Vault-13

FTAC HERA ACQUISITION CORP

CLASS A ORD SHS · CUSIP G3728Y103

99 institutional holders -14 vs Q3 2022
77,877,55977.9m shares reported held*
$778.8mreported value*
4 new 15 added 22 reduced 20 sold out net sold ≈ $20.6m (-1.7m shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once ($582.2k this quarter). Holder counts are more reliable. Implied quarter-end price ≈ $10.00. Options: 1 managers hold calls ($54.4k notional), 0 hold puts (—).

Trends to Q4 2022

Institutional holders

Managers reporting a position, each quarter

050100150Q3 22: 113Q4 22: 9999Q3 22Q4 22
Numbers
QuarterHolders
Q3 2022113
Q4 202299

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 22 calls: $53.0kQ3 22 puts: $0Q3 22P/C 0.00Q4 22 calls: $54.4kQ4 22 puts: $0Q4 22P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2022$53.0k$00.00
Q4 2022$54.4k$00.00

Biggest buyers

First Trust Capital Management L.P. Added +4,139,683+4.1m
Westchester Capital Management, LLC Added +1,211,963+1.2m
GLAZER CAPITAL, LLC Added +1,049,285+1.0m
ARISTEIA CAPITAL, L.L.C. Added +838,484+838.5k
Hudson Bay Capital Management LP Added +500,000+500.0k
JANE STREET GROUP, LLC Added +460,402+460.4k
Altshuler Shaham Ltd New +347,541+347.5k
D. E. Shaw & Co., Inc. New +220,000+220.0k
HRT FINANCIAL LP Added +151,447+151.4k
Polar Asset Management Partners Inc. Added +108,808+108.8k

Biggest sellers

MARSHALL WACE, LLP Reduced -2,328,597-2.3m
MIZUHO MARKETS AMERICAS LLC Reduced -1,770,000-1.8m
HBK INVESTMENTS L P Sold out -1,130,269-1.1m
Tetragon Partners GP Ltd Sold out -805,000-805.0k
Ghisallo Capital Management LLC Sold out -750,000-750.0k
Verition Fund Management LLC Reduced -517,410-517.4k
NOMURA HOLDINGS INC Reduced -500,000-500.0k
OCONNOR, A Distinct Business Unit of UBS ASSET MANAGEMENT AMERICAS (LLC) Sold out -475,696-475.7k
Phoenix Financial Ltd. Sold out -443,382-443.4k
SOROS FUND MANAGEMENT LLC Sold out -400,000-400.0k

Biggest calls

Paloma Partners Management Co Unchanged $54.4k5.4k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q4 2022

#ManagerLocationShares Value% of their portfolioChangeShares change
1 GLAZER CAPITAL, LLC 1.94% of their portfolio New York, NY 7,409,4017.4m $74.9m $74.9m 1.94% Added +1.0m +1,049,285
2 ARISTEIA CAPITAL, L.L.C. 1.22% of their portfolio GREENWICH, CT 6,000,9976.0m $60.7m $60.7m 1.22% Added +838.5k +838,484
3 MILLENNIUM MANAGEMENT LLC 0.06% of their portfolio NEW YORK, NY 5,759,8965.8m $58.2m $58.2m 0.06% Added +20.9k +20,900
4 Saba Capital Management, L.P. 0.76% of their portfolio NEW YORK, NY 4,496,6584.5m $45.5m $45.5m 0.76% Unchanged
5 First Trust Capital Management L.P. 2.43% of their portfolio CHICAGO, IL 4,472,4424.5m $45.2m $45.2m 2.43% Added +4.1m +4,139,683
6 HSBC HOLDINGS PLC 0.05% of their portfolio LONDON, X0 3,602,8833.6m $36.4m $36.4m 0.05% Unchanged
7 Weiss Asset Management LP 1.61% of their portfolio BOSTON, MA 3,346,9383.3m $33.9m $33.9m 1.61% Unchanged
8 Polar Asset Management Partners Inc. 0.41% of their portfolio TORONTO, A6 2,837,3562.8m $28.7m $28.7m 0.41% Added +108.8k +108,808
9 Magnetar Financial LLC 0.48% of their portfolio EVANSTON, IL 2,786,3332.8m $28.2m $28.2m 0.48% Unchanged
10 Atalaya Capital Management LP 4.38% of their portfolio NEW YORK, NY 2,416,0342.4m $24.5m $24.5m 4.38% Unchanged
11 Sculptor Capital LP 0.45% of their portfolio New York, NY 2,377,3722.4m $24.0m $24.0m 0.45% Unchanged
12 NOMURA HOLDINGS INC 0.23% of their portfolio TOKYO, M0 2,197,5682.2m $22.2m $22.2m 0.23% Reduced -500.0k -500,000
13 CVI Holdings, LLC 2.51% of their portfolio WILMINGTON, DE 1,942,8471.9m $19.7m $19.7m 2.51% Reduced -75.8k -75,765
14 Corbin Capital Partners, L.P. 5.45% of their portfolio NEW YORK, NY 1,770,0001.8m $17.9m $17.9m 5.45% Unchanged
15 WELLINGTON MANAGEMENT GROUP LLP 0.00% of their portfolio Boston, MA 1,484,3021.5m $9.9m $9.9m 0.00% Unchanged
16 Westchester Capital Management, LLC 0.41% of their portfolio VALHALLA, NY 1,411,9631.4m $14.3m $14.3m 0.41% Added +1.2m +1,211,963
17 Periscope Capital Inc. 0.61% of their portfolio Toronto, A6 1,397,6981.4m $14.1m $14.1m 0.61% Added +51.2k +51,158
18 MARSHALL WACE, LLP 0.03% of their portfolio LONDON, X0 1,275,6861.3m $12.9m $12.9m 0.03% Reduced -2.3m -2,328,597
19 AQR Arbitrage LLC 0.32% of their portfolio Greenwich, CT 1,251,9031.3m $12.7m $12.7m 0.32% Unchanged
20 Radcliffe Capital Management, L.P. 0.41% of their portfolio BALA CYNWYD, PA 1,230,3731.2m $12.4m $12.4m 0.41% Added +231 +231
21 Taconic Capital Advisors LP 0.35% of their portfolio NEW YORK, NY 944,148944.1k $9.6m $9.6m 0.35% Unchanged
22 Woodline Partners LP 0.13% of their portfolio San Francisco, CA 921,381921.4k $9.3m $9.3m 0.13% Unchanged
23 BANK OF MONTREAL /CAN/ 0.00% of their portfolio TORONTO, A6 828,000828.0k $8.4m $8.4m 0.00% Reduced -4.0k -3,977
24 Davidson Kempner Capital Management LP 0.15% of their portfolio New York, NY 700,000700.0k $7.1m $7.1m 0.15% Unchanged
25 Hudson Bay Capital Management LP 0.08% of their portfolio STAMFORD, CT 674,000674.0k $6.8m $6.8m 0.08% Added +500.0k +500,000
26 CITADEL ADVISORS LLC 0.01% of their portfolio MIAMI, FL 625,000625.0k $6.3m $6.3m 0.01% Reduced -2.4k -2,381
27 P SCHOENFELD ASSET MANAGEMENT LP 0.72% of their portfolio NEW YORK, NY 613,236613.2k $6.2m $6.2m 0.72% Unchanged
28 ADAGE CAPITAL PARTNERS GP, L.L.C. 0.01% of their portfolio Boston, MA 606,700606.7k $6.1m $6.1m 0.01% Unchanged
29 Silver Rock Financial LP 1.93% of their portfolio Los Angeles, CA 601,743601.7k $6.1m $6.1m 1.93% Unchanged
30 PICTON MAHONEY ASSET MANAGEMENT 0.29% of their portfolio Toronto, A6 553,975554.0k $5.6m $5.6m 0.29% Added +86.2k +86,208
31 FIR TREE CAPITAL MANAGEMENT LP 0.29% of their portfolio New York, NY 553,462553.5k $5.6m $5.6m 0.29% Added +54.2k +54,169
32 Bulldog Investors, LLP 1.67% of their portfolio SADDLE BROOK, NJ 548,224548.2k $5.5m $5.5m 1.67% Reduced -13.9k -13,920
33 BANK OF AMERICA CORP /DE/ 0.00% of their portfolio CHARLOTTE, NC 530,526530.5k $5.4m $5.4m 0.00% Reduced -2.4k -2,398
34 JANE STREET GROUP, LLC 0.01% of their portfolio NEW YORK, NY 513,056513.1k $5.2m $5.2m 0.01% Added +460.4k +460,402
35 STATE OF WISCONSIN INVESTMENT BOARD 0.02% of their portfolio MADISON, WI 500,000500.0k $5.1m $5.1m 0.02% Unchanged
36 FARALLON CAPITAL MANAGEMENT, L.L.C. 0.03% of their portfolio SAN FRANCISCO, CA 500,000500.0k $5.1m $5.1m 0.03% Unchanged
37 MMCAP International Inc. SPC 0.51% of their portfolio GRAND CAYMAN, E9 494,787494.8k $5.0m $5.0m 0.51% Unchanged
38 Atlas Merchant Capital LLC 0.70% of their portfolio New York, NY 411,208411.2k $4.2m $4.2m 0.70% First filing
39 BANK OF NOVA SCOTIA 0.01% of their portfolio TORONTO, A6 375,000375.0k $3.8m $3.8m 0.01% Unchanged
40 Altshuler Shaham Ltd 0.00% of their portfolio Tel Aviv, L3 347,541347.5k $9.6k $9.6k 0.00% New
41 Sage Rock Capital Management LP 1.02% of their portfolio NEW YORK, NY 323,344323.3k $3.3m $3.3m 1.02% Unchanged
42 TD Asset Management Inc 0.00% of their portfolio Toronto, A6 300,000300.0k $3.0m $3.0m 0.00% Unchanged
43 Boussard & Gavaudan Investment Management LLP 0.34% of their portfolio London, X0 300,000300.0k $3.0m $3.0m 0.34% Unchanged
44 Exos TFP Holdings LLC 0.83% of their portfolio NEW YORK, NY 294,672294.7k $3.0m $3.0m 0.83% Reduced -886 -886
45 Schechter Investment Advisors, LLC 0.26% of their portfolio BIRMINGHAM, MI 283,623283.6k $2.9m $2.9m 0.26% Reduced -2.2k -2,211
46 Schonfeld Strategic Advisors LLC 0.02% of their portfolio NEW YORK, NY 259,991260.0k $2.6m $2.6m 0.02% Reduced -76.3k -76,309
47 PUBLIC EMPLOYEES RETIREMENT SYSTEM OF OHIO 0.01% of their portfolio COLUMBUS, OH 250,000250.0k $2.5m $2.5m 0.01% Unchanged
48 Starboard Value LP 0.05% of their portfolio New York, NY 250,000250.0k $2.5m $2.5m 0.05% Unchanged
49 LMR Partners LLP 0.05% of their portfolio LONDON, X0 250,000250.0k $2.5m $2.5m 0.05% Unchanged
50 KIM, LLC 0.13% of their portfolio WICHITA, KS 234,672234.7k $2.4m $2.4m 0.13% Unchanged
51 Segantii Capital Management Ltd 0.09% of their portfolio HONG KONG, K3 225,000225.0k $2.3m $2.3m 0.09% Unchanged
52 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 220,000220.0k $2.2m $2.2m 0.00% New
53 HRT FINANCIAL LP 0.03% of their portfolio NEW YORK, NY 202,230202.2k $2.0m $2.0m 0.03% Added +151.4k +151,447
54 TORONTO DOMINION BANK 0.00% of their portfolio TORONTO, ONTARIO, A6 200,000200.0k $2.0m $2.0m 0.00% Unchanged
55 Cowen Investment Management LLC 0.41% of their portfolio NEW YORK, NY 200,000200.0k $2.0m $2.0m 0.41% Unchanged
56 Athos Capital Ltd 1.22% of their portfolio HONG KONG, K3 200,000200.0k $2.0m $2.0m 1.22% Unchanged
57 WHITEBOX ADVISORS LLC 0.07% of their portfolio MINNEAPOLIS, MN 184,000184.0k $1.9m $1.9m 0.07% Unchanged
58 Karpus Management, Inc. 0.06% of their portfolio Pittsford, NY 172,900172.9k $1.7m $1.7m 0.06% Reduced -32.3k -32,300
59 Centiva Capital, LP 0.13% of their portfolio New York, NY 156,240156.2k $1.6m $1.6m 0.13% Unchanged
60 DUPONT CAPITAL MANAGEMENT CORP 0.07% of their portfolio Wilmington, DE 150,000150.0k $1.5m $1.5m 0.07% Unchanged
61 Balyasny Asset Management L.P. 0.01% of their portfolio Chicago, IL 150,000150.0k $1.5m $1.5m 0.01% Unchanged
62 Castle Creek Arbitrage, LLC 0.13% of their portfolio AVON, CO 150,000150.0k $1.5m $1.5m 0.13% Unchanged
63 MIZUHO MARKETS AMERICAS LLC 0.08% of their portfolio NEW YORK, NY 121,831121.8k $1.2m $1.2m 0.08% Reduced -1.8m -1,770,000
64 Verition Fund Management LLC 0.02% of their portfolio GREENWICH, CT 117,410117.4k $1.2m $1.2m 0.02% Reduced -517.4k -517,410
65 ROYAL BANK OF CANADA 0.00% of their portfolio TORONTO, A6 95,67595.7k $967.0k $967.0k 0.00% Reduced -5.5k -5,527
66 Linden Advisors LP 0.01% of their portfolio New York, NY 91,16591.2k $921.7k $921.7k 0.01% Unchanged
67 BERKLEY W R CORP 0.05% of their portfolio Greenwich, CT 85,08485.1k $860.2k $860.2k 0.05% Unchanged
68 BASSWOOD CAPITAL MANAGEMENT, L.L.C. 0.06% of their portfolio NEW YORK, NY 83,26883.3k $841.8k $841.8k 0.06% Unchanged
69 DEUTSCHE BANK AG\ 0.00% of their portfolio FRANKFURT AM MAIN, 2M 80,14380.1k $810.2k $810.2k 0.00% Unchanged
70 GEODE CAPITAL MANAGEMENT, LLC 0.00% of their portfolio BOSTON, MA 76,96777.0k $778.0k $778.0k 0.00% Unchanged
71 Baird Financial Group, Inc. 0.00% of their portfolio MILWAUKEE, WI 76,73576.7k $776.0k $776.0k 0.00% Added +1.9k +1,905
72 SUSQUEHANNA INTERNATIONAL GROUP, LLP 0.00% of their portfolio BALA CYNWYD, PA 75,05875.1k $759.6k $759.6k 0.00% Unchanged
73 Mint Tower Capital Management B.V. 0.08% of their portfolio AMSTERDAM, P7 66,66666.7k $674.0k $674.0k 0.08% Unchanged
74 CAPTRUST FINANCIAL ADVISORS 0.00% of their portfolio RALEIGH, NC 60,32060.3k $609.8k $609.8k 0.00% Reduced -224 -224
75 JANUS HENDERSON GROUP PLC 0.00% of their portfolio LONDON, X0 53,47953.5k $540.1k $540.1k 0.00% Reduced -53.5k -53,481
76 Cohanzick Management, LLC 0.16% of their portfolio Pleasantville, NY 53,08453.1k $537.0k $537.0k 0.16% Reduced -1.2k -1,231
77 COMMONWEALTH OF PENNSYLVANIA PUBLIC SCHOOL EMPLS RETRMT SYS 0.00% of their portfolio HARRISBURG, PA 50,00050.0k $506.0k $506.0k 0.00% Unchanged
78 Kepos Capital LP 0.07% of their portfolio NEW YORK, NY 50,00050.0k $506.0k $506.0k 0.07% Unchanged
79 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 48,86548.9k $494.0k $494.0k 0.00% Reduced -2 -2
80 BOOTHBAY FUND MANAGEMENT, LLC 0.01% of their portfolio NEW YORK, NY 43,06743.1k $435.4k $435.4k 0.01% Unchanged
81 ATW SPAC MANAGEMENT LLC 0.10% of their portfolio NEW YORK, NY 43,06743.1k $435.4k $435.4k 0.10% Unchanged
82 Wealthspring Capital LLC 0.55% of their portfolio WEST HARRISON, NY 36,07036.1k $364.7k $364.7k 0.55% Reduced -285.4k -285,434
83 CANTOR FITZGERALD, L. P. 0.01% of their portfolio NEW YORK, NY 31,76931.8k $322.0k $322.0k 0.01% New
84 RIVERNORTH CAPITAL MANAGEMENT, LLC 0.01% of their portfolio WEST PALM BEACH, FL 30,00030.0k $303.3k $303.3k 0.01% Unchanged
85 SONA ASSET MANAGEMENT (US) LLC 0.08% of their portfolio NEW YORK, NY 28,50028.5k $288.1k $288.1k 0.08% Unchanged
86 CAPSTONE INVESTMENT ADVISORS, LLC 0.01% of their portfolio NEW YORK, NY 25,00025.0k $252.8k $252.8k 0.01% Unchanged
87 EHP Funds Inc. 0.05% of their portfolio TORONTO, Z4 25,00025.0k $253.0k $253.0k 0.05% Unchanged
88 Paloma Partners Management Co 0.05% of their portfolio GREENWICH, CT 21,50021.5k $217.6k $217.6k 0.05% Unchanged
89 Evolution Capital Management LLC 0.70% of their portfolio CRYSTAL BAY, NV 20,00020.0k $202.4k $202.4k 0.70% Unchanged
90 Kohlberg Kravis Roberts & Co. L.P. 0.01% of their portfolio NEW YORK, NY 20,00020.0k $202.2k $202.2k 0.01% Unchanged
91 DeepCurrents Investment Group LLC 0.01% of their portfolio NEW YORK, NY 17,73017.7k $179.2k $179.2k 0.01% Unchanged
92 CONDOR CAPITAL MANAGEMENT 0.02% of their portfolio MARTINSVILLE, NJ 13,00013.0k $131.4k $131.4k 0.02% Reduced -500 -500
93 OLD MISSION CAPITAL LLC 0.01% of their portfolio CHICAGO, IL 12,82512.8k $129.7k $129.7k 0.01% Reduced -9.5k -9,549
94 PenderFund Capital Management Ltd. 0.04% of their portfolio VANCOUVER, A1 8,8108.8k $121 $121 0.04% Added +1.7k +1,720
95 BARCLAYS PLC 0.00% of their portfolio LONDON, X0 3,5493.5k $35.9k $35.9k 0.00% First filing
96 Tower Research Capital LLC (TRC) 0.00% of their portfolio NEW YORK, NY 2,0132.0k $20.0k $20.0k 0.00% New
97 Elequin Capital, LP 0.00% of their portfolio NEW YORK, NY 140140 $1.4k $1.4k 0.00% Reduced -110 -110
98 Context Capital Management, LLC 0.00% of their portfolio LAJOLLA, CA 3030 $0 $0 0.00% Unchanged
99 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged