42% of their portfolio | 14.1m $67.3m | Added +2.0m |
| Alta Park Capital, LP 6.93% of their portfolio | 14.0m $66.8m | Added +7.8m |
| Sumitomo Mitsui Trust Group, Inc. 0.05% of their portfolio | 13.6m $64.8m | Reduced -168.7k |
| Amova Asset Management Americas, Inc. 0.73% of their portfolio | 13.6m $63.1m | Reduced -168.7k |
| MAVERICK CAPITAL LTD 1.57% of their portfolio | 12.9m $61.2m | New |
| Absoluto Partners Gestao de Recursos Ltda 26.84% of their portfolio | 12.6m $59.8m | Added +456.5k |
| Robeco Institutional Asset Management B.V. 0.16% of their portfolio | 12.0m $56.9m | Added +2.2m |
| NORGES BANK 0.01% of their portfolio | 11.9m $56.4m | Added +11.4m |
| Kora Management LP 11.06% of their portfolio | 10.1m $48.2m | Added +2.6m |
| ALLIANCEBERNSTEIN L.P. 0.02% of their portfolio | 9.6m $45.6m | Added +2.3m |
| Sands Capital Alternatives, LLC 10.77% of their portfolio | 9.2m $43.6m | Unchanged |
| CITADEL ADVISORS LLC 0.05% of their portfolio | 9.1m $43.2m | Added +5.8m |
| Bullfrog Capital GP, Ltd. 25.11% of their portfolio | 8.8m $42.0m | Unchanged |
| MILLENNIUM MANAGEMENT LLC 0.04% of their portfolio | 7.4m $35.1m | Added +5.7m |
| BlackRock Inc. 0.00% of their portfolio | 7.3m $35.0m | Added +7.1m |
| Ribbit Bullfrog GP II, Ltd. 23.89% of their portfolio | 7.0m $33.3m | Unchanged |
| Truxt Investmentos Ltda. 10.90% of their portfolio | 6.5m $31.1m | Added +1.7m |
| Partners Group Holding AG 2.21% of their portfolio | 5.8m $27.4m | Reduced -45.2k |
| Invus Financial Advisors, LLC 17.31% of their portfolio | 5.6m $26.6m | Unchanged |
| AlpInvest Partners B.V. 6.18% of their portfolio | 4.9m $23.5m | Added +1.9m |
| Caisse de depot et placement du Quebec 0.06% of their portfolio | 4.6m $22.0m | Added +8.6k |
| FRANKLIN RESOURCES INC 0.01% of their portfolio | 4.3m $20.4m | Unchanged |
| ARK Investment Management LLC 0.14% of their portfolio | 4.3m $20.3m | Reduced -128.0k |
| D. E. Shaw & Co., Inc. 0.03% of their portfolio | 4.2m $20.0m | Added +4.2m |
| CANADA PENSION PLAN INVESTMENT BOARD 0.03% of their portfolio | 3.9m $18.6m | Unchanged |
| Adero Partners, LLC 1.95% of their portfolio | 3.7m $17.7m | Added +44.2k |
| BESSEMER GROUP INC 0.04% of their portfolio | 3.6m $17.1m | Unchanged |
| JANE STREET GROUP, LLC 0.03% of their portfolio | 3.6m $17.0m | Added +3.3m |
| GLYNN CAPITAL MANAGEMENT LLC 4.00% of their portfolio | 3.5m $16.8m | Added +75.1k |
| TD Asset Management Inc 0.02% of their portfolio | 3.5m $16.7m | Reduced -890.3k |
| Think Investments LP 3.86% of their portfolio | 3.4m $16.3m | Added +668.7k |
| ThornTree Capital Partners LP 3.83% of their portfolio | 3.2m $15.4m | New |
| Point72 Asset Management, L.P. 0.05% of their portfolio | 3.1m $14.8m | New |
| Old Well Partners, LLC 5.53% of their portfolio | 2.9m $14.0m | Added +1.5m |
| MARSHALL WACE, LLP 0.03% of their portfolio | 2.9m $14.0m | Added +2.9m |
| GCM Grosvenor Holdings, LLC 3.70% of their portfolio | 2.9m $13.8m | Reduced -5.1m |
| STATE STREET CORP 0.00% of their portfolio | 2.8m $13.1m | Added +247.7k |
| California Public Employees Retirement System 0.01% of their portfolio | 2.7m $12.7m | New |
| Legal & General Group Plc 0.00% of their portfolio | 2.5m $11.8m | Added +1.0m |
| DEEPWATER ASSET MANAGEMENT, LLC 5.10% of their portfolio | 2.3m $10.8m | New |
| GOLDMAN SACHS GROUP INC 0.00% of their portfolio | 2.2m $10.5m | Reduced -16.6k |
| Verition Fund Management LLC 0.15% of their portfolio | 2.0m $9.5m | Added +500.0k |
| TWO SIGMA INVESTMENTS, LP 0.03% of their portfolio | 2.0m $9.4m | Added +1.7m |
| Comprehensive Financial Management LLC 0.28% of their portfolio | 2.0m $9.4m | Added +492.8k |
| University of Wisconsin Foundation 17.28% of their portfolio | 1.9m $9.1m | New |
| HRT FINANCIAL LP 0.11% of their portfolio | 1.9m $8.9m | New |
| HILLMAN CO 4.36% of their portfolio | 1.9m $8.8m | Unchanged |
| Balyasny Asset Management L.P. 0.03% of their portfolio | 1.8m $8.6m | Added +1.8m |
| VANGUARD GROUP INC 0.00% of their portfolio | 1.8m $8.4m | New |
| IEQ CAPITAL, LLC 0.19% of their portfolio | 1.7m $8.1m | Reduced -346.9k |
| Hidden Lake Asset Management LP 6.72% of their portfolio | 1.7m $7.9m | New |
| Carnegie Investment Counsel 0.30% of their portfolio | 1.6m $7.5m | Added +277.6k |
| Tidal Investments LLC 0.13% of their portfolio | 1.6m $7.4m | Added +536.8k |
| Penserra Capital Management LLC 0.14% of their portfolio | 1.4m $6.9m | Added +219.0k |
| Baader Bank Aktiengesellschaft 0.52% of their portfolio | 1.4m $6.5m | Added +50.0k |
| NEW YORK STATE COMMON RETIREMENT FUND 0.01% of their portfolio | 1.3m $6.2m | Added +111.2k |
| HEALTHCARE OF ONTARIO PENSION PLAN TRUST FUND 0.03% of their portfolio | 1.3m $6.1m | New |
| SALEM INVESTMENT COUNSELORS INC 0.24% of their portfolio | 1.3m $6.0m | Reduced -33.1k |
| Malka Meyer 100.00% of their portfolio | 1.2m $5.8m | Unchanged |
| CITIGROUP INC 0.01% of their portfolio | 1.1m $5.1m | Added +608.5k |
| Parkwood LLC 0.94% of their portfolio | 1.1m $5.1m | Unchanged |
| COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.04% of their portfolio | 1.0m $5.0m | Added +52.1k |
| WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio | 951.9k $4.5m | Reduced -1.1m |
| Windmill Hill Asset Management Ltd 2.77% of their portfolio | 839.5k $4.0m | Added +309.2k |
| Russell Investments Group, Ltd. 0.01% of their portfolio | 789.3k $3.8m | Reduced -179.1k |
| HSBC HOLDINGS PLC 0.00% of their portfolio | 787.5k $3.8m | New |