Vault-13

EVERGREEN CORPORATION EGUVF

*W EXP 02/08/202 · Equity WRT · CUSIP G3312W117

28 institutional holders -2 vs Q1 2024
7,921,2877.9m shares reported held*
$7.3mreported value*
0 new 1 added 5 reduced 2 sold out net sold ≈ $6.5k (+15.6k shares)

* Summed across managers. Shares that two managers' reports both contain – a subsidiary's holdings that its parent's report includes too, or a sub-adviser's in its client's – are counted once. Holder counts are more reliable. Implied quarter-end price ≈ $0.93. Options: 2 managers hold calls ($31.5k notional), 0 hold puts (—).

Trends to Q2 2024

Institutional holders

Managers reporting a position, each quarter

0102030Q3 22: 23Q4 22: 23Q1 23: 26Q2 23: 29Q3 23: 30Q4 23: 26Q1 24: 30Q2 24: 2828Q3 22Q1 23Q3 23Q1 24Q2 24
Numbers
QuarterHolders
Q3 202223
Q4 202223
Q1 202326
Q2 202329
Q3 202330
Q4 202326
Q1 202430
Q2 202428

Buyers vs sellers

Managers adding to or starting a position, vs cutting or selling out

Bought or addedCut or sold out
10010Q4 22: 2 bought or addedQ4 22: 3 cut or sold outQ4 22Q1 23: 7 bought or addedQ1 23: 5 cut or sold outQ2 23: 6 bought or addedQ2 23: 8 cut or sold outQ2 23Q3 23: 3 bought or addedQ3 23: 2 cut or sold outQ4 23: 3 bought or addedQ4 23: 8 cut or sold outQ4 23Q1 24: 6 bought or addedQ1 24: 3 cut or sold outQ2 24: 1 bought or addedQ2 24: 7 cut or sold outQ2 24
Numbers
QuarterBought or addedCut or sold out
Q4 202223
Q1 202375
Q2 202368
Q3 202332
Q4 202338
Q1 202463
Q2 202417

Calls vs puts

Options held, notional value, last 4 quarters. P/C = puts ÷ calls

CallsPuts
$0$20k$40k$60kQ3 23 calls: $1.2kQ3 23 puts: $0Q3 23P/C 0.00Q4 23 calls: $23.0kQ4 23 puts: $0Q4 23P/C 0.00Q1 24 calls: $56.6kQ1 24 puts: $0Q1 24P/C 0.00Q2 24 calls: $31.5kQ2 24 puts: $0Q2 24P/C 0.00
Numbers
QuarterCallsPutsP/C
Q3 2023$1.2k$00.00
Q4 2023$23.0k$00.00
Q1 2024$56.6k$00.00
Q2 2024$31.5k$00.00

Biggest buyers

CLEAR STREET LLC Added +102,999+103.0k

Biggest sellers

Sea Otter Advisors LLC Sold out -150,000-150.0k
Periscope Capital Inc. Reduced -69,800-69.8k
CVI Holdings, LLC Reduced -13,339-13.3k
CITADEL ADVISORS LLC Reduced -3,333-3.3k
COWEN AND COMPANY, LLC Reduced -700-700
Hudson Bay Capital Management LP Reduced -203-203
UBS Group AG Sold out -59-59

Biggest calls

ATW SPAC MANAGEMENT LLC Unchanged $30.0k600.0k shares
MILLENNIUM MANAGEMENT LLC Unchanged $1.5k30.0k shares

Biggest puts

None

Options at notional value: the value of the shares the contracts control, as filers report them, not what the options cost. Not included in the holders, shares or buying above.

Holders, Q2 2024

#ManagerLocationShares Value% of their portfolioChangeShares change
1 HIGHBRIDGE CAPITAL MANAGEMENT LLC 0.00% of their portfolio NEW YORK, NY 1,500,0001.5m $75.0k $75.0k 0.00% Unchanged
2 Saba Capital Management, L.P. 0.00% of their portfolio NEW YORK, NY 905,624905.6k $45.3k $45.3k 0.00% Unchanged
3 Shaolin Capital Management LLC 0.00% of their portfolio Miami, FL 621,256621.3k $31.1k $31.1k 0.00% Unchanged
4 BOOTHBAY FUND MANAGEMENT, LLC 0.21% of their portfolio NEW YORK, NY 600,000600.0k $6.9m $6.9m 0.21% Unchanged
5 Calamos Advisors LLC 0.00% of their portfolio NAPERVILLE, IL 500,000500.0k $25.0k $25.0k 0.00% Unchanged
6 Hudson Bay Capital Management LP 0.00% of their portfolio STAMFORD, CT 495,497495.5k $29.2k $29.2k 0.00% Reduced -203 -203
7 D. E. Shaw & Co., Inc. 0.00% of their portfolio New York, NY 495,000495.0k $29.2k $29.2k 0.00% Unchanged
8 Clear Street Derivatives LLC 0.00% of their portfolio NEW YORK, NY 350,245350.2k $17.5k $17.5k 0.00% Unchanged
9 WHITEBOX ADVISORS LLC 0.00% of their portfolio MINNEAPOLIS, MN 350,000350.0k $17.5k $17.5k 0.00% Unchanged
10 WOLVERINE ASSET MANAGEMENT LLC 0.00% of their portfolio CHICAGO, IL 340,018340.0k $17.0k $17.0k 0.00% Unchanged
11 AQR Arbitrage LLC 0.00% of their portfolio Greenwich, CT 332,544332.5k $16.6k $16.6k 0.00% Unchanged
12 Yakira Capital Management, Inc. 0.01% of their portfolio Westport, CT 325,500325.5k $16.3k $16.3k 0.01% Unchanged
13 GOLDMAN SACHS GROUP INC 0.00% of their portfolio NEW YORK, NY 289,809289.8k $14.5k $14.5k 0.00% Unchanged
14 COWEN AND COMPANY, LLC 0.00% of their portfolio NEW YORK, NY 289,261289.3k $14.5k $14.5k 0.00% Reduced -700 -700
15 Walleye Capital LLC 0.00% of their portfolio NEW YORK, NY 241,680241.7k $12.1k $12.1k 0.00% Unchanged
16 CLEAR STREET LLC 0.00% of their portfolio NEW YORK, NY 237,880237.9k $11.9k $11.9k 0.00% Added +103.0k +102,999
17 Polar Asset Management Partners Inc. 0.00% of their portfolio TORONTO, A6 237,500237.5k $11.9k $11.9k 0.00% Unchanged
18 Periscope Capital Inc. 0.00% of their portfolio Toronto, A6 230,200230.2k $11.5k $11.5k 0.00% Reduced -69.8k -69,800
19 SkyView Investment Advisors, LLC 0.00% of their portfolio SHREWSBURY, NJ 225,000225.0k $11.0k $11.0k 0.00% Unchanged
20 MMCAP International Inc. SPC 0.00% of their portfolio GRAND CAYMAN, E9 200,000200.0k $10.0k $10.0k 0.00% Unchanged
21 CVI Holdings, LLC 0.01% of their portfolio WILMINGTON, DE 155,153155.2k $7.8k $7.8k 0.01% Reduced -13.3k -13,339
22 Exos Asset Management LLC 0.01% of their portfolio NEW YORK, NY 125,935125.9k $6.3k $6.3k 0.01% Unchanged
23 Cubist Systematic Strategies, LLC 0.00% of their portfolio STAMFORD, CT 122,580122.6k $6.1k $6.1k 0.00% Unchanged
24 Walleye Trading LLC 0.00% of their portfolio NEW YORK, NY 107,820107.8k $5.4k $5.4k 0.00% Unchanged
25 CITADEL ADVISORS LLC 0.00% of their portfolio MIAMI, FL 62,01562.0k $3.7k $3.7k 0.00% Reduced -3.3k -3,333
26 Westchester Capital Management, LLC 0.00% of their portfolio VALHALLA, NY 50,00050.0k $2.0k $2.0k 0.00% Unchanged
27 FIFTH LANE CAPITAL, LP 0.00% of their portfolio Austin, TX 30,77030.8k $1.5k $1.5k 0.00% Unchanged
28 CONCOURSE FINANCIAL GROUP SECURITIES, INC. 0.00% of their portfolio BIRMINGHAM, AL 00 $0 $0 0.00% Unchanged